Archive #13 – Huineng, Subhuti, and Monkey’s Religion in “Xiyou ji” (2006)

Last updated: 05-29-2022

I present an archived copy of Ping Shao’s (2006) wonderful paper exploring the origin of Sun Wukong’s characterization and how it effects his story cycle. Shao presents a three-fold objective: first, highlight Daoist and Buddhist concepts in chapters one and two that have previously been overlooked or not given enough weight, showing that they serve a function and are not just expendable story elements; second, provide a unified religious vision based on the Buddho-Daoist philosophy of the Daoist southern lineage patriarch Zhang Boduan (張伯端, 987?–1082); and 3) demonstrate that Zhang’s philosophy dictates the course of Sun’s story cycle from unruly immortal to enlightened Buddha. 

Shao (2006) suggests Monkey’s portrayal in the first two chapters is influenced by the sixth Chan patriarch Huineng (惠能, 638–713), founder of the “Sudden Enlightenment” school of Buddhism. [1] For example, Sun’s quick-wittedness, demonstrated by his deciphering of his teacher, Subodhi’s, chastisement for refusing to learn certain Daoist skills in chapter two as secret code to receive a private lesson at night, [2] is based on a similar episode involving Huineng and the previous patriarch Hongren. Additionally, Monkey’s 108,000 li (33,554 mi/54,000 km)-spanning somersault cloud (fig. 1) is based on the symbolic distance said by Huineng to separate the Buddha’s paradise from the world of man. [3] Only those who achieve enlightenment can arrive instantly. This is symbolized in the novel by Monkey zipping there instantly on his cloud, whereas Tripitaka must travel thousands of miles over many years. Shao (2006) provides further examples, but I feel these suffice.

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Monkey flying on clouds. Drawing by Funzee on deviantart (larger version).

The unified religious vision is demonstrated by Sun Wukong’s name, which contains both Daoist and Buddhist elements. When broken into its individual components, the surname Sun (孫) refers to an immortality spirit embryo brought about via Daoist cultivation exercises. The given name Wukong (悟空) refers to a vacuous state of mind needed for attaining Buddha-nature. Here, Shao (2006) notes the literary Subodhi is based on Subhuti, a historical disciple of the Buddha, who was known for meditating on emptiness and having a superior grasp of the Enlightened One’s teachings. In later chapters, Sun himself shows a grasp of scripture far surpassing even that of Tripitaka. Therefore, an additional influence on Monkey was likely the historical monk. Shao (2006) contextualizes this information by comparing it to Zhang Boduan’s Buddho-Daoist philosophy. Zhang believed Daoists must first attain the elixir (i.e. a method increasing one’s lifespan) and then attain Buddha-nature to truly become an enlightened transcendent. Conversely, he warned Buddhists that achieving Buddha-Nature alone wouldn’t help them escape the wheel of reincarnation.

Monkey Buddha Has Awakened - small

Fig. 2 – Sun Wukong becoming a Buddha (larger version). Photomanipulation by the author.

Shao (2006) illustrates how Zhang’s views are played out in the novel. Sun achieves immortality and is even invited to heaven like the hagiographies of famous transcendents, but his unruly nature symbolizes his lack of true spiritual attainment, causing him to wage war against the realm above. He remains a “deviant” or “bogus immortal” (yaoxian, 妖仙) until the journey proper, the tribulations serving to temper his mind. Moreover, when the pilgrims arrive in the Buddha’s paradise, they must first pass through a Daoist temple (referring again to Zhang’s philosophy). In the end, Sun is bestowed Buddhahood (fig. 2)—thereby Buddha-nature—completing the second step of Zhang’s two-part path to true transcendence.

Archive link:

https://journeytothewestresearch.com/wp-content/uploads/2019/12/huineng-subhuti-and-monkeys-religion-in-xiyouji.pdf


Update: 11-28-21

Shao (2006) is taken almost verbatim from the author’s doctoral thesis, Monkey and Chinese Scriptural Tradition: A Rereading of the Novel Xiyouji. This dissertation is a gold mine of information, and Shao’s (1997) Daoist reading of the novel explains many facets of the story. He even shows that Monkey has many religious influences. For example, the summation of one section reads: “[The author] allowed him Huineng’s intuition, Subhuti’s objective, and Laozi’s immortal body” (Shao, 1997, p. 108).

Archive Link:

Click to access Monkey-and-the-Scriptural-Tradition-in-China.pdf

Disclaimer:

This has been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.


Update: 05-29-22

I’ve taken information from this page and combined it with other material to write the ultimate guide on the Patriarch Subodhi.

The Patriarch Subodhi: Sun Wukong’s First Master

Notes:

1) In this article, I discuss how the “Monkey Pilgrim”, Sun Wukong’s precursor from Song Dynasty material, is based on the monk Mulian (Sk. Maudgalyayana), another of the Buddha’s disciples. 

2) The particular passage reads:

When the Patriarch heard this, he uttered a cry and jumped down from the high platform. He pointed the ruler he held in his hands at Wukong and said to him: “What a mischievous monkey you are! You won’t learn this and you won’t learn that! Just what is it that you are waiting for?” Moving forward, he hit Wukong three times on the head. Then he folded his arms behind his back and walked inside, closing the main doors behind him and leaving the congregation stranded outside […] But Wukong was not angered in the least and only replied with a broad grin. For the Monkey King, in fact, had already solved secretly, as it were, the riddle in the pot; he therefore did not quarrel with the other people but patiently held his tongue. He reasoned that the master, by hitting him three times, was telling him to prepare himself for the third watch; and by folding his arms behind his back, walking inside, and closing the main doors, was telling him to enter by the back door so that he might receive instruction in secret (Wu & Yu, 2012, pp. 118-119).

3) Huineng explains in the Platform Sutra:

This number refers to the ten evils and eight wrongs in one’s person […] Now I urge you, good friends, to first get rid of the ten evils; that is the equivalent of traveling ten [thousand li]. Then get rid of the eight wrongs; that is the equivalent of crossing eight thousand [li]. See essential nature in every moment, always acting with impartial directness, and you will arrive in a finger-snap and see Amitabha Buddha (Huineng & Cleary, 1998, pp. 26-27).

Sources:

Huineng, & Cleary, T. F. (1998). The Sutra of Hui-neng, grand master of Zen: With Hui-neng’s commentary on the Diamond Sutra. Boston: Shambhala.

Shao, P. (2006). Huineng, Subhūti, and Monkey’s Religion in “Xiyou ji”. The Journal of Asian Studies, 65(4), 713-740. Retrieved from www.jstor.org/stable/25076127

Shao, P. (1997). Monkey and Chinese Scriptural Tradition: A Rereading of the Novel Xiyouji (UMI No. 9818173) [Doctoral dissertation, Washington University]. Available from ProQuest Dissertations and Theses database.

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1. Chicago, Illinois: University of Chicago Press.

Archive # 12 – The Origin of Sun Wukong’s 72 Transformations

Last updated: 06-12-22

Upon Sun Wukong achieving immortality, his Buddho-Daoist master Subodhi warns him of three calamities sent by heaven to kill those who defy their fate and attain eternal life. The Sage then offers to teach Monkey one of two forms of transformation in order to avoid this outcome by living in hiding. [1] The first form, called the “Multitude of the Heavenly Ladle” (Tiangang shu, 天罡數), contains thirty-six changes, while the second, the “Multitude of Earthly Fiends” (Disha shu, 地煞數), contains seventy-two. [2] Our hero chooses the latter and quickly masters a set of secret oral formulas (koujue, 口訣). This becomes one of his signature abilities used throughout the narrative. Monkey’s most famous use of the skill appears in chapter six when he battles Lord Erlang, a divine demon queller and fellow master of transformations (video 1).

Video 1 – Sun’s battle with Lord Erlang. From the great animated Classic Havoc in Heaven (1965).

I. Connection to Chinese astrology and literature

The names of the two forms of transformation that Subodhi offers to teach Monkey can be traced to Chinese astrology. The “Heavenly Ladle” (Tiangang, 天罡; i.e. the Big Dipper) is associated in some traditions with thirty-six stars (fig. 1). Regarding the origin of these stellar bodies, Werner (1932/1969) explains: “The gods of these stars (all stars of good omen) are all heroes who fell on the field of battle in the epic combat known as Wan Xian Zhen 萬仙陣, “The Battle of the Myriad Genii [or Immortals]” (p. 506). [3]

Sun Wukong Transformation - 36 Heavenly Ladle Stars - small

Fig. 1 – A list of the thirty-six Heavenly Ladle stars (larger version). Photograph of Werner, 1932/1969, p. 506. Apologies for not having access to a scanner at this time. 

Furthermore, he writes that the “Earthly Fiends” (Disha, 地煞) are:

[S]eventy-two stars [fig. 2] of evil influence, opposed to the Tiangang. The wicked genii of these stars are cast out and slain by tongzi 童子 magicians [i.e. spirit mediums], who impale them on forks and shut them up in earthen jars, then take them to waste lands, throw them into fires, and surround the spot with a circle of lime, which is supposed to prevent any spirit which may have survived the burning from getting out of it (Werner, 1932/1969, p. 496). [4]

Sun Wukong Transformation - 72 Earthly Fiend Stars - small

Fig. 2 – A list of the seventy-two Earthly Fiend stars (larger version). Photographs of Werner, 1932/1969, pp. 496-497.

Additionally, the Earthly Fiends are considered the “enemies of man, and causes of all diseases and ailments” (Doré & Kennelly, 1916, p. xviii). Several Buddho-Daoist folk talismans exist to ward afflictions caused by the Fiends. One such Buddhist talisman said to cure the “one hundred ailments” even invokes the thirty-six Heavenly Ladle stars to aid in the conquering of the seventy-two demons:

An order is hereby made by the “Ministry of the Thunderbolt”, commanding in the name of the “three religions” that the auspicious stellar gods, Tiangang 天罡, reduce to order the maleficent demons, Disha 地煞, who have caused this disease. The charm must also repress these malignant beings and expel them forthwith (fig.3) (Doré & Kennelly, 1916, p. 312).

Di-sha talisman spell #2- small

Fig. 3 – A reproduction of the illness-curing Buddhist Talisman (larger version).

It’s interesting that Sun Wukong chooses the transformation method centered around stars of evil influence and later becomes a demon who challenges heaven. [5] Good fodder for fan fiction, no?

When these dichotomous stellar bodies were first acknowledged isn’t exactly clear. [6] But the Heavenly Ladle stars go back to at least the mid-13th-century as they are mentioned in the Old Incidents in the Xuanhe period of the Great Song Dynasty (Da Song Xuanhe Yishi, 大宋宣和遺事) (Anonymous, n.d.), a storytelling prompt of the late-Song to early-Yuan. It contains the earliest stories associated with the Water Margin (Shuihu zhuan, 水滸傳, c. 1400), a Chinese classic that predates Journey to the West. The one hundred and eight heroes of this novel are famous for being reincarnations of the Heavenly Ladle and Earthly Fiend stars, a fact revealed in chapter seventy-one when a heaven-sent stone slab is found to list their human names along with the corresponding stellar titles. The long association of the stars with the hugely popular Water Margin novel therefore may have inspired the names for the techniques taught by the sage Subodhi in Journey to the West.

II. Ties to Daoist practices

Robinet (1979) expertly explains that transformation (bianhua, 變化), or “metamorphosis” as she calls it, is central to Daoism. Gods and Saints are portrayed in Daoist literature as being in constant flux, changing with the seasons, taking on different guises and titles, disappearing and reappearing, never remaining the same, thereby living eternally. Daoists and magicians achieve metamorphosis through external and internal alchemical processes, the former involving the ingestion of drugs and talismans and the latter via mental exercises. Those who succeed in their practice can divide themselves endlessly; create rivers, mountains, and forests from meager samples of water, earth, and seeds; and, most importantly, change their form into anything (fig. 4), including the five elements, dragons, clouds, rays of light, or even celestial bodies like the sun and moon. 

72 Transformations Childrens Book - small

Fig. 4 – The cover of a vintage children’s flip book about Monkey’s transformations (larger version). Here he is seen changing into a fish.

Interestingly, transformations could be used to live in hiding, much like originally intended by Subodhi in Journey to the West. Adepts still questing for immortality could magically transform a sword, staff, or slipper into their deceased body, thereby faking death and escaping elsewhere to find a method leading to eternal life. (Often times, those who took this route assumed a new identity to avoid heaven’s gaze (Campany, 2005)). Additionally, sages are said to use their powers to hide in the earth or in the light of the sun, moon, and stars. One source mentions adepts hiding by scattering their shadow and transforming it into seventy-two types of light. In a related book chapter, Robinet (1993) notes this number “alludes to [Laozi’s] seventy-two supernatural marks” (clearly borrowing from the Buddhist Mahapurusa laksana) (p. 166). This is fascinating as it shows there is precedent for seventy-two transformations in Daoism.

III. Archive link

I have archived Robinet’s (1979) wonderful paper on metamorphosis. It can be read here:

Click to access robinet-metamorphosis.pdf

Disclaimer

This has been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.


Update: 06-12-22

I recently posted an in-depth article about the Patriarch Subodhi in which I reveal information about the additional benefits of the 72 Transformations. Anyone involved in any upcoming “What if” battles involving the Monkey King (COUGH, COUGH!) would do well to take note of this information.

Subodhi teaches this skill to Monkey with the expressed purpose of helping him hide from three calamities of cosmic lightning, fire, and wind sent by heaven to destroy immortals for defying fate and achieving eternal life. But beyond the power of metamorphosis, the novel implies that the ability also grants the user multiple lives (similar to a video game), which might serve as a buffer against the calamities. For example, in chapter 41, after Sun passes out from Red Boy‘s fiery attack, Zhu Bajie reassures everyone by saying: “If he is capable of seventy-two transformations, he has seventy-two lives” (Wu & Yu, 2012, vol. 2, p. 232). Also, in chapter 46, Monkey magically regrows his head after being non-fatally beheaded in a contest of magical skillSha Wujing remarks: “If he knows seventy-two ways of transformation, … he may have altogether seventy-two heads!” (Wu & Yu, 2012, vol. 2, p. 308). [7] In addition, while not directly related to the primate hero, the Bull Demon King is said in chapter 61 to also know the 72 changes (Wu & Yu, 2012, vol. 3, p. 148). He uses the extra lives to survive being beheaded by Prince Nezha a number of times:

[Nezha] leaped onto the bull’s back and brought his monster-cleaving sword down on the bull’s neck: the bull was beheaded at once. Putting away his scimitar, the devaraja was about to greet [Sun Wukong] when another head emerged from the torso of the bull, his mouth belching black air and his eyes beaming golden rays. [Nezha] lifted his sword once more and cut off the bull’s head; as soon as it dropped to the ground, another head came out. It went on like this more than ten times. At last, [Nezha] took out his fiery wheel and hung it on the Bull’s horn. The wheel at once started a great blaze of true immortal fire, which burned so fiercely that the bull began to growl and roar madly, shaking his head and wagging his tail (Wu & Yu, vol. 3, p. 160).

Notes:

1) It should be noted that the calamities are sent every five hundred years. Sun never has to live in hiding, though, as he is trapped under Five Elements Mountain upon the five hundredth anniversary of his immortality (he lived to be roughly four hundred prior to taking up spiritual cultivation). And he achieves Buddhahood prior to reaching the one thousandth year of his immortality, so he never has to guard against subsequent calamities.

2) The translation of these names are loosely based on Anthony C. Yu (Wu & Yu, 2012, vol. 1, p. 122). I have provided more accurate names based on related Chinese literature (see section one above).

3) Source changed slightly. I updated the Wade-Giles to Pinyin. This refers to a military trap appearing in the Chinese classic Investiture of the Gods (Fengshen yanyi, 封神演義, 16th-century), which was published around the same time as Journey to the West

4) I’ve previously mentioned a similar ritual in the first section of this article.

5) Conversely, Zhu Bajie is shown capable of thirty-six transformations (for example, Wu & Yu, 2012, vol 2, p. 328), meaning he studied the method associated with the stars of good omens. And of course we know his sordid story…

6) Though, in my opinion, the thirty-six stars are likely based on the thirty-six generals led by the stellar exorcist, Marshal Tianpeng (天蓬, i.e. Zhu Bajie’s former incarnation), who is himself one of the nine stars of the Big Dipper. The Marshal and his generals appear in the liturgy of the Song-era “Correct Method of the Celestial Heart” (Tianxin zhengfa, 天心正法) exorcist tradition (Anderson, 2008).

[7] Thank you to Irwen Wong of the Journey to the West Library blog for bringing these examples to my attention.

Sources:

Anderson, P. (2008) Tianxin zhengfa In F. Pregadio (ed.), The encyclopedia of Taoism: Vol 1-2 (pp. 989-993). Longdon: Routledge.

Anonymous. (n.d.). Da Song Xuanhe Yishi [Old incidents in the Xuanhe period of the Great Song Dynasty]. Retrieved from https://ctext.org/wiki.pl?if=gb&res=290731&searchu=%E5%A4%A9%E7%BD%A1

Campany, R. (2005). Living off the Books: Fifty Ways to Dodge Ming 命 [Preallotted Lifespan] in Early Medieval China In C. Lupke (Ed.), The Magnitude of Ming: Command, Allotment, and Fate in Chinese Culture (pp. 129-150). University of Hawaii Press.

Doré, H., & Kennelly, M. (1916). Researches into Chinese superstitions: Vol. 3 – Superstitious practices. Shanghai: T’usewei Printing Press. Retrieved from https://ia800709.us.archive.org/2/items/researchesintoch03dor/researchesintoch03dor.pdf

Robinet, I. (1979). Metamorphosis and deliverance from the corpse in Taoism. History of Religions, 19(1), 37-70.

Robinet, I. (1993). Taoist meditation: The Mao-shan tradition of Great Purity. Albany: State University of New York Press.

E. T. C. Werner (1969). A dictionary of Chinese mythology. New York: The Julian Press. (Original work published 1932)

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1-4. Chicago, Illinois: University of Chicago Press.

Sun Wukong and the Buddhist Saint Mulian

Last updated: 02-06-21

Sun Wukong first appears as the “Monkey Pilgrim” (Hou xingzhe, 猴行者), in The Story of How Tripitaka of the Great Tang Procures the Scriptures (Da Tang Sanzang qujing shihua, 大唐三藏取經詩話, late 13th-century) (The Story, hereafter), the earliest known printed version of the Journey to the West story cycle. He is described as an immortal punished by heaven for stealing peaches from the Queen Mother of the West, and after being banished to earth, he becomes the ruler of the 84,000 monkeys of Flower Fruit Mountain. He enters the story as a white-clad scholar and a willing participant in the journey who actively seeks out the monk Tripitaka and his retinue of travel companions on their quest to India. The Monkey Pilgrim then uses his magical abilities, aided by treasures from heaven, to protect the monks from all manner of demons, wizards, and dragons. In the end, he is bestowed the title “Great Sage Bronze Muscles and Iron Bones” (Gangjin tiegu dasheng, 鋼筋鐵骨大聖) (Wivell, 1994).

The Monkey Pilgrim’s heavenly treasures are based on those used by the famed Buddhist saint and hero Mulian (目連; Sk: Maudgalyayana), a disciple of the Buddha, who appears in a late 9th to early 10th-century Bianwen (變文) text in which he travels to the underworld to release his mother from karmic torment (fig. 1). Originally discovered in the oasis of Dunhuang, the text serves as the foundation for the Ghost Festival, which is held on the fifteenth day of the seventh lunar month. In this article, I will discuss the treasures of both Mulian and the Monkey Pilgrim, as well as the saint’s influences on Sun Wukong from the Ming Journey to the West.

Fig. 1 – A scroll or mural depicting Mulian rescuing his mother from the underworld (larger version). Originally found here.

I. The Staff

Sun Wukong’s signature magic staff is an amalgam of two weapons used by the Monkey Pilgrim, the first being a golden-ringed monk’s staff (fig. 2) and the second an iron staff. The former is capable of shooting destruction rays of light and changing into living beings, including a giant, club-wielding yaksha and an iron dragon (Wivell, 1994, pp. 1188, 1189, and 1190), while the latter is capable of beating nine-headed serpents into submission (Wivell, 1994, p. 1190). Elements of each were eventually combined in the following centuries; the golden rings from the monk’s staff were transposed to the ends of the iron staff, creating a weapon capable of growing, shrinking, and multiplying according to the user’s wishes.

Fig. 2 – The head of a ringed monk’s staff (larger version). Originally found here.

The Monkey Pilgrim receives the golden-ringed monk’s staff, an alms bowl, and a cap of invisibility from the supreme deity Vaisravana, the Mahabrahma devaraja, to aid in his protection of Tripitaka. The staff and alms bowl were historically two of the eighteen requirements (Ch: suoyi, 所依; Sk: nisraya) of a Buddhist monk, and both were often carried by itinerant monks preaching and begging on the road (Robert & David, 2013, p. 432). The Monkey Pilgrim’s staff is based on that carried by Mulian. Here is the section of The Story in which Monkey receives his holy treasures from heaven:

The Dharma Master [Tripitaka] and Monkey Pilgrim approached the Devaraja and begged for his help. The Devaraja granted them a cap of invisibility, a golden-ringed staff, and a begging bowl. After accepting these three boons, the Dharma Master said farewell, then turned to the Monkey Pilgrim and asked: “How can we get back to the mortal world?” Pilgrim replied: “Before the Dharma Master speaks of returning to the world below, he had better ask the Devaraja how we can save ourselves from the monsters and disasters which lie ahead of us.” The Dharma Master returned to Mahabrahma and asked as Monkey had suggested. The Devaraja responded: “When you meet calamity, point toward the Heavenly Palace from afar and shout ‘Devaraja’ once, and you will be saved.” The Dharma Master accepted his instructions and bowed farewell (Wivell, 1994, p. 1184).

Now compare that with this section of Mulian’s tale in which he receives the staff from the Buddha:

“How will I be able to see my dear mother again?”
The World-Honored called out to him, saying, “Mahamaudgalyayana!
Do not be so mournful that you cry yourself heartbroken;
The sins of the world are tied to those who commit them like a string,
They are not stuck on clay-fashion by anyone else.
Quickly I take my metal-ringed staff and give it to you.
It can repel the eight difficulties and the three disasters.
If only you remember diligently to recite my name,
The hells will certainly open up their doors for you” (Mair, 1994, p. 1111).

So both receive a heaven-sent magic staff with powers tied to the recitation of a Buddhist deity’s name. The power of the Buddha’s staff is best exemplified by two passages:

He [Mulian] wiped his tears in mid-air, and shook the metal-ringed staff,
Ghosts and spirits were mowed down on the spot like stalks of hemp.
Streams of cold sweat crisscrossed their bodies, dampening them like rain,
Dazed and unconscious, they groaned in self-pity;
They let go of the three-cornered clubs which were in their hands,
They threw far away the six-tined pitchforks which were on their shoulders (Mair, 1994, p. 1112).

With one shake of his staff, the bars and locks fell from the black walls,
On the second shake, the double leaves of the main gate [of hell] flew open (Mair, 1994, p. 1113).

Incidentally, the power of the staff to unlock the gates of hell likely influenced the ability of Sun’s weapon from the Ming Journey to the West to magically pick locks. An example of this appears in chapter twenty-five:

The doors are all locked. Where are we going to go?” “Watch my power!” said Pilgrim. He seized his golden-hooped rod and exercised the lock-opening magic; he pointed the rod at the door and all the locks fell down with a loud pop as the several doors immediately sprung open. “What talent!” said Eight Rules, laughing. “Even if a little smith were to use a lock pick, he wouldn’t be able to do this so nimbly.” Pilgrim said, “This door is nothing! Even the South Heaven Gate would immediately fly open if I pointed this at it!” (Wu & Yu, 2012, pp. 468-469)

II. The Alms Bowl

The bowl used by both the Monkey Pilgrim and Tripitaka is shown capable of extinguishing a great prairie fire and sucking up all the water of an ocean-like river (Wivell, 1994, pp. 1188 and 1190). Again, the basin is based on that carried by Mulian. But instead of receiving it from heaven, the saint first receives the bowl and a robe upon becoming a monk (refer back to the eighteen requirements of the monk mentioned above). After attaining supernatural power, he imbues the bowl with magic, allowing him to fly between the realms of heaven, earth, and the underworld. One example reads:

Maudgalyayana awoke from abstract meditation,
Then swiftly exercised his supernatural power;
His coming was quick as a thunderclap,
His going seemed like a gust of wind.
[…]
With his supernatural power, he gained freedom,
So he hurled up his begging bowl and leaped into space;
Thereupon, instantaneously,
He ascended to the heavenly palace of Brahma (Mair, 1994, pp. 1097-1098).

It’s interesting that both he and the primate hero meet a deity with the name Brahma.

Fig. 3 – Monkey flying on his somersault cloud. Drawing by Funzee on deviantart (larger version).

The Monkey Pilgrim is also able to travel between earth and heaven but at a much slower pace. However, this could be related to him transporting himself and six human monks at the same time (Wivell, 1994, pp. 1183). As Sun explains in the Ming Journey to the West, mortal bodies are heavy and therefore hard to transport by cloud (Wu & Yu, 2012, p. 436). Having said that, the great speed of Mulian’s travel recalls Sun’s somersault cloud (jindouyun, 筋斗雲) (fig. 3), which the young immortal masters in chapter two of the novel:

[Master Subodhi said,] “Make the magic sign, recite the spell, clench your fist tightly, shake your body, and when you jump up, one somersault will carry you one hundred and eight thousand miles.” … Wukong practiced ardently and mastered the technique of cloud-somersault. From then on, he had complete freedom, blissfully enjoying his state of long life (Wu & Yu, 2012, p. 123).

I’d like to highlight that both passages mention Mulian and Sun Wukong gaining great freedom of travel. Monkey boasts about this skill several times throughout the novel. One example reads:

“You are fibbing again, Elder Brother!” said Eight Rules [Zhu Bajie]. “Six or seven thousand miles, how could you cover that distance so quickly?” “You have no idea,” said Pilgrim, “about the capacity of my cloud somersault, which with one leap can cover one hundred and eight thousand miles. For the six or seven thousand here, all I have to do is to nod my head and stretch my waist, and that’s a round trip already! … “My cloud-somersault is essentially like cloud-soaring,” said Pilgrim, “the only difference being that I can cover greater distances more rapidly” (Wu & Yu, 2012, p. 436).

Mi Wen-K’ai suggests that the somersault cloud is based on the Hindu monkey god Hanuman and his ability to leap great distances (Mair, 1989, pp. 712-713). While certainly plausible, I think the information above suggests Mulian’s bowl is another possible influence.

III. Conclusion

It is clear that the Monkey Pilgrim serves the part of Mulian in The Story. Each is cast as a mythic figure with magic powers who freely visits the realm above, where they meet a deity with the name Brahma. Most importantly, they use a golden-ringed monk’s staff and alms bowl in their respective quests. The staves are received from a Buddhist deity and the power of each weapon is tied to the recitation of that god’s name. Each staff has its own magical abilities. Mulian’s staff can mow down evil spirits and unlock the gates of hell, while the Monkey Pilgrim’s can shoot destructive rays of light and transform into living beings. Furthermore, their bowls are also magic. Mulian’s basin aids in his travel between heaven, earth, and the underworld. Monkey’s bowl can extinguish fires and suck up large bodies of water. Their use of these holy instruments is different but the end result is the same: salvation is bestowed. Mulian’s mother is released from her karmic torments and the Monkey Pilgrim’s protection allows Tripitaka to bring salvation-bestowing sutras back to China.

Mulian’s influence reaches beyond The Story to the Ming Journey to the West. The golden-ringed monk’s staff later influenced Sun Wukong’s As-You-Wish Gold-banded Cudgel. The power of the saint’s staff to unlock the gates of hell may have influenced the ability of Sun’s weapon to magically pick locks. Additionally, the great speed at which Mulian travels on his magic bowl may have influenced Sun’s somersault cloud.


Update: 12-28-19

While I believe Mulian’s bowl influenced the somersault cloud, Shao (2006) notes the 108,000 li (33,554 mi/54,000 km) covered by Monkey in a single leap is based on the symbolic distance said by Huineng to separate the Buddha’s paradise from the world of man. As the Chan patriarch explains in the Platform Sutra, “This number refers to the ten evils and eight wrongs in one’s person” (Huineng & Cleary, 1998, p. 26, for example). Only those who achieve enlightenment can overcome these hindrances and arrive instantly in paradise. This is symbolized in the novel by Monkey zipping their instantly on his cloud, whereas Tripitaka must travel thousands of miles over many years.


Update: 02-06-21

I have written an article that discusses the magic powers of the staff. These include the ability to shrink and grow, control the ocean, astral project and entangle with Monkey’s spirit, multiply endlessly, pick locks, and transform into various objects. It also has sentience to a certain degree.

The Magic Powers of the Monkey King’s Iron Staff

Sources:

Mair, V. H. (1989). Suen Wu-kung = Hanumat? The Progress of a Scholarly Debate In Proceedings of the Second International Conference on Sinology (pp. 659-752). Taipei:

Mair, V. H. (1994). Transformation text on Mahamaudgalyayana rescuing his mother from the underworld with pictures, one scroll, with preface In V. Mair (Ed.), The Columbia anthology of traditional Chinese literature (pp. 1094-1127). New York: Columbia University Press.

Robert, E. B. J., & David, S. L. J. (2013). The Princeton Dictionary of Buddhism. Princeton University Press.

Shao, P. (2006). Huineng, Subhūti, and Monkey’s Religion in “Xiyou ji”. The Journal of Asian Studies, 65(4), 713-740. Retrieved from www.jstor.org/stable/25076127

Wivell, C.S. (1994). The Story of How the Monk Tripitaka of the Great Country of T’ang Brought Back the Sūtras. In V. Mair (Ed.), The Columbia anthology of traditional Chinese literature (pp. 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1) (Rev. ed). Chicago: University of Chicago Press.

Parallels between Sun Wukong and Wu Song

Last updated: 06-18-2022

It recently occurred to me that Sun Wukong from Journey to the West (Xiyouji, 西遊記, 1592) (hereafter, JTTW) and Wu Song (武松) from the Water Margin (Shuihu zhuan, 水滸傳, c. 1400) (hereafter, WM) share a number of similarities. Each is a reformed supernatural spirit, a tiger-slayer, a Buddhist monk nicknamed “Pilgrim”, and a monastic martial artist, and each wears a moralistic headband and wields a weapon made from the same fanciful metal. Since the WM predates the publication of JTTW by nearly two hundred years, one might be tempted to speculate that the latter influenced the former. However, both story cycles first appeared during the Song dynasty, with various iterations from the Yuan to the Ming (see Ge, 2001). In this article I show the parallels are due to the respective narratives drawing on similar religious, folkloric, and historical source material. I feel such a comparison is important as it presents a fuller picture of the cultural landscape in which the Monkey King developed. 

I. Reformed supernatural spirits

Chapters one through seven of JTTW present Sun Wukong as a celestial stone-born monkey who studies under a Buddho-Daoist master and achieves great magic powers, which he uses to rebel against heaven. After being defeated by the Buddha, Monkey is imprisoned under Five Elements Mountain for five hundred years. In chapter fourteen, the repentant immortal is later released to protect the monk Tripitaka on his journey to retrieve scriptures from India.

Sun Wukong trapped under mountain - In Flames toy - small

Fig. 1 – A modern action figure of Sun Wukong’s imprisonment under a section of Five Elements Mountain (larger version).

Chapter one of the WM tells how one hundred and eight spirits were quelled by a Daoist sage during the Tang dynasty and imprisoned in a bottomless pit under a great stone slab. Four or five hundred years later during the Song dynasty, a haughty government official orders the slab dug up and removed to sate his curiosity, allowing the spirits to escape in a plume of miasmic black fumes and later be reborn on earth. Wu Song, whose main story appears in chapters 23 to 32, is one of these extraordinary men and women who come to use their martial, intellectual, or magical skills to rebel against the corrupt Song government. A heaven-sent stone slab in chapter 71 is later discovered to list the names of each bandit with the corresponding name of their previous incarnation, which make up the “Thirty-Six Heavenly Stars” (Tiangang sanshiliu xing, 天罡三十六星) and the “Seventy-Two Earthly Fiend Stars” (Disha qishier xing, 地煞七十二星). Wu Song is listed as the “Heavenly Harm Star” (Tianshang xing, 天傷星), the fourteenth of the Thirty-Six Heavenly Stars.

So we see both are formerly evil spirits who were conquered by a religious figure and imprisoned under stone for centuries. After being released, each rebellious figure becomes a force for good.

Monkey’s punishment can be traced to Tang and Song dynasty tales about the sage king Yu the Great imprisoning a simian water demon under a mountain. To my knowledge, the first recorded mention of this punishment appears in an early Ming zaju play in which Guanyin traps Sun Wukong under Flower Fruit Mountain. Wang (1992) suggests the stone slab from the WM was likely influenced by the Taishan stone (taishan shi, 泰山石) (fig. 2), a class of “evil-warding stones” (shigandang, 石敢當) often placed outside of homes and temples or at the intersection of roads as protection from malevolent forces (pp. 71-72 and 254). The Taishan stone represents Mount Tai and its deity. The landmass is considered the heaviest thing imaginable in Chinese culture. This means the evil would be completely immobilized by the great weight.

Taishan stone example - small

Fig. 2 – A modern Japanese example of a Taishan stone (larger version). They often read “Taishan stone takes upon itself” (Taishan shi gandang, 泰山石敢當), denoting its duty of protection (Wang, 1992, p. 71). Original image from Wikipedia

Additionally, the pit containing the spirits can be traced to a Song-era Daoist ritual in which an exorcist draws the character for “well” (jing, 井/丼) on the ground, thereby dividing the ritual space into nine sections, representing the Nine Palaces (jiugong, 九宮), [1] and creating an earth prison. The Compilation of Rituals of the Way (Daofa huiyuan, 道法會元) reads:

[U]se the Sword mudrā to draw the character for “well” on the ground. Transform it into a black prison, ten-thousand zhang deep, and ten thousand li wide. [2] Black vapors burst out of it. Inside the prison, visualize how cangues and locks, as well as tools and machinery are laid out. Then recite the Spell for Fast Arrest [cu zhuo zhou, 促捉咒] (Meulenbeld, 2007, p. 142).

The black vapors should remind readers of that released upon the spirits’ escape from their centuries-long imprisonment.

Mountain mudra with Chinese character

Fig. 3 – The Chinese character for mountain (shan, 山) (larger version). Fig. 4 – The Mountain mudra (shanzi jue, 山字訣) (larger version). Photo by the author. Fig. 5 – The double-handed Mount Tai mudra (Taishan jue, 泰山訣) (larger version). Original picture from here.

Another version of the ritual sees the spirits being coaxed or forced inside of a liquid-filled jar placed in the center of the well diagram. Afterwards, the opening is sealed with paper and the exorcist performs a mudra representing the immense pressing weight of a mountain (just like the aforementioned Taishan stone). [3] Meulenbeld (2007) writes:

The spirits captured within the grid of the Nine Palaces were kept inside their prison by symbolically pressing them down underneath a mountain. The symbolism here lies in the fact that the mountain was represented by a posture of the hand forming the character for mountain (“Mountain Mudrā” 山字訣 with the thumb, index-finger, and little finger all pointing upward [fig. 3 and 4]. Oftentimes the specific “mudrā of Mt. Tai” 泰山訣 [fig. 5], was used, representing the heaviest of all mountains. Moreover, many present-day exorcist talismans contain a character composed of a “demon” 鬼 underneath a “mountain” 山, namely the character wei 嵬 (p. 145, n. 92).

This means the respective punishments of Sun Wukong and Wu Song (and his brethren) are for all intents and purposes the same: they are imprisoned under mountains. The Taishan stone and the Mountain mudra are no doubt based on the same belief that mountains can immobilize evil spirits. Most importantly, the mudra likely influenced the concept of the Buddha transforming his hand into Five Elements Mountain in chapter 7 of JTTW. The fictional mountain is then a cognate of Mount Tai. 

Five Thunders talisman - small

Fig. 6 – A paper fu talisman marked with an image of the Five Thunders (Wu Lei, 五雷) (larger version).

Lastly, the idea that evil spirits can be reformed and their powers put to good use—i.e. Sun Wukong protecting Tripitaka and Wu Song standing against a corrupt government—is tied to the Song-era “Thunder Ritual” (Leifa, 雷法). Meulenbeld (2007) explains stories from the Tang to the Song present the characteristics of the thunder god, Sire Thunder (Lei Gong, 雷公), becoming increasingly demonic, changing from a muscular deity to a number of animals and finally a Garuda-like bird monster. Likewise, while he was a respected force of nature in the past, Sire Thunder becomes an impulsive agent of heaven, one capable of being challenged and even captured by a brave individual or ritual master. The subjugation of this demonic god allows his captors to appropriate his heavenly power for their own purposes. The deity and his four brothers, comprising the “Five Thunders” (Wu Lei, 五雷) (fig. 6), can be summoned on command via talismans and charms and made to bring rain, heal sicknesses, or conquer demons. [4] Such ritual accouterments are just a small part of a much larger subsequent Thunder Ritual liturgy that is, according to one Song dynasty source, capable of “control[ing] the demons and spirits of the Sixfold Heavens, [expelling] evil and avert[ing] disaster” (Meulenbeld, 2007, p. 67). 

II. Tiger-Slayers

JTTW, ch. 14 – Sun Wukong’s first act of protecting Tripitaka upon his release is effortlessly killing a tiger with a single stroke of his staff. This happens the day after a huntsman had come to the monk’s defense by fighting a tiger for hours before dispatching it with a trident. The difference in power between the immortal and human heroes leads the monk to exclaim, “For the strong, there’s always someone stronger!” (Wu & Yu, 2012, vol. 1, p. 310).

WM, ch. 23 – Wu Song gets drunk on a trip home to see his elder brother, and after ignoring warnings not to take a mountain shortcut, the hero is set upon by a ferocious man-eating tiger. In the process of initially defending himself, Wu snaps his walking staff on a nearby tree, forcing him to resort to brute strength. He manages to wrestle the big cat’s face into the dirt and rains down sixty or seventy fist blows before it stops moving (fig. 7). He then finishes off the beast with the remains of his staff.

Wu Song kills tiger - small

Fig. 7 – “Wu Song Beats the Tiger” (Wu Song da hu, 武松打虎) by Wang Kewei (王可偉) (larger version).

I can’t help but imagine the episode from JTTW is a sly nod to that from the WM. Tripitaka’s statement could be a way of propping up the Monkey King as the most powerful hero, one who can dispatch tigers with no effort at all.

The ability to kill a tiger was considered the sign of a powerful warrior in Chinese folklore. For example, A New Account of the Tales of the World (Shishuo xinyu, 世說新語, 5th-century), a collection of historical and fictional anecdotes, tells the story of how the Western Jin general Zhou Chu (周處, 236–297) was originally a wayward youth considered the worst of Yixing‘s “Three Scourges”—a tiger, a dragon, and himself. Wanting to prove his strength, Zhou is said to have easily killed the tiger but disappeared for three days and nights fighting the dragon. The youth later returned to find the people celebrating his apparent death. This caused Zhou to mend his ways and eventually become a great general (Knechtges & Chang, 2010, pp. 2274-2275).

III. Buddhist monks with matching religious nicknames 

JTTW, ch. 14 – Sun Wukong takes the tonsure as a Buddhist monk upon his release. [5] His master Tripitaka then gives him the religious nickname “Pilgrim Sun” (Sun xingzhe, 孫行者), and the character is often simply referred to as “Pilgrim” (xingzhe, 行者; literally: “traveler”) throughout the narrative.

WM, ch. 31 – Wu Song kills a thug and his Song government official friend for framing the hero for theft and attempting to have him murdered en route to a prison camp. As a result, he is forced to dress as a Buddhist monk, taking a slain priest’s religious garb and ordination certificate (jiedie, 戒牒) and calling himself “Pilgrim Wu” (Wu xingzhe, 武行者).

The term Pilgrim refers to a “postulant”, a lay Buddhist acolyte who has yet to be ordained but lives as an untonsured monk, one expected to follow the Five Precepts (Pali: Pañcasīla; Ch: Wujie, 五戒) against killing, lying, stealing, sexual misconduct, and drinking alcohol (Robert & David, 2013, pp. 1011-1012). Ch’en (1956) writes that such trainees were historically required to complete a long period of intense religious study and pass a rigorous examination before being awarded the aforementioned ordination certificate (fig. 8), thereby becoming a full-fledged monk. This certification system was originally initiated during the Tang to weed out those wanting to evade the draft and taxes, as well as bandits like Wu Song who sought refuge from the law. However, during the Song, the government sold these documents like war bonds in order to help pay for their ongoing struggle against the barbarians of northern China. Therefore, ordination certificates were often exuberantly expensive, [6] meaning those who had the training but could not afford the document were doomed to live as a postulant. This contrasts with the thousands upon thousands of people who bought their way into the Buddha’s fold simply for the draft and tax exemption. They forwent the training altogether and were monks only on paper. This continued practice naturally resulted in a major decline in the quality of monks during the Song.

Monk with ordination certificate - small

Fig. 8 – A present day monk showing his ordination certificate (jiedie, 戒牒) (larger version). Original image found here.

Having read the above, we can say Sun Wukong is called Pilgrim because he assists a Buddhist priest but lacks the religious education and ordination certificate. While Wu Song has the document (taken from a dead priest), he lacks the required education. It should be remembered that Wu is a bandit-turned-monk. At the same time, both characters typify the “itinerant monk”, the second meaning of Pilgrim (xingzhe, 行者), as both are on a journey: Sun is traveling to India and Wu is traveling the road—albeit secretly to meet with fellow outlaws. But I would like to suggest that the titles may have also been meant as a jab at the violent, untrained riffraff passing for monks during the Song (more on this below). After all, the earliest references to our characters with these titles come from this period.

“Pilgrim Wu” appears in scholar-painter Gong Shengyu‘s (龔聖予, 1222–1307) In Praise of the Thirty-Six [men] of Song Jiang (Song Jiang sanshiliu zan, 宋江三十六贊), a collection of poems eulogizing each of the thirty-six bandits then associated with the early WM story cycle.

Pilgrim Wu Song: You resisted women, obeyed the Five Precepts, among Wine, Women, Wealth and Force, you were inclined to kill people (Børdahl, 2013, p. 29).

Gong claims the poems were based on “stories of the streets and tales of the lanes” (jie tan xiang yu, 街談巷語), popular narratives performed by storytellers at local venues.  Given that such early tales no longer exist, its impossible to say whether or not Wu Song was always a monk or a bandit-turned-impostor monk like his counterpart from the published edition of the WM (Børdahl, 2013, pp. 28-29). Either way, this suggests Wu’s predilection for killing was a prominent aspect of his story cycle by at least the 13-century.

Sun Wukong first appears as the “Monkey Pilgrim” (Hou xingzhe, 猴行者) in The Story of How Tripitaka of the Great Tang Procures the Scriptures (Da Tang Sanzang qujing shihua, 大唐三藏取經詩話), a seventeen chapter storytelling prompt dated to the late 13th-century. Like Wu Song, Monkey is also depicted as comfortable with killing. For example, in chapter five, he turns an evil sorcerer’s wife into grass so that she will be eaten by a young monk who had been transformed by her husband into a donkey. After both parties are changed back to normal, Monkey threatens to “mow down all the grass of [his] house” (i.e. kill his wife and anyone else he loves) if the man ever misuses his magic again. [7] Later in chapter six, Monkey brutally tortures and then kills a white tiger demon who tries to eat his master (Wivell, 1994, pp. 1181-1207)

Wu Song and Lu Zhishen - Small

Fig. 9 – The “Pilgrim” Wu Song (right) and the “Flower Monk” Lu Zhishen (left) from a recent WM television series (larger version).

Additionally, two early WM-related tales titled “Pilgrim Wu” (Wu xingzhe, 武行者) and the “Flower [Tattooed] Monk” (Hua heshang, 花和尚) are listed under the “staff” (ganbang, 桿棒) category of popular stories in The Drunken Man’s Talk (Zuiweng tanlu, 醉翁談錄), a circa 13th-century collection of short stories, anecdotes, and poetry. [8] So-called staff tales were character-driven narratives about heroes, in this case Wu Song and his fellow outlaw-turned-monk Lu Zhishen (fig. 9), righting injustices using staves. [9] I should note that The Story describes the Monkey Pilgrim wielding two such weapons in his adventures.

Sun and Wu’s association with killing and staff fighting were likely influenced by historical warrior monks and bandit monks. Shahar (2008) explains warrior monks were seasoned fighters who lived in subsidiary shrines away from the devout community and protected monasteries in times of trouble. These “monks” regularly drank wine and ate meat, associating the latter with physical strength and fighting ability, and even worshiped wrathful deities like Vajrapani, who is described in scripture as killing in the name of Buddha. Their weapon of choice was a wooden staff, which was originally chosen for being non-lethal. However, a metal staff like the one wielded by Sun Wukong in JTTW was sometimes used by warrior monks for its killing capacity in times of war. The most famous monastic staff method belongs to the Shaolin Monastery (Shaolin si, 少林寺) (video 1). After the Shaolin warrior monks helped the Ming dynasty government repel Japanese pirate incursions from the Chinese coast during the 1550s, their staff method was touted in military encyclopedias and civilian weapons manuals. [10]

Video 1 – A demonstration of Shaolin Wind Devil Staff (Fengmo gun, 風魔棍).
 

Bandit monks are outlaws like Wu Song who dressed as monks to avoid problems with the law. [11] Lorge (2012) comments that the characteristics of bandit monks were nearly indistinguishable from that of warrior monks.

[I]t is easy to see how bandit-monks are virtually the same as warrior-monks. These men drank wine, at meat, and had sex with women—practices alien to true Buddhist monks. A number of Buddhist authorities were deeply troubled by the presence of monks who directly violated Buddhist precepts. We do not know whether there was a sharp break between ordained and trained monks who carefully followed monastic rules in their search for enlightenment and men who simply claimed to be monks, wore monastic robes, shaved their heads, but otherwise did not follow monastic rules (p. 174).

He goes on to explain that the Shaolin monastery, for example, became heavily militarized after a nasty defeat in 1356 during the Red Turban Rebellion and so may have replenished its ranks using formerly deactivated soldiers at the turn of the Ming dynasty. Such violence-prone men would naturally turn towards a life of crime. Therefore, these bandits “would have been easy enough to recruit and send out as warrior-monks to fight against [other] bandits” (Lorge, 2012, p. 175).

So we see there existed a class of staff-bearing pseudo-monks who regularly took life and drank alcohol. Serving as mainly monastic bodyguards, these fighters lacked the devotion to the precepts and, especially, the religious education to be considered real monks. Therefore, Sun and Wu’s characterization as such warriors may further explain why they are called Pilgrim.

IV. Monastic martial artists

I want to preface this section by stating upfront that it overlaps to some degree with the previous one. But while the former explored Sun and Wu’s connection to staff-wielding warrior monks by way of their characterization in late Song oral literature, this one will discuss the connection between their images as monastic martial artists and the historical practice of boxing by warrior monks.

While the Great Sage is primarily known for his skill with the staff, he displays a mastery of unarmed combat twice in JTTW. Chapter 51, for example, describes Sun and a demonic opponent fighting with a long list of punches, kicks, grapples, and throws.

Hitching up his clothes and walking forward, the fiend assumed a boxing posture; his two fists upraised looked truly like two iron sledge hammers. Our Great Sage also loosened his legs at once and moved his body to attack; right before the cave entrance, he began to box with the demon king. This was quite a fight! Aha!

Opening wide the “Four Levels Posture”;
The double-kicking feet fly up.
They pound the ribs and chests;
They stab at galls and hearts.
“The Immortal pointing the Way”;
“Lao Zi Riding the Crane”;
“A Hungry Tiger Pouncing on the Prey” is most hurtful;
“A Dragon Playing with Water” is quite vicious.
The demon king uses a “Serpent Turning Around”;
The Great Sage employs a “Deer Letting Loose its Horns.”
The dragon plunges to Earth with heels upturned;
The wrist twists around to seize Heaven’s bag.
A green lion’s open-mouthed lunge;
A carp’s snapped-back flip.
Sprinkling flowers over the head;
Tying a rope around the waist;
A fan moving with the wind;
The rain driving down the flowers.
The monster-spirit then uses the “Guanyin Palm,”
And pilgrim counters with the “Arhat Feet.”
The “Long-Range Fist,” stretching, is more slack, of course.
How could it compare with the “Close-Range Fist’s” sharp jabs?
The two of them fought for many rounds—
None was the stronger, for they are evenly matched (Wu & Yu, 2012, vol. 3, pp. 12-13)

I show in this article that many of the named techniques are real and are still practiced to this day. Furthermore, the poem’s bias for close-range fighting over long-range “is typical of late Ming and early Qing military literature”, as noted by Shahar (2008, p. 117). He continues, “Sixteenth- and seventeenth-century military experts allude to various short-range styles including ‘Cotton Zhang’s Close-Range Fist’ (Mian Zhang duanda [綿張短打]), ‘Ren Family Close-Range Fist’ (Renjia duanda [任家短打]), and ‘Liu [Family] Close-Range Fist’ (Liu duanda [劉短打])” (Shahar, 2008, p. 117). This shows the author-compiler of JTTW consulted real martial arts material to make this fight more authentic.

Having donned the monk persona, Pilgrim Wu stops by an inn while on a journey to meet with fellow outlaws in chapter 32. The monk’s great tolerance for wine (fig. 13) and request for meat surprises the inn keeper, whom Wu slaps to the ground upon seeing the man serve better wine and even chicken to a different patron. The patron and his friends attack the monk but are soundly beaten by his superior strength and fighting ability. [12]

Wu’s characterization as a meat-eating, alcohol-drinking monk with a thirst for combat is obviously tied to the warrior and bandit monks discussed earlier.

Wu Song with jug of wine and sword - small

Fig. 15 – A modern depiction of Pilgrim Wu holding a jar of wine and brandishing a saber (larger version). By Leewiart user Du_YH. Original image found here

While it precedes Wu becoming a monk, the best example of his martial prowess appears in chapter 29:

But Jiang was scornful of his foe [Wu Song], thinking that he was drunk, and he closed in rapidly. Quicker than it takes to tell, Wu Song flourished his two fists at Jiang’s face, then turned and started away. Enraged, Jiang raced after him. Wu Song lashed out backwards with his left foot and kicked him in the groin. As Jiang clasped his injured section and doubled over in pain, Wu Song whirled around and swung his right foot in a flying kick to the forehead that slammed the big man over on his back. Wu Song planted one foot on his chest and, with keg-like fists, began pommeling Jiang’s head.

This maneuver we just described—the flourish of fists and turning away, the backward left kick, the whirling around and the forward right kick—is called “the Jade-Circle Steps with Duck and Drake Feet” [Yuhuan bu, yuanyang jiao, 玉環步, 鴛鴦腳]. It was one of Wu Song’s most skillful moves. A remarkable trick! (Shi, Luo, & Shapiro, 2015, p. 332).

Wu’s style is possibly another name for “Piercing Foot” (Chuojiao, 戳腳), a northern Chinese martial art known for its dynamic kicking skills. Modern folklore traces the style to the Song dynasty due to its association with WM heroes. [13]

While JTTW never openly describes Sun Wukong training in martial arts, it does imply that he learns armed and unarmed combat as a young monk studying under the Buddho-Daoist Sage Subodhi. Monkey learning boxing in a religious institution is actually a faithful depiction of one aspect of monastic life during the Ming. Shahar (2008) shows Shaolin warrior monks took up unarmed combat during the late Ming-period, when boxing saw an explosion in popularity in Chinese culture (as demonstrated by the named techniques recorded in JTTW and the WM). Textual evidence suggests the first styles practiced by Shaolin were Drunken Eight Immortals Boxing (Zui baxian quan, 醉八仙拳), popularized by Jackie Chan in The Drunken Master (1978), and Lost Track Boxing (Mizong quan, 迷蹤拳), the fighting style of the national hero Huo Yuanjia popularized by Bruce Lee in Fist of Fury (1972). The monks may have adopted boxing as a form of calisthenic exercise. To this they later added Daoyin (導引), a regimen of yoga-like Daoist breathing and stretching exercises designed to absorb qi (氣) energy and circulate it throughout the body. Therefore, the monks elevated their boxing practice from mere fighting to a form of spiritual cultivation. This synthesis of martial and spiritual practices simultaneously took place in wider Ming culture, leading to the creation of so-called “internal” (Neijia, 内家) martial arts like Taiji and Xingyi boxing. [14]

sengchou-jumps-into-the-rafters-small-1.jpg

Fig. 10 – A modern drawing of the monk Sengchou showing off his newfound powers by jumping above the rafters of the Shaolin monastery (larger version). Original image found here.

That’s not to say Shaolin monks did not practice unarmed martial arts prior to the 17th-century. It’s just boxing was only a form of entertainment practiced by a few and not part of the official training regimen. For example, the Tang-era anthology Complete Records from Court and Commonality (Chaoye qian zai, 朝野僉載, c. 8th-century), contains the story of the famed dhyana master and Shaolin monk Sengchou (僧稠, 480–560) beseeching a religious statue of Vajrapani to bless him with martial strength so that the other monks, who enjoy sparring in their free time, will stop bullying him. After six straight days of prayer, the deity appears before him and offers the young novice a bowl of sinews to eat. Sengchou initially refuses due to the prohibition against eating meat, but he ultimately finishes the meal for fear Vajrapani will smite him with his vajra club. Like the radioactive spider bite that changes Peter Parker into Spider-Man, the sinews transform the monk, blessing him with a god-like physique and miraculous powers, such as the ability to walk on walls, leap great heights (fig. 10), and lift thousands of pounds. Most importantly, it drastically improves his fighting skills, so much so, in fact, that his former tormentors come to grovel in his presence (Shahar, 2008, pp. 35-37).

From whom might have Sengchou’s religious brothers learned their unarmed martial arts centuries prior to it becoming an official part of Shaolin’s training regimen? The simplest answer is someone like Wu Song who learned boxing as a bandit or soldier and later joined the sangha. Readers may recall such violence-prone men may have been tapped as warrior monks to protect the monastery in times of trouble. They could have easily passed their fighting skills to the next generation of warrior monks.

A good example of a soldier-turned-monk is the brutish former general Huiming (惠明) from the Platform Sutra (Liuzu tanjing, 六祖壇經, written from the 8th to 13th-c.). The text tells how the disciples of Hongren (弘忍, 601–674), the fifth Chan patriarch, were enraged when their master passed the mantle onto the illiterate postulant laborer Huineng (惠能, 638–713). Hundreds of monks are said to have pursued the fleeing Pilgrim south intent on forcefully taking the patriarchal symbols of the begging bowl and robe for themselves. Huiming persevered and managed to corner Huineng on a mountain. He attempted to wrestle the treasures away, but, by a miracle, he could not lift them. Realizing Huineng was the rightful heir, the monk became his disciple (Huineng & Cleary, 1998, pp. 11-12). Jealousy and anger are obviously qualities unbecoming of a real monk. In fact, the only thing that separates Huiming’s actions of hounding and attempted strong arm robbery from a bandit is his monkhood.

So we see Sun Wukong typifies a next generation warrior monk who learns boxing inside a religious institution. Wu Song typifies the soldier or bandit who learns boxing outside the monastery and later becomes a monastic fighter, one who passes on their skills to younger monks.

V. Moralistic headbands

JTTW, ch. 14 – The Monkey King is tricked into wearing a brocade hat under the pretense of gaining the ability to recite scripture without rote memorization. However, the hat houses a golden fillet (jinguquan, 金箍圈) that soon takes root and painfully tightens around the immortal’s head when the correct spell is chanted (fig. 11). This allows the feeble monk Tripitaka to control the celestial monkey’s unruly nature.

WM, ch. 31 – When Wu Song disguises himself as a monk, he wears the garments of a priest who had previously been killed by bandits. The habit includes a metal “Precepts fillet” (jiegu, 戒箍) that he wears over his long hair (fig. 12).

Fillet examples - small

Fig. 11 – (Top left) Sun Wukong’s golden fillet from the 1986 JTTW television series (larger version). Fig. 12 – (Top right) Wu Song’s Precepts fillet from a recent WM television series (larger version). Fig. 13 – (Bottom left) A late 11th to early 12th-century copper alloy statue of the wrathful deity Hevajra (larger version). He is portrayed with the same Esoteric Buddhist ritual attire as his followers, including the headband, arm cuffs, a bone (skull) rosary, bracelets, a girdle, anklets, and a tiger skin sarong. Courtesy of the Los Angeles County Museum of ArtFig. 14 – (Bottom center) A detail of the Monkey Pilgrim’s fillet featured in an 11th-century mural from Eastern Thousand Buddha Cave number two in Gansu Province, China (larger version). It has been slightly enhanced for clarity. A fuller version of the image can be seen here. Fig. 15 – (Bottom right) A military monk from a modern Beijing Opera production (larger version). From Bonds, 2008, p. 178.

I explain in this article that the heroes’ fillets share a common origin in an ancient Indo-Tibetan Esoteric Buddhist ritual headband, one representing the Buddha Akshobhya and thereby moral self-restraint. It was one of several ritual items worn while worshiping wrathful protector deities like Heruka. Such deities were often depicted wearing the same attire as their followers, leading to the band becoming a symbol of powerful Buddhist spirits (fig. 13). The Hevajra Tantra (Ch: Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經), the original 8th-century Indian Buddhist text mentioning the ritual items, was translated into Tibetan and Chinese during the 11th-century. Interestingly, the earliest example of Monkey wearing the circlet (likely symbolizing the taming of the monkey of the mind) hails from this time (fig. 14). But Wu’s association with the headband was likely influenced by the Precepts fillet worn by the warrior monks of Chinese Opera (fig. 15). These heroes wear the band to show that they have taken a vow of abstinence (Bonds, 2008, pp. 177-178 and 328).

VI. Bin steel weapons

JTTW, ch. 3 – Sun Wukong comes into possession of a magic staff (fig. 16) taken from the Dragon King’s underwater treasury. A poem in chapter 75 describes the weapon being hand-forged from Bin steel (bintie, 鑌鐵) by the high Daoist god Laozi.

WM, ch. 31 – Apart from wearing the fallen monk’s religious clothing, Wu Song also takes possession of his Buddhist sabers made from “snowflake pattern” Bin steel (huaxue bintie jiedao, 雪花鑌鐵戒刀) (fig. 17). [15]

Sun Wukong and Wu Song weapons - small

Fig. 16 – A modern action figure of Sun Wukong holding his magic Bin steel staff (larger version). Fig. 17 – A modern painting of Wu Song wielding his Bin steel sabers (larger version). Artist unknown. 

Sun’s staff and Wu’s sabers are not the first bin steel weapons to appear in Chinese literature. A bladed pole arm example is the Bin steel great sword (bintie da podao, 鑌鐵刀) wielded by a bandit from the Old incidents in Xuanhe period of the Great Song Dynasty (Da Song Xuanhe Yishi, 大宋宣和遺事, mid-13th-century), a storytelling prompt containing WM material predating the published novel. [16] Another pole arm is the Bin steel spear (bintie qiang鑌鐵槍) wielded by a general from The Three Sui Quash the Demons’ Revolt (San sui pingyao zhuan, 三遂平妖傳, c. late 16th-century), which also takes place in the Song-era (Luo, n.d.). 

I explain in this article that Bin steel is a real world metal akin to Damascus that was imported to China from Persia starting from the 6th-century, and the secret of its manufacture eventually reached the Middle Kingdom by the 12th-century. The metal was considered an exceptionally fine steel and was often used to make strong, durable, and sharp knives and swords, some worth more than silver. One general is described as boasting that rebels would “have to nick (chi, 齒) his sword of bin iron” if they wished to rise up (Wagner, 2008, p. 269). This is a simultaneous declaration of his unbreakable resolve and a statement praising the seemingly indestructible metal. Therefore, JTTW and the WM portray the finest of heroes wielding the finest of steel weapons.

VII. Conclusion

As shown, the parallels between Sun Wukong and Wu Song are the result of JTTW and the WM borrowing from the same cultural source material. Monkey’s imprisonment under Five Elements mountain and Wu’s time as an evil spirit trapped in a well beneath stone was influenced by the Daoist belief that mountains—be they sympathetically represented by stone or hand mudras—could immobilize malevolent forces. Likewise, our heroes’ portrayal as reformed demons can be tied to the Daoist “Thunder Ritual”, which aims to conquer evil and repurpose its power for good. Sun and Wu’s image as tiger-slayers was influenced by stories of tiger-killing strongmen from Chinese folklore. Their religious nickname “Pilgrim” and characterization as monastic martial artists can be tied to uneducated pseudo-monks and holy warriors skilled in both staff fighting and boxing from Chinese history. Their religious fillets were inspired by an Esoteric Buddhist ritual headband worn as a reminder of moral self-restraint. And the metal comprising Sun and Wu’s weapons can be traced to a real world steel prized in ancient China for its durability. 

This was a fun piece to write because it shows the Great Sage obviously didn’t develop in a vacuum. It’s interesting to me that much of Sun and Wu’s influences hail from the Song dynasty. These include the Daoist rituals for trapping and reforming spirits, the Pilgrim nickname and characterization as staff-wielding warrior monks, and the translation of the tantric text mentioning the moralistic headband and Monkey’s earliest known depiction wearing it.


Update: 10-04-20

I have written a follow up article explaining the parallels between Monkey and the historical Buddha.

Parallels Between the Monkey King and the Buddha


Update: 07-08-21

I’ve written an article that shows the weight of Sun Wukong’s magic staff (一萬三千五百斤) is an embellishment on the weight of a stone block (三五百斤) lifted by Wu Song in ch. 27 of the WM.


Update: 10-02-21

My friend over at Journey to the West Library has written a sequel to this article detailing further similarities between Sun Wukong and Wu Song.

https://journeytothewestlibrary.weebly.com/parallels-between-wukong-and-wu-song

Update: 02-26-22

I’m thinking about writing a piece on characters from world myth trapped under mountains. Here’s the list I have so far:

  1. Sun Wukong (various Journey to the West iterations) – Mt. Huaguo by Guanyin or Five Elements Mountain by the Buddha
  2. 108 stars (Water Margin) – Imprisoned in an earth prison under a stone slab by a Daoist master. As mentioned above, Jing Wang (1992) suggests the stone slab was likely influenced by the Taishan stone (泰山石).
  3. Goddess Yaoji (Precious Scroll of Erlang) – Mt. Tai by the Jade Emperor
  4. Goddess Sanshengmu (Precious Lotus Lamp) – Mt. Hua by Erlang
  5. Wuzhiqi (Extensive Records of the Taiping Reign) – Turtle Mountain by Yu the Great
  6. Ravana (Ramayana) – Mt. Kailash by Shiva
  7. Typhon (Dionysiaca/various) – Sicily/ Mt. Etna by Zeus
  8. Enceladus (Apollodorus/various) – Sicily by Athena or Mt. Etna by Zeus
  9. Polybotes (Apollodorus/various) – Kos/Nisyros by Poseidon

The parameters may later be expanded to include “earth prisons” in general, which would open the door to Lucifer.


Update: 03-11-22

I recently archived the Precious Scroll of Erlang (Erlang baojuan, 二郎寳卷, 1562), a baojuan that venerates and records the various deeds of the immortal demi-god. This work states that the Monkey King was “pressed under the base of Mt. Tai” (yazai, taishan gen, 壓在太山根) (PDF page 46) (fig. 18). This supports my suggestion above that Five Elements Mountain is a cognate for Mt. Tai.

Fig. 18 – The Mt. Tai sentence is indicated in red (larger version).


Update: 06-18-22

I’ve written an article that lists a number of surprising parallels shared by Monkey and the Greco-Roman hero Heracles (see section 2).

Hercules vs Sun Wukong Death Battle Analysis

Notes

1) The nine palaces are a cosmic geographical concept in which stars are mapped according to the five Chinese cardinal directions (N, S, E, W, and center) and the four intermediate directions. Thus, they represent the universe as a whole.

2) A zhang (丈) is ten Chinese feet, so 10,000 zhang would be 100,000 feet. A li (里) is one-third of a Western mile. More importantly, in Chinese culture, the number 10,000 represents an infinitely large concept. Therefore, by squaring the number, the well prison is described as an unfathomably large and inescapable place. I would like to thank the Dragon Ball scholar Derek Padula (his website) for suggesting this note as it helps better visualize the prison. He was kind enough to read an earlier draft of this article.

3) See Meulenbeld, 2007, pp. 143-145 for more information about the jar ritual. It likely influenced media that influenced Akira Toriyama of Dragon Ball fame to create the Mafuba (魔封波; Ch: mofengbo), or “Demon Containment Wave” ritual. Padula (2016) describes the etymology and background of the Mafuba (pp. 122 to 126). He graciously provided me with a digital copy of his book.

4) See chapter two.

5) This is not openly stated in chapter 14 but is implied in chapter 27. See this article for more information.

6) Ch’en (1956) gives examples. During the Song, the official selling prices for the certificates ranged from one hundred thirty to eight hundred strings of cash. To put these prices in perspective, he notes the lowest cost would pay for the equivalent of seventy-five bolts of silk or one hundred twenty-five bushels of rice (pp. 316-317). 

7) Wivell, 1994, p. 1187. The full episode appears on pages 1186-1187.

8) Ge, 2001, p. 38. The eight types of stories appearing in The Drunken Man’s Talk are: “lingguai [靈怪] (spirits and demons), yanfen [煙粉] (rouge and powder), chuanqi [傳奇] (marvels), gong’an [公案] (court cases), podao [朴刀] (broadsword), ganbang [桿棒] (staff), shenxian [神仙] (immortals), and yaoshu [妖術] (sorcery)” (Ge, 2001, p. 209, n. 6).

9) Huang, 2018, p. 61 and n. 8. It’s interesting to note that the monk Lu Zhishen is said to wield an impossibly heavy metal staff like Sun Wukong. See this article for more details.

10) See chapters three and four.

11) Lorge (2012) cites a Tang-era story about an 8th-century prince who discovers an abandoned wardrobe while hunting in the forest. It is found to contain a young woman who had been kidnapped the previous night by bandits but was subsequently whisked away by two monks among the group. The prince replaces her with a wild bear that later mauls the bandit monks to death when the wardrobe is reopened (pp. 106-107). The monks were likely impostors like Wu Song.

12) Wu Song is famed in Chinese folklore for his martial arts ability. This led to the creation of a wushu form known as “Wu Song Breaks Manacles” (Wu Song tuo kao, 武松脫拷), which mimics a person fighting with their hands clasped as if shackled, forcing them to rely on doubled fist and elbow strikes and lots of kicking. The form is based on an episode from chapter 30 of the WM when the hero is attacked by assassins while being led in shackles to a prison camp. Wu Song is forced to defend himself in such a manner before breaking his restraints.

13) See, for example, Chlumsky, 2005, p. 72. The author also repeats folklore further tying the style to the Song dynasty heroes Yue Fei and his teacher Zhou Tong.

14) See chapters five and six.

15) I think it’s interesting that each weapon is presented as having some level of sentienceCalled the “As-you-wish” Gold-Banded Cudgel (Ruyi jingu bang, 如意金箍棒), Sun’s staff grows or shrinks according to his whim. Wu’s peerless blades are said to “often groan in the night” (Shi, Luo, & Shapiro, 2015, p. 350), suggesting a magic longing for combat. The sentience of each weapon is based on different sources, however. I note in this article that the compliance of Monkey’s weapon is based on the Ruyi (如意) scepter, a symbol of religious and secular authority that was at some point associated with the similarly named wish-fulfilling cintamani jewel (ruyi zhu, 如意珠) from Buddhist mythology. The vocal ability of Wu Song’s blades may be based on the Chinese belief that swords have a soul. Two prime examples are the famed treasure swords Longyuan (龍淵, a.k.a. Longquan, 龍泉) and Tai’e (泰阿/太阿) made by the legendary swordsmith Ou Yezi (歐冶子) during the Spring and Autumn period. Yuan poet Jia Penglai (賈蓬萊, c. mid-14th-ccentury) described them as mated lovers who pine for each other when separated and even leap from the scabbard to seek out their beloved (Lee & Wiles, 2015, pp. 161-163).

16) See Luo (n.d.). The original source says “po bintie dadao” (潑鑌鐵大刀). This is likely a transcription error. I have corrected it above. 

Sources

Bonds, A. B. (2008). Beijing opera costumes: The visual communication of character and culture. Honolulu: University of Hawai’i Press.

Børdahl, V. (2013). Wu Song fights the tiger: The interaction of oral and written traditions in the Chinese novel, drama and storytelling. Copenhagen, Denmark: NIAS Press.

Ch’en, K. (1956). The sale of monk certificates during the Sung dynasty: A factor in the decline of Buddhism in China. The Harvard Theological Review 49(4), pp. 307-327.

Chen, P., & Petersen, V. (2016). The development of Chinese martial arts fiction. Cambridge, U.K.: Cambridge University Press.

Chlumsky, N. (2015). Inside kungfu: Chinese martial arts encyclopedia. [n.p.]: Lulu.com.

Da song xuanhe yishi [Old incidents in xuanhe period of the great Song dynasty] (n.d.). [archived document]. Retrieved from https://zh.wikisource.org/zh-hant/%E5%A4%A7%E5%AE%8B%E5%AE%A3%E5%92%8C%E9%81%BA%E4%BA%8B

Huang, Y. (2018). Narrative of Chinese and western popular fiction: Comparison and interpretation. Berlin, Germany: Springer.

Huineng, & Cleary, T. F. (1998). The Sutra of Hui-neng, grand master of Zen: With Hui-neng’s commentary on the Diamond Sutra. Boston: Shambhala.

Ge, L. (2001). Out of the margins: The rise of Chinese vernacular fiction. Honolulu: University of Hawaii Press.

Knechtges, D. R., & Chang, T. (2010). Ancient and early medieval Chinese literature: A reference guide. Leiden: Brill.

Lee, L. X. H., & Wiles, S. (2015). Biographical dictionary of Chinese women: Tang through Ming: 618-1644. Abingdon: Routledge.

Lorge, P. A. (2012). Chinese martial arts: From antiquity to the twenty-first century. New York, NY: Cambridge University Press.

Luo, G. (n.d.). San sui pingyao zhuan [The three sui quash the demons’ revolt] [archived document]. Retrieved from https://zh.wikisource.org/wiki/%E4%B8%89%E9%81%82%E5%B9%B3%E5%A6%96%E5%82%B3/16

Meulenbeld, M. R. E. (2007). Civilized demons: Ming thunder gods from ritual to literature (Doctoral dissertation). Available from ProQuest Dissertations and Theses database (UMI No: 3247802).

Padula, D. (2016). Dragon ball culture: Volume 5. (n.p.): Derek Padula.

Robert, E. B. J., & David, S. L. J. (2013). The Princeton Dictionary of Buddhism. Princeton University Press.

Shahar, M. (2008). The Shaolin monastery: History, religion, and the Chinese martial arts. Honolulu: University of Hawai’i Press.

Shi, N., Luo, G., & Shapiro, S. (2015). Outlaws of the marsh. California: CreateSpace Independent Publishing Platform.

Wagner, D. (2008). Science and civilisation in China: volume 5, chemistry and chemical technology, part 11, ferrous metallurgy. Cambridge: Cambridge Univ. Press.

Wang, J. (1992). The story of stone: Intertextuality, ancient Chinese stone lore, and the stone symbolism in Dream of the red chamber, Water margin, and the journey to the west. Durham, N.C: Duke University Press.

Wivell, C.S. (1994). The story of how the monk Tripitaka of the great country of T’ang brought back the sūtras. In V. Mair (Ed.). The Columbia anthology of traditional Chinese literature (pp 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1-4. Chicago, Illinois: University of Chicago Press.

Story Idea: The Origin of Sun Wukong

Last updated: 06-16-2023

The following story sketch was originally posted on my external Historum blog on 01-20-2014. The site recently switched to a new server, but the blogs have yet to be migrated. I’m posting it here for posterity. Regular articles will resume after this entry.

Story Idea #1

As a lover of Chinese mythology and a former primatology major, I’ve always wanted to create my own primate-based character similar to Sun Wukong. I originally wanted him to be the son of Monkey or the son of one of his advisers or allies during his days as a demon. Either way, I thought he could train under Sun and gain similar powers. But then I decided that I wanted him to be a more civilized, yet more powerful version of the character; someone who is held in high regard by all beings of the six realms (demons, hungry ghosts, animals, humans, asuras, and devas) of Buddhist cosmology, as well as the Buddha himself. After reading about the ancient Chinese view of the gibbon, [A] a small, long-armed, arboreal ape native to Asia (fig. 1), I thought the character could be an ape immortal. It was only recently that I decided to pair him with a female since gibbons generally mate for life.

gibbon-jump-sachin-rai

Fig. 1 – A gibbon soaring through the treetops. Photo by Sachin Rai. A larger version can be found here.

1. Plot

This tale is meant to be a standalone story, but it includes details that explain the origin of Monkey and how his life parallels his spiritual parentage. I’ve drawn upon traditional Chinese religious and vernacular texts for inspiration. The notes below contain important information on the texts I used and why particular plot choices were made.

The Daodejing (道德經) reads:

The Dao (道, the way) gives birth to the One (yiqi, 一氣, the first breath);
The One gives birth to the Two (yin and yang, 陰陽);
The Two gives birth to the Three (San qing, 三清, the Three Pure Ones);
The Three gives birth to the Ten Thousand Things.
The Ten Thousand Things carry the Yin and enfold the Yang;
Kneading gently, they create harmony. [B]

In the beginning of the universe, the Three Pure Ones, the manifestations of the Dao, use the vital energies of the cosmos to create heaven, earth, and all living things. Among the first to be created are two gibbons, a male and a female (fig. 2). They become the progenitors of all apes and monkeys, just like the phoenix and his mate, the next to be created, are the progenitors of all birds. Being embodiments of yin and yang sexual forces, the pair propagates quickly. They frolic with their children and the following generations through the mountain tops soaking up qi (氣), prolonging their lives for thousands upon thousands of years. And Like modern apes, the pair shows a propensity for observation, watching the cyclical movement of the stars and planets and becoming aware of the ebb and flow of qi, studying the energy and cultivating its mysteries over endless eons.

Mated Gibbons

Fig. 2 – A pair of mated gibbons. A larger version can be found here.

Once their family grows to titanic proportions, the gibbons wield their arcane knowledge to create an island home, raising up Flower-Fruit Mountain (Huaguo shan, 花果山) from the ocean. There, they construct the Water Curtain Cave (Shuilian dong, 水簾洞) from which they continue to plumb the depths of the Dao. [C] Their exploration takes them to the heights of the mountain where heaven meets earth, using the corresponding yin (earth/female) and yang (heaven/male) energy to fuel their reenactment of the creation of the cosmos through sexual union. By chance, these powerful, creative sexual energies are absorbed by a boulder atop the mountain. [D]

As mated gibbons often do, the pair sings the most beautiful duets that echo throughout time and space. [E] The power of their song continues to increase as their immortal lives extend through the ages. It becomes so powerful that the duet is capable of crumbling mountains, churning the oceans, and shaking the very firmament of heaven. In fact, their song inadvertently topples one of the mountain pillars supporting the sky, and so the devi Nuwa (女媧) is forced to mend the heavens with five magic stones. [F] The primordial devas and spirits fear what might happen if the couple continues, so they plead with the gibbons to separate in order to avoid destroying the cosmos. They promise to allow the pair to see one another at some fixed period of time in the distant future.

The immortal lovers reluctantly agree and isolate themselves to two separate holy mountains; [G] the male becomes known as the “Eastern Ape Immortal” (東猿仙) and the “Ape Patriarch” (Yuan jiazhang, 猿家長), while the female becomes known as the “Western Ape Immortal” (Xi yuan xian, 西猿仙) and the “Ape Matriarch” (Yuan nu jiazhang, 猿女家長). The two are much sought after by animal, human, devil, and deva to teach them the essence of the Dao. Both become the religious teachers of countless beings, from the lowliest creature to the purest deva in the highest heaven. Former students include the Tathagata Buddha and the immortal Subodhi. [H]

The primordial devas are eventually superseded by deified humans after a great battle between the Shang and Zhou Dynasties. [I] The August Jade Emperor (Yuhuang dadi, 玉皇大帝) and the rest of the heavenly retinue go about setting the cosmos into order. The promise made by the primordial devas is lost to time.

It is during the interim when the previously mentioned boulder, having been nourished by the light of the sun and moon for centuries, births a stone embryo that is eroded by the elements into a stone monkey. He becomes the king of the monkeys on Flower-Fruit Mountain by rediscovering the Water Curtain Cave that the previous generations of his kin had forgotten long after the Ape Immortals went into exile. The monkey eventually trains under Subodhi, receiving the religious name Sun Wukong (孫悟空, Monkey Awakened to Vacuity) (fig. 3), and achieving great magical powers with which he later uses to rebel against heaven for not recognizing him as a full-fledged god. After being imprisoned by the Buddha for 600 years, Sun redeems himself by escorting the monk Tripitaka (Sanzang, 三藏) to India, and for this he is rewarded with Buddhahood, becoming the “Victorious Fighting Buddha” (Dou zhansheng fo, 鬥戰勝佛).

n8mflz

Fig. 3 – A modern depiction of Sun Wukong (larger version). A photomanipulation by the author.

After the fixed period of time has elapsed, the primordial gibbons request to leave their individual exile. The August Jade Emperor, however, refuses due to the potential for danger. Angered because heaven went back on its word, the immortal lovers leave their exile anyway, and so all of the devas, spirits, and devils struggle to keep them apart. This is an impossible task given that the two are among the highest immortals. A great battle ensues in which the pair uses their knowledge of the Dao to put the celestial army into disarray. For instance, the Ape Patriarch is a master of transformations; he grows to titanic proportions, multiplies his long arms, and captures the most powerful Daoist and Buddhist deities in his vice-like hands. The Ape Matriarch is a mistress of illusions; she clouds the minds of the soldiers, making them think they are fighting her when they are really fighting each other. [J] In addition, their individual songs have grown in power, now capable of destroying anything by separating the yin and yang forces therein (fig. 4).

Gibbon yawning

Fig. 4 – A gibbon yawning. Imagine powerful sound waves emanating from its mouth. A larger version can be found here.

The August Jade Emperor begs the Buddha to intervene like he had done for the rebelling Sun Wukong in the past. But considering that heaven went back on its word and the ape immortals are both friends and former teachers of the Enlightened One, the Tathagata sends their spiritual son, the Victorious Fighting Buddha, to ask them to pacify their rage instead of using trickery to halt the onslaught. [K] After a brief reunion, the pair acquiesces, and all three travel by cloud to the Buddha’s abode on Vulture Peak (Lingjiu shan, 靈鷲山) to discuss the matter. The immortal lovers opine the great injustice done to them by the heavenly hierarchy. The Buddha knows their duet is part of their primordial animal nature and is the ultimate expression of their love, which reaches back to the very beginning of time. Unfortunately, he realizes that the power of their song could destroy the universe if allowed to take place.

After some thought, the Tathagata gives them a lesson on the cyclical dissolution of the cosmos: at the end of each Mahakalpa (Da jie, 大劫), the universe is destroyed by a different element. There are fifty-six destructions by fire, seven by water, and one by wind. The latter is the most powerful, destroying all earthly and heavenly realms below the pure realm inhabited by the Buddha and his retinue. The Tathagata then suggests a compromise in which the couple can remain as his permanent guests of the Buddha realm, where they can frolic with the Victorious Fighting Buddha. This way the gibbons will be free to sing their melodious song without fear of negative effects. And when the end of the sixty-fourth Mahakalpa comes to a close, their song will serve the function of the wind element to bring about the dissolution of the universe to make way for the new one. [L]

2. Background information

A) The Chinese viewed the gibbon (Yuan, 猿) as symbolic of Confucian gentlemen and Daoist immortals. Their long arms were thought to be evidence of their expertise in soaking up qi. This resulted in long lives and occult powers (Geissmann, 2008).

B) This is based on chapter 42 of the Daodejing (道德經), the premiere holy text of Daoism. The original passage has been interpreted differently by different scholars. I’m using the interpretation presented in Laozi and Wilson, 2012, p. 197. The cited text, however, makes no mention of the Three Pure Ones. This is based on later Daoist texts and folk views on the supreme immortals. See Stevens, 1997, pp. 68-70.

C) JTTW never explains where the magical cave came from. This is my attempt to give it an origin story.

D) JTTW states the following about the boulder: “Since the creation of the world, it had been nourished for a long period by the seeds of Heaven and Earth and by the essences of the sun and moon, until, quickened by divine inspiration it became pregnant with a divine embryo” (Wu & Yu, 2012, p. 101). I’ve never been satisfied with the explanation for Monkey’s birth. Why would the rock produce a simian character? This is why I wrote that the Ape Immortals make love atop of the mountain, thereby impregnating the boulder with powerful, creative energies. In Daoist sexual practices, earth and heaven are often euphemisms for the feminine and masculine sexual energies of yin and yang (Wile, 1992, pp. 11-12 and 28-29). Therefore, what I have proposed is simply a difference in semantics.

E) Gibbon duets have an ethereal quality. Those wishing to listen to some can do so here and here (make sure your volume is not too high). It’s interesting to note that gibbons can naturally perform what takes professional opera singers years of dedicated practice to achieve (Lougheed, 2014).

F) The original mythology has the pillar being fallen by a water demon. I guess an explanation could be included somewhere that the original reason for the disaster, the gibbon song, was forgotten to time and confused with a different incident.

G) I wanted there to be a parallel between Monkey’s imprisonment and the pair’s exile, both of which are connected to mountains.

H) The Buddha’s tutelage under the gibbons happens in the distant past when he is still a Bodhisattva in the Tushita heaven. I listed Subodhi because I wanted there to be a further link between Monkey and the Ape Immortals. Therefore, the skills of Sun Wukong’s spiritual parents are transmitted to him by their former student.

I) This is based on the events in the 16th-century Chinese classic Fengshen Yanyi (封神演義), or Investiture of the Gods. In the story, chaos in heaven causes many gods to be reborn on earth as various heroes of the competing Shang and Zhou Dynasties. The King of Zhou wins the conflict and his strategist, an apprentice of the supreme immortal Yuanshi Tianzun (元始天尊), one of the Three Pure Ones, uses a magic list to deify the souls of those who died in battle. Thus, heaven is repopulated once more (Stevens, 1997, p. 60).

J) The strengths of each correspond to the skills passed on to the Buddha and the immortal Subodhi. Again, I wanted there to be a parallel between Monkey and his spiritual parents. The pair rebels like he did, but they do so because of injustice, not pride. However, I must say that lofty immortals would have surely evolved passed such earthly “wants and needs” (e.g. lust and anger). Daoist literature and vernacular Chinese fiction often describes immortals as being celibate. But the immortal love of the couple may transcend what might be expected of human-based immortals. That’s why I present them as living embodiments of yin and yang. Wile (1992) states: “The early [Daoist] texts are marked by the existential loneliness of yin and yang for each other, and their union consummates a cosmic synergy” (p. 29).

K) An example of trickery would be the way that the Buddha uses illusion to make Monkey think that he has left his palm in the seventh chapter of JTTW.

L) Buddhism recognizes a measurement of time called a Kalpa (jie, 劫), which can be many millions or even billions of years long depending on the tradition. Said traditions recognize between four and eighty kalpas (Buswell & Lopez, 2014, p. 409). The total of these respective ranges make up a Mahakalpa (dajie, 大劫), which is divided into four periods of nothingness, creation, subsistence, and finally destruction, each period being between one and twenty kalpas long (Buswell & Lopez, 2013, p. 496). For more information on the cyclical destruction of the universe by fire, water, and wind, see my article here.


Update: 01-17-21

Story idea #2

Last year I wrote an article that explored other stone-born figures from world mythology. In the conclusion I cautiously suggested that Wukong’s birth and later rebellion was influenced by the Hurrian myth the “Song of Ullikummi” (c. 1200 BCE), which appears in an extant Hittite cuneiform text comprising three fragmented clay tablets. For example, one scholar noted similarities between Ullikummi and a later figure from Greek mythology: “(1) The initial situation: the big stone; (2) a god fertilizes the stone; (3) the stone gives birth to a child; (4) the child thus created is a rebel against the gods; (5) the gods gather and plan countermeasures; (6) the enemy of the gods is rendered harmless” (see the linked article). Anyone who has read Journey to the West will no doubt notice the striking similarities with Monkey’s tale. Therefore, I think Ullikummi’s story would be a solid basis for a more authentic origin story for the Monkey King.

While the ancient tale is named after the eponymous stone monster (fig. 5), the story follows the machinations of Kumarbi, a resentful former ruler of the gods, who wishes to usurp the throne from his son, the storm god Tesub. Kumarbi sets about doing this by bedding a massive stone in an effort to produce a being powerful enough to rout the gods. Upon its birth, the doting father gives the creature a name meaning “Destroy Kummiya”, foreshadowing its intended fate to destroy Tesub’s home.

Fig. 5 – Ullikummi as a playable character from the online video game Final Fantasy XI (larger version).

Fearing that it may be killed by the gods before coming into full power, Kumarbi has the monster hidden in the underworld, where it is placed on the right shoulder of the Atlas-like god Upelluri. The creature quickly multiples in size, growing nine thousand leagues tall, eventually reaching heaven. When the goddess Ishtar fails to seduce the blind and deaf monster, the warrior god Astabi leads seventy deities into battle against the lithic menace only to be defeated and cast into the sea below. Tesub abandons the throne and, along with his vizier and brother Tasmisu, seeks the aid of Ea, the god of wisdom and witchcraft, who travels to the underworld in search of the creature’s origins. Upon questioning Upelluri, who effortlessly carries the weight of the heavens, earth, and sea, Ea learns a great weight, which turns out to be the monster, pains the titan’s right shoulder. In the end (of the third and final extant tablet), Ea calls for a tool originally used by the old gods to cleave heaven and earth and chisels Ullikummi free of Upelluri’s shoulder, thus breaking the monster’s base of power and leaving it vulnerable to attack by the gods. One scholar suggests there’s a missing fourth tablet that describes the monster’s ultimate defeat (again, see the linked article).

Xingtian

Fig. 6 – A modern depiction of Xingtian (larger version). Artist unknown.

Now, I’ve previously written a story sketch in which Master Subodhi’s school is actually a training ground for an immortal monastic army akin to the Shaolin Temple. I speculated that Wukong’s skill in martial arts and troop movement would come from his time serving as a soldier and eventual officer in this army. Additionally, I suggested that the baddie whom the army faces is the headless monster Xingtian (刑天) (fig. 6), who originally battled the supreme god Shangdi for control of the universe and was beheaded after his defeat. Perhaps he or a figure like him follows in Kumarbi’s footsteps and beds a stone, in this case the rock on the Mountain of Flowers and Fruits, in an effort to create a powerful son to finish what he started. Then, he works in the shadows, influencing the direction of Monkey’s life, leading to his famous rebellion against heaven. Wukong’s defeat of the seventy-two major gods in the heavenly army [1] would mirror Ullikummi routing the seventy gods led by Astabi. Likewise, the Jade Emperor’s call to the Buddha, leading to Monkey’s defeat, mirrors Tesub’s plea to Ea and the eventual downfall of the stone monster. Thoughts?


Update: 12-10-21

I’ve posted a piece about a folk Taoist white ape god. His story overlaps with Sun Wukong just like the spiritual parents I presented above.

The White Ape Perfected Man: Sun Wukong’s Divine Double

 


Update: 06-16-23

Story Idea #3

Another idea could predate Monkey’s stone birth and instead focus on a past life as a heavenly being. It would draw from three source: First, the backstory of the Tang Monk, Tripitaka. Those who have read JTTW will know that his past life, the bodhisattva Master Golden Cicada (Jin chan zi, 金蟬子), is exiled from paradise for ten pious lifetimes for falling asleep during the Buddha’s lecture.

Just like his master, Sun Wukong is formerly a bodhisattva in paradise, albeit one from an earlier generation than Master Golden Cicada since Monkey is born centuries prior to Tripitaka. A great name for this figure would be the “Bodhisattva Steel Muscles and Iron Bones” (Gangjin tiegu pusa, 鋼筋鐵骨菩薩). This plays on a similar title given to Sun’s antecedent, the “Monkey Pilgrim” (Hou xingzhe, 猴行者), by Tang Emperor Taizong in the 13th-century oral version of JTTW. [3]

Second, the embellished life story of Song-era General Yue Fei (岳飛, 1103-1142). The Complete Vernacular Biography of Yue Fei (Shuo Yue quanzhuan, 說岳全傳, c. 17th-century; hereafter The Biography of Yue Fei) actually draws inspiration from the 1592 JTTW by portraying the general as a reincarnation of a bird monster-turned-Dharma protector from chapters 74 to 77. Originally called the “Peng Bird of Ten Thousand Cloudy Miles” (Yuncheng wanli peng, 雲程萬里鵬) in JTTW, the “Great Peng, the Golden-Winged King of Illumination” (Dapeng jinchi mingwang, 大鵬金翅明王) is exiled from paradise in chapter one of The Biography of Yue Fei for killing a stellar bat-spirit who farted during the Tathagata’s sermon on the Lotus Sutra. [4]

Just like the Great Peng bird, the Bodhisattva Steel Muscles and Iron Bones kills a spirit for seemingly offending the Buddha. [5] I imagine the Enlightened One would admonish him by saying something like, “You are so sure of your strength, so proud of your physical gifts. And yet you don’t know how to defend the Dharma with it!” He then exiles the bodhisattva to live out ten lifetimes (à la Master Golden Cicada) where he’s a figure of great strength who is continually bested and humiliated and forced by circumstances to protect something weaker than him.

And third, the Buddha’s Jataka tales. The Tathagata has many birth stories where he is both humans and animals who embody an important lesson (Cowell, 1895). In fact, one tale depicts him as a Monkey King!

The bodhisattva is reborn in the lower three paths of reincarnation, and just like the Buddha, he has several past lives as animals. He works his way up the cosmic hierarchy by performing good deeds, such as a past life where he’s a man-eating tiger who comes to protect a small child. He attains the human-like form of a monkey in his final incarnation, leading to the events of JTTW.

I like this option a lot because this would make both Monkey and Tripitaka former bodhisattvas who undergo prolonged trials that refine their spirits over many lifetimes. This would ultimately explain why both of them attain Buddhahood at the end of their respective character arcs, our hero becoming the “Buddha Victorious in Strife” (Dou zhansheng fo, 鬥戰勝佛) and the Tang Monk “Buddha of Candana Merit” (Zhantan gongde fo, 旃檀功德佛) (Wu & Yu, 2012, vol. 4, p. 381). I also like it because Sun Wukong’s past life references the Tibetan monkey bodhisattva Hilumandju, who is an avatar of the bodhisattva Avalokiteshvara (Guanyin) and a possible Buddhist syncretic version of the Hindu monkey god Hanumanji. What’s interesting about this legendary figure is that he mates with a rock ogress (see the 08-02-19 update here), which reminds one of Sun’s stone birth.

Notes:

1) Koss (1981) writes: “Adding up the number of gods listed here [see Wu & Yu, 2012, p. 169] from the Twenty-Eight Constellations through the Deities of the Five Mountains and the Four Rivers, the number arrived at is seventy-three, if 東西星斗 [dongxi xingdou, the “Stars of East and West”] is counted as two, which Yu does in his translation, or seventy two, if the latter is taken as one, which is another possible interpretation” (p. 84).

2) This is how old the ledger of life and death lists Monkey as in chapter 3: “Heaven-born Stone Monkey. Age: three hundred and forty-two years. A good end” (Wu & Yu, 2012, vol. 1, p. 140).

3) In chapter 17, Tang Taizong names him the “Great Sage Steel Muscles and Iron Bones” (Gangjin tiegu dasheng, 鋼筋鐵骨大聖) (Wivell, 1994, p. 1207).

4) Chapter one of The Complete Vernacular Biography of Yue Fei reads:

Let’s talk about the Buddha Tathagata at the Great Thunderclap Monastery in the Western Paradise. One day, he sat on a nine-level lotus throne, and the Four Great Bodhisattvas, the Eight Great Vajra Warriors, the five hundred Arhats, the three thousand Heavenly Kings, nuns and monks, male and female attendants, all of the heavenly sages who protect the Dharma, gathered to listen to his lecture on the Lotus Sutra. His words were like flowers and precious jewels raining from the heavens. But, at that time, a star-spirit, the Maiden Earth Bat, who had been listening to the lecture from beneath the lotus throne, couldn’t bear it any longer and unexpectedly let out a stinky fart.

The Buddha was a great, merciful lord, so he didn’t mind even the slightest bit. But don’t sympathize with the Dharma protector above his head, the “Great Peng, the Golden-Winged King of Illumination,” whose eyes shone with golden light and whose back was a scene of auspiciousness. He became angry when he saw the nasty, filthy Maiden Earth Bat, and so he unfurled both his wings and dropped down to kill the spirit by pecking her on the head. The light-point of her soul shot out of the Great Thunderclap Monastery and went to the Lands of the East (China) in the world below to find a mother and reincarnate. She was reborn as a daughter of the Wang clan. She would later marry the Song Prime minister Qin Hui (1091-1155) and come to cruelly kill the righteous (i.e. Yue Fei) as a means to get revenge against today’s enemy. We will talk about this later.

Let’s return to the Buddha, who saw what happened with his all-seeing eyes and exclaimed, “Good! Good! It turns out that this is an episode of karma (cause and effect).” Then he called the Great Peng bird to come closer and shouted, “You evil creature! You already took refuge in my teachings. How can you not follow the five precepts by daring to commit such a horrible crime? I don’t need you here; you will descend to the mortal world to pay off your (karmic) debt and wait until you have fulfilled your work. Once that is completed, only then will I allow you to return to the mountain to achieve the right fruit (Buddhist merit).” The Great Peng complied with the decree, flying out of the Great Thunderclap Monastery directly to the Lands of the East to be reincarnated. We will stop here.

且說西方極樂世界大雷音寺我佛如來,一日端坐九品蓮臺,旁列著四大菩薩、八大金剛、五百羅漢、三千偈諦、比丘尼、比丘僧、優婆夷、優婆塞,共諸天護法聖眾,齊聽講說妙法真經。正說得天花亂墜、寶雨繽紛之際,不期有一位星官,乃是女土蝠,偶在蓮臺之下聽講,一時忍不住,撒出一個臭屁來。我佛原是個大慈大悲之主,毫不在意。不道惱了佛頂上頭一位護法神祗,名為大鵬金翅明王,眼射金光,背呈祥瑞,見那女土蝠污穢不潔,不覺大怒,展開雙翅落下來,望著女土蝠頭上,這一嘴就啄死了。那女土蝠一點靈光射出雷音寺,徑往東土認母投胎,在下界王門為女,後來嫁與秦檜為妻,殘害忠良,以報今日之讎。此是後話,按下不提。

且說佛爺將慧眼一觀,口稱:「善哉,善哉!原來有此一段因果。」即喚大鵬鳥近前,喝道:「你這孽畜!既歸我教,怎不皈依五戒,輒敢如此行兇?我這裡用你不著,今將你降落紅塵,償還冤債,直待功成行滿,方許你歸山,再成正果。」大鵬鳥遵了法旨,飛出雷音寺,徑來東土投胎不表。

5) A murderous bodhisattva may seem weird, but Vajrapani (Jingang shou pusa, 金剛手菩薩; lit: “Bodhisattva Holding the Vajra Weapon”), a yaksha-turned-wrathful Dharma protector is considered a bodhisattva (Buswell & Lopez, 2014, p. 955).

Sources:

Buswell, R. E. , & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

Cowell, E. B. (Ed.) (1895). The Jātaka, or Stories of the Buddha’s Former Births (Vols. 1-5). Cambridge: Cambridge University Press. Retrieved from https://archive.org/search?query=The+Ja%CC%84taka%2C+or%2C+Stories+of+the+Buddha%27s+former+births.

Geissmann, T. (2008). Gibbon paintings in China, Japan, and Korea: Historical distribution, production rate and context. Gibbon Journal, 4, 1-38. Received from http://www.gibbonconservation.org/07_publications/journal/gibbon_journal_4.pdf

Koss, N. (1981). The Xiyou ji in Its Formative Stages: The Late Ming Editions (Vols. 1-2). (Doctoral dissertation). Available from ProQuest Dissertations and Theses database. (UMI No. 8112445)

Laozi, & Wilson, W. S. (2012). Tao Te Ching: An All-New Translation. Boston & London: Shambhala

Lougheed, K. (2012, August 23). Helium reveals gibbon’s soprano skill. Retrieved January 20, 2014, from https://www.nature.com/news/helium-reveals-gibbon-s-soprano-skill-1.11257

Stevens, K. G. (1997). Chinese Gods: The Unseen World of Spirits and Demons. London: Collins & Brown.

Wile, D. (1992). Art of the Bedchamber: The Chinese Sexual Yoga Classics Including Women’s Solo Meditation Texts. Albany: State University of New York Press.

Wivell, C.S. (1994). The Story of How the Monk Tripitaka of the Great Country of T’ang Brought Back the Sūtras. In V. Mair (Ed.), The Columbia Anthology of Traditional Chinese Literature (pp. 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Yang, L., An, D., & Turner, J. A. (2011). Handbook of Chinese Mythology. Santa Barbara, Calif: ABC-CLIO.