The Patriarch Subodhi: Sun Wukong’s First Master

Last updated: 06-10-2022

If you were to ask someone to name Sun Wukong‘s master, those familiar with Journey to the West (Xiyouji, 西遊記, 1592) would probably say the Tang monk Tripitaka (Tang Sanzang, 唐三藏). But many forget that the cleric is actually his second master. His first, the Patriarch Subodhi (Xuputi zushi, 須菩提祖師; a.k.a. “Patriarch Puti / Bodhi“, Puti zushi, 菩提祖師), is rarely brought up in conversation. But this wise old man / elderly martial arts master archetype is the source of the Monkey King’s divine longevity, magical skills, and fighting prowess. He therefore deserves his own article. I’ve already written several pieces mentioning him, so I’ve decided to combine everything (including new material) onto a single page.

This article describes his origins, story in the novel, and description; the location, description, and the meaning of the name of his mountain home; his school uniform; how he names his students and why the Monkey King is called Sun Wukong; his religious, magical, and martial arts curriculum, including tests of spiritual intelligence; and his spiritual powers. Despite his common portrayal as a Daoist immortal (xian, 仙), the novel stresses a connection to Buddhism. I ultimately suggest that the Patriarch Subodhi is in reality a bodhisattva (pusa, 菩薩), albeit one with Daoist leanings.

1. Origins

Subodhi is based on Subhūti (Xuputi, 須扶提 / 須浮帝 / 蘇補底 / 蘇部底) (fig. 1), [1] one of the ten principle disciples of the Gautama Buddha. He plays an understated role in the original Pāli canon of Theravāda Buddhism, being recognized by the Buddha as the most accomplished in meditating on the concept of “loving-kindness” (Pāli: Metta; Sanskrit: Maitri), or wishing for the happiness of others (Buswell & Lopez, 2014, pp. 861-862; Osto, 2016, pp. 126-127). On the contrary, Subhūti plays a much larger role in Prajñāpāramitā texts of Mahāyāna Buddhism in which he is famed for contemplating “emptiness” (Pāli: suññatā; Sk: śūnyatā; Ch: kong, 空), a subject with textual interpretations ranging from ridding oneself of sexual desires to realizing the truth of the illusionary nature of Saṃsāra (Buswell & Lopez, 2014, pp. 872; Osto, 2016, p. 126). Because of this, he is also known in Chinese as the “One who expounded vacuity [emptiness]” (Kongsheng, 空生) (Soothill & Hodous, 1937/2014, p. 277). In fact, Osto (2016) suggests that Subhūti was secretly a bodhisattva, reasoning: “How else would he have the necessary insight to understand the profound and paradoxical philosophy of emptiness (śūnyatā) as it is found in these texts?” (p. 128). [2]

Fig. 1 – A detail of Subhūti from a woodblock frontispiece appearing in an 868 CE copy of the Diamond Sutra (larger version). This document is the oldest known dated printed book in the world (full woodblock).

Shao (2006) suggests that Subodhi was modeled on the historical disciple “to evoke a scriptural tradition that identifies Subhūti as the Buddhist at his best, one having the spiritual and intuitive approximation to ’emptiness’ … that the Chan [Zen] Buddhists value tremendously” (p. 723). He continues:

Is it then possible that what the novelist tried to highlight with Subhūti’s name was his reputation as the epitome of emptiness? We can certainly find ample textual evidence to support this line of thinking. Although Monkey’s Taoist realization is worthy of heaven, his Buddhist given name Wukong, or Awaken to Emptiness, obviously represents Subhūti’s Buddhist heritage, for the name is exactly what distinguishes Subhūti in the Buddhist tradition. What gives proof of the power and vitality of this bequest is the fact that “emptiness” constitutes the core of Monkey’s religious being (Shao, 2006, p. 724).

It should be noted that the complete Chinese name Xuputi (須菩提) is only used once in the novel to refer to the Patriarch (see here), while Puti (菩提) is used at least three times (see here). This is interesting as the latter term is a transliteration of bodhi (Pāli / Sk: “awakening” or “enlightenment”), an important concept in Buddhism in which one discovers the Four Noble Truths, thereby achieving enlightenment and freeing themself from the cycle of rebirth (Buswell & Lopez, 2014, p. 129). Therefore, the novel positions the Patriarch as a means to or even embodiment of enlightenment. This is fitting given Osto’s (2016) suggestion above that the historical Subhūti was a bodhisattva, “a ‘being’ (sattva) intent on awakening (bodhi) who has aroused the aspiration to achieve buddhahood” (Buswell & Lopez, 2014, p. 129). More on this below.

2. The literary teacher

2.1. His story

Subodhi is introduced by name in chapter one when a woodcutter tells the Monkey King about the sage and the location of his mountain home. He learns that the Patriarch “has already sent out innumerable disciples” and that at present “there are thirty or forty persons who are practicing austerities with him” (Wu & Yu, 2012, vol. 1, p. 112). After a quick exchange with an immortal lad at the front door, the Stone Monkey is led to a hall where Subodhi is lecturing to a group of “lesser immortals” (xiaoxian, 小仙). The Patriarch asks for his name and the location of his home but becomes upset as he believes Monkey is lying about his ten year journey from afar. However, after being assured of the truth and hearing of the miraculous stone birth, Subodhi officially accepts the primate as a disciple, giving him the religious name Sun Wukong (孫悟空, “Monkey Awakened to Emptiness”).

In the opening of chapter two, the Patriarch has his immortal students tutor Monkey in menial tasks like fetching firewood and water, tending the garden, and cleaning the monastery grounds, as well as provide lessons on human language and etiquette, calligraphy, scripture reading, and minor ritual procedures like incense burning. Seven years later, Subodhi notices Sun jumping around in excitement as the primate listens to his lecture. He thereafter offers to teach Monkey a number of skills, but the latter refuses multiple times since they won’t lead to immortality. This rejection makes the Patriarch visually upset, leading him to strike Sun on the head three times with a ruler and then walk away with his hands behind his back. His senior religious brothers chastise him for angering their master, but, due to his spiritual intelligence, Sun knows that the admonishment was really secret code. He later enters Subodhi’s room at the third watch (three hits) using a back door (hands behind back), and it is there where the teacher reveals the secret of immortality in a flowery poem.

After Monkey successfully attains eternal life three years later, the Patriarch teaches him the 72 transformations in order to hide from heaven-sent punishment slated to destroy him. In addition, he teaches the cloud-somersault, a method of super fast flight. Sun’s religious brothers are amazed at his attainments and request that he display his power of transformation by changing into a pine tree. The resulting applause greatly disturbs Subodhi, who sends the others away before reprimanding and expelling his disciple under the pretense of saving Monkey’s life from those who would harm him to learn his heavenly secrets. But before Sun has a chance to leave, his master threatens him with everlasting torment in the underworld if he ever reveals that the Patriarch had been his tutor. Monkey promises never to speak his name. This is the last time that Subodhi is seen in the story, but he is referenced two more times in later chapters (see section 3.4 below).

2.2. Allusions to Buddhist masters

Shao (1997) writes that Subodhi hitting Monkey on the head three times—a coded message for receiving secret teachings in the Master’s room at the third watch—is likely based on two episodes from the life of Huineng (惠能, 638-713), the Sixth Chan (Zen) Patriarch:

According to [the Platform Sutra], Huineng was pounding grain when Hongren [the 5th Chan Patriarch] came in, “hit on the mortar three times with his stick and then left” (以杖击碓三下而去). The non-verbal message occurred to the young man as a piece of intuition. By the third watch he arrived dutifully at the master’s chamber where Hongren passed the secret Dharma by way of enlightening him on [the Diamond Sutra], behind a raised cassock used to protect them from the intrusion of prying eyes. The other source is Caoxi dashi biezhuan 曹溪大师别传 (An Alternative Biography of the Great Master From Caoxi) in which Huineng hit Shenhui … a few times, seemingly annoyed by the insolence of his disciple’s clever repartee. But it was to none other than Shenhui that he imparted the secret Dharma—in the middle of the night, and with a similar group of dumb disciples who had seen nothing but impudence in Shenhui (pp. 60-61).

The allusion to Hongren and his use of the Diamond Sutra is apt as the historical Subhūti plays a large part in the scripture. His questions fuel the lesson, with the “Buddha’s reply constitut[ing] the body of the sutra” (Watson, 2010, p. 72).

Therefore, the aforementioned episodes associate the Patriarch with two enlightened Chan masters and their secret, unorthodox transmission of the Dharma, supporting his connection to Buddhism.

The novel includes a third allusion to Huineng. This will be discussed in section 4.3 below.

2.3. His description

The novel never gives an overt description of Subodhi’s features or dress. This ambiguity makes him a blank slate onto which anyone’s personal vision can be written. But there are a few references to his stately, awe-inspiring presence. A poem in chapter one reads:

A Golden Immortal of Great Awareness and of great ken and purest mien,
Master Bodhi, whose wondrous appearance like the West
Had no end or birth by work of the Double Three.
His whole spirit and breath were with mercy filled.
Empty, spontaneous, it could change at will,
His Buddha-nature able to do all things.
The same age as Heaven had his majestic frame.
Fully tried and enlightened was this grand priest (Wu & Yu, 2012, vol. 1, p. 114). [4]

Numerous elements from this poem require explanation. “Golden Immortal of Great Awareness” (Dajue jinxian, 大覺金仙) was a title bestowed on the Buddha by Song Emperor Huizong in 1119 in order to bring Buddhism under the banner of Daoism (Eskildsen, 2008, p. 43). “Wonderous appearance like the West” (Xifang miaoxiang, 西方妙相) compares the splendor of his person to the Western Pure Land (Sk: Sukhāvatī; Ch: Xifang jingtu, 西方淨土) of the Amitābha Buddha. “No end and no birth” (busheng bumie, 不生不滅) refers to his eternal life free from the wheel of reincarnation, which is thanks to his mastery of the “Double Three” (Sansan xing, 三三行). Yu (Wu & Yu, 2012) explains that this term likely refers to the “three samādhis“, a high-level meditation technique which focuses on the Buddhist philosophical concepts of emptiness, no appearance, and no desires (Wu & Yu, 2012, vol. 1, p. 507 n. 16). “Empty” (kong, 空) in the next line of course refers to Subodhi’s constant meditations on emptiness. “Buddha-nature” (Sk: tathāgatagarbha, lit: “womb of the tathāgata“; Ch: Zhenru benxing, 真如本性; a.k.a. Rulai zang, 如來藏) is “the potential to achieve buddhahood that, according to some Mahāyāna schools, is inherent in all sentient beings” (Buswell & Lopez, 2014, p. 897). This is an open reference to the Buddho-Daoist philosophy of the Southern Quanzhen School Patriarch Zhang Boduan (張伯端, mid to late-980s-1082), which greatly influenced Journey to the West. He believed that in order to become a true transcendent (xian, 仙), one had to achieve both the Daoist elixir of immortality and Buddha-nature (Shao, 1997; 2006). This dual achievement thus signifies that Subodhi is a celestial of the highest order. His “majestic” (or stately) body (zhuangyan ti, 莊嚴體) is said to have the “same age as heaven” (yutian tongshou, 與天同壽), a phrase used in the novel to denote the endless longevity of such divine beings (see here). The last line notes that he is a fully “enlightened” (mingxin, 明心; lit: “illuminous heart-mind”) master. Taken together, the allusions to Buddhas, the Western paradise, emptiness, and enlightenment speak to Subodhi’s identity as a Buddhist deity. And given his association with bodhi (awakening), I suggest that he is in fact a bodhisattva like his namesake, albeit one with Daoist leanings.

A Daoist bodhisattva may seem paradoxical, but this concept comfortably fits into the syncretic worldview espoused in late-Ming literature. For example, three well-known bodhisattvas are depicted as former high-ranking immortals in Investiture of the Gods (Fengshen yanyi, 封神演義, c. 1620). These include Guanyin (觀音) as “Person of the Way, Compassionate Ferry” (Cihang daoren, 慈航道人) (fig. 2), Mañjuśrī (Wenshu, 文殊) as the “Dharma-Spreading Heavenly Master of Outstanding Culture” (Wenshu guangfa tianzun, 文殊廣法天尊), and Samantabhadra (Puxian, 普賢) as the “Perfected Man of Universal Virtue” (Puxian zhenren, 普賢真人). Together, they later convert to Buddhism and become disciples of the Buddha (hou xing shimen, cheng, 後興釋門,成于佛教) at the end of chapter 83. [3]

Fig. 2 – A modern idol of Guanyin’s Daoist persona Person of the Way, Compassionate Ferry (larger version).

2.4. Ancient depiction

The standard 1592 edition of Journey to the West was originally published with a series of quaint woodblock prints. One features an image of the Patriarch, depicting him as a robed master holding a palace fan while seated in an ornate chair. He wears a guan-cap and has a kind face with airy whiskers and hints of large-lobed ears (fig. 3 and 4).

Fig. 3 – A woodblock of Monkey meeting the Patriarch for the first time (larger version). From the standard 1592 edition of the novel. Fig. 4 – A detail of Subodhi (larger version).

3. Mountain home

Subodhi’s home is located in a place with the literal name “Cave of the Slanted Moon and Three Stars on Spirit Tower and Square Inch Mountain” (Lingtai fangcun shan, xieyue sanxing dong靈臺方寸山,斜月三星洞).

3.1. Mountain description

The novel remarks on the beauty of the mountain as Monkey walks through a forest to the school’s front entrance:

Mist and smoke in diffusive brilliance,
Flashing lights from the sun and moon,
A thousand stalks of old cypress,
Ten thousand stems of tall bamboo.
A thousand stalks of old cypress
Draped in rain half fill the air with tender green;
Ten thousand stems of tall bamboo
Held in smoke will paint the glen chartreuse.
Strange flowers spread brocades before the door.
Jadelike grass emits fragrance beside the bridge.
On ridges protruding grow moist green lichens;
On hanging cliffs cling the long blue mosses.
The cries of immortal cranes are often heard.
Once in a while a phoenix soars overhead.
When the cranes cry,
Their sounds reach through the marsh to the distant sky.
When the phoenix soars up,
Its plume with five bright colors embroiders the clouds.
Black apes and white deer may come or hide;
Gold lions and jade elephants may leave or bide.
A Blessed Land [Fudi, 福地] to be seen in spirit:
It has the true semblance of Paradise (Wu & Yu, 2012, vol. 1, pp. 112-113).

“Blessed lands” (Fudi, 福地) are thought to be “earthly paradises that do not suffer from floods, wars, epidemics, illnesses, old age or death” (Miura, 2008, p. 368). Daoism recognizes 72 Blessed Lands, each with their own documented name and location (Miura, 2008, p. 371).

3.2. Cave description

Once Sun is invited inside, the cave is described as having “rows and rows of lofty towers and huge alcoves, of pearly chambers and carved arches”, as well as “innumerable quiet chambers and empty studios” (Wu & Yu, 2012, vol. 1, p. 114). The hall where Subodhi gives his lessons is said to be centered around his “green jade platform” (yaotai, 瑤臺) (Wu & Yu, 2012, vol. 1, p. 114). This kind of terrace is often associated with the immortal lands of Mount Kunlun (Santangelo, 2013, p. 604 n. 5).

3.3. Buddho-Daoist metaphor

The names of the cave and mountain reference the philosophical concept of the “heart-mind” (xin, 心), the center of spiritual intellect, no less than three times. As I explain in this article, the name “slanted moon and three stars” is a literal description of the Chinese character for the heart-mind (fig. 5). “Spirit Tower/platform” (lingtai, 靈臺) is used in Daoist literature to refer to the heart-mind, more specifically the middle elixir field (zhong dantian, 中丹田) around the heart, which is considered the seat of the spirit. During internal alchemical meditation, the spirit is directed from here, along with other energetic substances from elsewhere, into the “square inch” (fangcun, 方寸). This too is a Daoist reference to the heart-mind, more specifically the lower elixir field (xia dantian, 下丹田) around the abdomen, the storehouse of vital energies. The synergy of these energies is thought to bolster the body and bring about immortality. Therefore, a more accurate translation of Patriarch Subodhi’s home, which takes into account the veiled Daoist meanings, would be “Cave of the Slanted Moon and Three Stars on the Mountain of Spiritual Heart and Elixir Mind”.

heart calligraphy

Fig. 5 – The Chinese character for heart-mind (xin) literally looks like a crescent moon surmounted by three stars. Original image found here.

At the same time, this triple emphasis on the heart-mind references Monkey’s role in the novel as the “Mind Monkey” (xinyuan, 心猿), a Buddhist concept denoting the disquieted thoughts that keep man trapped in Saṃsāra. Evidence for this includes the titles for chapters seven (“From the Eight Trigrams Brazier the Great Sage escapes; / Beneath the Five Phases Mountain, Mind Monkey is still”) and fourteen (“Mind Monkey returns to the Right; / The Six Robbers vanish from sight”). Also, a poem in chapter seven reads: “An ape’s body of Dao weds the human mind. / Mind is a monkey—this meaning’s profound” (yuanhou dao ti renxin / xin ji yuanhou yisi shen, 猿猴道體配人心 / 心即猿猴意思深) (Wu & Yu, 2012, p. 190). [5]

Therefore, the name of the Patriarch’s mountain home is a double metaphor for Daoist alchemical and Buddhist philosophical concepts.

3.4. References in later chapters

Monkey references Subodhi and his mountain home twice in the novel. He recites a biographical poem in chapter 17 in which he states:

Seedlings of herbs I plucked on Spirit Tower Mountain. / There was in that mountain an old immortal. / His age: one hundred and eight thousand years! / He became my master most solemnly / And showed me the way to longevity (Wu & Yu, 2012, vol. 1, p. 352). [6]

In another biographical poem from chapter 67, he states: “I bowed to the Patriarch of Spirit Tower and Square Inch / and perfected with him the martial arts” (Wu & Yu, 2012, vol 3, p. 243). These statements are veiled admissions of studying alchemical and combat arts under the Sage, thereby not revealing his true master’s identity (as promised in chapter two).

3.5. Location

The location of this mountain is revealed in the first conversation between Monkey and Subodhi. After hearing of Sun’s travels, the Patriarch asks:

[H]ow is it that you mention the East Purvavideha Continent? Separating that place and mine are two great oceans and the entire region of the Southern Jambudvipa Continent. How could you possibly get here? (Wu & Yu, 2012, vol. 1, p. 114).

The world of Journey to the West is modeled on Hindo-Buddhist cosmic geography, which places the Eastern Purvavideha Continent (Sk: “Surpassing the body”; Ch: Dongsheng shenzhou, 東勝神洲), the Southern Jambudvipa Continent (Sk: “Rose-Apple”; Ch: Nanshan buzhou, 南贍部洲), the Western Godaniya Continent (Sk: “Using Cattle”; Ch: Xiniu hezhou, 西牛賀洲), the Northern Uttarakuru Continent (Sk: “Unpleasant Sound”; Ch: Beiju luzhou, 北俱盧洲) around the four respective faces of Mount Sumeru (Ximi shan, 須彌山; Miaogao shan, 妙高山), a giant mountain that serves as the axis mundi of the cosmos, as well as the abode of assorted gods and sages (Buswell & Lopez, 2014, p. 869) (fig. 6). While said geography traditionally associates Southern Jambudvipa with India, or the known world to the ancient people of South Asia (Buswell & Lopez, 2014, p. 377), the novel places the “Land of the East” (Dongtu, 東土) (i.e. China) within the continent and associates India with Western Godaniya (Wu & Yu, 2012, pp. 204-205). Therefore, Subodhi’s mountain is located in India, further strengthening his link with Buddhism.

Fig. 6 – A diagram showing a bird’s-eye view of Hindo-Buddhist cosmic geography as presented in Journey to the West. Adapted from Buswell & Lopez, 2014, p. xxix (larger version).

4. School

4.1. Uniform

Upon returning to the Mountain of Flowers and Fruit from Subodhi’s school in chapter two, the novel describes Sun Wukong’s uniform through the voice of a monster imp: “He is bare-headed, wears a red robe [hongse yi, 紅色衣] with a yellow sash [huang tao, 黃絛], and has a pair of black boots [wu xue, 烏靴] on” (Wu & Yu, vol. 1, p. 127). The “red robe” is vague, but a poem in chapter one states that the immortal lad who invited Monkey into the cave was wearing “[a] wide robe with two sleeves of wind” (kuanpao liangxiao feng, 寬袍兩袖風). This probably references the large, open arms of the zhiduo robe (直裰; a.k.a. haiqing, 海青), which is known colloquially in English as “Buddhist monk” or “Taoist monk” robes (fig. 7).

Fig. 7 – A zhiduo robe with large sleeves (larger version). Image found here. Imagine this robe red, with a yellow sash at the waist.

4.2. Student names

Subodhi is shown to have 12 generation names (zibei, 字輩) used to name the generational cohorts of his religious lineage.

  1. Guang (廣)
  2. Da (大)
  3. Zhi (智)
  4. Hui (慧)
  5. Zhen (真)
  6. Ru (如)
  7. Xing (性)
  8. Hai (海)
  9. Ying (穎)
  10. Wu (悟)
  11. Yuan (圓)
  12. Jue (覺) (Wu & Yu, 2012, p. 115).

Three of the listed names, Zhi (智), Yuan (圓), and Jue (覺), were historically used in Daoism. [7]

Monkey is part of the tenth generation (Wu & Yu, 2012, p. 115). This means that all of Subodhi’s students taken in around the same time would all have Wu (悟) in their name.

The novel explains in detail why Subodhi names his primate disciple Sun Wukong, tying it to Buddho-Daoist philosophy:

The Patriarch laughed and said, “Though your features are not the most attractive, you do resemble a pignolia-eating monkey (husun [猢猻]). This gives me the idea of taking a surname for you from your appearance. I intended to call you by the name Hu [猢]. If I drop the animal radical [犭] from this word, what’s left is a compound made up of the two characters, gu [古] and yue [月]. Gu means aged and yue [“moon”] denotes feminine yin energy [陰], but aged yin cannot reproduce. Therefore, it is better to give you the surname of Sun [猻]. If I drop the animal radical from this word, what we have left is the compound of zi [子] and xi [系]. Zi means a boy and xi means a baby, and that name exactly accords with the fundamental Doctrine of the Baby Boy [Ying’er zhi benlun, 嬰兒之本論]. So your surname will be ‘Sun.'”

[After explaining the generational names] “You will hence be given the religious name ‘Aware of Emptiness’ (wukong [悟空]). All right?” (Wu & Yu, 2012, vol. 1, p. 115).

Yu (Wu & Yu, 2012) explains: “The Baby Boy is none other than the ‘holy embryo or shengtai 聖胎,’ the avatar of the realized state of immortality in the adept’s body” (p. 86). Daoist doctrine dictates that the “Three Treasures” (Sanbao, 三寶) of semen (jing, 精), breath (qi, 氣), and spirit (shen, 神) be combined to create a holy embryo. The third stage of this internal alchemical process involves the nurturing of said embryo to maturation with spiritual energies and eventually guiding it upwards and out the Heavenly Gate (Tianguan, 天關), or the top of the crown. This results in a fledgling immortal spirit body that must be trained over an additional three year period in which it learns to travel far and wide apart from the physical vessel (Kohn, 2008, pp. 179-180). Therefore, Sun (孫) not only references the primate disciple’s appearance but also his Daoist immortality.

“Wukong” (悟空) combines “Emptiness” (Kong, 空) with “Awakening”, Wu (悟) being “one of the common Chinese translations for the Sanskrit term bodhi (awakening)” (i.e. the bodhi of Subodhi) (Buswell & Lopez, 2014, p. 998). Awakening takes two forms in Chan Buddhism: “instant” (dunwu, 頓悟) and “gradual” (jianwu, 漸悟). The former involves the sudden manifestation of inherent Buddha-nature (see section 2.3), while the latter involves compounding realization, often over a long period of purification (Buswell & Lopez, 2014, p. 998; see also pp. 273 and 384-385). As explained in section 1, bodhi involves realizing the Four Noble Truths, thereby achieving enlightenment and freeing oneself from the cycle of rebirth. Therefore, Wukong references said enlightenment.

Given the above information, another translation for Sun Wukong would be “Immortal Awakened to Enlightenment”. This shows that Monkey’s name incapsulates his story arc: attaining divine longevity in the beginning and ascending to Buddhahood at the end. This, again, is an open reference to the highly influential Buddho-Daoist philosophy of Zhang Boduan (see section 2.3).

4.3. Tests of spiritual intelligence

The Patriarch first offers to teach Monkey a selection of skills from the 360 “Side Gates” (bangmen, 傍門; a.k.a. pangmen, 旁門), noting that they will “result in illumination” (zhengguo, 正果; lit: “right fruit”) (Wu & Yu, 2012, vol. 1, p. 117). The skills include:

  • Method gate (Shuzi menzhong, 術字門中) – “[C]onsists of summoning immortals and working the planchette, of divination by manipulating yarrow stalks, and of learning the secrets of pursuing good and avoiding evil” (Wu & Yu, 2012, vol. 1, p. 117).
  • Dissemination gate (Liuzi menzhong, 流字門中) – “[I]ncludes the Confucians, the Buddhists, the Daoists, the Dualists, the Mohists, and the Physicians. They read scriptures or recite prayers; they interview priests or conjure up saints and the like” (Wu & Yu, 2012, vol. 1, p. 117).
  • Silence gate (Jingzi menzhong, 靜字門中) – “To cultivate fasting and abstinence … quiescence and inactivity, meditation and the art of cross-legged sitting, restraint of language, and a vegetarian diet. There are also the practices of yoga, exercises standing or prostrate, entrance into complete stillness, contemplation in solitary confinement, and the like” (Wu & Yu, 2012, vol. 1, pp. 117-118).
  • Action gate (Dongzi menzhong, 動字門中) – “[G]athering the yin to nourish the yang, bending the bow and treading the arrow, and rubbing the navel to pass breath. There are also experimentation with alchemical formulas, burning rushes and forging cauldrons, taking red lead, making autumn stone, and drinking bride’s milk and the like” (Wu & Yu, 2012, vol. 1, p. 118).

However, the Side Gates, which number 3,600 in Daoist literature, were historically considered “unorthodox training methods of limited benefit” (Eskildsen, 2019, p. 43). This shows that Subodhi is testing his disciple to see if he will fall for studying lesser arts. But Sun passes by refusing to learn them.

Another test takes place when Monkey visits his master’s room at the third watch to receive secret teachings. Shao (2006) explains that, once again, the novel alludes to the Sixth Chan Patriarch Huineng:

[Monkey] sets the stage for a striking display of his unusually profound insight when he announces his intentions to become an immortal. This provokes Subhuti to issue him a challenge by refusing to teach him, for he is “some what different from other people.” Monkey may not realize that the master is trying to gauge his spiritual power, but he rises to the occasion with a genuine clarity of vision: “I have a round head pointing to Heaven, and square feet walking on Earth. Similarly, I have nine apertures and four limbs, entrails and cavities. In what way am I different from other people?”

[…]

[W]e may look to Huineng’s story from which Monkey garners meaning. No doubt, Monkey’s inspired cleverness is modeled on Huineng’s reply to Hongren, the fifth patriarch of Chinese Chan Buddhism, in Huineng’s Tanjing (The Platform Sutra). When Huineng announces his intentions to become a Buddha, Hongren pounces upon him with a poignant reminder that he is “from Lingnan,” a “barbarian,” and therefore cannot become a Buddha. Huineng refuses to be intimidated, however. He holds his own with an unparalleled depth of insight about Buddha-nature: There may be “northern and southern men,” but “the Buddha nature fundamentally has no north or south.” Surely Monkey’s phrasing, his unusual insightfulness, and the quickness and aplomb with which he rises to the challenge are reminiscent of Huineng… (pp. 719-720).

Monkey clearly passes this test, for his insightful reply convinces the Patriarch to teach him the secret of eternal life.

Subodhi no doubt uses such examinations to filter out unsuitable candidates, allowing only the brightest individuals to become his inner disciples.

4.4. Overtly stated curriculum and tools

The novel specifically mentions Subodhi offering or teaching Monkey the following concepts:

1) Chinese philosophy – A poem describes one of these lectures with esoteric imagery. Most importantly, a section states: “For a while he lectured on Dao [道] / For a while he spoke on Chan [禪] / To harmonize the Three Parties [Sanjia, 三家] is a natural thing” (Wu & Yu, 2012, vol. 1, p. 116).

The “Three Parties” refer to the Ming syncretic philosophy of the “Three Teachings” (Sanjiao, 三教), which combines elements from Buddhism, Daoism, and Confucianism. This shows that his disciples are given a well-rounded religious education, which explains why Sun is competent even in Buddhist scripture. [9]

Also, during his lectures on philosophy, Subodhi is said to wield a “Precepts ruler” (jiechi, 戒尺), which he uses to admonish his students (Wu & Yu, 2012, vol. 1, p. 118). Such a device figures among the tools of Buddhism (Leong, 2001, p. 49).

2) Secret of Immortality – Breathing exercises designed to absorb yang energy during prescribed times (after midnight and before noon), the retention of chaste semen and transformation into qi energy, and the purification and circulation of the resulting spiritual energy throughout the body.

These internal methods are passed onto Monkey in secret via a flowery poem chocked full of alchemical imagery. It ends with the line, “When that’s done, be a Buddha or immortal at will!” (Wu & Yu, 2012, vol. 1, p. 120). Combined with his syncretic philosophy, this suggests that the Patriarch offers his students more than one spiritual path to divinity.

3) Transformations – A series of oral formulas that allow the user to change their body into any person, animal, or object. Two forms are offered: the 72 changes of the “Multitude of Terrestrial Killers” (Disha shu, 地煞數) and the 36 changes of the “Multitude of the Heavenly Rectifiers” (Tiangang shu, 天罡數) (Wu & Yu, 2012, vol. 1, p. 122). [8]

Subodhi teaches this skill to Monkey with the expressed purpose of helping him hide from three calamities of cosmic lightning, fire, and wind sent by heaven to destroy immortals for defying fate and achieving eternal life. But beyond the power of metamorphosis, the novel implies that the ability also grants the user multiple lives (similar to a video game), which might serve as a buffer against the calamities. For example, in chapter 41, after Sun passes out from Red Boy‘s fiery attack, Zhu Bajie reassures everyone by saying: “If he is capable of seventy-two transformations, he has seventy-two lives” (Wu & Yu, 2012, vol. 2, p. 232). Also, in chapter 46, Monkey magically regrows his head after being non-fatally beheaded in a contest of magical skill. Sha Wujing remarks: “If he knows seventy-two ways of transformation, … he may have altogether seventy-two heads!” (Wu & Yu, 2012, vol. 2, p. 308). In addition, while not directly related to the primate hero, the Bull Demon King is said in chapter 61 to also know the 72 changes (Wu & Yu, 2012, vol. 3, p. 148). He uses the extra lives to survive being beheaded by Prince Nezha a number of times:

[Nezha] leaped onto the bull’s back and brought his monster-cleaving sword down on the bull’s neck: the bull was beheaded at once. Putting away his scimitar, the devaraja was about to greet [Sun Wukong] when another head emerged from the torso of the bull, his mouth belching black air and his eyes beaming golden rays. [Nezha] lifted his sword once more and cut off the bull’s head; as soon as it dropped to the ground, another head came out. It went on like this more than ten times. At last, [Nezha] took out his fiery wheel and hung it on the Bull’s horn. The wheel at once started a great blaze of true immortal fire, which burned so fiercely that the bull began to growl and roar madly, shaking his head and wagging his tail (Wu & Yu, vol. 3, p. 160). [10]

This agrees with the connection between transformation and immortality in Daoism. Robinet (1979) explains that gods and saints are portrayed in Daoist literature as being in constant flux, changing with the seasons, taking on different guises and titles, disappearing and reappearing, never remaining the same, thereby living eternally.

4) Flight – A method of flying through the sky on divine clouds. Two types are offered: “cloud-soaring” (jiayun, 駕雲), the most common method used by celestials throughout the cosmos. It involves stamping the foot to summon clouds (Wu & Yu, 2012, vol. 1, p. 123); and “cloud-somersaulting” (jindou yun, 筋斗雲), the method chosen by Sun (fig. 8). It involves simultaneously “mak[ing] the magic sign, recit[ing] the spell, clench[ing] the fist tightly, shak[ing] the body” and then jumping into the sky, leaping from cloud to cloud (Wu & Yu, 2012, vol. 1, p. 123). The latter method is by far the fastest, enabling the user to travel 108,000 li (33,554 mi / 54,000 km) in a single instant.

Shao (2006) states that the latter skill is based on a philosophical metaphor from Huineng’s Platform Sutra. The Chan Master explains that the common trope of the Buddha’s paradise being separated from the world of man by 108,000 li is based on a combination of the “Ten Evils” (Shi’e, 十惡) and “Eight Wrongs” (Baxie, 八邪) of Buddhism (see section III here). Those who rid themselves of these spiritual flaws will achieve enlightenment and thus arrive instantly at the Buddha’s paradise (Shao, 2006, p. 718; Huineng & Cleary, 1998, pp. 26-27). Therefore, Subodhi teaches a skill that’s a metaphor for instant enlightenment, further supporting his connection to Buddhism.

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Fig. 8 – Monkey soaring on his cloud (larger version). Drawing by Funzee on deviantart.

4.5. Mentioned in passing

As noted in section 3.3, Sun states: “I bowed to the Patriarch of Spirit Tower and Square Inch / and perfected with him the martial arts [wuyi, 武藝]” (Wu & Yu, 2012, vol 3, p. 243). [11]

5) Military arts – Monkey demonstrates knowledge in troop movement, weapons (swords, spears, axes, bows and arrows, staves, etc.), and unarmed boxing. His preferred method is “Short Fist” (Duan quan, 短拳), which is known for compact, short-ranged attacks. This is likely just one of many boxing styles taught by Subodhi.

Shahar (2008) explains that the martials arts of the famed Chan Buddhist Shaolin Monastery developed during the Ming-Qing transition from a synthesis of Daoist gymnastics (stretching and breathing exercises), religious rituals, and fist techniques. This new form of spiritual cultivation ushered in the era of so-called “internal martial arts“, Taiji boxing being the most famous among them. Journey to the West was published during the late-Ming when this synthesis was in full swing. Therefore, the study of martial arts in a religious institution is an accurate snapshot of one facet of 16th-century monastic life.

4.6. Implied

Although not directly stated, the following skills are likely learned while studying under the Patriarch.

6) General magic – Monkey is shown capable of calling forth gods and spirits, growing or shrinking to any size, parting fire and water, creating impassable barriers, conjuring wind storms, casting illusions, freezing people in place, making endless doubles of himself, unlocking any lock, bestowing superhuman strength, bringing the dead back to life, etc.

7) Traditional Chinese Medicine – Monkey knows how to analyze a patient’s pulse and then concoct individualized medicine from a number of raw ingredients.

This makes sense as a knowledge of harming and healing often goes hand in hand in traditional Chinese martial arts. A prime example is the folk hero Wong Fei-Hung (黃飛鴻, 1847-1925), a Hung Ga boxer and physician from Qing-era Guangdong.

5. Powers

The breadth of skills taught to Monkey speaks to the Patriarch’s own vast array of religious, magical, and martial abilities. But he displays (or at least hints at having) the following three powers.

5.1. Clairvoyance

Subodhi demonstrates the ability to see peoples, events, and times beyond his person in chapter one when Monkey first arrives at his home. An immortal lad opens the door and tells the primate:

“My master … has just left his couch to give a lecture on the platform. Before even announcing his theme, however, he told me to go out and open the door, saying, ‘There is someone outside who wants to practice austerities. You may go and receive him'” (Wu & Yu, 2012, vol. 1, pp. 113-114).

5.2. Omniscience

At the end of chapter two, Subodhi makes a statement suggesting that he is aware of all things:

I forbid you ever to mention that you are my disciple. For if you but utter half the word, I’ll know about it; you can be assured, wretched monkey, that you’ll be skinned alive (Wu & Yu, 2012, vol. 1, p. 125).

5.3. Control of spirits and karmic results

He continues: “I will break all your bones and banish your soul to the Place of Ninefold Darkness [Jiuyou zhi chu, 九幽之處], from which you will not be released even after ten thousand afflictions!” (Wu & Yu, 2012, vol. 1, p. 125). This latter ability implies that he has some control over souls and their karmic punishment in the afterlife.

5.4. Possible reason for expelling Monkey

The aforementioned powers bring up the following question: “If Subodhi has these abilities, why would he take Sun as a disciple knowing full well that he would later expel him for simply displaying his newly cultivated powers?” Someone might say showing off is a sign of ego and the need for validation, qualities unbecoming of a spiritual cultivator. But there is a better answer. Being a bodhisattva with the power of foresight, the Patriarch would no doubt foresee Monkey’s later attainment of Buddhahood, realizing that the trials and tribulations of protecting the Tang Monk on the journey to India would be the price that he needs to pay to gradually awaken (jianwu, 漸悟) his enlightenment. Therefore, expelling Sun would ignite the chain of events leading to his eventual Buddhahood. This makes Subodhi an agent of Dharma, one who uses whatever methods necessary to bring about the enlightenment of his disciples.

6. Conclusion

The Patriarch Subodhi finds his origins in Subhūti, one of the ten principle disciples of the historical Buddha known for his knowledge of “emptiness”. The literary figure’s connection to Buddhism is not in name only, however. The Chinese name used most in the novel to refer to Subodhi is Puti, a transliteration for bodhi (“awakening” or “enlightenment”). His story in Journey to the West is partly based on events from the lives of the respective Fifth and Sixth Chan (Zen) Patriarchs and their transmission of the Dharma. A poem in chapter one even compares him to the Buddha and the splendor of the Western paradise, as well as further ties him to emptiness and enlightenment.

The name of Subodhi’s home, Cave of the Slanted Moon and Three Stars on the Mountain of Spiritual Heart and Elixir Mind, serves as a double metaphor for Daoist internal alchemical practices and Buddhist concepts of the mind. It is described as a mountain paradise, and the cave therein is said to be filled with grand architecture, which is centered around the Patriarch’s green jade lecture platform. The mountain is located in the Western Godaniya Continent of Hindo-Buddhist cosmic geography, placing it squarely in India, home of the historical Subhūti.

Subodhi’s students likely wear a red robe with large, open sleeves, a yellow sash, and black boots, and they are named according to a twelve generation character list. His choice for the Monkey King’s religious name, Sun Wukong, is packed full of philosophical significance related to the formation of a Daoist immortal spirit embryo and the manifestation of enlightenment. As for the Patriarch’s curriculum, he teaches Buddho-Daoist philosophy, the secret of eternal life, transformations, flight via cloud, armed and unarmed military arts, general magic, and Traditional Chinese Medicine. Tests of spiritual intelligence appear to be used to permit only the brightest into his inner circle.

Subodhi exhibits (or hints at having) clairvoyance, omniscience, and control over souls and karmic results. His power of foresight might then explain why he accepted Monkey as a student, only to later expel him. This was likely done to ignite the chain of events that would eventually lead to Sun’s achievement of Buddhahood, thereby completing the last of Zhang Boduan’s two-step process towards Buddo-Daoist transcendence.

Journey to the West stresses the Patriarch’s status as a Buddhist deity, albeit one with Daoist leanings. Therefore, I suggest that he is a bodhisattva like (as one scholar has proposed) the historical Subhūti. A Daoist bodhisattva, however, is not a paradox as such figures appear in late-Ming syncretic popular literature. Examples include the former high-ranking immortals-turned-bodhisattvas Guanyin, Mañjuśrī, and Samantabhadra from Investiture of the Gods (c. 1620).


Update: 06-04-22

Above I mentioned that Puti (菩提) is used at least three times to refer to Subodhi, thus stressing the Patriarch’s connection to the Buddhist concept of bodhi (Pāli / Sk: “awakening” or “enlightenment”). There’s actually a fourth usage, appearing in the title of chapter two: “Fully awoke to Bodhi’s wondrous truths / He cuts off Mara, returns to the root, and joins Primal Spirit” (Wu che puti zhen miao li Duan Mo gui ben he yuanshen, 悟徹菩提真妙理 / 斷魔歸本合元神) (Wu & Yu, 2012, p. 116). The title serves as a double reference to the end of Prince Siddhārtha‘s path to enlightenment. (I explain in this article that the author-compiler of the standard 1592 edition of Journey to the West likely based Monkey’s early life on the Buddha to make his spiritual journey more familiar to the reader.) As part of the Prince’s meditative journey inward to discover hidden truths, he faces off against the army of the heavenly demon Māra (Mo, 魔), the ruler of the illusionary world of Saṃsāra. But these evil forces are rendered powerless by Siddhartha’s supreme focus of mind and burgeoning grasp of reality. He shortly thereafter achieves enlightenment (a.k.a. bodhi) (Beal, 1883, pp. 156-163). Likewise, thanks to [Su]Bodhi’s guidance, Sun Wukong is able to also stop Mara and achieve immortality.

This free association between Buddhist (bodhi/Mara/returning to the root) and Daoist (primal spirit) concepts was common place in Ming-era religious literature. Darga (2008) explains:

Comparing the development of the embryo to the revelation of Buddhahood is typical of neidan texts of the Ming period. For instance, the Xingming guizhi (Principles of Balanced Cultivation of Inner Nature and Vital Force) uses Body of the Law (fashen 法身, dharmakāya) as a synonym for shengtai. The birth of the embryo represents the appearance of the original spirit (yuanshen 元神) or Buddhahood and is understood as enlightenment (p. 884).

Therefore, the Monkey King’s immortality is synonymous with the Buddha’s enlightenment. And since Subodhi is key to Sun’s spiritual achievement, and given the Patriarch’s demonstrated connection to Buddhism in the novel, I’d like to further suggest that the character is the original disciple Subhūti. After all, he still lives in India like his namesake.

Despite all of the overwhelming evidence for the Patriarch’s connection to Buddhism, someone might point out that the novel refers to him as a “Spirit Immortal” (shenxian, 神仙) (for example). The Anthology of the Transmission of the Dao from Zhongli Quan to Lü Dongbin (Zhong Lü Chuan Dao Ji, 鐘呂傳道集, c. late-Tang) explains that this is the fourth of five kinds of transcendents [12] who has cast off the mortal body (per the methods outlined above) to enjoy a life free from the dust of the world (Wong, 2000, p. 29; see also here). But making this distinction in the face of Ming syncretism amounts to little more than arguing semantics. As we’ve seen, this philosophy equates achieving immortality with enlightenment. And Subodhi’s description above as having “no end and no birth” (busheng bumie, 不生不滅) embodies that, for he has both the Daoist elixir and the Buddha-mind and has thus broken free of the wheel of rebirth.

Taking a page from the Daoist Bodhisattvas of Investiture of the Gods (Fengshen yanyi, 封神演義, c. 1620), perhaps Subodhi/Subhūti was an immortal recruited by the Buddha, or the Buddhist disciple trained under the former high-ranking immortals-turned-bodhisattvas Guanyin, Mañjuśrī, and Samantabhadra. Knowing different paths to divinity would make him a more affective teacher and bodhisattva.

Here is a welcoming, modern image of Subhūti (fig. 9). The top line reads “The Honored Monk Subhūti’s Understanding of Emptiness is Number One” (Xuputi zunzhe jiekong diyi, 须菩提尊者解空第一). I love the golden halo.

Fig. 9 – A modern ink on paper drawing of Subhūti (larger version). Image found here.


Update: 06-06-22

Subodhi is alluded to in Investiture of the Gods (c. 1620). It reproduces a poem about the sage from chapter one of Journey to the West (section 2.3). The original reads:

A Golden Immortal of Great Awareness and of great ken and purest mien,
Master Bodhi, whose wondrous appearance like the West
Had no end or birth by work of the Double Three.
His whole spirit and breath were with mercy filled.
Empty, spontaneous, it could change at will,
His Buddha-nature able to do all things.
The same age as Heaven had his majestic frame.
Fully tried and enlightened was this grand priest (Wu & Yu, 2012, vol. 1, p. 114).

大覺金仙沒垢姿,西方妙相祖菩提。不生不滅三三行,全氣全神萬萬慈。空寂自然隨變化,真如本性任為之。與天同壽莊嚴體,歷劫明心大法師。

Chapter 61 of Investiture of the Gods reproduces the poem with only minor changes (indicated in red):

A Golden Immortal of Great Awareness and timelessness, [13]
Dharma Master Bodhi of the wondrous West
Had no end or birth by work of the Double Three.
His whole spirit and breath were with mercy filled.
Empty, spontaneous, it could change at will,
His Buddha-nature able to do all things.
The same age as Heaven had his majestic frame.
Fully tried and enlightened was this grand priest (emphasis mine). [14]

大覺金仙不二時,西方妙祖菩提。不生不滅三三行,全氣全神萬萬慈。空寂自然隨變化,真如本性任為之。與天同壽莊嚴體,歷劫明心大法師。

It goes on to associate the poem with a Buddhist deity known as “Person of the Way, Cundī (Zhunti daoren, 準提道人) (fig. 10). This figure is traditionally considered a multi-armed, female bodhisattva with a strong connection to the Cundā Dhāraṇī, a power-bestowing mantra (Buswell & Lopez, 2014, p. 204). Therefore, it appears that the author was trying to provide an origin for Subodhi (likely based on “提” (ti) appearing in both character’s names). Afterall, the novel is often considered a sequel to Journey to the West because it reveals the origins of many secondary characters (Li Jing, Nezha, Muzha, Erlang, etc.). However, it’s important to remember that Investiture of the Gods is still a separate novel by a different author. So, any events therein should NOT be considered canon for Journey to the West. Besides, the latter work clearly establishes a link between Subodhi and the historical Subhūti.

Fig. 10 – Person of the Way, Cundī (top right) fighting against a rogue immortal (lower left) (larger version). From a modern manhua comic book. Image found here.


Update: 06-09-22

It turns out that Subodhi is not the invention of the author-compiler [15] of the standard 1592 edition of Journey to the West. He appears in the earlier “Zhu edition” of the novel, a.k.a. Chronicle of Deliverances in Tang Sanzang’s Journey to the West (Tang Sanzang Xiyou shi e zhuan, 唐三藏西遊释厄傳) by Zhu Dingchen (朱鼎臣). [16] The following quote indicates the differences between the Zhu edition (red) with the 1592 edition (black):

With solemnity the Monkey King set his clothes in order and followed the boy into the depths of the cave. They passed rows and rows of lofty towers and huge alcoves, of pearly chambers and carved arches. After walking through innumerable quiet chambers and empty studios, they finally reached the base of the green jade platform. Patriarch Subodhi was seen seated solemnly on the platform, with thirty lesser immortals standing below in rows. He [It] was truly a realm of immortals. Let’s listen to the explanation in the next chapter. (emphasis mine)

[Poem describing Master Subodhi. See above for translation. The Zhu version has a typo in the line “Grand priest” (“大師” instead of “大法師”).]

這猴王整衣端,隨童子徑入洞天深處觀看:一層層深閣瓊樓,一進進珠宮貝闕,說不盡那靜室幽居,直至瑤台之下。見那菩提祖師端坐在台上,兩邊有三十個小仙侍立台下。果然是座仙境。且聽下回分解

大覺金仙沒垢姿,西方妙相祖菩提,不生不滅三三行,全氣全神萬萬慈。空寂自然隨變化,真如本性任為之, 與天同壽莊嚴體,歷劫明心大法 (原作“”) 師。

The Zhu version is comprised of ten scrolls (juan, 卷) with three to ten subsections each. These subsections differ from the chapter layout of the 1592 edition. For example, subsections one to three and four to five respectively correspond to chapters one and two of the 1592 edition (Koss, 1981, pp. 14-15). It’s interesting to note that the above poem caps the first subsection of scroll one. This is why it ends with: “Let’s listen to the explanation in the next chapter” (qieting xiahua fenjie, 且聽下回分解).


Update: 06-10-22

Monkey’s religious name Wukong (悟空), or “Awakened to Emptiness“, predates the 1592 and Zhu editions, appearing as early as an early-Ming zaju play. Therefore, I’d like to suggest that the historical Subhūti was chosen as the basis for a master worthy of bestowing this name because of his great knowledge of emptiness, as well as the large role that he plays in the Diamond Sutra (Sk: Vajracchedikā Prajñāpāramitā Sūtra; Ch: 金剛般若波羅蜜多經, Jingang bore boluomiduo jing, a.k.a. Jingang jing金剛經). After all, the scripture “deals with the concept of emptiness” despite never once “employ[ing] the word for emptiness śūnyatā [Ch: kong, 空]” (Watson, 2010, p. 75). [17]  Alluding to the sutra makes sense as it was so overwhelmingly popular when Journey to the West was written that tales of its miracles were eventually compiled during the late-Ming and Qing dynasties (Ho, 2019). So, the people reading the novel would have no doubt recognized Subodhi as an allusion to Subhūti from the scripture.

The late-13th-century version of the Journey to the West story cycle already presents Monkey as an ancient Daoist immortal with magic powers from the very beginning. Therefore, this element likely played a role in draping the Buddhist master in a thin veil of Daoism to create the Buddho-Daoist sage Subodhi.

Notes:

1) The list of Xuputi variations comes from Soothill & Hodous, 1937/2014, p. 394.

2) Osto (2016) continues:

This conception that certain disciples of the Buddha were actually crypto-bodhisattvas fits in well with the Prajñāpāramitā idea … that a true bodhisattva does not maintain the idea that ‘I am a bodhisattva‘. Though these bodhisattva-disciples are actually bodhisattvas in guise of disciples, as true bodhisattvas, they would never admit to being bodhisattvas, because the false conception of ‘bodhisattva‘ as a truly existent dharma with ‘own-being’ never occurs in their minds (p. 128).

3) The English translation glosses over this, choosing instead to state how the three “not long thereafter” became the aforementioned bodhisattvas (Gu, 2000, p. 1737).

4) Source slightly altered. I’ve made the translation more accurate. I will do this with the rest of Yu’s (Wu & Yu, 2012) translation where necessary.

5) Yu (Wu & Yu, 2012) suggests that this poem is related to the Buddha’s statement that Sun is “only a monkey who happened to become a spirit, … merely a beast who has just attained human form in this incarnation” (p. 70). This alludes to a Confucian hierarchical scale present in the novel where animals are able to attain human qualities through spiritual cultivation. So Monkey’s training under Subodhi allows him to wed his monkey form to the human heart-mind.

6) Thank you to Irwen Wong of the Journey to the West Library blog for bringing this to my attention.

7) Ter Haar (2021) provides a list of such generational names:

Table 1. The use affiliation characters by People of the Way

Dao 道 (Huzhou, Jiaxing, Taizhou, Suzhou) (13 cases) – The Way
Zhi 智 (Huzhou, Jiaxing) (6 cases) – Wisdom
Yuan 圓 (Huzhou, Jiaxing, Taizhou) (5 cases) – Complete
Pu 普 (Taicang, Taizhou, Huating) (4 cases) – Universal
Miao 妙 (Deqing, Jiaxing) (3 cases) – Wondrous
Jue 覺 (Huating) (1 case) – Awareness (p. 39)

8) An example of the Monkey King’s knowledge of Buddhist scripture happens in chapter 93:

“Disciple,” said the Tang Monk, “it may be true that the land of Buddha is not far away. But remember what the temple priests told us the other day: the distance to the capital of the Kingdom of lndia is still some two thousand miles. I wonder how far have we gone already.”

“Master,” said Pilgrim, “could it be that you have quite forgotten again the Heart Sūtra [Xinjing, 心經] of the Crow’s Nest Chan Master?”

Tripitaka said, “That Prajñā-pāramitā is like a cassock or an alms bowl that accompanies my very body. Since it was taught me by that Crow’s Nest Chan Master, has there been a day that I didn’t recite it? Indeed, has there been a single hour that I didn’t have it in mind? I could recite the piece backward! How could I have forgotten it?”

“Master, you may be able to recite it,” said Pilgrim, “but you haven’t begged that Chan Master for its proper interpretation.”

“Ape-head!” snapped Tripitaka. “How dare you say that I don’t know its interpretation! Do you?”

“Yes, I know its interpretation!” replied Pilgrim. After that exchange, neither Tripitaka nor Pilgrim uttered another word. At their sides, Eight Rules nearly collapsed with giggles and Sha Monk almost broke up with amusement.

“What brassiness!” said Eight Rules. “Like me, he began his career as a monster-spirit. He wasn’t an acolyte who had heard lectures on the sūtras, nor was he a seminarian who had seen the law expounded. It’s sheer flimflam and pettifoggery to say that he knows how to interpret the sutra! Hey, why is he silent now? Let’s hear the lecture! Please give us the interpretation!”

“Second Elder Brother,” said Sha Monk, “do you believe him? Big Brother is giving us a nice tall tale, just to egg Master on his journey. He may know how to play with a rod. He doesn’t know anything about explaining a sūtra!”

“Wuneng and Wujing,” said Tripitaka, “stop this claptrap! Wukong’s interpretation is made in a speechless language. That’s true interpretation” (Wu & Yu, 2012, vol. 4, pp. 264-265)

9) These methods are named after a set of 108 stellar deities from Chinese astrology and popular literature. Sources describe the 72 stars as malevolent, while the 36 are more helpful. I follow the translation of these names from Meulenbeld (2019).

10) Thanks again to Irwen Wong for bringing these examples to my attention.

11) The term wuyi has been used as far back as the third-century CE to refer to Chinese martial arts. It predates the more familiar wushu (武術) by some three centuries (Lorge, 2012, p. 10).

12) The Anthology of the Transmission of the Dao from Zhongli Quan to Lü Dongbin (Zhong Lü Chuan Dao Ji, 鐘呂傳道集, c. late-Tang) states:

The three paths of cultivation are the Lesser Path, the Middle Path, and the Great Path. The five classes of immortals are ghost immortal, human immortal, earth immortal, spirit immortal, and celestial immortal (Wong, 2000, p. 29).

法有三成者,小成、中成、大成之不同也。仙有五等者,鬼仙、人仙、地仙、神仙、天仙

13) The original Chinese characters that I chose to translate as “timelessness” are “不二時” (bu ershi). Soothill and Hodous (1937/2014) define the phrase “二時” (ershi) as: “The two times or periods—morning and evening. Also 迦羅 kāla, a regular or fixed hour for meals, and 三昧那 samaya, irregular or unfixed hours or times” (p. 25). They further define kāla as: “a definite time, a division of time; the time of work, study, etc., as opposed to leisure time” (Soothill and Hodous, 1937/2014,p. 316). Therefore, the Investiture of the Gods poem might be suggesting that the intended character is beyond time.

14) The English version doesn’t even translate the poem (Gu, 2000, pp. 1248 and 1249).

15) The question of Wu Cheng’en‘s authorship is beyond the scope of this article.

16) Koss (1981) performs an in-depth analysis of the standard 1592, Zhu, and Yang editions of the Ming-era Journey to the West, showing that the 1592 edition is an expansion of Zhu and Yang is a later abridgement of the former. Zhu being the oldest, with portions likely predating 1450, is based on its earlier style phrasing and chapter structure; the use of vernacular language with simplistic two-person dialogue and fewer and less literary poems, suggesting a reliance on oral literature; and Zhu illustrations serving as the basis for many pictures from the 1592 edition.

17) The Diamond Sutra uses an “A is not-A” structure to negate anything and everything that might lead to physical or spiritual clinging. For example, one passage reads:

“Subhūti, [if a bodhisattva] were to say, ‘I am going to save a countless number of living beings,’ then one could not call that person a bodhisattva. Why? Because, Subhūti, there is no such dharma called a bodhisattva. Therefore, the Buddha teaches that, with regard to all dharmas, there is no self, no being, no living creature, no individual.”

“Subhūti, if a bodhisattva were to say, ‘I will adorn the buddha lands,’ he cannot be called a bodhisattva. Why? Because the Buddha teaches that to adorn the buddha lands is not to adorn them. This is called adorning. Subhūti, if the bodhisattvas thoroughly understand that there is no such thing as a self, then the [Tathāgata] declares that they are truly worthy to be called bodhisattvas” (Watson, 2010, p. 90).

“Adorning the Buddha land” refers to the treasure-like splendor of the heavenly paradises created for those saved by bodhisattvas (Watson, 2010, p. 83 n. 20).

Sources:

Beal, S. (Trans.). (1883). The Fo-sho-hing-tsan-king: A Life of Buddha by Asvaghosha Bodhisattva. Oxford: Clarendon Press. Retrieved from https://archive.org/details/foshohingtsankin00asva/mode/2up

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. N: Princeton University Press.

Darga, M. (2008) Shengtai. In F. Pregadio (Ed.), The Encyclopedia of Taoism (Vol. 1-2) (pp. 883-884). Longdon: Routledge.

Eskildsen, S. (2008). Do Immortals Kill?: The Controversy Surrounding Lü Dongbin. Journal of Daoist Studies 1, 28-66. doi:10.1353/dao.2008.0001.

Eskildsen, S. (2019). Daoist Theories on Sexual Body Alteration. In A. Cuffel, A. Echevarria, & G. T. Halkias (Eds.), Religious Boundaries for Sex, Gender, and Corporeality (pp. 33-47). London: Routledge.

Gu, Z. (2000). Creation of the Gods (Vol. 4). Beijing: New World Press.

Ho, C. H. (2019). Diamond Sutra Narratives: Textual Production and Lay Religiosity in Medieval China. Netherlands: Brill.

Huineng, & Cleary, T. F. (1998). The Sutra of Hui-neng, Grand Master of Zen: With Hui-neng’s Commentary on the Diamond Sutra. Boston: Shambhala.

Kohn, L. (2008). Chinese Healing Exercises: The Tradition of Daoyin. Honolulu: University of Hawaiʻi Press.

Koss, N. (1981). The Xiyou ji in Its Formative Stages: The Late Ming Editions (Vol. 1-2). (Doctoral dissertation). Available from ProQuest Dissertations and Theses database. (UMI No. 8112445)

Leong, H. (2001). Ritual Implements, Tools & Objects of Chinese Buddhism. Taiwan: Yuan guang Buddhist Publications.

Lorge, P. A. (2012). Chinese Martial Arts: From Antiquity to the Twenty-First Century. New York, NY: Cambridge University Press.

Meulenbeld, M. (2019). Vernacular “Fiction” and Celestial Script: A Daoist Manual for the Use of Water Margin. Religions10(9), 518. MDPI AG. Retrieved from http://dx.doi.org/10.3390/rel10090518.

Miura, K. (2008). Dongtian and Fudi. In F. Pregadio (Ed.), The Encyclopedia of Taoism (Vol. 1-2) (pp. 368-373). Longdon: Routledge.

Osto, D. (2016). Orality, Authority, and Conservatism in the Prajnaparamita Sutras. In B. Black & L. Patton (Eds.), Dialogue in Early South Asian Religions: Hindu, Buddhist, and Jain Traditions (pp. 115-136). United Kingdom: Taylor & Francis.

Robinet, I. (1993). Taoist Meditation: The Mao-Shan Tradition of Great Purity. Albany: State University of New York Press.

Santangelo, P. (2013). Zibuyu, “What The Master Would Not Discuss”, According to Yuan Mei (1716 – 1798): A Collection of Supernatural Stories (2 Vols). Netherlands: Brill.

Shahar, M. (2008). The Shaolin Monastery: History, Religion, and the Chinese Martial Arts. Honolulu: University of Hawai’i Press.

Shao, P. (1997). Monkey and Chinese Scriptural Tradition: A Rereading of the Novel Xiyouji (UMI No. 9818173) [Doctoral dissertation, Washington University]. Available from ProQuest Dissertations and Theses database.

Shao, P. (2006). Huineng, Subhūti, and Monkey’s Religion in “Xiyou ji”The Journal of Asian Studies, 65(4), 713-740. Retrieved from www.jstor.org/stable/25076127.

Soothill, W. E., & Hodous, L. (2014). A Dictionary of Chinese Buddhist Terms: With Sanskrit and English Equivalents and a Sanskrit-Pali Index. London: Routledge. (Original work published 1937)

Ter Haar, B. (2021). The White Lotus Teachings in Chinese Religious History. Netherlands: Brill.

Watson, B. (2010). The Diamond Sutra. The Eastern Buddhist, 41(1), 67–100. Retrieved from www.jstor.org/stable/26289589.

Wong, E. (2000). Tao of Health, Longevity, and Immortality: The Teachings of Immortals Chung and Lü. United States: Shambhala.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1-4). Chicago, Illinois: University of Chicago Press.

Dragon Ball and Journey to the West

Last updated: 03-20-2022

It recently occurred to me that I’ve referenced the Dragon Ball franchise in several blog articles. So I’ve taken the opportunity to gather everything into one spot, including information that I haven’t previously mentioned. This is meant to be a very basic introduction and not an exhaustive analysis. My current interest here is in modern adaptations of Journey to the West. Those interested in a broader discussion on the influences of Dragon Ball should consult the work of Derek Padula.

I. Son Goku

The name of the series protagonist, Son Goku (孫悟空), is a Japanese transliteration of Sun Wukong, meaning “Monkey Aware of Emptiness“, an allusion to Buddhist enlightenment. While referencing Rhesus macaques and “grandsons”, the surname Sun (孫), is also a veiled symbol for the development of an immortal spirit in Taoist elixir arts. Therefore, the name Son Goku straddles both Buddhism and Taoism.

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Goku’s monkey tailflying nimbus cloud, and extending power pole are all based on the respective trait, skill, and weapon of the Monkey King. The latter’s skill is called the “Cloud Somersault” (jindou yun, 筋斗雲), which can travel 108,000 li (33,554 mi / 54,000 km), or one and one-third the circumference of Earth, in a single leap. Sun’s staff, the “‘As-You-Will‘ Gold-Banded Cudgel”, weighs a whopping 17,560 lbs (7,965 kg) and (among other abilities) can magically grow as big or shrink as small as the immortal desires.

WarhammerCommunity on Twitter: "Teclis unleashes more of the Lumineth  Realm-lords to shine a light upon the Mortal Realms. See all of today's big  reveals here: https://t.co/kZkMGHtSwu #WarhammerCommunity  https://t.co/SSl2h2Ksz3" / Twitter

Goku’s proficiency in boxing has a fun connection to Sun Wukong. Series creator Akira Toriyama partly based the Saiyan’s fighting style on the Wing Chun techniques used by Bruce Lee and Jackie Chan in their respective films. This style falls under the umbrella term “Short Fist” (Duan quan, 短拳), a school of martial arts with a low stance and quick, compact punches. Journey to the West states that this very style is the Monkey King’s preferred fighting technique! He uses Short Fist a few times in the novel.

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The spherical spaceship that baby Goku crash lands on Earth in from DBZ is a clever nod to the magic stone that Sun Wukong is born from in the beginning of the novel.

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Goku’s Ozaro (大猿) form, or his ability to change into a titanic “great ape” during a full moon, is largely based on the Monkey King’s cosmic transformation. The novel calls this magical skill the “Method of Modeling Heaven on Earth” (Fatian xiangdi, 法天像地), and Sun uses it to grow 100,000 feet (30,480 m) tall during battles with powerful opponents. This is related to ancient Pre-Qin and Han dynasty concepts of astral-geography later used in the construction of imperial Chinese cities.

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While I don’t have confirmation from Toriyama, Goku’s “Instant Transmission” skill might be based on the aforementioned cloud somersault. This is because Chinese Buddhist literature mentions the world of man is separated from the Buddha’s paradise by 108,000 li (the distance covered by the cloud), and the only way to instantly bypass all of the hardships in-between is achieving enlightenment. Hence the cloud somersault is symbolic of instant travel.

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II. Other characters

Goku’s early quest to find the dragon balls along with Bulma, the shape-shifting pig Oolong, and the desert bandit Yamcha is based on the “journey” of Journey to the West. The Monkey King, along with the pig spirit Zhu Bajie and the sand spirit Sha Wujing, guards a monk traveling to India to retrieve salvation-bestowing scriptures from the Buddha. Not surprisingly, other DB/DBZ characters come from the Chinese novel. The Ox-King and Chi-Chi are respectively based on the Bull Demon King and his wife, Princess Iron FanTien Shinhan is based on Erlang, the only god to truly defeat Sun Wukong, which is why Tien is such a threat to young Goku.

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Goku’s martial arts teacher, Master Roshi, is based on the Buddho-Taoist Sage Subodhi who teaches Sun Wukong magic and the secret of immortality. Subodhi is based on Subhuti, a historical disciple of the Buddha. This is hilarious when you think about how much of a pervert Roshi is.

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The antagonist Broly wears a shock collar and mind-controlling headband in various DB media. These are based on the Monkey King’s “Golden Fillet” (jing gu quan, 金箍圈), which represses his unruly nature by painfully constricting around his head when a magic spell is chanted. It’s interesting to note that this fillet is based on a historical ritual headband worn by ancient Indian Buddhist yogins as a physical reminder of self-restraint.

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III. Miscellaneous

The senzu (仙豆, “immortal bean”) used by Goku and other Z fighters to replenish their strength from prolonged training or battle are based on immortality-bestowing elixir pills that Sun Wukong eats while drunkenly stumbling through the laboratory of the Taoist high god Laozi. Once eaten, the pills immediately counteract the effects of the heavenly wine.

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Update: 03-20-22

I recently remembered that I’ve also referenced the origin of the spikey hair in esoteric Buddhist art. On 02-14-2019 I posted on twitter saying: “Goku’s spiked hair is based on esoteric guardian deities. For ex., here is Tianpeng, the former incarnation of Oolong’s precursor Zhu Bajie.”

When was the Monkey King Born?

Last updated: 04-02-2021

From time to time I like to post a fun blog not directly related to (though sometimes informed by) my research. Past examples can be seen herehere, and here. Regular articles will resume after this entry.

I was recently contacted by someone writing a Journey to the West fanfiction and asked when the Monkey King was born from stone. I have therefore decided to write an entry for those interested in the subject. I will start at the end of the novel and work my way backwards. The years presented are guesstimates and should not be taken as wholly accurate considering that the novel does not follow a strict historical timeline.

I should point out that this has nothing to do with his religious birthday, which is variously celebrated on the sixteenth day of the eighth lunar month in Hong Kong and Singapore (Elliott, 1955/1990, p. 82), the twenty-third (Fuzhou) or twenty-fifth day (Putian) of the second lunar month in Fujian (Doolittle, 1865, vol. 1, pp. 288; Dean & Zheng, 2010, p. 162, for example), and the twelfth day of the tenth lunar month (Taiwan) (see here).

Monkey’s birth from stone (larger version). From The Illustrated Journey to the West (1950).

 

I. Chapter 100

Upon the pilgrims’ return to China from India, Tang Emperor Taizong tells Tripitaka: “We have caused you the trouble of taking a long journey. This is now the twenty-seventh year of the Zhenguan period!” (Wu & Yu, vol. 4, p. 374). It should be noted that this era historically lasted from 627 to 650 CE (Zhang, 2015, p. 49). So the novel dates their return to 654 CE, adding four fictional years to the reign period.

The historical Xuanzang returned in 645 CE (Buswell & Lopez, 2014, p. 1015).

II. Chapter 13/14

In chapter fourteen, Tripitaka releases Sun Wukong from under the Mountain of Two Frontiers (a.k.a. Five Elements Mountain) a short time after leaving the confines of the Chinese empire. But prior to taking Monkey as a disciple, he is briefly guarded by the hunter Liu Boqin on his trek westward. Liu tells Tripitaka the history of the area during their journey across the mountain: “A few years ago, I heard from my elders that during the time when Wang Mang usurped the throne of the Han emperor, this mountain fell from Heaven with a divine monkey clamped beneath it” (Wu & Yu, vol. 1, p. 306). [1] The former Han official Wang Mang historically ruled from 9 BCE–23 CE (Bielenstein, 1986). I will return to this point below.

Chapter thirteen states Tripitaka leaves from Chang’an “on the third day before the fifteenth of the ninth month in the thirteenth year of the period Zhenguan” (Wu & Yu, vol. 1, p. 293). This dates his departure to the year 640 CE.

The historical Xuanzang left China in 627 CE (Buswell & Lopez, 2014, p. 1015).

III. Chapter 7/8

In the beginning of chapter eight, the Buddha says: “We do not know how much time has passed here since I subdued the wily monkey and pacified Heaven, but I suppose at least half a millennium has gone by in the worldly realm…” (Wu & Yu, 2012, vol. 1, p. 203). But as noted above, Wukong is imprisoned during the reign of Wang Mang (r. 9 BCE–23 CE). Therefore, if he is discovered in 640 CE, this means Monkey’s imprisonment lasts anywhere from 617 to 649 years and not 500 as is commonly thought.

Prior to his wager with the Buddha in chapter seven, Wukong is placed into Laozi’s eight trigrams furnace. The novel reads: “Truly time passed swiftly, and the forty-ninth day arrived imperceptibly” (Wu & Yu, 2012, vol. 1, p. 189). But the narrative previously revealed that “one day in heaven is equal to one year on Earth” (Wu & Yu, 2012, vol. 1, pp. 150 and 167). So this means his turn in the furnace lasts close to fifty years, starting between 40–26 BCE.

IV. Chapter 5

Following Monkey’s initial rebellion and being granted the empty title “Great Sage Equaling Heaven”, he is appointed the guardian of the immortal peach groves. He later flees back to earth after eating the life-prolonging fruits and wreaking havoc on the Queen Mother’s peach banquet. Upon his return, his commanders ask him: “The Great Sage has been living for over a century in Heaven. May we ask what appointment he actually received?” (Wu & Yu, 2012, vol. 1, p. 166) (emphasis mine). [2] This dates his ascension to heaven somewhere below the range of 140–126 BCE (150–136 BCE?). I Obviously can’t provide a more precise number given the vague language.

V. Chapter 3/4

After Wukong bullies the Eastern Dragon King and the Judges of Hell, Heaven appoints him the “Keeper of the Heavenly Horses” in order to keep his unruly adventures in check. But upon learning that his position is the lowest in heaven, he returns home in rebellion. His children ask, “Having gone to the region above for more than ten years, you must be returning in success and glory” (Wu & Yu, 2012, vol. 1, p. 150) (emphasis mine). [3] This dates his first ascension somewhere below the range 150–136 BCE (160–146 BCE?). Again, I can’t provide a more precise number given the vague language.

Shotaro_Honda_1939 - Hell (small)
Monkey strikes his name from the Book of Life and Death in Hell (larger version). From Son Goku (1939).

During his time in Hell, Monkey calls for the ledger containing his information. Under a heading marked “Soul 1350”, Wukong reads, “Heaven-born Stone Monkey. Age: three hundred and forty-two years. A good end” (Wu & Yu, 2012, vol. 1, p. 140). [4] If we use 160–146 BCE as a conservative estimate for his first ascension, then this dates his birth to somewhere between 502–488 BCE during the Zhou Dynasty (c. 1046–256 BCE). I think 500 BCE is a nice round number.

This means that Sun Wukong is roughly 1,100-years-old when he attains Buddhahood at the end of the novel.


Update: 07-08-2020

The novel suggests a two hour window for the time of Wukong’s birth. This takes place in chapter 61 when Monkey is preparing to battle the Bull Demon King over the palm-leaf fan. Our hero recites an emboldening poem, to which Zhu Bajie replies:

Yes! Yes! Yes!
Go! Go! Go!
Who cares if the Bull King says yes or no!
Wood’s born at Boar,
the hog’s its proper mate,
Who’ll lead back the Bull to return to earth.
Monkey is the metal born under shen [申]:
Peaceful and docile, how harmonious!
Use the palm-leaf
As water’s sign.
When flames are extinct, Completion’s attained.
In hard work we persist both night and day
And rush, merit done, to Ullambana Feast (Wu & Yu, 2012, vol. 3, p. 154). (emphasis mine)

The monkey is one of twelve animals of the Chinese zodiac, each corresponding to an earthly branch, an elemental phase, and a time period. The monkey is born under the shen (申) branch, which is associated with metal and the hours 3:00 PM to 5:00 PM.


Update: 04-02-2021

As I explain in this article, Wukong learns the 72 transformations in order to escape a trio of heaven-sent punishments scheduled to kill him for defying his fate and achieving immortality. The calamities of thunder, fire, and wind respectively come every 500 years (after the initial attainment of eternal life) to kill Daoist cultivators. Monkey becomes an immortal around his 342nd year when his soul is taken to Hell. He is immortal for over 160 years [5] at the time he’s imprisoned under Five Elements Mountain. This means his 500th year of immortality, the year that the calamity of thunder would be scheduled to strike him, takes place during his imprisonment under the celestial mountain. But this is never described in the story. I assume this is just one of many inconsistencies born from oral storytelling. Although, one could argue that, within the fictional universe, the thunder calamity was voided since Wukong was undergoing punishment at the behest of the Buddha.

Notes:

1) I am indebted to Irwen Wong for bringing this passage to my attention.

2) Wukong, however, questions this estimate, saying: “I recall that it’s been but half a year…How can you talk of a century?’” (Wu & Yu, 2012, vol. 1, p. 167). But, earlier in the novel, a wise member of Monkey’s tribe points out that one’s view of time is skewed while inhabiting the celestial realm: “You are not aware of time and seasons when you are in Heaven” (Wu & Yu, 2012, vol. 1, p. 150). Add to this the established fact that one heavenly day equals one solar year. Therefore, the Great Sage’s recollection of the passage of time is unreliable.

3) Monkey also questions this estimate: “I have been away for only half a month…How can it be more than ten years” (Wu & Yu, 2012, vol. 1, p. 150). But, again, his recollections are not reliable. See note #2.

4) These include three years as Subodhi’s student (Wu & Yu, 2012, vol. 1, p. 121), seven as a junior monk (Wu & Yu, 2012, vol. 1, p. 117), and “more than ten years” searching the world for a master (Wu & Yu, 2012, vol. 1, p. 114).

5) As previously mentioned, Wukong serves in heaven twice: first “for more than ten years” and second “for over a century” (Wu & Yu, 2012, vol. 1, pp. 150 and 166). Then he is punished to 49 heavenly days/49 solar years in Laozi’s furnace (see above).

Sources:

Bielenstein, H. (1986). Wang Mang, the Restoration of the Han Dynasty, and Later Han. In D. Twitchett and M. Loewe (Ed.). The Cambridge History of China: Volume 1, The Ch’in and Han Empires, 221 BC-AD 220 (pp. 223-290). Kiribati: Cambridge University Press.

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton, NJ : Princeton University Press.

Dean, K., & Zheng, Z. (2010). Ritual Alliances of the Putian plain. Volume Two: A Survey of Village Temples and Ritual Activities. Leiden: Brill.

Doolittle, J. (1865). Social Life of the Chinese: With Some Account of Their Religious, Governmental, Educational, and Business Customs and Opinions. With Special but not Exclusive Reference to Fuhchau (vol. 1 and 2). New York: Harper & Brothers.

Elliott, A. J. (1990). Chinese Spirit-Medium Cults in Singapore. London: The Athlone Press. (Original work published 1955)

Wu, C., & Yu, A. C. (2012). The Journey to the West (vol. 1-4). Chicago, Illinois: University of Chicago Press.

Zhang, Q. (2015). An Introduction to Chinese History and Culture. Belgium: Springer Berlin Heidelberg.

Archive #16 – Sun Wukong and Chinese Medicine

In my previous article, I noted medicine was among the skills acquired by Monkey while training under the Buddho-Daoist sage, Master Subodhi. In chapter 69, Monkey works to diagnose the long-standing malady of the Scarlet-Purple Kingdom emperor. But due to the immortal’s monstrous appearance, Sun is forced to analyze the ruler from afar, using three magic hairs-turned-golden strings to measure the vibrations of the pulse from three locations of each forearm. He deduces the illness is caused by fear and anxiety over the loss of the monarch’s queen, who had been kidnapped by a demon. Monkey then concocts three pills from a secret recipe and administers the elixir with dragon king saliva. The medicine causes the emperor to pass an obstruction in his bowels, thus restoring the natural qi flow in his body and curing him of his sickness.

Monkey analyzes the Emperor's Pulse (from Mr. Li Zhouwu's Lit. Criticism) - small

Fig. 1 – Monkey uses golden threads to analyze the emperor’s pulse (larger version). From Mr. Li Zhuowu’s Literary Criticism of Journey to the West (late 16th-century).

I. Analyzing the pulse

We were telling you about the Great Sage Sun, who went with the palace attendant to the interior division of the royal palace. He stood still only after he had reached the door of the royal bedchamber. Then he told the attendant to take the three golden threads inside along with the instruction: “Ask one of the palace ladies or eunuchs to tie these three threads to the inch, the pass, and the foot sections of His Majesty’s left hand where the radial pulse are felt. Then pass the other ends of the threads out to me through the window shutters” [fig. 1].

The attendant followed his instruction. The king was asked to sit up on the dragon bed, while the three sections of his pulse were tied by the golden threads, and their other ends were then passed out to Pilgrim. Using the thumb and the index finger of his right hand to pick up one of the threads, Pilgrim first examined the pulse of the inch section; next, he used his middle finger and his thumb to pick up the second thread and examine the pulse of the pass section; finally, he used the thumb and his fourth finger to pick up the third thread and examine the pulse of the foot section.

Thereafter Pilgrim made his own breathing regular and proceeded to determine which of the Four Heteropathic Pneumatics, the Five Stases, the Seven External Images of the Pulse, the Eight Internal Images of the Pulse, and the Nine Pulse Indications were present. [1] His pressure on the threads went from light to medium to heavy, and from heavy to medium to light, until he could clearly perceive whether the condition of the patient was repletion or depletion of energy and its cause. Then he made the request that the threads be untied from the king’s left wrist and be attached as before to the positions on his right wrist. Using now the fingers on his left hand, he then examined the pulse on the right wrist section by section. When he had completed his examination, he shook his body once and retrieved his hairs (Wu & Yu, 2012, p. 270).

Baring the strings, Monkey’s method of reading the pulse aligns with real Chinese medicinal practice. The area of the forearm analyzed by traditional Chinese doctors is known as Cunkou (寸口, the “inch opening”), and this is broken up into the three spots Cun (寸, “inch”), Guan (關, “pass”), and Chi (尺, “foot”) (fig. 2). The mirrored spots on each arm are believed to correspond to specific internal organs. For example, the Cun spot (nearest the wrist) on the right hand corresponds to the lung, while that of the left hand corresponds to the heart (Liao, 2011, pp. 55-56). Therefore, analyzing the pulse at these spots is believed to reveal the health of the corresponding organs.

TCM hand chart

Fig. 2 – The spots analyzed during pulse diagnosis. Picture originally found here.

II. The Elixir of Black Gold and its historical origins

Wukong selects his ingredients from among 808 requested substances in order to keep the recipe a secret from the foreign kingdom’s doctors. It is made from an ounce of powderizedahuang (大黃), which is said to “loosen phlegm and facilitate respiration [and] sweep out the chill and heat congealed in one’s stomach” (Wu & Yu, 2012, pp. 273-274); an ounce of shelled, powerderized badou (巴豆), which is said to “break up congestion and drain the intestines [and] take care of swellings at the heart and dropsy in the abdomen (Wu & Yu, 2012, p. 274); half a flask of “‘Hundred-Grass Frost” (baicao shuang, 百草霜), or frying pan soot, which is said to “soothe a hundred ailments” (Wu & Yu, 2012, p. 274); and half a flask of dragon (horse) urine, which is said to “cure any kind of disease a human may have when it is ingested” (Wu & Yu, 2012, p. 274). The resulting paste is rolled into three pills and presented to the emperor as the “Elixir of Black Gold” (Wujin dan, 烏金丹) (video 1) (Wu & Yu, 2012, p. 276).

Video 1 – Episode 20 of the 1986 Journey to the West series portrays this story. See minute 19:19 for the preparation of the Elixir of Black Gold.

Andrew Schonebaum’s (2016) fascinating book Novel Medicine: Healing, Literature, and Popular Knowledge in Early Modern China explains the historical significance of the real world ingredients used in this elixir. He introduces the first two ingredients to us by way of their anthropomorphization as Badou Dahuang, the ruler of the fictional Hujiao (胡椒, black pepper) kingdom from the vernacular novel Annals of Herbs and Trees (Caomu chunqiu yanyi, 草木春秋演義, c. 17th/18th-century), a work that gives human form to Chinese medicines, pitting armies of mortal, immortal, and demonic characters/remedies against one another. Badou is depicted as having the mandate of heaven (the right to rule) in his own country but wanting to invade the Han empire. This dual nature can be explained by the properties of the ingredients making up his name. Schonebaum (2016) writes:

[B]adou (croton) and dahuang (rhubarb), are two of the most common drugs in Chinese medicine. Badou is toxic and a strong purgative, and it was used to treat stagnation in the viscera and bowels, as well as to facilitate urination, eliminate malignant flesh, and purge vicious agents such as invading ghosts or worms. Dahuang is nontoxic and is sometimes referred to by the name “military general” because “the drug pushes away the old and brings in the new, like a military general putting down a riot and bringing peace” (pp. 99-100).

Regarding the “Elixir of Black Gold,” Schonebaum (2016) explains “black gold” was the name of a common prescription and that badou and dahuang were part of its core, while other ingredients could be replaced with those of similar properties:

One commentator had never heard of this medicine, saying that it had a strange name, but this only reveals his own highbrow background (or general ignorance), since “black gold” was the name of various prescriptions common among hereditary doctors. In fact, it was mentioned in the Systematic Materia Medica repeatedly, and Xu Dachun recommends it in Medical Cases of Huixi, so it was not exclusively the purview of nonelite healers.

“Black gold pills” (wujin wan) was a name and a concoction similar to “elixir surpassing [the value of] gold” (shengjin dan) and “black spirit pills” (heishen wan). All of them were core formulas that could be modified in their effects by ingesting them with different liquids. These “black gold” medicines, along with the likes of “the prescription offering Guanyin’s all-encompassing help” (Guanyin puji fang) and “pills prepared with old ink” (gumo wan), treated a wide variety of ailments (in one medical manuscript, twenty-nine, forty, and seventy-one ailments, respectively), and were extremely common formula in the Qing. The “black gold” formulas had at their core the drugs dahuang and badou. One medical manuscript from the Republican period states in its introduction, “Black gold powder [wujin san] cures all ailments, just as the wind bends the grasses. Other names [of this prescription] are ‘pine smoke elixir’ [songyan dan] and ‘black spirit pills’ [heishen wan]. It cures thousands of illnesses, just as the sun melts the frost.”

Black gold pills (wan), powder (san), paste (gao), and elixir (dan) were commonly employed to cure gynecological issues. A prescription named “black gold powder” was first recorded in the Song work A Spring of Recipes in the Magic Park (Lingyuan fangquan) and was followed by references in the Southern Song prescription collection “Complete Collection of Effective Prescriptions for Women” (Furen daquan liangfang, 1237), Formulas for Universal Benefit (Puji fang, 1390), and other works. Over the centuries, numerous formulas, each with different ingredients, became known under the names “black gold powder,” “black gold pills,” and “black gold elixir.” The three designations of this formula result from the use of pitch (mo), a vernacular name for which is the “black gold” of these prescriptions.

Monkey’s prescription reflects a historical reality, namely that the advent of the imperial pharmacy (huimin yaoju) in the Song required doctors who had previously relied on simple medicines with one or two ingredients to employ formulas with numerous substances whose composition followed theories of systematic correspondences. From this conflict between empirical and theory-based recipes arose a new type of prescription eventually consisting of a nuclear formula that could be adapted to the requirements of a given patient’s disease by omitting or adding individual constituents in accordance with his pathological condition. Monkey is preparing simple, trusted medicine at the core, namely badou and dahuang, and adding to it many exotic, unobtainable ingredients (pp. 103-104).

As noted above, black gold medicines were sometimes used to treat gynecological issues. This makes Monkey’s prescription all the more comical as he had partly attributed the foreign emperor’s ails to a “cessation of the menses” (Wu & Yu, 2012, p. 271), obviously a woman’s problem. Schonebaum (2016) comments: “To understand this aspect of the carnivalesque comedy, or to realize that it was a mistake in the incorporation of medical materials into the novel, readers would have had to be quite familiar with medicine, at least enough to know that the medicine Monkey is preparing is consistent with his diagnosis” (p. 104). 

III. Archive link

Chapter three of Novel Medicine (2016) is archived here.

Click to access novel-medicine-healing-literature-and-popular-knowledge-in-early-modern-china-chapter-3-contains-jttw-ch.-68-69-material.pdf

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Notes:

1) Anthony C. Yu provides explanations for these terms in the end notes of his wonderful translation. See Wu & Yu, 2012, pp. 448-449, notes 3-7.

Sources:

Liao, Y. (2011). Traditional Chinese medicine. Cambridge: Cambridge University Press.

Schonebaum, A. (2016). Novel medicine: Healing, literature, and popular knowledge in early modern China. Seattle : University of Washington Press

Wu, C., & Yu, A. C. (2012). The Journey to the West: Volume 3. Chicago, Illinois: University of Chicago Press.

The Alchemical Metaphor of Subodhi’s Mountain Home

The Monkey King’s quest for immortality spans some ten years, taking him passed two cosmic continents and two great oceans. After sailing to a continent in the west, our hero is directed to the abode of the Sage Subodhi, a place often translated as “The Mountain of Mind and Heart / Cave of the Slanted Moon and Three Stars” (Lingtai fangcun shan, xieyue sanxing dong, 靈臺方寸山,斜月三星洞) (fig. 1) (Wu & Yu, 2012, p. 113, for example). This translation, however, glosses over deeper meanings associated with the original Chinese. The term lingtai (靈臺/台), literally “spirit platform/tower” or “numinous platform/tower”, was sometimes used in Daoist literature to refer to the “heart” or “mind” (xin, 心, “heart-mind” hereafter), the center of spiritual intellect. Going back centuries to the Zhuangzi (c. 3rd-century BCE), it was represented as something that had to be guarded against malevolent influences:

Utilize the bounty of things and let them nourish your body; withdraw into thoughtlessness and in this way give life to your mind; be reverent of what is within and extend this same reverence to others. If you do these things and yet are visited by ten thousand evils, then all are Heaven-sent and not the work of man. They should not be enough to destroy your composure; they must not be allowed to enter the Spirit Tower. The Spirit Tower has its guardian, but unless it understands who its guardian is, it cannot be guarded (Chuang & Watson, 1968, p. 194).

Subuti's cave, from Mr. Zhuo's literary criticism of Xiyouji - 2mall

Fig. 1 – Monkey kneeling before the entrance of Subodhi’s school asking to become a disciple (larger version). A detail from Mr. Li Zhuowu’s Literary Criticism of Journey to the West (late 16th-century).

The term fangcun (方寸), literally “square inch”, was also used historically to refer to the heart-mind. [1] But it’s important to note that Daoist alchemical literature sometimes uses the term to refer to the lowest cinnabar or elixir field located approximately “two inches below the navel, three inches within, where the mind is focused” (Saso, 1995, p. 128). For instance, the Scripture of the Yellow Court (Huangting jing, 黃庭經, c. 4th-century), a treatise associated with the Highest Clarity tradition, recognizes three fields: brain (upper), heart (center), and belly (lower) (fig. 2), each one represented by a series of place names or an anthropomorphic persona (Saso, 1995, pp. 106-107). The scripture presents the lower field/square inch as the storehouse of vital spiritual energies, the synergy of which is thought to bolster the body and bring about immortality. A portion of the fifth stanza reads: “Inside the square inch, carefully cover and store qi. / Shen spirit and jing intuition returned there, though old, are made new / Through the dark palace make them flow, down to the lower realm. / Nourish your jade tree, now a youth again”. [2]

The scripture treats the central heart-mind field as the seat of the spirit (shen, 神), sometimes anthropomorphizing it as a red-robed man (Saso, 1995, p. 125, for example). But it also calls the field the spirit platform. A section of the sixth stanza reads: “The spirit platform meets heaven in the central field. / From square inch center, down to the [dark] gate, / The soul’s doorway to the Jade Chamber’s core is there”. [3] Saso (1995) explains the first line refers to the interaction between the heart-mind and the Dao, with the second and third referring to spiritual energies being directed into the lower field via a passage near the kidneys (p. 129). Despite the cryptic Daoist jargon, what’s important here is the link between the center field/spirit platform and the lower field/square inch. 

Given the information above, a better translation for Subodhi’s mountain might be the “Mountain of Spiritual Heart and Cinnabar Mind” or the “Mountain of Numinous Heart and Elixir Mind” (or any combination of the two).

Daoist Dantian Chakras - small

Fig. 2 – An example of the upper, center, and lower cinnabar fields indicated by red dots (larger version).

I propose the name of Subodhi’s mountain home was specifically chosen by the author-compiler of the Journey to the West as a metaphor for the alchemical practices taught in the Scripture of the Yellow Court. This conclusion is supported by the mention of the scripture in the very first chapter of the novel. This happens when Monkey confuses a lowly woodcutter for an immortal just because the man was singing a Daoist song, one taught to him by Subodhi:

The Monkey King explained, “When I came just now to the forest’s edge, I heard you singing, ‘Those I meet, if not immortals, would be Daoists, seated quietly to expound the Yellow Court.’ The Yellow Court contains the perfected words of the Way and Virtue. What can you be but an immortal?” (Wu & Yu, 2012, p. 111)

I find it interesting that Wukong touts the authority of the Scripture of the Yellow Court even before having begun his Daoist training. From where did he learn this? Could this be projection of the author-compiler?

heart calligraphy

Fig. 3 – The Chinese character for heart (xin). Original image found here.

Another aspect of Subodhi’s location that requires explanation is the cavern housing his temple, the “Cave of the Slanted Moon and Three Stars” (xieyue sanxing dong, 斜月三星洞). The name is a literal description of the Chinese character for heart-mind (xin, 心). It looks just like a crescent moon surmounted by three stars (fig. 3). This means all three sections of the location name (spirit platform, square inch, cave name) are associated in some form with the heart-mind. The reason for this could be because, in the Ming Journey to the West, Wukong represents the “Mind Monkey” (xinyuan, 心猿), a Buddho-Daoist concept denoting the disquieted thoughts that keep man trapped in Samsara. Examples include the titles for chapters seven (“From the Eight Trigrams Brazier the Great Sage escapes; / Beneath the Five Phases Mountain, Mind Monkey is still”) and fourteen (“Mind Monkey returns to the Right; / The Six Robbers vanish from sight”). Additionally, a poem in chapter seven reads: “An ape’s body of Dao weds the human mind. / Mind is a monkey—this meaning’s profound” (yuanhou dao ti renxin / xin ji yuanhou yisi shen, 猿猴道體配人心 / 心即猿猴意思深) (Wu & Yu, 2012, p. 190). [4]

I’m not sure when Sun was first associated with this concept, but Eastern Thousand Buddha Cave (Dong qianfo dong, 東千佛洞) number two in the Hexi Corridor of Gansu Province contains a Western Xia wall painting of the Monkey Pilgrim wearing a golden headband (fig. 4). I show in this article that the band is based on a historical Esoteric Buddhist ritual fillet associated with the Akshobhya Buddha, who is known for his vow to attain Buddhahood through moralistic practices. Therefore, the ritual band most likely served as a physical reminder of right speech and action, making the band from the mural a symbol for the taming of the Monkey Mind. If this is the case, Wukong has represented the Monkey Mind since at least the 11th-century when the mural was painted.

Fig. 4 – Detail of the Monkey Pilgrim’s fillet from Eastern Thousand Buddha Cave no. 2 (c. 11th-cent.) (larger version). Image enhanced slightly for clarity. See here for a larger detail showing both Monkey and Tripitaka. 

Allusions to the Mind Monkey appear in the ancient Pali Buddhist canon, but its earliest known occurrences in Chinese sources appear among the translations of the monk Kumarajiva (Jiumoluoshi, 鳩摩羅什, d. 413). For instance, his translation of the Vimalakirti Sutra reads: “Since the mind of one difficult to convert is like an ape [yuanhou, 猨猴], govern his mind by using certain methods and it can then be broken in” (Dudbridge, 1970, pp. 168). This shows the concept was present in China for over a millennia prior to the Ming Journey to the West.

Notes:

1) In Buddhism, for example, the fourth Chan patriarch Daoxin is quoted as saying: “All schools of the Law find their way to the Square Inch; all rivers and sand of wonderful virtues come from the Source of the Mind (xinyuan 心源)” (Liu, 1994, p. 28).

2) See Saso, 1995, p. 127 for the full stanza and explanation. I have changed all quotes used from this source from Wade-Giles to Pinyin. I also slightly modified the translation.

3) See Saso, 1995, p. 129 for the full stanza and explanation. Again, I slightly modified the translation.

4) Anthony Yu (Wu & Yu, 2012) suggests this poem is related to the Buddha’s statement that Wukong is “only a monkey who happened to become a spirit, … merely a beast who has just attained human form in this incarnation” (p. 70), thereby alluding to a Confucian hierarchical scale present in the novel where animals are able to attain human qualities through Daoist cultivation. So Monkey’s Daoist training under Subodhi allows him to wed his monkey form to the human heart-mind.

Sources:

Chuang, T., & Watson, B. (1968). The complete works of Chuang Tzu. Columbia University Press.

Dudbridge, G. (1970). The Hsi-yu chi: A study of antecedents to the sixteenth-century Chinese novel. Cambridge: Cambridge Univ. Press.

Liu, X. (1994). The odyssey of the Buddhist mind: The allegory of the later journey to the West. Lanham, Md: Univ. Press of America.

Saso, M. R. (1995). The Gold pavilion: Taoist ways to peace, healing, and long life. Boston: Charles E. Tuttle Co.

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1. Chicago, Illinois: University of Chicago Press.