The “Immortal Register” of Journey to the West

Last updated: 04-01-2025

Anyone familiar with Journey to the West (Xiyouji, 西遊記, 1592; “JTTW” hereafter) will remember the event in chapter three where Sun Wukong gains another category of immortality by inking out his name (and those of all other primates) from the “register of births and deaths” (shengsi bu, 生死簿) in hell (Wu & Yu, 2012, vol. 1, pp. 140-141). But did you know that there is a corresponding book in heaven? The “immortal register” (xianlu, 仙籙) (fig. 1) records the names of all transcendent beings in the realm above. The term is also used in the novel to note official appointments in heaven, thereby designating officeholders as deities. For example, Monkey’s is a random earth immortal [1] until he is appointed the Bimawen, a sort of god of horses. This gives him power over all equines in the JTTW cosmos (Wu & Yu, 2012, vol. 1, p. 309; vol. 3, p. 77).

In this article, I would like to quote all mentions of the book or appointment in relation to Sun Wukong. I will also show that the concept is mentioned in Daoist texts as far back as the early-4th century.

Fig. 1 – Perhaps the immortal register would look something like this stack of modern bamboo strip books (larger version). Image found here.

Table of Contents

1. Mentions in JTTW

1.1. Chapter Two

Upon returning home from studying under Patriarch Subodhi, Monkey reveals his new name to his children. His future appointment is then foretold in a couplet:

“My surname is Sun,” replied Wukong, “and my religious name is Wukong.” When the monkeys heard this, they all clapped their hands and shouted happily, “If the great king is Elder Sun, then we are all Junior Suns, Suns the Third, small Suns, tiny Suns—the Sun Family, the Sun Nation, and the Sun Cave!” So they all came and honored Elder Sun with large and small bowls of coconut and grape wine, of divine flowers and fruits. It was indeed one big happy family! Lo,

The surname is one, the self’s returned to its source.
This glory awaits—a name recorded in Heaven [xianlu, 仙籙] (emphasis added)! (Wu & Yu, 2012, vol. 1, p. 130)

悟空道:「我今姓孫,法名悟空。」眾猴聞說,鼓掌忻然道:「大王是老孫,我們都是二孫、三孫、細孫、小孫一家孫、一國孫、一窩孫矣!」都來奉承老孫,大盆小碗的椰子酒、葡萄酒、仙花、仙果,真個是合家歡樂。咦!

貫通一姓身歸本,只待榮遷仙籙名。

1.2. Chapter Three

After receiving separate complaints about Monkey’s behavior, Heaven decides to give him a celestial position in order to keep his misadventures in check. A stellar deity is dispatched to invite him to the realm above:

The Gold Star came into the center of the cave and stood still with his face toward the south. “I am the Gold Star of Venus from the West,” he said. “I came down to Earth, bearing the imperial decree of pacification from the Jade Emperor, and invite you to go to Heaven to receive an immortal appointment [xianlu, 仙籙] (emphasis added)” (Wu & Yu, 2012, vol. 1, p. 144)

金星徑入當中,面南立定道:「我是西方太白金星,奉玉帝招安聖旨,下界請你上天,拜受仙籙。」

1.3. Chapter Four

After receiving his summons, Sun’s cloud somersault carries him to heaven faster than the envoy, and when he attempts to enter, his way is blocked by gate guardians. The aged star eventually arrives to resolve the issue, noting that he doesn’t yet have access because his name hasn’t been added to the celestial record.

“Old man,” said Wukong angrily to his face, “why did you deceive me? You told me that I was invited by the Jade Emperor’s decree of pacification. Why then did you get these people to block the Heaven Gate and prevent my entering?” “Let the Great King calm down,” the Gold Star said, laughing. “Since you have never been to the Hall of Heaven before, nor have you been given a name, you are quite unknown to the various heavenly guardians. How can they let you in on their own authority? Once you have seen the Heavenly Deva, received an appointment, and had your name listed in the Immortal Register [shoule xianlu, zhule guanming, 授了仙籙,注了官名] (emphasis added), you can go in and out as you please. Who would then obstruct your way?” (Wu & Yu, 2012, vol. 1, p. 145)

悟空就覿面發狠道:「你這老兒,怎麼哄我?被你說奉玉帝招安旨意來請,卻怎麼教這些人阻住天門,不放老孫進去?」金星笑道:「大王息怒。你自來未曾到此天堂,卻又無名,眾天丁又與你素不相識,他怎肯放你擅入?等如今見了天尊,授了仙籙,注了官名,向後隨你出入,誰復擋也?」

He serves as the keeper of the heavenly horses but rage quits upon learning that his rank is the lowest in heaven. But no one tries to stop him from leaving due to his official position:

When the Monkey King heard this, fire leaped up from his heart. “So that’s the contempt they have for old Monkey!” he cried angrily, gnashing his teeth. “At the Flower-Fruit Mountain I was honored as king and patriarch. How dare they trick me into coming to look after horses for them, if horse tending is such a menial service, reserved only for the young and lowly? Is such treatment worthy of me? I’m quitting! I’m quitting! I’m leaving right now!” With a crash, he kicked over his official desk and took the treasure [the staff] out of his ear. One wave of his hand and it had the thickness of a rice bowl. Delivering blows in all directions, he fought his way out of the imperial stables and went straight to the South Heaven Gate. The various celestial guardians, knowing that he had been officially appointed [xianlu, 仙籙] (emphasis added) a BanHorsePlague, did not dare stop him and allowed him to fight his way out of the Heaven Gate (Wu & Yu, 2012, vol. 1, p. 149).

猴王聞此,不覺心頭火起,咬牙大怒道:「這般藐視老孫!老孫在那花果山稱王稱祖,怎麼哄我來替他養馬?養馬者,乃後生小輩下賤之役,豈是待我的?不做他,不做他,我將去也。」忽喇的一聲,把公案推倒,耳中取出寶貝,幌一幌,碗來粗細,一路解數,直打出御馬監,徑至南天門。眾天丁知他受了仙籙,乃是個弼馬溫,不敢阻當,讓他打出天門去了。

1.4. Chapter Five

Monkey is offered a second appointment as the Great Sage Equaling Heaven following a brief but tense confrontation with the realm above. And while the term xianlu (仙籙) is not used, the narrative does mention him signing his name in the book:

Now we must tell you that the Great Sage, after all, was a monkey monster; in truth, he had no knowledge of his title or rank, nor did he care for the size of his salary. He did nothing but place his name on the Register [zhu ming, 註名] (emphasis added). At his official residence he was cared for night and day by the attending officials of the two departments. His sole concern was to eat three meals a day and to sleep soundly at night. Having neither duties nor worries, he was free and content to tour the mansions and meet friends, to make new acquaintances and form new alliances at his leisure (Wu & Yu, 2012, vol. 1, p. 160).

話表齊天大聖到底是個妖猴,更不知官銜品從,也不較俸祿高低,但只註名便了。那齊天府下二司仙吏,早晚伏侍,只知日食三餐,夜眠一榻,無事牽縈,自由自在。閑時節會友遊宮,交朋結義。

This implies that a transcendent must sign their name each time they take on a new roll.

2. Mentions in Religious Texts

It’s important to note that the immortal register is not the creation of the JTTW author-compiler. It can actually be traced to historical Daoist literature. For instance, the Scripture of the Nine Elixirs (Jiudan jing, 九丹經 , c. 300) describes a deity transferring a mortal’s name from the book of the dead to that of heaven once the latter ingests the ninth kind of immortality elixir:

[Following the creation of the elixir…]

At dawn pay obeisance twice toward the sun, and ingest one pill with pure water from a well. It will make your body light, and in one hundred days the hundred diseases will be healed. The Jade Women will become your attendants. The Director of Destinies (Siming) will delete your name from the records of the dead (siji [死籍]) and enter it in the registers of immortality (xianlu [仙錄]).

[Pregadio’s (2006) explanation:] The Director of Destinies is the deity charged with establishing the length of each person’s life on behalf of the Great One (Taiyi). He performs his task by entering the individual’s name in the “records of the dead” or the “registers of immortality.”

You will travel through the air in any direction, and enter and exit the world without interruption. Nobody will be able to hold or restrain you: one moment you will be sitting, and then you will rise up and disappear. Lightly you will ascend riding the clouds, and rise to heaven (Pregadio, 2006, p. 187).

平旦,以井華水,向日再拜,吞一丸,令人身輕,百日百病除愈,玉女來侍,司命消除死籍,名著仙錄,飛行上下,出入無問,不可拘制,坐在立亡,輕舉乘雲,升於天矣。

2.1. Relationship to Sun Wukong

This is really interesting to me because Monkey’s story precisely matches the way the alchemist’s name is switched from one book to the other. His name is removed from the register of births and deaths in chapter three, and then it’s added to the immortal register in chapters four and five. The only difference is that the Great Sage removes his name by force instead of relying on a god to do it for him. Perhaps the author-compiler copied this process in order to lend some authenticity to Sun’s spiritual journey. What do you think?

It would be neat to see the immortal register pop up in fanfiction. Perhaps a fiend sneaks into heaven and steals it (for whatever nefarious reasons). This may seem like an impossible task, but JTTW chapter 63 mentions a spirit covertly infiltrating the realm above and taking celestial medicinal plants (Wu & Yu, 2012, vol. 3, p. 192). If this can be done, I’m sure the register can be pilfered, too.


3. Updates

Update: 04-1-25

A user on discord asked me if the immortal register from JTTW influenced a roster from Investiture of the Gods (Fengshen yanyi封神演義, c. 1620 CE). The “Roll of Investment” (Fengshen bag, 封神榜) is a preordained list of humans, immortals, and demons chosen to be canonized as gods following the great ShangZhou war. My reply—an educated guess—was that both lists were based on the historical register from Daoist literature.

Note:

1) Monkey is one of several types of immortals recognized in JTTW:

Tathagata said, “There are five kinds of immortals in the universe, and they are: the celestial, the earthbound, the divine, the human, and the ghostly” (Wu & Yu, 2012, vol. 3, p. 115).

如來才道:「周天之內有五仙:乃天、地、神、人、鬼。

This comes from the Zhong-Lu (鍾呂) sect of Quanzhen Daoism. See Kohn (2020, pp. 120-124) for more information about these five immortals.

Sources:

Pregadio, F. (2006). Great Clarity: Daoism and Alchemy in Early Medieval China. United States: Stanford University Press.

Kohn, L. (2020). The Zhong-Lü System of Internal Alchemy. Russia: Three Pines Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

The Origin of the Monkey King’s Punishment in Laozi’s Furnace

The beginning of Journey to the West (Xiyouji西遊記, 1592; “JTTW” hereafter) chapter seven sees Sun Wukong transported to the realm above to be executed for his rebellion against the primacy of heaven. However, his immortal body proves impervious to blades, fire, and lightning, leading Laozi to theorize that Monkey’s extreme invulnerability is the result of having consumed large quantities of immortal peaches, wine, and elixir that were later refined in his stomach “to form a single solid mass” (Wu & Yu, 2012, vol. 1, p. 188). The Daoist high god goes on to suggest that the demon be subjected to his Brazier of Eight Trigrams (Bagua lu, 八卦爐) in order to separate out the elixir and make his subsequently weakened body susceptible to death:

Arriving at the Tushita Palace, Laozi loosened the ropes on the Great Sage, pulled out the weapon from his breastbone, and pushed him into the Brazier of Eight Trigrams. He then ordered the Daoist who watched over the brazier and the page boy in charge of the fire to blow up a strong flame for the smelting process. The brazier, you see, was of eight compartments corresponding to the eight trigrams of Qian [☰/乾], Kan [☵/坎], Gen [☶/艮], Zhen [☳/震], Xun [☴/巽], Li [☲/離], Kun [☷/坤], and Dui [☱/兌]. The Great Sage crawled into the space beneath the compartment that corresponded to the Xun trigram. Now Xun symbolizes wind; where there is wind, there is no fire. However, wind could churn up smoke, which at that moment reddened his eyes, giving them a permanently inflamed condition. Hence they were sometimes called Fiery Eyes and Diamond Pupils (Wu & Yu, 2012, vol. 1, p. 189).

那老君到兜率宮,將大聖解去繩索,放了穿琵琶骨之器,推入八卦爐中,命看爐的道人、架火的童子,將火搧起鍛煉。原來那爐是乾、坎、艮、震、巽、離、坤、兌八卦。他即將身鑽在巽宮位下。巽乃風也,有風則無火。只是風攪得煙來,把一雙眼火煼紅了,弄做個老害病眼,故喚作「火眼金睛」。

Laozi checks the furnace forty-nine days later expecting ashes, but he is surprised when Sun emerges and kicks over the mystical oven (fig. 1). This episode has two likely sources.

Fig. 1 – Monkey knocking over Laozi’s furnace (larger version).

Table of Contents

1. Sources

1.1. The Story

The first source is The Story of How Tripitaka of the Great Tang Procures the Scriptures (Da Tang Sanzang qujing shihua大唐三藏取經詩話, c. late-13th century; “The Story” hereafter), the earliest known published edition of JTTW. The 17th chapter describes the trials of Daffy (Chi’na, 癡那), a merchant’s son, at the hands of his evil stepmother, a woman of the Meng clan (孟氏). She resents the boy as he stands to inherit all of his father’s wealth, leaving her son with nothing. Therefore, she and her handmaiden try to kill the heir by respectively boiling him in a pot, ripping out his tongue, starving him, and finally pushing him into a river, but each time he is magically saved by heaven. For instance, after four days boiling in the pot, Daffy emerges unscathed and claims:

[T]he iron cauldron changed into a lily pad on which I sat, surrounded by the cool waters of a pond. I could sleep or just sit there. It was very comfortable (Wivell, 1994, p. 1203).

一釜變化蓮花坐,四伴是冷水池;此中坐臥,甚是安穩。

Mair (1987) notes that the story of a youth being tortured by his stepmother is based on a Dunhuang transformation text with two versions dated 946 and 949, respectively (p. 43). The text focuses on the trials of the future Emperor Shun. [1] However, the boiling episode does not appear in the story.

1.2. Laughing at the Dao

The second source is Laughing at the Dao (Xiaodao lun, 笑道論, 570), an anti-Daoist polemic written as part of a court debate between Buddhist and Daoist representatives vying for state sponsorship. One section recounts Laozi’s rebirth in the mortal world and his later attempt to convert a king in India:

He [Laozi] had (long) hairs on the temples and his head was hoary; his body was sixteen feet tall; he wore a heavenly cap and held a metal staff. He took Yin Xi with him to convert the barbarians. (Once arrived in India) he withdrew to the Shouyang 首陽 mountains, covered by a purple cloud. The barbarian king suspected him of sorcery (妖). He (attempted) to boil him in a cauldron, but (the water) did not grow hot … [2]

頭鬢皓首身長丈六。戴天冠捉金杖。將尹喜化胡。隱首陽山。紫雲覆之。胡王疑妖。鑊煮而不熱。

I find this source particularly amusing because the high god of Daoism is in essence subjected to the same punishment as the one that he later suggests for Sun Wukong!

2. The Furnace in Daoist Alchemy

The furnace has two meanings in Daoist alchemy. The first refers to the physical vessel and stove (dinglu, 鼎爐) combo used in external alchemy (waidan, 外丹) to smelt the elixir of immortality (fig. 2). Kim (2008) describes the various parts and models of this contraption:

The reaction vessel has fire around it (when it is placed inside the heating apparatus), under it (when it is placed over the heating apparatus), or above it (when it is entirely covered by ashes inside the heating apparatus). It may contain an inner reaction-case in which the ingredients are placed. In a more complex model, a “water-vessel” containing water and a “fire-vessel” containing the ingredients can be assembled, the former above and the latter below or vice versa. The vessel must be hermetically closed and should not bear any openings or cracks.

The heating apparatus has fire within it and is often placed over a platform or “altar” (tan 壇). The openings on the wall sides allow air to circulate, while those on the top serve to settle the reaction vessel or to emit flame and smoke. One of the main functions of the heating apparatus is to control the intensity and duration of the heat. (pp. 360-361)

Fig. 2 – An ornate wooden replica dinglu reminiscent of the metal type used in external alchemy (larger version). Fig. 3 – An early 17th-century woodblock print depicting a Daoist practitioner’s dantian as a ding vessel (larger version).

The concept of consuming alchemically derived elixirs is first mentioned in Discourses on Salt and Iron (Yantie tun, 鹽鐵論, c. 60 BCE). Later, the Token for the Agreement of the Three According to the Book of Changes (Zhouyi cantong qi, 周易參同契, c. 2nd century CE; “The Token” hereafter) standardized the use of toxic materials, such as lead and mercury, for making said elixir, and this idea remained entrenched until the Tang Dynasty (618–907 CE) (Pregadio, 2008, pp. 1002-1003). External alchemy was eventually superseded in popularity by internal alchemy (neidan, 内丹) from the Tang onward and was still popular during the Ming Dynasty (1368–1644 CE) when the standard 1592 version of JTTW was published.

The second meaning is the human body as a metaphor for the furnace—i.e. internal alchemy. The Token considers “the 5 organs, 12 vessels, 24 vertebrae, and 360 joints … all part of this body dinglu” (Wang, 2012, p. 192). The corporal furnace, the ingredients (yao, 藥), and the firing time (huohou, 火候) combine to make the “three essentials” (sanyao, 三要) of internal alchemy (Robinet, 2008). The ingredients are yin and yang energy, and the firing time is the measured absorption of said energies and the time at which this activity is partaken (Wang, 2012, pp. 192-193).

3. External vs Internal in JTTW

Laozi’s use of the Eight Trigrams Furnace stands as a perfect example of external alchemy, and Sun’s use of breathing exercises and qi circulation serves as a prime example of internal alchemy. So how are these competing processes depicted in JTTW? Well, recall that the external type had long been supplanted by the internal type by the time the novel was published. Hence, one could say Laozi’s methods were dated compared to those used by Monkey. This might then explain a surprising story element from JTTW chapter seven.

When Sun first escapes from the furnace, “Laozi rushes up to clutch at him, only to be greeted by such a violent shove that he falls head over heels while the Great Sage escapes” (based on Wu & Yu, 2012, vol. 1, p. 189). Think about that for a moment. Monkey, a proponent of internal alchemy, physically assaults the Daoist high god, a proponent of external alchemy. Add to this the fact that Sun seemingly only respects/fears immortals that promote internal alchemy—a good example being his first master, Patriarch Subodhi (Xuputi zushi, 須菩提祖師)—and a picture begins to form: perhaps this is the JTTW author-compiler’s way of touting the superiority of the internal over the external. What do you think?

4. Conclusion

Monkey’s time in Laozi’s furnace likely borrows from (one or both of) two sources, the story of a child magically surviving boiling in The Story, the 13th century CE precursor of JTTW, and the story of Laozi magically surviving boiling from Laughing at the Dao, an anti-Daoist polemic of the 6th-century CE. The latter is humorous as it shows Monkey’s punishment is a recapitulation of the high god’s punishment.

JTTW presents two forms of alchemy: the concept of Laozi’s furnace refers to “external” alchemy and harkens back to Han Dynasty China when alchemists used such furnaces to fire toxic mercury and lead in an attempt to produce an elixir of immortality; Sun Wukong’s use of breathing exercises and qi circulation is a prime example of “internal” alchemy in which the body is used as the furnace to fire the immortal elixir. External alchemy fell out of favor during the Tang and was superseded by Internal alchemy from then on into the Ming, when JTTW was published. Therefore, the novel portrays the high god of Daoism as a proponent of the dated external school, while immortals like Monkey are portrayed as proponents of the then current internal school.

Notes:

1) For a complete translation, see Bodman (1994).

2) See Zürcher & Teiser (2007), pp. 299-300 and 431 n. 53.

Sources:

Bodman, R. W. (1994). The Transformation Text on the Boy Shun’s Extreme Filial Piety. In V. H. Mair (Ed.), The Columbia Anthology of Traditional Chinese Literature (pp. 1128-1134). New York: Columbia University Press.

Kim, D. (2008). Dinglu: I. Waidan In F. Pregadio (Ed.), The Encyclopedia of Taoism (2 Vols.) (pp. 360-361). London [u.a.: Routledge].

Mair, V. H. (1987). Parallels Between Some Tun-Huang Manuscripts and the 17th Chapter of the Kozanji Journey to the West. Cahiers d’Extrême-Asie, 3, 41-53.

Pregadio, F. (2008). Waidan In F. Pregadio (Ed.), The Encyclopedia of Taoism (2 Vols.) (pp. 1002-1005). London [u.a.: Routledge].

Robinet, I. (2008). Dinglu: II. Neidan In F. Pregadio (Ed.), The Encyclopedia of Taoism (2 Vols.) (pp. 361-362). London [u.a.: Routledge].

Wang, R. (2012). Yinyang: The Way of Heaven and Earth in Chinese Thought and Culture. Cambridge: Cambridge University Press.

Wivell, C. S. (1994). The Story of How the Monk Tripitaka of the Great Country of T’ang Brought Back the Sūtras. In Mair, Victor H. The Columbia anthology of traditional Chinese literature (pp. 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Zürcher, E., & Teiser, S. F. (2007). The Buddhist Conquest of China: The Spread and Adaptation of Buddhism in Early Medieval China. Leiden: Brill.