The “Immortal Register” of Journey to the West

Last updated: 04-01-2025

Anyone familiar with Journey to the West (Xiyouji, 西遊記, 1592; “JTTW” hereafter) will remember the event in chapter three where Sun Wukong gains another category of immortality by inking out his name (and those of all other primates) from the “register of births and deaths” (shengsi bu, 生死簿) in hell (Wu & Yu, 2012, vol. 1, pp. 140-141). But did you know that there is a corresponding book in heaven? The “immortal register” (xianlu, 仙籙) (fig. 1) records the names of all transcendent beings in the realm above. The term is also used in the novel to note official appointments in heaven, thereby designating officeholders as deities. For example, Monkey’s is a random earth immortal [1] until he is appointed the Bimawen, a sort of god of horses. This gives him power over all equines in the JTTW cosmos (Wu & Yu, 2012, vol. 1, p. 309; vol. 3, p. 77).

In this article, I would like to quote all mentions of the book or appointment in relation to Sun Wukong. I will also show that the concept is mentioned in Daoist texts as far back as the early-4th-century.

Fig. 1 – Perhaps the immortal register would look something like this stack of modern bamboo strip books (larger version). Image found here.

1. Mentions in JTTW

1.1. Chapter Two

Upon returning home from studying under Patriarch Subodhi, Monkey reveals his new name to his children. His future appointment is then foretold in a couplet:

“My surname is Sun,” replied Wukong, “and my religious name is Wukong.” When the monkeys heard this, they all clapped their hands and shouted happily, “If the great king is Elder Sun, then we are all Junior Suns, Suns the Third, small Suns, tiny Suns—the Sun Family, the Sun Nation, and the Sun Cave!” So they all came and honored Elder Sun with large and small bowls of coconut and grape wine, of divine flowers and fruits. It was indeed one big happy family! Lo,

The surname is one, the self’s returned to its source.
This glory awaits—a name recorded in Heaven [xianlu, 仙籙] (emphasis added)! (Wu & Yu, 2012, vol. 1, p. 130)

悟空道:「我今姓孫,法名悟空。」眾猴聞說,鼓掌忻然道:「大王是老孫,我們都是二孫、三孫、細孫、小孫一家孫、一國孫、一窩孫矣!」都來奉承老孫,大盆小碗的椰子酒、葡萄酒、仙花、仙果,真個是合家歡樂。咦!

貫通一姓身歸本,只待榮遷仙籙名。

1.2. Chapter Three

After receiving separate complaints about Monkey’s behavior, Heaven decides to give him a celestial position in order to keep his misadventures in check. A stellar deity is dispatched to invite him to the realm above:

The Gold Star came into the center of the cave and stood still with his face toward the south. “I am the Gold Star of Venus from the West,” he said. “I came down to Earth, bearing the imperial decree of pacification from the Jade Emperor, and invite you to go to Heaven to receive an immortal appointment [xianlu, 仙籙] (emphasis added)” (Wu & Yu, 2012, vol. 1, p. 144)

金星徑入當中,面南立定道:「我是西方太白金星,奉玉帝招安聖旨,下界請你上天,拜受仙籙。」

1.3. Chapter Four

After receiving his summons, Sun’s cloud somersault carries him to heaven faster than the envoy, and when he attempts to enter, his way is blocked by gate guardians. The aged star eventually arrives to resolve the issue, noting that he doesn’t yet have access because his name hasn’t been added to the celestial record.

“Old man,” said Wukong angrily to his face, “why did you deceive me? You told me that I was invited by the Jade Emperor’s decree of pacification. Why then did you get these people to block the Heaven Gate and prevent my entering?” “Let the Great King calm down,” the Gold Star said, laughing. “Since you have never been to the Hall of Heaven before, nor have you been given a name, you are quite unknown to the various heavenly guardians. How can they let you in on their own authority? Once you have seen the Heavenly Deva, received an appointment, and had your name listed in the Immortal Register [shoule xianlu, zhule guanming, 授了仙籙,注了官名] (emphasis added), you can go in and out as you please. Who would then obstruct your way?” (Wu & Yu, 2012, vol. 1, p. 145)

悟空就覿面發狠道:「你這老兒,怎麼哄我?被你說奉玉帝招安旨意來請,卻怎麼教這些人阻住天門,不放老孫進去?」金星笑道:「大王息怒。你自來未曾到此天堂,卻又無名,眾天丁又與你素不相識,他怎肯放你擅入?等如今見了天尊,授了仙籙,注了官名,向後隨你出入,誰復擋也?」

He serves as the keeper of the heavenly horses but rage quits upon learning that his rank is the lowest in heaven. But no one tries to stop him from leaving due to his official position:

When the Monkey King heard this, fire leaped up from his heart. “So that’s the contempt they have for old Monkey!” he cried angrily, gnashing his teeth. “At the Flower-Fruit Mountain I was honored as king and patriarch. How dare they trick me into coming to look after horses for them, if horse tending is such a menial service, reserved only for the young and lowly? Is such treatment worthy of me? I’m quitting! I’m quitting! I’m leaving right now!” With a crash, he kicked over his official desk and took the treasure [the staff] out of his ear. One wave of his hand and it had the thickness of a rice bowl. Delivering blows in all directions, he fought his way out of the imperial stables and went straight to the South Heaven Gate. The various celestial guardians, knowing that he had been officially appointed [xianlu, 仙籙] (emphasis added) a BanHorsePlague, did not dare stop him and allowed him to fight his way out of the Heaven Gate (Wu & Yu, 2012, vol. 1, p. 149).

猴王聞此,不覺心頭火起,咬牙大怒道:「這般藐視老孫!老孫在那花果山稱王稱祖,怎麼哄我來替他養馬?養馬者,乃後生小輩下賤之役,豈是待我的?不做他,不做他,我將去也。」忽喇的一聲,把公案推倒,耳中取出寶貝,幌一幌,碗來粗細,一路解數,直打出御馬監,徑至南天門。眾天丁知他受了仙籙,乃是個弼馬溫,不敢阻當,讓他打出天門去了。

1.4. Chapter Five

Monkey is offered a second appointment as the Great Sage Equaling Heaven following a brief but tense confrontation with the realm above. And while the term xianlu (仙籙) is not used, the narrative does mention him signing his name in the book:

Now we must tell you that the Great Sage, after all, was a monkey monster; in truth, he had no knowledge of his title or rank, nor did he care for the size of his salary. He did nothing but place his name on the Register [zhu ming, 註名] (emphasis added). At his official residence he was cared for night and day by the attending officials of the two departments. His sole concern was to eat three meals a day and to sleep soundly at night. Having neither duties nor worries, he was free and content to tour the mansions and meet friends, to make new acquaintances and form new alliances at his leisure (Wu & Yu, 2012, vol. 1, p. 160).

話表齊天大聖到底是個妖猴,更不知官銜品從,也不較俸祿高低,但只註名便了。那齊天府下二司仙吏,早晚伏侍,只知日食三餐,夜眠一榻,無事牽縈,自由自在。閑時節會友遊宮,交朋結義。

This implies that a transcendent must sign their name each time they take on a new roll.

2. Mentions in Religious Texts

It’s important to note that the immortal register is not the creation of the JTTW author-compiler. It can actually be traced to historical Daoist literature. For instance, the Scripture of the Nine Elixirs (Jiudan jing, 九丹經 , c. 300) describes a deity transferring a mortal’s name from the book of the dead to that of heaven once they ingest the ninth kind of elixir of immortality:

[Following the creation of the elixir…]

At dawn pay obeisance twice toward the sun, and ingest one pill with pure water from a well. It will make your body light, and in one hundred days the hundred diseases will be healed. The Jade Women will become your attendants. The Director of Destinies (Siming) will delete your name from the records of the dead (siji [死籍]) and enter it in the registers of immortality (xianlu [仙錄]).

[Pregadio’s (2006) explanation:] The Director of Destinies is the deity charged with establishing the length of each person’s life on behalf of the Great One (Taiyi). He performs his task by entering the individual’s name in the “records of the dead” or the “registers of immortality.”

You will travel through the air in any direction, and enter and exit the world without interruption. Nobody will be able to hold or restrain you: one moment you will be sitting, and then you will rise up and disappear. Lightly you will ascend riding the clouds, and rise to heaven (Pregadio, 2006, p. 187).

平旦,以井華水,向日再拜,吞一丸,令人身輕,百日百病除愈,玉女來侍,司命消除死籍,名著仙錄,飛行上下,出入無問,不可拘制,坐在立亡,輕舉乘雲,升於天矣。

2.1. Relationship to Sun Wukong

This is really interesting to me because Monkey’s story precisely matches the way the alchemist’s name is switched from one book to the other. His name is removed from the register of births and deaths in chapter three, and then it’s added to the immortal register in chapters four and five. The only difference is that the Great Sage removes his name by force instead of relying on a god to do it for him. Perhaps the author-compiler copied this process in order to lend some authenticity to Sun’s spiritual journey. What do you think?

It would be neat to see the immortal register pop up in fanfiction. Perhaps a fiend sneaks into heaven and steals it (for whatever nefarious reasons). This may seem like an impossible task, but JTTW chapter 63 mentions a spirit covertly infiltrating the realm above and taking celestial medicinal plants (Wu & Yu, 2012, vol. 3, p. 192). If this can be done, I’m sure the register can be pilfered, too.


Update: 04-1-25

A user on discord asked me if the immortal register from JTTW influenced a roster from Investiture of the Gods (Fengshen yanyi封神演義, c. 1620 CE). The “Roll of Investment” (Fengshen bag, 封神榜) is a preordained list of humans, immortals, and demons chosen to be canonized as gods following the great ShangZhou war. My reply—an educated guess—was that both lists were based on the historical register from Daoist literature.

Note:

1) Monkey is one of several types of immortals recognized in JTTW:

Tathagata said, “There are five kinds of immortals in the universe, and they are: the celestial, the earthbound, the divine, the human, and the ghostly” (Wu & Yu, 2012, vol. 3, p. 115).

如來才道:「周天之內有五仙:乃天、地、神、人、鬼。

This comes from the Zhong-Lu (鍾呂) sect of Quanzhen Daoism. See Kohn (2020, pp. 120-124) for more information about these five immortals.

Sources:

Pregadio, F. (2006). Great Clarity: Daoism and Alchemy in Early Medieval China. United States: Stanford University Press.

Kohn, L. (2020). The Zhong-Lü System of Internal Alchemy. Russia: Three Pines Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Buddhist Deities Exiled From the Western Heaven in Chinese Vernacular Literature

Last updated: 1-25-2025

Anyone who has read Journey to the West (Xiyouji西遊記, 1592) will know that the Tang monk Tripitaka (Tang Sanzang, 唐三藏; a.k.a. Xuanzang) is said to be an incarnation of Master Golden Cicada (Jinchan zi, 金蟬子), the Buddha’s second disciple. The full picture of his past can be pieced together from verse and character dialogue throughout the narrative. This culminates with the Tathagata‘s explanation in chapter 100:

Because you failed to listen to my exposition of the law and slighted my great teaching, your true spirit was banished to find another incarnation in the Land of the East [i.e. China]. Happily you submitted and, by remaining faithful to our teaching, succeeded in acquiring the true scriptures (Wu & Yu, 2012, vol. 4, p. 381).

因為汝不聽說法,輕慢我之大教,故貶汝之真靈,轉生東土。今喜皈依,秉我迦持,又乘吾教,取去真經 …

In the course of my research, I’ve come across two other examples of Buddhist deities from Ming-Qing Chinese vernacular literature that are exiled from the Western Heaven. In this article, I would like to highlight these stories, as well as analyze them alongside Master Golden Cicada’s tale to record parallels. It’s important to note that all examples are connected to the Journey to the West story cycle. Finally, I will show that the presented examples share similarities with Greek philosophy.

I wrote this to better understand how the story of Master Golden Cicada’s exile may have come about.

1. Master Golden Cicada

For the record, the fullest account of Tripitaka’s past is described by Sun Wukong in chapter 81:

“You don’t realize that Master was the second disciple of our Buddha Tathagata, and originally he was called Elder Gold Cicada. Because he slighted the Law, he was fated to experience this great ordeal.”

“Elder Brother,” said Eight Rules, “even if Master did slight the Law, he had already been banished back to the Land of the East where he took on human form in the field of slander and the sea of strife. After he made his vow to worship Buddha and seek scriptures in the Western Heaven, he was bound whenever he ran into monster-spirits and he was hung high whenever he met up with demons. Hasn’t he suffered enough? “Why must he endure sickness as well?”

“You wouldn’t know about this,” replied Pilgrim. “Our old master fell asleep while listening to Buddha expounding the Law [fig. 1]. As he slumped to one side, his left foot kicked down one grain of rice. That is why he is fated to suffer three days’ illness after he has arrived at the Region Below.” [1]

Horrified, Eight Rules said, “The way old Hog sprays and splatters things all over when he eats, I wonder how many years of illness I’d have to go through!”

“Brother,” said Pilgrim, “you have no idea either that the Buddha is not that concerned with you and other creatures. But as people say:

Rice stalks planted in noonday sun
Take root as perspiration runs.
Who knows of this food from the soil
Each grain requires most bitter toil?

Master still has one more day to go, but he’ll be better by tomorrow” (Wu & Yu, 2012, vol. 4, p. 82).

你不知道。師父是我佛如來第二個徒弟,原叫做金蟬長老,只因他輕慢佛法,該有這場大難。」八戒道:「哥啊,師父既是輕慢佛法,貶回東土,在是非海內,口舌場中,託化做人身,發願往西天拜佛求經,遇妖精就捆,逢魔頭就吊,受諸苦惱,也夠了,怎麼又叫他害病?」行者道:「你那裡曉得。老師父不曾聽佛講法,打了一個盹,往下一試,左腳屣了一粒米,下界來,該有這三日病。」八戒驚道:「像老豬吃東西潑潑撒撒的,也不知害多少年代病是。」行者道:「兄弟,佛不與你眾生為念,你又不知。人云:『鋤禾日當午,汗滴禾下土。誰知盤中餐,粒粒皆辛苦。』師父只今日一日,明日就好了。」

Fig. 1 – Master Golden Cicada falls asleep during the Buddha’s sermon (larger version). Screenshot from episode one of the 1996 Journey to the West TV show.

2. Miao Jixiang

Miao Jixiang (妙吉祥) is a former oil lamp-turned-humanoid Buddhist disciple who briefly appears in chapter one of Journey to the South (Nanyouji南遊記, c. 1570s-1580s). He is exiled from the Western Heaven for using his holy flame to kill a belligerent sage. But Miao escapes underworld punishment thanks to the intervention of the Bodhisattva Guanyin. He is later reborn in China as a number of figures, most famously the popular martial deity Huaguang dadi (華光大帝; variously translated as “Great Emperor of Flowery/Resplendent/Magnificent/Majestic Light”):

That Great King of the Single Flame [Duhuo dawang, 独火大王] … wanted to incinerate Spirit Mountain. Fortunately, the Tathagata foresaw this with his all-seeing eyes, and so he recited a mantra, summoning five hundred dragons that brought forth dew and fog to cover the mountain.

Unable to unleash his fire, this Single-Flame demon became angry, rampaging to the left and right of the temple and hurling insults.

Miao Jixiang [2] offered a word of advice, “You are not the same caliber of wisdom as we Buddhist disciples. You can leave if you want; it makes no difference.”

“If you enrage my heart-mind, I will burn your dog bones to death!” replied the Great King of the Single Flame.

Miao Jixiang laughed, “You can only burn others. You can never burn me. If you can burn me, I will acknowledge you as superior.”

Anger racing through him, the Great King set loose his Fire of the Five Dippers, but Miao Jixiang remained perfectly still.

He laughed, “You monster, how could your fire burn me? I used to be the oil lamp before the Tathagata’s Dharma Hall, burning brilliantly day and night, listening to the sutras, and inquiring about the Dharma. I have accumulated many candle wicks during this time. But one day, Tathagata recited a spell and bestowed onto me a human body. With my appearance, spirit, hearing, and origins all arising from fire, how could you burn me? You monster, if you continue to harass our Spirit Mountain and cause us unease, I will inevitably bring forth my Perfected Fire of Samadhi to burn you monster to death, so as to avoid any future troubles.”

Watching this with his all-seeing eyes, the Tathagata was about to stop Miao Jixiang, but the latter had already unleashed his fire and burned that damnable Single Flame to death [fig. 2].

Furious, the Tathagata summoned heavenly generals to arrest Miao Jixiang, “You beast, how dare you break my precepts?” Tathagata scolded. “Although he is wrong, you and I are Buddhists (chujia zhi ren, 出家之人, lit: “people who have left their families”); we’re supposed to be infinitely merciful. Why did you burn him to death? Such an act is intolerable by the Buddhist Dharma. I shall banish you to the underworld (yinshan, 陰山; lit: “mountain of yin/darkness”) to suffer.”

Miao Jixiang begged for forgiveness.

The Reverend Mother Guanyin came forward from one said to defend him by saying, “Although he is guilty, Miao Jixiang is a disciple of Spirit Mountain. He should not be banished to the underworld. When he was still alive, the Great King of Horse-Ear Mountain approached our Spirit Mountain to pray for a son. Now that his wife is pregnant, why not send Miao Jixiang to be reincarnated as her son? After Miao Jixiang goes through this catastrophe, he shall be allowed to return to Spirit Mountain and serve the Master. Why not do this?”

Nodding, Tathagata was about to send Miao Jixiang away.

“My master, you order me to reincarnate,” Miao Jixiang said in tears, “but if I am deprived of the Divine Way, I am afraid that I will be bullied.”

Sitting atop his treasured throne, Tathagata recited a spell, “I shall now bestow you with the five supernatural powers: the heaven power, with which you can travel freely to heaven; the earth power, with which the earth will crack by itself if you want to get inside; the wind power, with which you are shadowless in the wind; the water power, with which you can travel without any obstacle in water; the fire power, with which you feel ease in the fire.”

Tathagata pointed his dharma finger at Miao Jixiang’s forehead, saying, “I will also bestow you with a heavenly eye, with which you can see all across the three realms.”

Tathagata ordered the Reverend Mother Guanyin to deliver Miao Jixiang to his reincarnation (adapted from pp. 10-11 of this PDF).

那大王 … 即要放火烧灵山。幸如来慧眼一见,便念动咒语,放出五百条逆龙,涌起露雾罩住灵山,此火便不能发。独火鬼见火不发,十分著恼,于寺中左冲右撞,出言不逊,妙吉祥进言曰:「我们佛家弟子,亦不比你见识,你可去也罢。」独火大王曰:「恼得我心一边来,把你这狗骨头亦将来烧死。」妙吉祥笑曰:「你的火只好烧别人,烧得我不成;你若烧得我,便见你高。」大王怒起,就放出五斗火,便烧吉祥,吉祥端然不动。笑曰:「你这妖怪,你那火如何烧得我?我乃如来法堂前一盏油灯,昼夜煌煌,听经问法,灯花堆积,一日如来念咒,咒成人身。我这火之相,火之灵,火之听,火之起,你焉能烧我?你这妖怪,今你若再在整日闹我灵山,不得自在,我不免请出三昧真火,烧死你这妖怪,免致后患。」如来慧眼看见,便叫不可之时,独火鬼已被他烧死在地。如来大怒,喝声叫将妙吉祥拿下,责曰:「你这畜生如何敢破我戒?他虽不是,我你俱出家之人,当大慈大悲终是,为何将他烧死?佛法难容,贬去阴山受罪。」吉祥告饶。观音老母在旁保曰:「妙吉祥虽然有罪,乃灵山弟子,不可贬去阴山。当日马耳山大王在日之时,来我灵山祈嗣。今日那娘娘有孕有身,不如送去投胎,等他大难满日,取回灵山,伏侍师父,何不可也。」如来依言,便欲送去。吉祥流泪告曰:「师父命我投胎,奈我不晓神道,恐后被人欺负。」如来于宝座中,念动咒语,说:「我就赐你五通:你一通天,天中自行;二通地,地赶自裂;三通风,风中无影;四通水,水中无碍;五通火,火里自在。」又用法手一指顶门:「赐你一个天眼挪门,可见三界。」就叫观音老母送去投胎。

Fig. 2 – Miao Jixiang kills the Great King of the Single Flame (larger version). From a modern lianhuanhua comic. Image found here

3. The Great Peng

The Complete Vernacular Biography of Yue Fei (Shuo Yue quanzhuan說岳全傳, 1684) depicts the Great Peng, the Golden-Winged King of Illumination (Dapeng jinchi mingwang, 大鵬金翅明王), [3] as a hot-tempered avian dharma protector stationed above the Buddha’s head (fig. 3). He is exiled from the Western Heaven for killing a bat-spirit who farts during the Buddha’s sermon, and the bird is later reborn in China as the famed Song-era General Yue Fei (岳飛, 1103-1142):

Let’s talk about the Buddha Tathagata at the Great Thunderclap Monastery in the Western Paradise. One day, he sat on a nine-level lotus throne, and the Four Great Bodhisattvas, the Eight Great Vajra Warriors, the five hundred Arhats, the three thousand Heavenly Kingsnuns and monks, male and female attendants, all of the heavenly sages who protect the Dharma, gathered to listen to his lecture on the Lotus Sutra. His words were like flowers and precious jewels raining from the heavens. But, at that time, a star-spirit, the Maiden Earth Bat, who had been listening to the lecture from beneath the lotus throne, couldn’t bear it any longer and unexpectedly let out a stinky fart.

The Buddha was a great, merciful lord, so he didn’t mind even the slightest bit. But don’t console the Dharma protector above his head, [4] the “Great Peng, the Golden-Winged King of Illumination,” whose eyes shone with golden light and whose back was a scene of auspiciousness. He became angry when he saw the nasty, filthy Maiden Earth Bat, and so he unfurled both his wings and dropped down to kill the spirit by pecking her on the head. The light-point of her soul shot out of the Great Thunderclap Monastery and went to the Lands of the East (China) in the world below to find a mother and reincarnate. She was reborn as a daughter of the Wang clan. She would later marry the Song Prime minister Qin Hui (1091-1155) and come to cruelly kill the righteous (Yue Fei) as a means to get revenge against today’s enemy. We will talk about this later.

Let’s return to the Buddha, who saw what happened with his all-seeing eyes and exclaimed, “Good! Good! It turns out that this is an episode of karma (cause and effect).” Then he called the Great Peng bird to come closer and shouted, “You evil creature! You already took refuge in my teachings. How can you not follow the five precepts by daring to commit such a horrible crime? I don’t need you here; you will descend to the mortal world to pay off your (karmic) debt and wait until you have fulfilled your work. Once that is completed, only then will I allow you to return to the mountain to achieve the right fruit (Buddhist merit).” The Great Peng complied with the decree, flying out of the Great Thunderclap Monastery directly to the Lands of the East to be reincarnated. We will stop here (translated by the author).

且說西方極樂世界大雷音寺我佛如來,一日端坐九品蓮臺,旁列著四大菩薩、八大金剛、五百羅漢、三千偈諦、比丘尼、比丘僧、優婆夷、優婆塞,共諸天護法聖眾,齊聽講說妙法真經。正說得天花亂墜、寶雨繽紛之際,不期有一位星官,乃是女土蝠,偶在蓮臺之下聽講,一時忍不住,撒出一個臭屁來。我佛原是個大慈大悲之主,毫不在意。不道惱了佛頂上頭一位護法神祗,名為大鵬金翅明王,眼射金光,背呈祥瑞,見那女土蝠污穢不潔,不覺大怒,展開雙翅落下來,望著女土蝠頭上,這一嘴就啄死了。那女土蝠一點靈光射出雷音寺,徑往東土認母投胎,在下界王門為女,後來嫁與秦檜為妻,殘害忠良,以報今日之讎。此是後話,按下不提。

且說佛爺將慧眼一觀,口稱:「善哉,善哉!原來有此一段因果。」即喚大鵬鳥近前,喝道:「你這孽畜!既歸我教,怎不皈依五戒,輒敢如此行兇?我這裡用你不著,今將你降落紅塵,償還冤債,直待功成行滿,方許你歸山,再成正果。」大鵬鳥遵了法旨,飛出雷音寺,徑來東土投胎不表。

Fig. 3 – Detail of an altar to the Great Peng, the Golden-Winged King of Illumination (larger version). Full image found here.

4. Analysis

There are four parallels shared between these stories. First, each character is exiled for disrespecting the Buddha. Master Golden Cicada falls asleep during the Tathagata’s sermon. Miao Jixiang kills a belligerent sage on the grounds of the Thunderclap Monastery. And the Great Peng kills the Maiden Earth Bat in the same hallowed place during the Buddha’s lecture. The latter two examples are similar in that both characters are admonished by the Tathagata for breaking the precept against killing. For the former, the Buddha exclaims, “You beast, how dare you break my precepts? … Such an act is intolerable by the Buddhist Dharma” (你這畜生如何敢破我戒?… 佛法難容). And for the latter, he screams, “You evil creature! You already took refuge in my teachings. How can you not follow the five precepts by daring to commit such a horrible crime?” (你這孽畜!既歸我教,怎不皈依五戒,輒敢如此行兇?). Admittedly, these acts make Master Golden Cicada’s sleeping far less serious in comparison.

Second, each is exiled from the Western Heaven in India to be reborn as a hero in China. Master Golden Cicada lives out a number of pious incarnations before his final life as Tripitaka, a learned monk who procures scriptures needed to release untold numbers of orphaned souls from the underworld. Miao Jixiang experiences several adventurous incarnations before his final life as Huaguang dadi, a martial deity who rids the world of evil spirits. And the Great Peng is reborn as Song Dynasty General Yue Fei, a patriot who fights against invading Jurchen forces which threaten the Middle Kingdom.

Third, all are exiled with the understanding that they will return once they have accumulated enough Buddhist merit and/or paid off a karmic debt. This is more implied in Master Golden Cicada/Tripitaka’s case when the Buddha reveals his past transgression and then grants him an elevation in spiritual rank to an enlightened being, thereby allowing him to return to the Western Heaven at the end of his story arc (Wu & Yu, 2012, vol. 4, p. 381). Whereas with Miao Jixiang, this is openly suggested by Guanyin: “After [he] goes through this catastrophe, he shall be allowed to return to Spirit Mountain and serve the Master. Why not do this?” (等他大难满日,取回灵山,伏侍师父,何不可也。) The Tathagata agrees to this arrangement. As for the Great Peng, the Buddha states,

[Y]ou will descend to the mortal world to pay off your (karmic) debt and wait until you have fulfilled your work. Once that is completed, only then will I allow you to return to the mountain to achieve the right fruit (Buddhist merit).

今將你降落紅塵,償還冤債,直待功成行滿,方許你歸山,再成正果。

And fourth, all are connected to the Journey to the West story cycle. For instance, in chapter one of Journey to the South (c. 1570s-1580s), “Pilgrim Sun” (Sun xingzhe, 孫行者; i.e. Sun Wukong) wins first place in a competition between the gods of the Buddho-Daoist pantheon to see who owns the greatest celestial treasure (see pp. 6-7 of this PDF). And in chapter 17, Monkey fights Miao Jixiang’s reincarnation, Huaguang dadi, because the latter framed the former for the theft of immortal peaches. The Great Sage initially wins the encounter, but he is unexpectantly burned at the last minute, leaving his non-canonical daughter to finish the fight (see pp. 107-110 of this PDF). And the Great Peng originally appears as a demon king named the “Peng of Ten Thousand Cloudy Miles” (Yuncheng wanli peng, 雲程萬里鵬) in chapters 74 to 77 of Journey to the West (1592). At the end of his arc, he is trapped above the Buddha’s head (fig. 4):

Perceiving the Peng’s intentions, Tathagata produced a golden light and, facing the wind, and gave his head (which had once supported the nests of magpies) a shake. The head changed at once into a piece of meat dripping with fresh blood. Stretching out his claws, the monster-spirit drew near and tried to clutch at the piece of meat. Our Father Buddha pointed at him with his finger and immediately the monster-spirit felt such cramps throughout his huge wings that he could not fly away. He was trapped above the Buddha’s head in his true form: the Great Peng, a golden-winged eagle [fig. 4] (based on Wu & Yu, 2012, vol. 4, p. 31).

如來情知此意,即閃金光,把那鵲巢貫頂之頭迎風一幌,變做鮮紅的一塊血肉。妖精掄利爪叼他一下。被佛爺把手往上一指,那妖翅膊上就了筋,飛不去,只在佛頂上不能遠遁,現了本相,乃是一個大鵬金翅鵰。

The Great Peng later begrudgingly agrees to submit to Buddhism (Wu & Yu, 2012, vol. 4, p. 31). Therefore, this explains his lofty position in The Complete Vernacular Biography of Yue Fei (1684).

Fig. 4 – The Great Peng trapped above the Buddha’s head (larger version). From Chen Huiguan’s Newly Illustrated and Complete Journey to the West (Chen Huiguan Xinhui Quanben Xiyouji, 陈惠冠新绘全本西游记, 2001).

5. Similarities to Western Philosophy

McEvilley (2002) comments that the Greek philosopher Empedocles (5th-c. BCE) wrote of gods being exiled for ten thousand years for the crime of murder or lying under oath. The fallen deity was believed to reincarnate into every creature of land, air, and sea, and when their long punishment was over, they were reborn in their last life as a person of high culture, such as royalty, religious leaders, and scholars. They then returned to their former heavenly station upon death (McEvilley, 2002, pp. 106-107). These beliefs mirror the misdeeds (sleeping and murder), exile from heaven, experience of reincarnation, and then eventual return to heaven of Master Golden Cicada, Miao Jixiang, and the Great Peng. These similarities likely point to a broader concept in Greco-Indian philosophy that made its way into Chinese vernacular fiction.


Update: 01-25-25

I have suggested that a historical disciple of the Buddha influenced the episode of Master Golden Cicada falling asleep. See 01-25-25 update here:

The Monk Tripitaka and the Golden Cicada

Notes:

1) Tripitaka’s additional punishment points to the supreme importance of rice in an agrarian society like ancient China.

2) Miao Jixiang should not be confused with the Bodhisattva Manjushri, who has the same Chinese name in some older Buddhist literature (Von Glahn, 2004, p. 214).

3) The mingwang (明王, “illumination king”) of the Great Peng’s Buddhist title could also mean “wisdom king,” which refers to spiritual knowledge.

4) My previous article traces the religious motif of a bird (Garuda) hovering above the heads of Buddhist personages to Hindo-Buddhist architecture in ancient India.

Sources:

McEvilley, T. (2002). The Shape of Ancient Thought: Comparative Studies in Greek and Indian Philosophies. New York: Allworth.

Von Glahn, R. (2004). The Sinister Way: The Divine and the Demonic in Chinese Religious Culture. United Kingdom: University of California Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Sun Wukong and the Buddhist Saint Mulian

Last updated: 01-31-24

Sun Wukong first appears as the “Monkey Pilgrim” (Hou xingzhe, 猴行者) in The Story of How Tripitaka of the Great Tang Procures the Scriptures (Datang Sanzang qujing shihua, 大唐三藏取經詩話, late-13th-century; “The Story,” hereafter), the earliest known published version of the Journey to the West (Xiyouji西遊記, 1592; “JTTW” hereafter) story cycle. He is described as an immortal banished from heaven for stealing divine peaches from the Queen Mother of the West, and he later became the ruler of the 84,000 monkeys of Flower-Fruit Mountain. But he first enters the story as a white-clad scholar and willing participant in the journey who actively seeks out the monk Tripitaka and his retinue of fellow clerics on the quest to India. The Monkey Pilgrim then uses his magical abilities and heavenly treasures to protect the monks from all manner of spirits, warlocks, and dragons. In the end, he is bestowed the title “Great Sage Steel Muscles and Iron Bones” (Gangjin tiegu dasheng, 鋼筋鐵骨大聖) (Wivell, 1994). [1]

The heavenly treasures wielded by the Monkey Pilgrim are based on those used by the famed Buddhist saint and cultural hero Mulian (目連; Sk: Maudgalyayana), a disciple of the Buddha. He appears in the Transformation Text on Mahamaudgalyayana Rescuing his Mother From the Underworld with Pictures, One Scroll, with Preface (Damuganlian mingjian jiumu bianwen bingtu yijuan bingxu, 大目乾連冥間救母變文并圖一卷並序), a late-9th to early-10th-century Bianwen (變文) text in which he travels to the underworld to release his mater from karmic torment (fig. 1). Originally discovered in the oasis of Dunhuang, the text serves as the foundational myth for the Ghost Festival (Gui jie, 鬼節; a.k.a. “Zhongyuan Festival,” Zhongyuan jie, 中元節; a.k.a. “Yulanpen Festival,” Yulanpen jie, 盂蘭盆節), which is held on the 15th day of the seventh month. 

In this article, I will discuss three similarities that the Monkey Pilgrim shares with Mulian, including using similar holy treasures, visiting the same heavenly realm, and having a connection to the Ghost Festival. While Tripitaka, as a monk working towards the salvation of others, is a more obvious cognate for Mulian, it’s correct to say that Monkey is an amalgam of the Buddhist saint and Chinese stories of animals that guide the recently deceased through the underworld.

Fig. 1 – A scroll or mural depicting Mulian rescuing his mother from the underworld (larger version). Originally found here.

1. The Monkey Pilgrim

1.1. The Staff

The Monkey Pilgrim and Tripitaka first receive the golden-ringed monk’s staff, along with two other treasures, from the supreme deity, the Mahabrahma devaraja (Dafan tianwang, 大梵天王; lit: “Great Brahma Heavenly King,” a.k.a. Vaisravana), in chapter two.

The Dharma Master [Tripitaka] and Monkey Pilgrim approached the Devaraja and begged for his help. The Devaraja granted them a cap of invisibility, a golden-ringed staff, and a begging bowl. After accepting these three boons, the Dharma Master said farewell, then turned to the Monkey Pilgrim and asked: “How can we get back to the mortal world?” Pilgrim replied: “Before the Dharma Master speaks of returning to the world below, he had better ask the Devaraja how we can save ourselves from the monsters and disasters which lie ahead of us.” The Dharma Master returned to Mahabrahma and asked as Monkey had suggested. The Devaraja responded: “When you meet calamity, point toward the Heavenly Palace from afar and shout ‘Devaraja’ once, and you will be saved.” The Dharma Master accepted his instructions and bowed farewell (Wivell, 1994, p. 1184).

法師與猴行者,近前咨告請法。天王賜得隱形帽一事,金鐶錫杖一條,缽盂一只。三件齊全,領訖。法師告謝已了,回頭問猴行者曰:「如何得下人間?」行者曰:「未言下地。法師且更咨問天王,前程有魔難處,如何救用?」法師再近前告問。天王曰:「有難之處,遙指天宮大叫『天王』一聲,當有救用。」法師領指,遂乃拜辭。

Now compare that with Mulian’s tale in which he receives the staff from the Buddha:

“How will I [Mulian] be able to see my dear mother again?”
The World-Honored called out to him, saying, “Mahamaudgalyayana!
Do not be so mournful that you cry yourself heartbroken;
The sins of the world are tied to those who commit them like a string,
They are not stuck on clay-fashion by anyone else.
Quickly I take my metal-ringed staff and give it to you.
It can repel the eight difficulties and the three disasters.
If only you remember diligently to recite my name,
The hells will certainly open up their doors for you” (Mair, 1994, p. 1111).

世尊喚言大目連 且莫悲哀泣
世間之罪由如繩 不是他家尼碾來
火急將吾錫丈與 能除八難及三災
但知懃念吾名字 地獄應為如開

Both receive a magic monk’s staff with abilities tied to the recitation of a Buddhist deity’s name.

Here is one example of the power of The Story‘s staff:

The pilgrims arrived at the valley of the fire-spitting White Tiger Spirit. Coming closer they encountered a great ditch. The four steep entrances were pitch-black and they heard a roar of thunder. They could not advance. The Dharma Master held up his golden-ringed staff and, flourishing it toward the distant heavenly palace, yelled: “Devaraja! Help us in our afflictions!” Suddenly a shaft of light shot out from the staff five tricents long. It slashed through the long ditch and soon they were able to get across (Wivell, 1994, 1187-1188).

行次至火類坳白虎精。前去遇一大坑,四門陡黑,雷聲喊喊,進步不得。法師當把金鐶杖遙指天宮,大叫:「天王救難!」忽然杖上起五里毫光,射破長坑,須臾便過。

Now compare that to Mulian’s staff:

He [Mulian] wiped his tears in mid-air, and shook the metal-ringed staff,
Ghosts and spirits were mowed down on the spot like stalks of hemp.
Streams of cold sweat crisscrossed their bodies, dampening them like rain,
Dazed and unconscious, they groaned in self-pity;
They let go of the three-cornered clubs which were in their hands,
They threw far away the six-tined pitchforks which were on their shoulders (Mair, 1994, p. 1112).

拭淚空中遙錫杖 鬼神當即倒如麻
白汗交流如雨濕 昏迷不覺自噓嗟
手中放却三慢棒 臂上遙拋六舌叉

Both are capable of creating powerful blasts. 

But The Story‘s treasure builds upon the Mulian tale by adding an exciting new ability: creating giant, monstrous life. For instance, while confronting the white tiger spirit in chapter six,

Monkey Pilgrim transformed his golden-ringed staff into a gigantic yaksa whose head touched the sky and whose feet straddled the earth. In his hands he grasped a demon-subduing cudgel. His body was blue as indigo, his hair red as cinnabar; from his mouth a fiery gleam shot forth a hundred yards long (Wivell, 1994, p. 1189).

被猴行者將金鐶杖變作一個夜叉,頭點天,腳踏地,手把降魔杵,身如藍靛青,發似硃沙,口吐百丈火光。

How cool is that? And in chapter seven, “he transformed the magic staff into an iron dragon” to battle a group of nine-headed serpents (被猴行者 … 金鐶錫杖化作一條鐵龍) (Wivell, 1994, p. 1190).

Fig. 2 – The head of a 12-ringed monk’s staff (larger version). From the author’s personal collection.

1.2. The Alms Bowl

The treasure bowl is first used in chapter six:

Next they suddenly came to a wild fire [2] which reached to the heavens. It sent off such a huge amount of smoke and sparks that the pilgrims could not proceed. The Dharma Master shone the light of his begging-bowl toward the fire and yelled: “Devaraja!” The fire died out immediately and the seven pilgrims crossed this pit (Wivell, 1994, p. 1189).

又忽遇一道野火連天,大生煙焰,行去不得。遂將缽盂一照,叫「天王」一聲,當下火滅,七人便過此坳。

It is next used by the Monkey Pilgrim in chapter seven while fighting the nine-headed serpents. He “sucked all the thousand tricents of water into the begging-bowl” (被猴行者  … 缽盂盛卻萬里之水) (Wivell, 1994, p. 1190).

There are no similar feats in Mulian’s story, but his alms bowl is also imbued with magic, allowing him to fly freely between the realms of heaven, earth, and the underworld. For instance,

Maudgalyayana awoke from abstract meditation,
Then swiftly exercised his supernatural power;
His coming was quick as a thunderclap,
His going seemed like a gust of wind.
[…]
With his supernatural power, he gained freedom,
So he hurled up his begging bowl and leaped into space;
Thereupon, instantaneously,
He ascended to the heavenly palace of Brahma (Mair, 1994, pp. 1097-1098).

[…]
神通得自在 擲鉢便騰空
于時一向子 上至天宮

Both he and the primate hero travel to the Brahma realm. Readers will recall that Monkey magically transports Tripitaka and his group to the crystal palace of the Mahabrahma Devaraja in chapter two (Wivell, 1994, p. 1184).

1.3. Connection to the Ghost Festival

Not only does the Monkey Pilgrim use Mulian-esque treasures, he also ascends to heaven on the Ghost Festival. After the group receives the last of the scriptures in chapter 16, the Dipamkara Buddha tells them:

“On the fifteenth day of the seventh month [i.e. the date of the Ghost Festival], it will be time for you, Dharma Master, and your band of seven to return to the celestial halls. Remember what I have said, and on the fifteenth rise early and bathe yourself. Say farewell to the T’ang emperor, for at noon the ‘Lotus-Plucking Barge’ will arrive. There will also be golden lotus-flower seats and auspicious rainbow-colored clouds. Twelve mellifluously voiced youths will escort you with incense, flowers, and decorated banners. They will adorn you with the seven precious gems, welcoming you seven to return to Heaven. But the invitation from Heaven has a time limit and you must not dally! Listen well to what I have told you and keep it firmly implanted in your mind!” (Wivell, 1994, 1202).

佛再告言:「… 七月十五日,法師等七人,時至當返天堂。汝記此言,至十五日,早起浴身,告辭唐帝;午時採蓮舡至,亦有金蓮花坐(德富氏本作「座」),五色祥雲,十二人玉音童子,香花幡幢,七寶瓔珞,來(德富氏本作「未」)時迎汝等七人歸天。天符有限,不得遲遲。汝且諦聽,深記心懷!」

And on the appointed day in chapter 17:

The seven boarded the barge and, looking due west, they ascended into the heavens and became immortals. Nine dragons rose up into the mist and ten phoenixes came out to welcome them. A thousand cranes offered them felicitations and there were flashing lights of transcendence (Wivell, 1994, p. 1206).

七人上舡,望正西乘空上仙去也。九龍興霧,十鳳來迎,千鶴萬祥,光明閃爍。

Recall that Mulian’s quest to free his mother’s soul from underworld torments is the foundational myth of the Ghost Festival. It actually opens with an explanation of the chthonic celebration:

Now, on the fifteenth day of the seventh month, the heavens open their doors and the gates of hells are flung wide. The three mires dissipate, the ten virtues increase. Because this is the day when the company of monks end their summer retreat, the deity who confers blessings and and the eight classes of supernatural beings all come to convey blessings. Those who undertake to make offerings to them in the present world will have a supply of blessings and those who are dead will be reborn in a superlative place. Therefore, a purgatorian feast is spread before the Three Honored Ones who, through the grace of their welcoming the great assembly, put a priority upon saving those who are distressed by hanging in limbo (Wivell, 1994, pp. 1093-1094).

夫為七月十五日者,天堂啟戶,地獄門開,三塗業消,〔十善增長〕。為眾僧咨下此日會福之神,八部龍天,盡來教福。〔承供養者〕,現世福資,為亡者轉生於勝處。於是盂蘭百味,〔飾貢於〕三尊。仰大眾之恩,先救倒懸之窘急。

1.4. Monkey = Mulian?

The Monkey Pilgrim’s use of Mulian-style holy accoutrements, travel to the Brahma realm, and ascension on the Ghost Festival raises the question: is our hero suppose to be a stand-in for the Buddhist saint? The simple answer is “not exactly.” It’s important to remember that he and Tripitaka share the duty of wielding the holy treasures. And while the immortal uses them more, the fact that Tripitaka is a Buddhist monk working towards the salvation of others makes him a more fitting cognate for Mulian.

However, The Story‘s connection to chthonic literature still provides Monkey a link to the Buddhist saint:

The Japanese scholar Chūbachi Masakazu (b. 1938) was the first to point out that the Kōzanji narratives mirror two closely related mythic archetypes. The first, derived from ancient Han Chinese traditions, is the journey of the dead to the netherworld. In many accounts of postmortem travels, spirit animals (including but not limited to monkeys) serve as the guides for the dead on their passage through the spirit realm, whether the final destination is the Yellow Springs beneath the earth or Mount Kunlun in the distant west. The other motif, emerging from early Indian Buddhist literature, is the transmigration of the spirit to the Pure Land, which, like Mount Kunlun, was conventionally located somewhere in the west. In Buddhist accounts, animals (again, often but not always monkeys) also serve as escorts for the dead. Chūbachi proposed that these narrative traditions—culturally distinct but thematically and functionally similar—were fused together with the historical account of Xuanzang’s journey to India. The Kōzanji texts, according to this reading, represent a complex but organic blending of initially independent narratives. The broad contours of Xuanzang’s biography and travelogue were superimposed onto older mythic accounts to provide a new, quasi-historical frame for age-old stories about the transmigrations of the dead.

Viewed from this perspective, Xuanzang was not passing through Central Asia en route to India but, instead, was traversing a hellish purgatory to reach a heavenly pure land. Like a shaman, he departs the human world and enters a dangerous liminal zone. Beset by ghosts and demons, he is guided and protected by powerful spirit animals and Buddhist deities. After enduring extreme hardship, he eventually arrives in an immortal realm populated by spirit monks, immortals, bodhisattvas, and buddhas. From Śākyamuni Buddha, he receives a collection of apotropaic texts with the power to safeguard the living and liberate the dead. Xuanzang then transmits these sacred scriptures back to the human realm before he and his assistants ascend to heaven during the annual ritual for liberating the damned from purgatory. This narrative not only maps the landscape of a postmortem shadow world, it also identifies the scriptures that guard against demonic molestation and ensure a propitious rebirth: the Buddhist canon in general and the Heart Sūtra in particular. Those who read, recited, or heard the Kōzanji texts were thus informed of the perils of purgatory and offered the promise of protection and salvation. Xuanzang, they also learned, was the saintly monk responsible for delivering these divine texts and technologies into the hands of humans (Brose, 2023, pp. 62-63).

Given the above information, it’s more correct to view the Monkey Pilgrim as a sort of amalgam of Mulian and the animal helpers who guide the recently deceased through the under world. This is important to remember, especially when discussing the origins of the Great Sage, for his history is far more nuanced than the “foreign only” (i.e. Hanuman=Sun Wukong) theory would suggest.

2. Sun Wukong

Another power of Mulian’s staff likely influenced the Monkey King’s “As You Wish Gold-Banded Cudgel.” During his quest to free his mother from the underworld, the Buddhist saint uses the treasure to unlock the gates of hell:

With one shake of his staff, the bars and locks fell from the black walls,
On the second shake, the double leaves of the main gate [of hell] flew open (Mair, 1994, p. 1113). [2]

Now compare that to an episode from JTTW chapter 25:

“Elder Brother,” said Eight Rules [Zhu Bajie], “stop this hocus-pocus. The doors are all locked. Where are we going to go?” “Watch my power!” said Pilgrim. He seized his golden-hooped rod and exercised the lock-opening magic; he pointed the rod at the door and all the locks fell down with a loud pop as the several doors immediately sprung open. “What talent!” said Eight Rules, laughing. “Even if a little smith were to use a lock pick, he wouldn’t be able to do this so nimbly.” Pilgrim said, “This door is nothing! Even the South Heaven Gate would immediately fly open if I pointed this at it!” (Wu & Yu, 2012, vol. 1, pp. 468-469)

八戒道:「哥啊,不要搗鬼, 門俱鎖閉,往那裡走?」行者道:「你看手段。」把金箍棒捻在手中,使一個「解鎖法」,往門上一指,只聽得突蹡的一聲響,幾層門雙鐄俱落,唿喇的開了門扇。八戒笑道:「好本事,就是叫小爐兒匠使掭子,便也不像這等爽利。」行者道:「這個門兒有甚稀罕,就是南天門,指一指也開了。」

 


Update: 12-28-19

While I believe Mulian’s bowl influenced the somersault cloud, Shao (2006) notes the 108,000 li (33,554 mi/54,000 km) covered by Monkey in a single leap is based on the symbolic distance said by Huineng to separate the Buddha’s paradise from the world of man. As the Chan patriarch explains in the Platform Sutra, “This number refers to the ten evils and eight wrongs in one’s person” (Huineng & Cleary, 1998, p. 26, for example). Only those who achieve enlightenment can overcome these hindrances and arrive instantly in paradise. This is symbolized in the novel by Monkey zipping their instantly on his cloud, whereas Tripitaka must travel thousands of miles over many years.


Update: 02-06-21

I have written an article that discusses the magic powers of the staff. These include the ability to shrink and grow, control the ocean, astral project and entangle with Monkey’s spirit, multiply endlessly, pick locks, and transform into various objects. It also has sentience to a certain degree.

The Magic Powers of the Monkey King’s Iron Staff


Update: 01-31-24

I’ve rewritten and added new some new information to the article.

Note:

1) Wivell (1994) translates the name as “Great Sage of Bronze Muscles and Iron Bones” (p. 1207). But the gang (鋼) of Gangjin tiegu dasheng (鋼筋鐵骨大聖) means “steel.” Therefore, I’ve changed the original source accordingly.

2) Wivell (1994) translates yehuo (野火) as “prairie fire” (p. 1189), but “wildfire” is a more literal rendering. Therefore, I’ve changed the original source accordingly.

Sources:

Brose, B. (2023). Embodying Xuanzang: The Postmortem Travels of a Buddhist Pilgrim. United States: University of Hawaii Press.

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton University Press.

Mair, V. H. (1989). Suen Wu-kung = Hanumat? The Progress of a Scholarly Debate In Proceedings of the Second International Conference on Sinology (pp. 659-752). Taipei:

Mair, V. H. (1994). Transformation Text on Mahamaudgalyayana Rescuing his Mother From the Underworld with Pictures, One Scroll, with Preface. In V. Mair (Ed.), The Columbia Anthology of Traditional Chinese Literature (pp. 1094-1127). New York: Columbia University Press.

Shao, P. (2006). Huineng, Subhūti, and Monkey’s Religion in “Xiyou ji”. The Journal of Asian Studies, 65(4), 713-740. Retrieved from www.jstor.org/stable/25076127

Wivell, C.S. (1994). The Story of How the Monk Tripitaka of the Great Country of T’ang Brought Back the Sūtras. In V. Mair (Ed.), The Columbia Anthology of Traditional Chinese Literature (pp. 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed). Chicago: University of Chicago Press.

Monkey and the Summoners of Hell: The Story and Origins of the Heibai Wuchang

Last updated: 10-14-2022

One of the most famous episodes from Journey to the West happens in chapter three after Sun Wukong returns from the undersea palace with his magic staff and is chosen as lord of the 72 monster kings. Following a lavish banquet in his honor, the Monkey King falls asleep and his soul is dragged to the Chinese underworld by two spirits:

In his sleep the Handsome Monkey King saw two men approach with a summons with the three characters “Sun Wukong” written on it. They walked up to him and, without a word, tied him up with a rope and dragged him off. The soul of the Handsome Monkey King was reeling from side to side. They reached the edge of a city. The Monkey King was gradually coming to himself, when he lifted up his head and suddenly saw above the city an iron sign bearing in large letters the three words “Region of Darkness [You mingjie, 幽冥界].” The Handsome Monkey King at once became fully conscious. “The Region of Darkness is the abode of Yama, King of Death,” he said. “Why am I here?” “Your age in the World of Life has come to an end,” the two men said. “The two of us were given this summons to arrest you.” When the Monkey King heard this, he said, “I, old Monkey himself, have transcended the Three Regions and the Five Phases [1]; hence I am no longer under Yama’s jurisdiction. Why is he so confused that he wants to arrest me?” The two summoners paid scant attention. Yanking and pulling, they were determined to haul him inside. Growing angry, the Monkey King whipped out his treasure. One wave of it turned it into the thickness of a rice bowl; he raised his hand once, and the two summoners were reduced to hash (Wu & Yu, 2012, p. 139).

The two unnamed psychopomps are simply referred to in the story as “[those who] arrest the dead” (Gou siren, 勾死人). Modern media sometimes portrays these two wearing contrasting black and white uniforms with tall hats (fig. 1).

Heibai Wuchang summon Wukong - small

Fig. 1 – The summoners taking Sun Wukong’s soul in his sleep (larger version). From episode 7 of the Little Fox ESL Journey to the West series.

The Heibai Wuchang

The specific color-coded deities are known in China, Taiwan, and Southeast Asian countries like Malaysia and Singapore as the Heibai wuchang (黑白無常), or the “Black and White [spirits of] Impermanence.” Tan (2018) describes their mythic background and religious importance:

[A] good deal of importance attaches to the worship in Malaysia and Singapore of Heibai Wuchang … popularly known as Da Er Ye (大二爺, Eldest and Second Uncles). In charge of policing the netherworld and protecting humans from evil, they are believed to be two soldiers of the Tang dynasty, General Xie [謝] and General Fan [范]. The former was tall and was hanged by the enemy, while the latter was shorter and was drowned while fighting enemies. General Xie’s image is that of a tall person with a protruding long tongue; he’s wearing a white shirt, and his high hat has the characters yijian daji ([一見大吉] “big luck on seeing me”) or yijian shengcai ([一見生財] “getting wealth on seeing me”). General Fan’s image has a dark face, and his square hat bears the characters tianxia taiping [天下太平], or “peace in the world.” Also called Qiye (七爺) and Baye (八爺), the two generals are in charge of rewarding good people and punishing evil ones. General Xie is more popular among worshippers; frightening as he is, the Elder Uncle benefits from his association with blessing wealth (p. 58).

Chen (2014) provides a different background for the two, which is commonly told in the southern Chinese city of Fuzhou in Fujian province:

The Seventh Lord (七爺) and Eighth Lord (八爺) are frequently seen and are well-known in Taiwanese religious parades. These two deities were originally two brother-like friends in Fuzhou (福州). One was called Xie Bian (謝必安), and the other one was named Fan Wujiu (范無救; 范無咎). On a rainy day, they had an appointment to meet under the Nan Tai Bridge (南臺橋). Fan Wujiu was short with a dark complexion, but Xie Bian was tall with a light complexion. Fan Wujiu arrived at the meeting place earlier, waited there in spite of the heavy rain, and was drowned. Xie Bian tried to bring umbrellas for Fan Wujiu and was therefore late. When he arrived at the bridge, Fan Wujiu was already dead, so he decided to commit suicide because of his friendship and guilt. According to legends, the Heavenly Emperor (玉皇大帝) was touched by this pair of brother-like friends, and promoted their ghosts to supernatural officers from the underworld. The Seventh Lord is Bai Wuchang (白無常), and the Eighth Lord is Hei Wuchang (黑無常). Their mission is to bring dead people’s ghosts from the ordinary human world to the underworld at the moment of their deaths (p. 220).

Heibai wuchang statues - small

Fig. 2 – A depiction of the spirits taking a soul to the Chinese underworld (larger version). From the Haw Par Villa theme park in Singapore. Original picture from Baike.

Stevens (1997) goes into more detail about their function and veneration:

The pair are despatched on orders from the City God when the due date of a person’s death arrives, to seek out and identify the correct human through the local spiritual official, the Earth God [fig. 3]. They appear before the human and the Tall Demon [the white spirit] announces that the time has come. The Short Demon [the black spirit] binds the soul and drags it before the City God. The Short Demon carries the tablet of authority and the chains to arrest the soul whose due date of death has arrived [fig. 2].

The Tall Demon … receives considerable attention from devotees, often relatives of the very sick, and in a few temples he is provided with cigarettes which are to be seen continually burning having been forced in between his lips. More popularly, his mouth is smeared with a black substance to win his favour and bribe him to keep away. This used to be opium and is still said to be opium, though the substance appears to be more of a sweet sticky mess. In northern and central China, only the Tall Demon is found (p. 173).

tudi_gong_28129

Fig. 3 – A monumental statue of an Earth god in Taiwan (larger version).

Origins

The sources above provide two backgrounds for the spirits, historical generals or brother-like friends, all of whom died unnatural deaths. Both origins involve the tall, white figure being hanged, while the short, black figure was drowned. Both of these backgrounds have respective ties to religious beliefs of the Han (206 BCE – 220 CE) and Song (960-1279 CE) dynasties. It was common practice during the Han for generals, especially those slain by the enemy, to be deified as gods. This concept of deified mortals carried over into the Song Dynasty when tutelary gods were popular. Those deified were often pious or loyal people who died unnatural deaths. But most importantly, these individuals were deified by the very communities in which they lived, meaning they were worshiped as the protector of the specific locale and its people (Von Glahn, 2004, p. 164).

These tutelary cults find their origin in earth gods (tudishen, 土地神) worshiped as early as the Han. Just like people of the Song worshiped the worthy among their fallen community members, people of the Han worshiped the gods believed to inhabit the very earth on which their communities were established. Considering the dead were buried underground, these earth gods also served the function of “escort[ing] the deceased to the world of the afterlife” (Von Glahn, 2004, p. 165). Remember above that Stevens described the tall and short spirits relying on the local earth god to help locate the correct soul being summoned. Therefore, our spirits appear to be a combination of deified mortals (generals/worthy citizens) and earth gods who escorted the deceased to the afterlife. But there may be more to the story.

Wuchang (無常), or “impermanence”, is the Chinese term for the sanskrit Anitya. This is one of the “Three Marks” (Sk: Trilaksana) of existence in Buddhism, the other two being suffering (Duhkha) and non-self (Anatman) (Buswell & Lopez, 2014, pp. 47-48). The fact Wuchang is associated with these spirits suggests there is an added Buddhist influence. As I’ve written before, the Chinese underworld presented in Journey to the West is an amalgam of local Chinese and foreign Buddhist beliefs. In short, the Chinese Underworld consists of ten courts in which a soul is punished and sent on to the next until their karma is cleansed. The concept of purgatory and the Ten Kings or Judges of hell are products of 7th-century Chinese Buddhism. Prior to this, souls of the dead were kept en masse in a sort of Daoist city of the dead. So our two summoners were no doubt absorbed into this new Buddhist worldview. The spirits in effect could be viewed as personifications of Buddhist impermanence.

The contrasting black and white color scheme has at least two origins. One, it may have evolved from the belief that each performed duties at different times. Maspero (1981) writes, “The most famous of [the City God’s] subordinates are Master White (Bai laoye [白老爺]) and Master Black (Hei laoye [黑老爺]), who perceive everything that goes on within the constituency, the former during the day and the latter during the night” (p. 110). Two, it may draw from the dualistic nature of Chinese philosophy. Baptandier (2008) comments their color is a “personification of the yin and yang principles of life” (p. 146).

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Fig. 4 – A wall mural depicting the Ba Jiajiang (Eight Generals), including General Xie (white) with the phrase “Big Luck” (daji, 大吉) on his hat (larger version) and to his left General Fan (black) with a square hat. Taken by the author in Taipei, Taiwan.

Influence

Both General Xie (the tall, white spirit) and General Fan (the short, black spirit) figure among the Ba Jiajiang (八家將), or “Eight Generals” (fig. 4). These spirit generals are considered protectors of the City God (as well as other popular folk deities) and destroyers of evil. They consist of our two spirits, two more underworld figures called Generals Gan (甘) and Liu (柳), as well as four other figures known as the Four Seasons (Siji, 四季). These generals are personified during festivals by temple parade dance troupes called Jiajiang (家將). Members paint their faces according to the prescribed wrathful iconography for each general (fig. 5) and perform all sorts of choreographed militaristic dances while wielding weapons (video 1). These performances serve to exorcize evil spirits.

National Akau Mazu’s Cup of Youth Ba-Jia-Jang and Guan-Jang-Shou Competition, Ci Feng Mazu Temple, Pingtung City, Taiwan

Fig. 5 – The facepaint of General Xie, the tall, white spirit. A larger version can be seen on this blog. Original picture by Rich J. Matheson.

The tradition originated in Fuzhou but later spread to Taiwan by the 1870s, making it a rather recent phenomenon (Sutton, 1996).

Video 1 – A Ba Jiajiang performance.


Update: 10-29-2018

Sutton (1996) explains the ceremonial procession of the Eight Generals is modeled after yamen officials making an arrest in dynastic China. In this case, the otherworldly generals would be sent to arrest evil spirits:

The performers seen on the march—excluding the Four Seasons—represent a process, though it is never ritually played out: arrest by yamen underlings. In principle the punishment bearer warns, the messengers search out, the stave bearers pursue, Erye and Daye [the Black and White Spirits] take into custody, and the justices at the rear interrogate and record (p. 215).

In video 1, the man dressed in civilian attire and carrying the strange, yoke-like device on his shoulders (visible at 00:26) is performing the part of the punishment bearer, which I take to mean a symbol of those previously arrested and used as warnings to the evil spirits being pursued.


Update: 10-14-22

I purchased some ritual items from Singapore previously used by tangki spirit-mediums of the Heibai wuchang. These include an old-school abacus for making arcane calculations, a soul-summoning placard, and a smoking pipe (fig. 6). I feel much cooler now that I have them. My seller-collector friend, from whom I purchased this set, told me that some of the beads are missing from the abacus because they were most likely given to believers as talismans.

Fig. 6 – The ritual items used by Singaporean tangki spirit-mediums of the Heibai wuchang (larger version).

Notes

1) The Three Realms are Heaven, Earth, and Hell, and the Five Phases are the elements of fire, water, earth, metal, and wood. The point being that he is beyond the control of the three realms and the effects of the elements because he has achieved immortality.

Sources

Baptandier, B. (2008). The lady of Linshui: A Chinese female cult. Stanford, Calif: Stanford University Press.

Chen, Y. (2014). Cinematic visualization of spiritual lesbianism in Monkia Treut’s Ghosted: countering essentialist concerns about Li Ang’s literary works In Y. Chen (Ed). New modern Chinese women and gender politics: The centennial of the end of the Qing Dynasty (pp. 210-222).

Maspero, H. (1981). Taoism and Chinese religion. Amherst: University of Massachusetts Press.

Buswell, R., & Lopez, D. (2014). The Princeton Dictionary of Buddhism. Princeton University Press.

Stevens, K. G. (1997). Chinese gods: the unseen world of spirits and demons. London: Collins & Brown.

Sutton, D. S. (1996). Transmission in Popular Religion: The Jiajiang Festival Troupe of Southern Taiwan in Later Imperial China in Shahar, M., & Weller, R. P. (Ed.) Unruly gods: Divinity and society in China (pp. 212-249). Honolulu: University of Hawaiʻi Press.

Tan, C. B. (2018). Chinese religion in Malaysia: Temples and communities. Leiden; Boston: Brill.

Von Glahn, R. (2004). The sinister way: The divine and the demonic in Chinese religious culture. Berkeley: University of California Press.

Wu, C., & Yu, A. C. (2012). The journey to the West: Volumes 1. Chicago, Illinois : University of Chicago Press.