A Survey of Sun Wukong’s Magic “Immortal Breath” and Its Abilities

I’ve previously written an article in which I detail the origins of the Monkey King’s magic hair. He first exhibits the ability to transform his hair in chapter two of Journey to the West (Xiyouji, 西遊記, 1592):

Plucking a handful of hairs from his own body and throwing them into his mouth, he chewed them to tiny pieces and then spat them into the air. “Change!” he cried, and they changed at once into two or three hundred little monkeys encircling the combatants on all sides. For you see, when someone acquires the body of an immortal, he can project his spirit, change his form, and perform all kinds of wonders. Since the Monkey King had become accomplished in the Way, every one of the eighty-four thousand hairs on his body could change into whatever shape or substance he desired (Wu & Yu, 2012, vol. 1, p. 129).

拔一把毫毛,丟在口中嚼碎,望空噴去,叫一聲:「變!」即變做三、二百個小猴,週圍攢簇。 原來人得仙體,出神變化無方。不知這猴王自從了道之後,身上有八萬四千毛羽,根根能變,應物隨心。

This tactic of transforming chewed up hairs into dozens, hundreds, or even thousands of monkey clones also appears in chapters 3, 5, 21, 35, 44, 86, and 90 (A & B) (Wu & Yu, 2012, vol. 1, pp. 132, 165, 172, & 409; vol. 2, pp. 138 & 277; vol. 3, p. 332; vol. 4, pp. 164-165, 168, 219, & 221). But these chewed up hairs can also be transformed into other objects, such as sleep-inducing bugs in chapters 5 and 86, as well as seven kinds of hawks in chapter 72 (Wu & Yu, 2012, vol. 1, p. 165; vol. 3, p. 332; vol. 4, p. 168).

But the novel states that Sun sometimes changes his hair by first blowing on it with his magic “immortal breath” (xianqi, 仙氣). This article will provide a brief survey of this skill and its abilities.

I. Hair

Explicit mentions of the immortal breath show that it can transform hair into:

  • Ink-soaked brush to write on the Buddha’s hand (ch. 7) (Wu & Yu, 2012, vol. 1, p. 195).
  • Dagger to skin a tiger (ch. 14) (Wu & Yu, 2012, vol. 1, p. 310).
  • Three-ply hemp rope to tie up Zhu Bajie (ch. 19) (Wu & Yu, 2012, vol. 1, p. 385).
  • Duplicates of the Monkey King (fig. 1) (ch. 25, 27, 45, 73, 77, 84, 85, & 94) (Wu & Yu, 2012, vol. 1, pp. 465; vol. 2, p. 27, 129, & 292; vol. 3, p. 340; vol. 4, pp. 20, 139, 151, & 293).
  • Copper coin to pay for paper (ch. 33) (Wu & Yu, 2012, vol. 2, pp. 117-118).
  • Fake lesser demons (ch. 34) (Wu & Yu, 2012, vol. 2, p. 122).
  • Yellow-gold rope to replace a magical weapon of the same name (ch. 34) (Wu & Yu, 2012, vol. 2, p. 130).
  • Gold-plated, red lacquered box to hold a white jade token (ch. 37) (Wu & Yu, 2012, vol. 2, p. 169).
  • Wrapper to infiltrate a demon’s lair (ch. 41) (Wu & Yu, 2012, vol. 2, pp. 235-236).
  • Yellow hound to carry away a bogus immortal’s decapitated head (ch. 46) (Wu & Yu, 2012, vol. 2, p. 308).
  • Hungry hawk to eat a bogus immortal’s entrails (ch. 46) (Wu & Yu, 2012, vol. 2, p. 310).
  • Group of 30 tigers to scare away monks (ch. 64) (Wu & Yu, 2012, vol. 3, p. 194).
  • Sleep-inducing insects and lice, fleas, and bedbugs (ch. 71 (A & B) & 84) (Wu & Yu, 2012, vol. 3, pp. 303 & 304; vol. 4, p. 139).
  • Gold-headed fly to scare a demon king (ch. 75) (Wu & Yu, 2012, vol. 3, p. 366).
  • Bow drill (comprised of a diamond bit, a bamboo strip, and a cotton string) to drill out of a dangerous magic treasure (ch. 75) (Wu & Yu, 2012, vol. 3, p. 369).
  • Very thin but long rope to climb out of a monster’s stomach (ch. 76) (Wu & Yu, 2012, vol. 4, p. 3).
  • Thirty ropes for tying up bandits (ch. 97) (Wu & Yu, 2012, vol. 4, p. 328).

It should be noted, however, that the novel is very inconsistent regarding this ability. The immortal breath is not always used; Sun often just commands the hair to transform or changes it without saying anything, such as in chapters 4, 33, 34 (A, B, & C), 42, 46, 49, 51, 59, 65, 68, 71, and 74 (Wu & Yu, 2012, vol. 1, p. 156; vol. 2, p. 115, 124-125, 237, 301, 305, & 345-346; vol. 3, p. 13, 120, 216, 269, 305, & 358). The “chewing” and “spitting out” of the hair is another example (see above). But one might argue that spitting requires a build of air in the lungs, so by extension, the immortal breath is being used.

This inconsistency is probably due to the standard 1592 edition of Journey to the West coalescing from independent oral stories developed and told over the centuries (see the late-13th-century version of the story, for example). Therefore, some story tellers likely employed the immortal breath, while others did not.

sc137582 - small

Fig. 1 – “Wukong Blows His Hair” (c. 1882) by Yoshitoshi (larger version).

II. Staff

This immortal breath is also shown capable of transforming the magic iron staff (fig. 2).

  • Steel file to file through a magic golden ring pinning Monkey’s neck to a column (ch. 34) (Wu & Yu, 2012, vol. 2, p. 129).
  • Razor to mutilate two lesser demons (ch. 63) (Wu & Yu, 2012, vol. 3, p. 180).
  • Flag pole to make a pair of magic cymbals stand upright (ch. 65) (Wu & Yu, 2012, vol. 3, p. 216).
  • Seventy forked weapons to cut the threads of supernatural spider webs (ch. 73) (Wu & Yu, 2012, vol. 3, p. 340).
  • Nail to prop open a demon’s mouth while Monkey climbs out of their stomach (ch. 83) (Wu & Yu, 2012, vol. 4, p. 113).
  • Three-pointed drill to make a covert hole in a wardrobe (ch. 84) (Wu & Yu, 2012, vol. 4, p. 139).

As noted above, the novel is inconsistent in this regard. For instance, Monkey changes the staff into a steel drill without blowing on it in chapter 65 (Wu & Yu, 2012, vol. 3, p. 218). Likewise, no breath is used in chapters 46 and 84 when Sun transforms the weapon into razors for shaving heads (Wu & Yu, 2012, vol. 2, p. 305; vol. 4, p. 139).

Fig. 2 – Monkey pointing to the luminous iron pillar that will become his iron staff (larger version). From the Qing-Era Painted, Complete Edition Journey to the West (Qing caihui quanben Xiyouji, 清彩繪全本西遊記).

III. Miscellaneous 

Monkey can also transform items not in contact with his body. For instance, in chapter 46, he changes a Daoist lad’s clothing from a spring onion white robe into a brown monk’s robe (Wu & Yu, 2012, vol. 2, p. 305). In chapter 78, Sun transforms Tripitaka into his likeness using a mask made from mud:

Pilgrim, too, had little alternative but to flatten the mud and press it on his own face and, after a little while, succeeded in making an apelike mask. Asking the Tang Monk to stand up but without uttering another word, Pilgrim pasted the mask on his master’s face and recited a magic spell. He then blew his immortal breath onto the mask, crying, “Change!” At once the elder took on the appearance of Pilgrim. He was told to take off his own garments and switch clothes with Pilgrim, who made the magic sign and then recited another spell to change into the form of the Tang Monk (Wu & Yu, 2012, vol. 4, p. 47).

行者沒奈何,將泥撲作一片,往自家臉上一安,做下個猴像的臉子。叫唐僧站起休動,再莫言語。貼在唐僧臉上,念動真言,吹口仙氣,叫:「變!」那長老即變做個行者模樣。脫了他的衣服,以行者的衣服穿上。行者卻將師父的衣服穿了,捻著訣,念個咒語,搖身變作唐僧的嘴臉。

Again, the novel is inconsistent regarding external objects. Sometimes Monkey bights his tongue and spits blood out to change said item, such as in chapter 25 (A & B) (Wu & Yu, 2012, vol. 1, pp. 474-475 & 477; vol. 2, p. 303). [1-2] But, again, one could argue that the immortal breath is used as spitting requires a build-up of air in the lungs.

IV. Special abilities 

The immortal breath (fig. 3) is also shown to have other special abilities. For instance, in chapter 46, Monkey uses it to heal a gaping wound in his stomach:

With a swagger, Pilgrim walked down to the execution site. Leaning himself on a huge pillar, he untied his robe and revealed his stomach. The executioner used a rope and tied his neck to the pillar; down below, another rope strapped his two legs also to the pillar. Then he wielded a sharp dagger and ripped Pilgrim’s chest downward, all the way to his lower abdomen. Pilgrim used both his hands to push open his belly, and then he took out his intestines, which he examined one by one. After a long pause, he put them back inside, coil for coil exactly as before. Grasping the skins of his belly and bringing them together with his hands, he blew his magic breath on his abdomen, crying, “Grow!” At once his belly closed up completely (Wu & Yu, 2012, vol. 2, p. 309).

行者搖搖擺擺,徑至殺場。將身靠著大樁,解開衣帶,露出肚腹。那劊子手將一條繩套在他膊項上,一條繩紮住他腿足,把一口牛耳短刀幌一幌,著肚皮下一割,搠個窟窿。這行者雙手爬開肚腹,拿出腸臟來,一條條理夠多時,依然安在裡面,照舊盤曲。捻著肚皮,吹口仙氣,叫:「長!」依然長合。

The novel implies that Sun’s immortal breath also has the ability to manipulate souls. For example, in chapter 88, Sun uses it in an arcane ritual designed to bestow three human disciples with super human strength. The pertinent section reads:

In a secluded room behind the Gauze-Drying Pavilion, Pilgrim traced out on the ground a diagram of the Big Dipper. Then he asked the three princes to prostrate themselves inside the diagram and, with eyes closed, exercise the utmost concentration. Behind them he himself recited in silence the true sayings of realized immortality and intoned the words of Dharani as he blew divine breaths into their visceral cavities. Their primordial spirits [yuanshen, 元神] were thus restored to their original abodes …

行者才教三個王子都在暴紗亭後,靜室之間,畫了罡斗。教三人都俯伏在內,一個個瞑目寧神。這裡卻暗暗念動真言,誦動咒語,將仙氣吹入他三人心腹之中,把元神收歸本舍 。。。

The term “primordial spirits” (yuanshen, 元神) is commonly associated with Buddhahood or enlightenment. In Daoism, it is synonymous with the attainment of immortality via the formation of a “Sacred Embryo” (shengtai, 聖胎), which is forged from spiritual energies over long years of self-cultivation (Darga, 2008). This suggests that Monkey’s immortal breath also grants the disciples some form of immortality. You can read about the entire ritual here.

Fig. 3 – A vapor blowing smoke (larger version). Image found here. Photographer unknown. I imagine this is what the immortal breath would look like.

And in chapter 97, Sun uses the immortal breath to transform an old man’s soul into “ether” for easy transport back to the world of the living:

Pilgrim changed the soul of the squire into ether [qi, 氣] by blowing on him. The ether was stored in his sleeve so that they could leave [Hell] and go back to the world of light together. Astride the clouds, he soon arrived at the Kou house. Eight Rules [Zhu Bajie] was told to pry open the lid of the coffin, and the soul of the squire was pushed into his body. In a moment, he began to breathe once more and revived (Wu & Yu, 2012, vol. 4, p. 339).

將他吹化為氣,掉於衣袖之間,同去幽府,復返陽間。駕雲頭,到了寇家,即喚八戒捎開材蓋,把他魂靈兒推付本身。須臾間,透出氣來活了。

The phrase “immortal breath” (xianqi, 仙氣) is missing in the original Chinese, but the ability’s use is understood as the passage mentions Monkey “blowing” (chui, 吹) on the soul.

V. Conclusion

Various chapters of Journey to the West show that Sun Wukong can use his immortal breath to transform his hair, his magic staff, and items not directly in contact with his body into anything he desires. These range from utilitarian items like files, blades, drills, and ropes to living creatures like insects, birds of prey, dogs, tigers, lesser demons, and even independent copies of himself. It can also change the color and appearance of clothing, as well as magically disguise someone when used in tandem with a mask. The skill’s special abilities include healing and soul manipulation. Evidence suggests that it can restore the “primordial spirit”, granting some form of immortality, as well as transform souls into “ether” for better ease of transport.

The immortal breath, however, is not used consistently throughout the novel. Monkey sometimes chews up and spits out the hair, commands it to change, or simply transforms it without saying anything at all. This inconsistency is likely due to the novel coalescing from independent oral stories developed and told over the centuries.

Notes:

1) Thank you to Irwen Wong for reminding me of this.

2) The second instance of tongue-biting doesn’t mention the word for blood (xie, 血), but it can be understood to be present.

Sources:

Darga, M. (2008). Shengtai. In F. Pregadio (Ed.), The Encyclopedia of Taoism (Vols. 1-2) (pp. 883-884). London: Routledge].

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4). Chicago, Illinois: University of Chicago Press.

Archive #14 – Alchemy and Journey to the West: The Cart-Slow Kingdom Episode

Chapters 44 to 46 of Journey to the West sees the pilgrims enter the Cart-Slow Kingdom (Chechi guo, 車遲國) where they find Buddhist monks have been enslaved by local Daoists to haul a cart full of materials up an impossibly narrow, steep, spine-like ridge in order to construct buildings behind an abbey. After some investigation, Sun Wukong discovers their enslavement is a royal punishment for losing a rain-making competition some years prior to three mysterious Daoist priests, Tiger Strength Great Immortal (Huli daxian, 虎力大仙), Deer Strength Great Immortal (Luli daxian, 鹿力大仙), and Goat Strength Great Immortal (Yangli daxian, 羊力大仙) (fig. 1). (For their victory in saving the country during a time of drought, the three priests are bestowed the royal titles “Precepts of State” (Guoshi, 國師).) Monkey and his brothers break into the abbey and trick the three priests, under the guise of the Three Pure Ones, into thinking their urine is heavenly elixir. The enraged priests then gain permission from the country’s ruler to engage our heroes in a series of magical competitions in order to defend their dignity. After aiding Tripitaka in contests of meditation and clairvoyance, the Great Sage personally faces each of the three priests in contests of surviving corporal punishment, namely beheading (vs Tiger Strength), evisceration (vs Deer Strength), and being boiled in oil (vs Goat Strength). Each priest dies as a result of having lesser magical skills born from heretical practices, and in the end they are revealed to have been animal spirits (a tiger, a deer, and a goat) in disguise. The country’s ruler releases the monks from their bondage and our pilgrims continue their journey to India.

Three Animal Priests (Tiger Strength, Deer Strength, Goat Strength) - small

Fig. 1 – A modern depiction of the three animal priests (larger version). Artist unknown.

Oldstone-Moore’s (1998) paper “Alchemy and Journey to the West: The Cart-Slow Kingdom Episode” explores the history and hidden meaning of the three chapters. She reveals certain aspects of the episode serve as allegories for internal alchemical processes. For background she explains Daoism sometimes presents the body as a microcosmic mountain landscape. In the case of the story, the ridge represents the spine and the building material being hauled by the monks represents unrefined qi, seminal essence, and spiritual energies that, when purified via circulation up the spine and down the front of the body numerous times, bolster the body and aids in the attainment of immortality. The cart itself represents a meditation technique used in the Quanzhen school of Daoism to transport the aforementioned energies up the spine. Interestingly, one Zhong-Lü scripture [1] notes this “River Cart” (heche, 河車) is pulled by a number of animals, including an oxen, a deer, and a goat. Therefore, Deer Strength and Goat Strength likely represent these animals. Oldstone-Moore (1998) suggests Tiger Strength is based on Uncle Eyes Great Immortal (Boyan daxian, 伯眼大仙), a tiger spirit appearing in an earlier version of the Slow-Cart Kingdom episode recorded in a 14th-century Korean primer on colloquial Chinese. Additionally, she highlights the conflict between orthodox and heretical practices in the episode. Sun Wukong is shown to have stronger magic because his early Daoist cultivation was guided by a teacher. This differs from the three priests, whose lesser abilities are the result of self study. So taken together, the episode is a warning that esoteric alchemical cultivation should only be pursued under the guidance of an initiated teacher.   

portrait_of_amoghavajra2c_14_century2c_national_museum2c_tokyo

Fig. 2 – A 14th-century painting of the Buddhist monk Amoghavajra (larger version). Image from Wikipedia. 

Oldstone-Moore (1998) also mentions the rain-making competition between Buddhist and Daoists at the beginning of the episode is based on historical events. This is laid out by Yu (1987), who suggests it is based on Tang-era magic competitions between the Indo-Sogdian Buddhist monk Amoghavajra (Bukong, 不空) (fig. 2) and the Daoist Luo Gongyuan (羅公遠). What’s interesting is that, just like the three priests, Luo was also a Precept of State.

Archive link

Click to access alchemy-and-journey-to-the-west-the-cart-slow-kingdom-episode.pdf

Disclaimer

This has been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.

Notes:

1) This refers to teachings associated with the immortals Zhongli Quan and his student Lü Dongbin.

Sources:

Oldstone-Moore, J. (1998). Alchemy and Journey to the West: The Cart-Slow Kingdom Episode. Journal of Chinese Religions, 26(1), 51-66, DOI: 10.1179/073776998805306930

Yu, A. C. (1987). Religion and literature in China: The ‘Obscure Way’ in The Journey to the West In C. Tu (Ed.), Tradition and creativity: Essays on East Asian civilization (pp. 122-24). Publisher City, State: Publisher.

The Origin of Sun Wukong’s Cloud Somersault

The Monkey King is famous for utilizing a vast arsenal of magic powers to protect the monk Tripitaka on the journey to India, chief among them being immortality, shape-shifting, hair clones, super strength, and flight via the cloud somersault (jindou yun, 筋斗雲). The latter is a powerful skill because it enables him to travel 108,000 li (33,554 mi / 54,000 km), [1] or one and one-third the circumference of our Earth, in a single leap. [2] Perhaps the most famous episode involving the somersault appears in chapter seven when the Buddha bets Wukong that he’ll give the rebellious monkey the throne of heaven if he can leap clear of the Enlightened One’s palm. Sun gleefully accepts, certain of his success: “What a fool this Tathagata is! A single somersault of mine can carry old Monkey one hundred and eight thousand li, yet his palm is not even one foot across. How could I possibly not jump clear of it?” (Wu & Yu, 2012, vol. 1, p. 194). But of course lovers of the novel know how this wager ends, with a desecrated finger and our hero trapped beneath Five Elements Mountain

I. Literary description

While Sun is traditionally portrayed in visual media riding a single cloud (fig. 1), the very name “somersault” points to Monkey leaping from cloud to cloud. And in fact this is demonstrated in chapter 97 when it requires “a series of cloud somersaults” for him to retrieve the soul of an elderly benefactor from the underworld (Wu & Yu, 2012, vol. 4, p. 338). However, the magic skill’s attributes are not always portrayed consistently throughout the novel. For example, it is sometimes shown capable of transporting passengers, such as the “thirty or fifty” of Monkey’s children rescued from captivity in chapter two, thereby implying a single cloud (Wu & Yu, 2012, vol. 1, p. 129). But other times, like in chapter 22, it can’t lift even a single person because the impure nature of mortals renders them “as heavy as the Tai Mountain” (Wu & Yu, 2012, vol. 1, p. 427). Interestingly, the somersault is portrayed as much faster than the clouds of other immortals (see section three below). 

Kubo Son Goku, 18th-c. - small

Fig. 1 – Detail of an 1812 calendar print by Japanese artist Kubo Shunman depicting Son Goku (Sun Wukong) flying on his cloud somersault (larger version). A full size scan of the calendar can be seen here.  

II. Ties to Daoist immortals 

Sun Wukong first learns to perform his cloud somersault in chapter two while studying Daoist cultivation under his first master, the Sage Subodhi:

[T]he Patriarch gave him an oral formula, saying, ‘Make the magic sign, recite the spell, clench your fist tightly, shake your body, and when you jump up, one somersault will carry you one hundred and eight thousand li … Throughout the night … Wukong practiced ardently and mastered the technique of cloud-somersault. From then on, he had complete freedom [xiaoyao, 逍遙], blissfully enjoying his state of long life'” (Wu & Yu, 2012, vol. 1, p. 123). (emphasis mine)

Elements of this passage reference the long tradition of cloud-borne transcendents in Daoist literature. For example, Kirkova (2016) highlights a poem by the first Cao Wei emperor Cao Pi describing the great speed of their travel: “Lightened you’ll soar, mount the floating clouds, / in a blink you’ll travel millions of li” (p. 105). She explains the ability to traverse vast distances in a flash “is a primary sign of the immortals’ mastery over space and time and is an important topos in their hagiographies” (Kirkova, 2016, p. 106). Furthermore, Kirkova (2016) points out the term used to denote their great freedom of movement, xiaoyao (逍遙/消搖), emphasized above, appears in works as old as the Huananzi and Zhuangzi (p. 104).

III. Ties to Chan Buddhist Philosophy

Despite the cloud’s apparent ties to Daoism, it has a strong symbolic connection to Buddhism. For example, the distance that a single somersault covers just so happens to correspond to the expanse separating Tripitaka from the Buddha’s paradise. This fact is revealed in chapter 14 by Guanyin while disguised as an old woman: “The Buddha of the West … lives in the Great Temple of Thunderclap in the territory of India, and the journey there is one hundred and eight thousand li long” (Wu & Yu, 2012, p. 316). Shao (2006) explains the measure is taken directly from the Platform Sutra of Huineng, the sixth patriarch of Chan Buddhism (p. 718). The particular passage reads:

The governor also asked,

I often see clergy and laity invoking Amitabha Buddha in hopes of rebirth in the [Pure Land of the] West. Please explain this to me. Can we attain rebirth there? Please resolve this doubt for me.

The Master said,

Listen clearly, Governor, and I will explain it to you. When the World Honored One was in the city of Sravasti, he spoke of the Western Pure Land as a teaching device. Scripture is clear that “it is not far from here,” but treatises say it is “108,000 li away.” This number refers to the ten evils and eight wrongs in the one’s person. This says it is far away. Saying it is far away is for people of lesser faculties. Saying it is near is for people of better faculties.

[…]

Now I urge you, good friends, to first get rid of the ten evils; that is the equivalent of traveling one hundred thousand li. [3] Then get rid of the eight wrongs; that is the equivalent of crossing eight thousand li. See essential nature in every moment, always acting with impartial directness, and you will arrive in a finger-snap and see Amitabha Buddha (Huineng & Cleary, 1998, pp. 26-27).

As can be seen, the number 108,000 is symbolic of two sets of spiritual hindrances. The “ten evils” (shi’e, 惡) are killing, stealing, sexual misconduct, greed, hatred, delusion, foul language, lying, harsh speech, and slander. The “eight wrongs” (baxie, 八邪) are opposites of the eight fold path (Huineng, Hsuan, & Buddhist Text Translation Society, 2002, p. 183). Ridding oneself of these piecemeal gets you many li closer to paradise. But only those who achieve enlightenment can arrive instantly. This means the cloud somersault can be read as a Chan metaphor for instant enlightenment. After all, Monkey can travel to the Buddha’s heaven in a flash, whereas Tripitaka is fated to journey thousands of miles over many years “before he finds deliverance from the sea of sorrows” (Wu & Yu, 2012, vol. 1, p. 436). This is because, as suggested by Shao (2006), the demons encountered on the journey embody the “ten evils and eight wrongs” that must be defeated before the monk can enter paradise (p. 719).

37e2fc9cebe000bb1c76c73e7ad2963a-d5oas0h

Fig. 2 – Monkey soaring on his cloud. Drawing by Funzee on deviantart (larger version).

This connection to Buddhism may then explain why the novel differentiates Monkey’s somersault (fig. 2) from the clouds of other immortals. As Sun explains in chapter 22: “My cloud somersault is essentially like cloud soaring [jiayun, 駕雲] … the only difference being that I can cover greater distances more rapidly” (Wu & Yu, 2012, vol. 1, p. 427). In light of the Chan evidence, the difference in speed could be read as a further metaphor for the potency of Buddhism over Daoism. 

IV. Other influences?

Going back to the early days of Sun’s flight training, Subodhi observes our hero using an unorthodox method for propelling himself into the sky: jumping. This differs from other immortals, so the Sage teaches him a different method:

The Patriarch said, “When the various immortals want to soar on the clouds, they all rise by stamping their feet. But you’re not like them. When I saw you leave just now, you had to pull yourself up by jumping. What I’ll do now is to teach you the cloud-somersault in accordance with your form” (Wu & Yu, 2012, vol. 1, p. 123).

Zhou (1994) suggests this method is likely based on “the novelist’s personal observation” of trained monkey street performances “in the late Ming marketplace” (fig. 3 and 4) (p. 71). He points to an episode in chapter 28 when Wukong returns home to learn his children are regularly captured to perform tricks in the human world:

Those of us who were caught by the net or the trap would be led away live; they would be taught to skip ropes, to act, to somersault, and to do cartwheels. They would have to … perform every kind of trick to entertain humans (Zhou, 1994, p. 71; Wu & Yu, 2012, vol. 2, p. 31). 

Anyone who has viewed monkeys in a zoo or in the wild knows that they are naturally gifted acrobats. Therefore, Zhou’s proposal is certainly an alluring possibility, one that mixes the naturalistic and historical with Daoist tales of cloud-borne immortals. 

Trained monkeys - pic for blog

Fig. 3 – A Qing-era trainer and his performing monkey (larger version). Original image found here. Fig. 4 – A monkey performer dressed as Sun Wukong (larger version). Original image found here

Scholars favoring a foreign origin for Sun sometimes point to the somersault as evidence for his connection to the Hindu monkey god Hanuman from the epic Ramayana (4th/5th-century BCE). For example, Mi (as cited in Mair, 1989) notes similarities in which Sun and the god propel themselves by leaping:

In typical Chinese legends, the spirits and immortals mount on clouds and ride them; they stand on top of the clouds. Sun Wukong, however is different … Rather, he leaps through the air from a crouching position in the same fashion as Hanuman … This proves Sun Wukong’s supernatural abilities were adopted from Hanuman. (pp. 712-713).

Walker (1998) champions this view by citing a passage from the Ramayana in which Hanuman’s mighty leap across the sea from India to Lanka rips trees away from a mountain:

Hanuman, the foremost of monkeys, without pausing for breath … sprang into the air and, such was the force of his leap, that the trees growing on the mountain, tossing their branches, were sent spinning on every side.

In his rapid flight, Hanuman bore away those trees with their flowering boughs filled with lapwings intoxicated with love … Carried away by the impetus of his tremendous bound, those trees followed in his wake, like an army its leader (p. 10).

However, I’m inclined to believe any similarities in propulsion are simply the product of common behavioral traits among monkeys (refer back to my statement above about their gift for acrobatics). If Wukong’s jumping is indeed based on the somersaulting monkeys of vaudevillian street performances in China, then Hanuman’s jumping prowess no doubt has a real world counterpart in India. A prime example is the Gray Langur, which is capable of spectacular leaps (video 1). 

Video 1 – A Langur takes a mighty jump. Watch from minute 0:43.

Given the somersault’s symbolic connection to Chan Buddhism, it’s possible Monkey’s jumping has ties to the religion as well. Like immortals, Buddhist saints are also portrayed in Chinese literature as having the power of flight. One example is Maudgalyayana (Ch: Mulian, 目連), a disciple of the Buddha, who is famous for appearing in a late 9th to early 10th-century Bianwen (變文) text in which he travels to the underworld to release his mother from karmic torment (fig. 5). One passage from the tale reads: 

Maudgalyayana awoke from abstract meditation,
Then swiftly exercised his supernatural power;
His coming was quick as a thunderclap,
His going seemed like a gust of wind.
[…]
With his supernatural power, he gained freedom,
So he hurled up his begging bowl and leaped into space;
Thereupon, instantaneously,
He ascended to the heavenly palace of Brahma (Mair, 1994, pp. 1097-1098). (emphasis mine)

Like Monkey, Maudgalyayana is depicted leaping into the heavens to freely roam the cosmos at blinding speeds, the only difference being that he stands astride a magic alms bowl (fig. 6) and not a cloud. It’s important to note that the saint’s tale influenced the 13th-century precursor of the Ming Journey to the West. As I show in this article, Sun’s antecedent, the Monkey Pilgrim (Hou xingzhe, 猴行者), serves as a proxy for the saint because he wields magic weapons based on those used by Maudgalyayana, namely a golden-ringed monk’s staff and an alms bowl. The ringed staff would come to influence Sun’s signature weapon in Journey to the West, including its ability to change size and pick locks. Therefore, it’s possible the saint may have also influenced Monkey’s jumping.

Buddhist alms bowl - small

Fig. 5 – A scroll or mural depicting Maudgalyayana rescuing his mother from the underworld (larger version). Originally found here. Fig. 6 – A metal alms bowl (larger version). 

V. Popular Culture

It’s interesting to note that the cloud somersault was adapted in the world famous Dragon Ball franchise. In episode three of the Dragonball anime, the lead character Son Goku, himself based on Sun Wukong, is gifted the yellow, fluffy Kinto’un (筋斗雲) by his would-be martial arts teacher, Master Roshi. [4] This is an obvious reference to Subodhi teaching the somersault skill to Monkey. But before Goku officially takes possession, Roshi gives him a warning: “People with impure thoughts can’t ride on it. In other words, you have to be a good person” (video 2). The master thereafter attempts to stand on it but quickly falls through due to his perverted nature. Goku then leaps up and successfully lands on the cloud, proving his worth. This exchange is no doubt a reference to Sun’s inability to carry passengers on his cloud because the impure nature of mortals renders them too heavy (see section one). 

Video 2 – Roshi gives Goku his cloud. Watch from minute 1:50.

VI. Conclusion

The Monkey King first learns the cloud somersault during the early days of his Daoist training under the Sage Subodhi. It enables him to travel 108,000 li in a single leap, making him much faster than the cloud soaring of other transcendents. While this skill shares affinities with the fleet clouds of immortals from Daoist hagiography, Sun’s somersault has a deep connection to Chan Buddhism. The vast distance that it travels is symbolic of the “ten evils and eight wrongs”, two sets of spiritual hindrances from the Platform Sutra said to keep the Buddha’s paradise out of reach. Only those who cleanse themselves of these obstacles can achieve enlightenment and arrive there in a flash, thus making Wukong’s cloud an apt metaphor for instant enlightenment. This suggests the greater speed of the somersault can be read as a further metaphor for the potency of Buddhism over Daoism.

Wukong’s habit of jumping into the heavens differs from the way other immortals rise by stamping their feet. This unorthodox method may have naturalistic or even religious influences. The suggestion that it is based on somersaulting monkeys from Chinese vaudevillian street performances is alluring given their natural gift for acrobatics. Some scholars champion a foreign origin by pointing to the leaping prowess of the Hindu monkey god Hanuman. But this could simply be a passing similarity based on common behavioral traits among monkeys. The jumping may also have ties to the Buddhist saint Maudgalyayana, who is portrayed in a famed 9th/10th-century tale leaping into the air to ride his magic alms bowl between heaven and hell. Elements from his story would come to influence the 13th-century precursor of Journey to the West, as well as the Ming edition of the novel, adding support for his possible influence.

Notes:

1) The li (里) is a Chinese measure equaling roughly one-third of a mile. All cited English translations presented here use “mile” instead of the original li. I have therefore changed them accordingly.

2) Of course the magic world in which Monkey lives is not our own. It is much, much larger.

3) The English translation originally says “ten myriad”, myriad being 10,000. The original Chinese reads shiwan (十萬; 10 x 10,000), or 100,000. I have changed the source to make this more explicit.

4) The cloud is called the “Flying Nimbus” in the English dub.

Sources:

Huineng, & Cleary, T. F. (1998). The Sutra of Hui-neng, grand master of Zen: With Hui-neng’s commentary on the Diamond Sutra. Boston: Shambhala.

Huineng, Hsuan, H., & Buddhist Text Translation Society. (2002). The sixth patriarch’s Dharma Jewel Platform Sutra: With the commentary of Venerable Master Hsuan Hua. Burlingame: Buddhist Text Translation Society.

Kirkova, Z. (2016). Roaming into the beyond: Representations of Xian immortality in early medieval Chinese verse. Leiden: Brill.

Mair, V. (1989). Suen Wu-kung = Hanumat? The Progress of a Scholarly Debate, in Proceedings of the Second International Conference on Sinology (pp. 659-752). Taipei: Academia Sinica.

Mair, V. (1994). Transformation text on Mahamaudgalyayana rescuing his mother from the underworld with pictures, one scroll, with preface In V. Mair (Ed.), The Columbia anthology of traditional Chinese literature (pp. 1094-1127). New York: Columbia University Press.

Shao, P. (2006). Huineng, Subhūti, and Monkey’s Religion in “Xiyou ji”. The Journal of Asian Studies, 65(4), 713-740. Retrieved from www.jstor.org/stable/25076127.

Walker, H.S. (1998). Indigenous or foreign? A look at the origins of monkey hero Sun Wukong. Sino-Platonic Papers, 81, 1-117.

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1-4. Chicago, Illinois: University of Chicago Press.

Zhou, Z. (1994). Carnivalization in The Journey to the West: Cultural Dialogism in Fictional Festivity. Chinese Literature: Essays, Articles, Reviews (CLEAR), 16, 69-92. doi:10.2307/495307

Archive #13 – Huineng, Subhuti, and Monkey’s Religion in “Xiyou ji” (2006)

Last updated: 05-29-2022

I present an archived copy of Ping Shao’s (2006) wonderful paper exploring the origin of Sun Wukong’s characterization and how it effects his story cycle. Shao presents a three-fold objective: first, highlight Daoist and Buddhist concepts in chapters one and two that have previously been overlooked or not given enough weight, showing that they serve a function and are not just expendable story elements; second, provide a unified religious vision based on the Buddho-Daoist philosophy of the Daoist southern lineage patriarch Zhang Boduan (張伯端, 987?–1082); and 3) demonstrate that Zhang’s philosophy dictates the course of Sun’s story cycle from unruly immortal to enlightened Buddha. 

Shao (2006) suggests Monkey’s portrayal in the first two chapters is influenced by the sixth Chan patriarch Huineng (惠能, 638–713), founder of the “Sudden Enlightenment” school of Buddhism. [1] For example, Sun’s quick-wittedness, demonstrated by his deciphering of his teacher, Subodhi’s, chastisement for refusing to learn certain Daoist skills in chapter two as secret code to receive a private lesson at night, [2] is based on a similar episode involving Huineng and the previous patriarch Hongren. Additionally, Monkey’s 108,000 li (33,554 mi/54,000 km)-spanning somersault cloud (fig. 1) is based on the symbolic distance said by Huineng to separate the Buddha’s paradise from the world of man. [3] Only those who achieve enlightenment can arrive instantly. This is symbolized in the novel by Monkey zipping there instantly on his cloud, whereas Tripitaka must travel thousands of miles over many years. Shao (2006) provides further examples, but I feel these suffice.

37e2fc9cebe000bb1c76c73e7ad2963a-d5oas0h

Monkey flying on clouds. Drawing by Funzee on deviantart (larger version).

The unified religious vision is demonstrated by Sun Wukong’s name, which contains both Daoist and Buddhist elements. When broken into its individual components, the surname Sun (孫) refers to an immortality spirit embryo brought about via Daoist cultivation exercises. The given name Wukong (悟空) refers to a vacuous state of mind needed for attaining Buddha-nature. Here, Shao (2006) notes the literary Subodhi is based on Subhuti, a historical disciple of the Buddha, who was known for meditating on emptiness and having a superior grasp of the Enlightened One’s teachings. In later chapters, Sun himself shows a grasp of scripture far surpassing even that of Tripitaka. Therefore, an additional influence on Monkey was likely the historical monk. Shao (2006) contextualizes this information by comparing it to Zhang Boduan’s Buddho-Daoist philosophy. Zhang believed Daoists must first attain the elixir (i.e. a method increasing one’s lifespan) and then attain Buddha-nature to truly become an enlightened transcendent. Conversely, he warned Buddhists that achieving Buddha-Nature alone wouldn’t help them escape the wheel of reincarnation.

Monkey Buddha Has Awakened - small

Fig. 2 – Sun Wukong becoming a Buddha (larger version). Photomanipulation by the author.

Shao (2006) illustrates how Zhang’s views are played out in the novel. Sun achieves immortality and is even invited to heaven like the hagiographies of famous transcendents, but his unruly nature symbolizes his lack of true spiritual attainment, causing him to wage war against the realm above. He remains a “deviant” or “bogus immortal” (yaoxian, 妖仙) until the journey proper, the tribulations serving to temper his mind. Moreover, when the pilgrims arrive in the Buddha’s paradise, they must first pass through a Daoist temple (referring again to Zhang’s philosophy). In the end, Sun is bestowed Buddhahood (fig. 2)—thereby Buddha-nature—completing the second step of Zhang’s two-part path to true transcendence.

Archive link:

https://journeytothewestresearch.com/wp-content/uploads/2019/12/huineng-subhuti-and-monkeys-religion-in-xiyouji.pdf


Update: 11-28-21

Shao (2006) is taken almost verbatim from the author’s doctoral thesis, Monkey and Chinese Scriptural Tradition: A Rereading of the Novel Xiyouji. This dissertation is a gold mine of information, and Shao’s (1997) Daoist reading of the novel explains many facets of the story. He even shows that Monkey has many religious influences. For example, the summation of one section reads: “[The author] allowed him Huineng’s intuition, Subhuti’s objective, and Laozi’s immortal body” (Shao, 1997, p. 108).

Archive Link:

Click to access Monkey-and-the-Scriptural-Tradition-in-China.pdf

Disclaimer:

This has been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.


Update: 05-29-22

I’ve taken information from this page and combined it with other material to write the ultimate guide on the Patriarch Subodhi.

The Patriarch Subodhi: Sun Wukong’s First Master

Notes:

1) In this article, I discuss how the “Monkey Pilgrim”, Sun Wukong’s precursor from Song Dynasty material, is based on the monk Mulian (Sk. Maudgalyayana), another of the Buddha’s disciples. 

2) The particular passage reads:

When the Patriarch heard this, he uttered a cry and jumped down from the high platform. He pointed the ruler he held in his hands at Wukong and said to him: “What a mischievous monkey you are! You won’t learn this and you won’t learn that! Just what is it that you are waiting for?” Moving forward, he hit Wukong three times on the head. Then he folded his arms behind his back and walked inside, closing the main doors behind him and leaving the congregation stranded outside […] But Wukong was not angered in the least and only replied with a broad grin. For the Monkey King, in fact, had already solved secretly, as it were, the riddle in the pot; he therefore did not quarrel with the other people but patiently held his tongue. He reasoned that the master, by hitting him three times, was telling him to prepare himself for the third watch; and by folding his arms behind his back, walking inside, and closing the main doors, was telling him to enter by the back door so that he might receive instruction in secret (Wu & Yu, 2012, pp. 118-119).

3) Huineng explains in the Platform Sutra:

This number refers to the ten evils and eight wrongs in one’s person […] Now I urge you, good friends, to first get rid of the ten evils; that is the equivalent of traveling ten [thousand li]. Then get rid of the eight wrongs; that is the equivalent of crossing eight thousand [li]. See essential nature in every moment, always acting with impartial directness, and you will arrive in a finger-snap and see Amitabha Buddha (Huineng & Cleary, 1998, pp. 26-27).

Sources:

Huineng, & Cleary, T. F. (1998). The Sutra of Hui-neng, grand master of Zen: With Hui-neng’s commentary on the Diamond Sutra. Boston: Shambhala.

Shao, P. (2006). Huineng, Subhūti, and Monkey’s Religion in “Xiyou ji”. The Journal of Asian Studies, 65(4), 713-740. Retrieved from www.jstor.org/stable/25076127

Shao, P. (1997). Monkey and Chinese Scriptural Tradition: A Rereading of the Novel Xiyouji (UMI No. 9818173) [Doctoral dissertation, Washington University]. Available from ProQuest Dissertations and Theses database.

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1. Chicago, Illinois: University of Chicago Press.

The Monkey King’s Spiritual Training and Historical Daoist Internal Alchemy

Did you know Monkey’s early spiritual training in chapter one is connected to historical Daoist internal alchemy? After becoming a student of the Patriarch Subodhi in the Western Cattle-Gift Continent (India), Sun receives a private lesson in which his master recites an instructional poem:

This bold, secret saying that’s wondrous and true:
Spare, nurse nature and life—there’s nothing else.
All power resides in the semen, breath, and spirit;
Store these securely lest there be a leak.
Lest there be a leak!
Keep within the body!
Heed my teaching and the Way itself will thrive.
Hold fast oral formulas so useful and keen
To purge concupiscence, to reach pure cool;
To pure cool
Where the light is bright.
You’ll face the elixir platform, enjoying the moon.
The moon holds the jade rabbit, the sun, the crow;
The tortoise and snake are now tightly entwined.
Tightly entwined,
Nature and life are strong.
You can plant gold lotus e’en in the midst of flames.
Squeeze the Five Phases jointly, use them back and forth—
When that’s done, be a Buddha or immortal at will!” (Wu & Yu, 2012, p. 120).

顯密圓通真妙訣,惜修性命無他說。
都來總是精氣神,謹固牢藏休漏泄。
休漏泄,體中藏,汝受吾傳道自昌。
口訣記來多有益,屏除邪慾得清涼。
得清涼,光皎潔,好向丹臺賞明月。
月藏玉兔日藏烏,自有龜蛇相盤結。
相盤結,性命堅,卻能火裡種金蓮。
攢簇五行顛倒用,功完隨作佛和仙。

The cryptic methods advocated in the poem find their origins in dogmatic Daoist internal practices that emerged during the Song Dynasty (960-1279) (Kohn, 2008, p. 177). When Subodhi warns Monkey to “Store these [bodily substances] lest there be a leak,” he is referring to the first of three stages in the forging of an immortal spirit body. It involves transforming chaste semen (jing, 精) into pneumatic energy (qi, 氣) and guiding it to the brain, where it is purified and then circulated throughout the body, resulting in the formation of a spiritual pearl in the Cinnabar Field (dantian, 丹田), or the body’s spiritual furnace located in the lower abdomen (Kohn, 2008, p. 178).

“You can plant gold lotus e’en in the midst of flames. / Squeeze the Five Phases jointly, use them back and forth” refers to the second stage, involving the inhalation and guidance of yang energy through various organs (the “five phases”) in the body to bolster the spirit (shen, 神) (fig. 1). This nurturing of the pearl causes it to sprout like a seed and blossom into a golden lotus (“amidst flames”) in the spiritual furnace. The lotus is considered the early stages of an immortal spirit embryo (Kohn, 2008, pp. 178-179).

The third stage involves the nurturing of said embryo to maturation with spiritual energies and eventually guiding it upwards and out the Heavenly Gate (tianguan, 天關), or the top of the crown. This results in a fledgling immortal spirit body that must be trained over an additional three year period in which it learns to travel far and wide apart from the physical vessel (pp. 179-180). “When that’s done, be a Buddha or immortal at will!” refers to the eventual freedom of the immortal spirit.

Fig. 1 – (Left) A diagram of the organs and energy pathways in the human body (larger version). Fig. 2 – (Right) A Daoist sage subduing a tiger with his magic powers (larger version). Photos from Kohn (2008).

Kohn (2008) notes that adepts who succeed in their training gain supernatural powers, “including the ability to be in two places at once, to move quickly from one place to another, to know past and future, to divine people’s thoughts, and so on” (p. 180) (fig. 2). I feel this is important information considering all of the powers that Monkey exhibits throughout the story.

Various facets of the aforementioned Song-era practices, such as the breathing methods from stage two above, have a much older pedigree. JTTW describes Sun secretly performing “breathing exercises before the hour of Wu and after the hour of Zi” (before noon and after midnight). [1] This time-based practice is described in the fourth-century CE work Wondrous Record of the Golden Casket on the Spirit Immortals’ Practice of Eating Qi (Shenxian shiqi jin’gui miaolu, 神仙食氣金櫃妙錄):

“[A]lways practice after midnight [and before noon] in the period of living qi [yang energy] … In this qi-practice, the time after noon and before midnight is called the period of dead qi [yin energy]. Do not practice then” (Kohn, 2008, p. 84). [2]

So by practicing during the prescribed hours, Monkey absorbs the yang energy that he needs to fuel his immortality.

Notes:

1) The original source says “breathing exercises before the hour of Zi and after the hour of Wu” (Wu & Yu, 2012, p. 121). I’ve changed the quote because this is most likely an error. See below.

2) There is a glaring contradiction between what the novel says (before Zi and after Wu) and what Daoist practice prescribes (before Wu and after Zi). I think this is a transcription error in the original text.

Sources:

Kohn, L. (2008). Chinese Healing Exercises: The Tradition of Daoyin. Honolulu: University of Hawaiʻi Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1) (Rev. ed.). Chicago, Illinois: University of Chicago Press.