Archive #16 – Sun Wukong and Chinese Medicine

In my previous article, I noted medicine was among the skills acquired by Monkey while training under the Buddho-Daoist sage, Master Subodhi. In chapter 69, Monkey works to diagnose the long-standing malady of the Scarlet-Purple Kingdom emperor. But due to the immortal’s monstrous appearance, Sun is forced to analyze the ruler from afar, using three magic hairs-turned-golden strings to measure the vibrations of the pulse from three locations of each forearm. He deduces the illness is caused by fear and anxiety over the loss of the monarch’s queen, who had been kidnapped by a demon. Monkey then concocts three pills from a secret recipe and administers the elixir with dragon king saliva. The medicine causes the emperor to pass an obstruction in his bowels, thus restoring the natural qi flow in his body and curing him of his sickness.

Monkey analyzes the Emperor's Pulse (from Mr. Li Zhouwu's Lit. Criticism) - small

Fig. 1 – Monkey uses golden threads to analyze the emperor’s pulse (larger version). From Mr. Li Zhuowu’s Literary Criticism of Journey to the West (late 16th-century).

I. Analyzing the pulse

We were telling you about the Great Sage Sun, who went with the palace attendant to the interior division of the royal palace. He stood still only after he had reached the door of the royal bedchamber. Then he told the attendant to take the three golden threads inside along with the instruction: “Ask one of the palace ladies or eunuchs to tie these three threads to the inch, the pass, and the foot sections of His Majesty’s left hand where the radial pulse are felt. Then pass the other ends of the threads out to me through the window shutters” [fig. 1].

The attendant followed his instruction. The king was asked to sit up on the dragon bed, while the three sections of his pulse were tied by the golden threads, and their other ends were then passed out to Pilgrim. Using the thumb and the index finger of his right hand to pick up one of the threads, Pilgrim first examined the pulse of the inch section; next, he used his middle finger and his thumb to pick up the second thread and examine the pulse of the pass section; finally, he used the thumb and his fourth finger to pick up the third thread and examine the pulse of the foot section.

Thereafter Pilgrim made his own breathing regular and proceeded to determine which of the Four Heteropathic Pneumatics, the Five Stases, the Seven External Images of the Pulse, the Eight Internal Images of the Pulse, and the Nine Pulse Indications were present. [1] His pressure on the threads went from light to medium to heavy, and from heavy to medium to light, until he could clearly perceive whether the condition of the patient was repletion or depletion of energy and its cause. Then he made the request that the threads be untied from the king’s left wrist and be attached as before to the positions on his right wrist. Using now the fingers on his left hand, he then examined the pulse on the right wrist section by section. When he had completed his examination, he shook his body once and retrieved his hairs (Wu & Yu, 2012, p. 270).

Baring the strings, Monkey’s method of reading the pulse aligns with real Chinese medicinal practice. The area of the forearm analyzed by traditional Chinese doctors is known as Cunkou (寸口, the “inch opening”), and this is broken up into the three spots Cun (寸, “inch”), Guan (關, “pass”), and Chi (尺, “foot”) (fig. 2). The mirrored spots on each arm are believed to correspond to specific internal organs. For example, the Cun spot (nearest the wrist) on the right hand corresponds to the lung, while that of the left hand corresponds to the heart (Liao, 2011, pp. 55-56). Therefore, analyzing the pulse at these spots is believed to reveal the health of the corresponding organs.

TCM hand chart

Fig. 2 – The spots analyzed during pulse diagnosis. Picture originally found here.

II. The Elixir of Black Gold and its historical origins

Wukong selects his ingredients from among 808 requested substances in order to keep the recipe a secret from the foreign kingdom’s doctors. It is made from an ounce of powderizedahuang (大黃), which is said to “loosen phlegm and facilitate respiration [and] sweep out the chill and heat congealed in one’s stomach” (Wu & Yu, 2012, pp. 273-274); an ounce of shelled, powerderized badou (巴豆), which is said to “break up congestion and drain the intestines [and] take care of swellings at the heart and dropsy in the abdomen (Wu & Yu, 2012, p. 274); half a flask of “‘Hundred-Grass Frost” (baicao shuang, 百草霜), or frying pan soot, which is said to “soothe a hundred ailments” (Wu & Yu, 2012, p. 274); and half a flask of dragon (horse) urine, which is said to “cure any kind of disease a human may have when it is ingested” (Wu & Yu, 2012, p. 274). The resulting paste is rolled into three pills and presented to the emperor as the “Elixir of Black Gold” (Wujin dan, 烏金丹) (video 1) (Wu & Yu, 2012, p. 276).

Video 1 – Episode 20 of the 1986 Journey to the West series portrays this story. See minute 19:19 for the preparation of the Elixir of Black Gold.

Andrew Schonebaum’s (2016) fascinating book Novel Medicine: Healing, Literature, and Popular Knowledge in Early Modern China explains the historical significance of the real world ingredients used in this elixir. He introduces the first two ingredients to us by way of their anthropomorphization as Badou Dahuang, the ruler of the fictional Hujiao (胡椒, black pepper) kingdom from the vernacular novel Annals of Herbs and Trees (Caomu chunqiu yanyi, 草木春秋演義, c. 17th/18th-century), a work that gives human form to Chinese medicines, pitting armies of mortal, immortal, and demonic characters/remedies against one another. Badou is depicted as having the mandate of heaven (the right to rule) in his own country but wanting to invade the Han empire. This dual nature can be explained by the properties of the ingredients making up his name. Schonebaum (2016) writes:

[B]adou (croton) and dahuang (rhubarb), are two of the most common drugs in Chinese medicine. Badou is toxic and a strong purgative, and it was used to treat stagnation in the viscera and bowels, as well as to facilitate urination, eliminate malignant flesh, and purge vicious agents such as invading ghosts or worms. Dahuang is nontoxic and is sometimes referred to by the name “military general” because “the drug pushes away the old and brings in the new, like a military general putting down a riot and bringing peace” (pp. 99-100).

Regarding the “Elixir of Black Gold,” Schonebaum (2016) explains “black gold” was the name of a common prescription and that badou and dahuang were part of its core, while other ingredients could be replaced with those of similar properties:

One commentator had never heard of this medicine, saying that it had a strange name, but this only reveals his own highbrow background (or general ignorance), since “black gold” was the name of various prescriptions common among hereditary doctors. In fact, it was mentioned in the Systematic Materia Medica repeatedly, and Xu Dachun recommends it in Medical Cases of Huixi, so it was not exclusively the purview of nonelite healers.

“Black gold pills” (wujin wan) was a name and a concoction similar to “elixir surpassing [the value of] gold” (shengjin dan) and “black spirit pills” (heishen wan). All of them were core formulas that could be modified in their effects by ingesting them with different liquids. These “black gold” medicines, along with the likes of “the prescription offering Guanyin’s all-encompassing help” (Guanyin puji fang) and “pills prepared with old ink” (gumo wan), treated a wide variety of ailments (in one medical manuscript, twenty-nine, forty, and seventy-one ailments, respectively), and were extremely common formula in the Qing. The “black gold” formulas had at their core the drugs dahuang and badou. One medical manuscript from the Republican period states in its introduction, “Black gold powder [wujin san] cures all ailments, just as the wind bends the grasses. Other names [of this prescription] are ‘pine smoke elixir’ [songyan dan] and ‘black spirit pills’ [heishen wan]. It cures thousands of illnesses, just as the sun melts the frost.”

Black gold pills (wan), powder (san), paste (gao), and elixir (dan) were commonly employed to cure gynecological issues. A prescription named “black gold powder” was first recorded in the Song work A Spring of Recipes in the Magic Park (Lingyuan fangquan) and was followed by references in the Southern Song prescription collection “Complete Collection of Effective Prescriptions for Women” (Furen daquan liangfang, 1237), Formulas for Universal Benefit (Puji fang, 1390), and other works. Over the centuries, numerous formulas, each with different ingredients, became known under the names “black gold powder,” “black gold pills,” and “black gold elixir.” The three designations of this formula result from the use of pitch (mo), a vernacular name for which is the “black gold” of these prescriptions.

Monkey’s prescription reflects a historical reality, namely that the advent of the imperial pharmacy (huimin yaoju) in the Song required doctors who had previously relied on simple medicines with one or two ingredients to employ formulas with numerous substances whose composition followed theories of systematic correspondences. From this conflict between empirical and theory-based recipes arose a new type of prescription eventually consisting of a nuclear formula that could be adapted to the requirements of a given patient’s disease by omitting or adding individual constituents in accordance with his pathological condition. Monkey is preparing simple, trusted medicine at the core, namely badou and dahuang, and adding to it many exotic, unobtainable ingredients (pp. 103-104).

As noted above, black gold medicines were sometimes used to treat gynecological issues. This makes Monkey’s prescription all the more comical as he had partly attributed the foreign emperor’s ails to a “cessation of the menses” (Wu & Yu, 2012, p. 271), obviously a woman’s problem. Schonebaum (2016) comments: “To understand this aspect of the carnivalesque comedy, or to realize that it was a mistake in the incorporation of medical materials into the novel, readers would have had to be quite familiar with medicine, at least enough to know that the medicine Monkey is preparing is consistent with his diagnosis” (p. 104). 

III. Archive link

Chapter three of Novel Medicine (2016) is archived here.

Click to access novel-medicine-healing-literature-and-popular-knowledge-in-early-modern-china-chapter-3-contains-jttw-ch.-68-69-material.pdf

Disclaimer

This has been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.

Notes:

1) Yu (Wu & Yu, 2012) provides explanations for these terms in the end notes of his wonderful translation (pp. 448-449. n. 3-7).

Sources:

Liao, Y. (2011). Traditional Chinese medicine. Cambridge: Cambridge University Press.

Schonebaum, A. (2016). Novel Medicine: Healing, Literature, and Popular Knowledge in Early Modern China. Seattle: University of Washington Press

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 3) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

The Alchemical Metaphor of Subodhi’s Mountain Home

The Monkey King’s quest for immortality spans some ten years, taking him passed two cosmic continents and two great oceans. After sailing to a continent in the west, our hero is directed to the abode of the Sage Subodhi, a place often translated as “The Mountain of Mind and Heart / Cave of the Slanted Moon and Three Stars” (Lingtai fangcun shan, xieyue sanxing dong, 靈臺方寸山,斜月三星洞) (fig. 1) (Wu & Yu, 2012, p. 113, for example). This translation, however, glosses over deeper meanings associated with the original Chinese. The term lingtai (靈臺/台), literally “spirit platform/tower” or “numinous platform/tower”, was sometimes used in Daoist literature to refer to the “heart” or “mind” (xin, 心, “heart-mind” hereafter), the center of spiritual intellect. Going back centuries to the Zhuangzi (c. 3rd-century BCE), it was represented as something that had to be guarded against malevolent influences:

Utilize the bounty of things and let them nourish your body; withdraw into thoughtlessness and in this way give life to your mind; be reverent of what is within and extend this same reverence to others. If you do these things and yet are visited by ten thousand evils, then all are Heaven-sent and not the work of man. They should not be enough to destroy your composure; they must not be allowed to enter the Spirit Tower. The Spirit Tower has its guardian, but unless it understands who its guardian is, it cannot be guarded (Chuang & Watson, 1968, p. 194).

Subuti's cave, from Mr. Zhuo's literary criticism of Xiyouji - 2mall

Fig. 1 – Monkey kneeling before the entrance of Subodhi’s school asking to become a disciple (larger version). A detail from Mr. Li Zhuowu’s Literary Criticism of Journey to the West (late 16th-century).

The term fangcun (方寸), literally “square inch”, was also used historically to refer to the heart-mind. [1] But it’s important to note that Daoist alchemical literature sometimes uses the term to refer to the lowest cinnabar or elixir field located approximately “two inches below the navel, three inches within, where the mind is focused” (Saso, 1995, p. 128). For instance, the Scripture of the Yellow Court (Huangting jing, 黃庭經, c. 4th-century), a treatise associated with the Highest Clarity tradition, recognizes three fields: brain (upper), heart (center), and belly (lower) (fig. 2), each one represented by a series of place names or an anthropomorphic persona (Saso, 1995, pp. 106-107). The scripture presents the lower field/square inch as the storehouse of vital spiritual energies, the synergy of which is thought to bolster the body and bring about immortality. A portion of the fifth stanza reads: “Inside the square inch, carefully cover and store qi. / Shen spirit and jing intuition returned there, though old, are made new / Through the dark palace make them flow, down to the lower realm. / Nourish your jade tree, now a youth again”. [2]

The scripture treats the central heart-mind field as the seat of the spirit (shen, 神), sometimes anthropomorphizing it as a red-robed man (Saso, 1995, p. 125, for example). But it also calls the field the spirit platform. A section of the sixth stanza reads: “The spirit platform meets heaven in the central field. / From square inch center, down to the [dark] gate, / The soul’s doorway to the Jade Chamber’s core is there”. [3] Saso (1995) explains the first line refers to the interaction between the heart-mind and the Dao, with the second and third referring to spiritual energies being directed into the lower field via a passage near the kidneys (p. 129). Despite the cryptic Daoist jargon, what’s important here is the link between the center field/spirit platform and the lower field/square inch. 

Given the information above, a better translation for Subodhi’s mountain might be the “Mountain of Spiritual Heart and Cinnabar Mind” or the “Mountain of Numinous Heart and Elixir Mind” (or any combination of the two).

Daoist Dantian Chakras - small

Fig. 2 – An example of the upper, center, and lower cinnabar fields indicated by red dots (larger version).

I propose the name of Subodhi’s mountain home was specifically chosen by the author-compiler of the Journey to the West as a metaphor for the alchemical practices taught in the Scripture of the Yellow Court. This conclusion is supported by the mention of the scripture in the very first chapter of the novel. This happens when Monkey confuses a lowly woodcutter for an immortal just because the man was singing a Daoist song, one taught to him by Subodhi:

The Monkey King explained, “When I came just now to the forest’s edge, I heard you singing, ‘Those I meet, if not immortals, would be Daoists, seated quietly to expound the Yellow Court.’ The Yellow Court contains the perfected words of the Way and Virtue. What can you be but an immortal?” (Wu & Yu, 2012, p. 111)

I find it interesting that Wukong touts the authority of the Scripture of the Yellow Court even before having begun his Daoist training. From where did he learn this? Could this be projection of the author-compiler?

heart calligraphy

Fig. 3 – The Chinese character for heart (xin). Original image found here.

Another aspect of Subodhi’s location that requires explanation is the cavern housing his temple, the “Cave of the Slanted Moon and Three Stars” (xieyue sanxing dong, 斜月三星洞). The name is a literal description of the Chinese character for heart-mind (xin, 心). It looks just like a crescent moon surmounted by three stars (fig. 3). This means all three sections of the location name (spirit platform, square inch, cave name) are associated in some form with the heart-mind. The reason for this could be because, in the Ming Journey to the West, Wukong represents the “Mind Monkey” (xinyuan, 心猿), a Buddho-Daoist concept denoting the disquieted thoughts that keep man trapped in Samsara. Examples include the titles for chapters seven (“From the Eight Trigrams Brazier the Great Sage escapes; / Beneath the Five Phases Mountain, Mind Monkey is still”) and fourteen (“Mind Monkey returns to the Right; / The Six Robbers vanish from sight”). Additionally, a poem in chapter seven reads: “An ape’s body of Dao weds the human mind. / Mind is a monkey—this meaning’s profound” (yuanhou dao ti renxin / xin ji yuanhou yisi shen, 猿猴道體配人心 / 心即猿猴意思深) (Wu & Yu, 2012, p. 190). [4]

I’m not sure when Sun was first associated with this concept, but Eastern Thousand Buddha Cave (Dong qianfo dong, 東千佛洞) number two in the Hexi Corridor of Gansu Province contains a Western Xia wall painting of the Monkey Pilgrim wearing a golden headband (fig. 4). I show in this article that the band is based on a historical Esoteric Buddhist ritual fillet associated with the Akshobhya Buddha, who is known for his vow to attain Buddhahood through moralistic practices. Therefore, the ritual band most likely served as a physical reminder of right speech and action, making the band from the mural a symbol for the taming of the Monkey Mind. If this is the case, Wukong has represented the Monkey Mind since at least the 11th-century when the mural was painted.

Fig. 4 – Detail of the Monkey Pilgrim’s fillet from Eastern Thousand Buddha Cave no. 2 (c. 11th-cent.) (larger version). Image enhanced slightly for clarity. See here for a larger detail showing both Monkey and Tripitaka. 

Allusions to the Mind Monkey appear in the ancient Pali Buddhist canon, but its earliest known occurrences in Chinese sources appear among the translations of the monk Kumarajiva (Jiumoluoshi, 鳩摩羅什, d. 413). For instance, his translation of the Vimalakirti Sutra reads: “Since the mind of one difficult to convert is like an ape [yuanhou, 猨猴], govern his mind by using certain methods and it can then be broken in” (Dudbridge, 1970, pp. 168). This shows the concept was present in China for over a millennia prior to the Ming Journey to the West.

Notes:

1) In Buddhism, for example, the fourth Chan patriarch Daoxin is quoted as saying: “All schools of the Law find their way to the Square Inch; all rivers and sand of wonderful virtues come from the Source of the Mind (xinyuan 心源)” (Liu, 1994, p. 28).

2) See Saso, 1995, p. 127 for the full stanza and explanation. I have changed all quotes used from this source from Wade-Giles to Pinyin. I also slightly modified the translation.

3) See Saso, 1995, p. 129 for the full stanza and explanation. Again, I slightly modified the translation.

4) Anthony Yu (Wu & Yu, 2012) suggests this poem is related to the Buddha’s statement that Wukong is “only a monkey who happened to become a spirit, … merely a beast who has just attained human form in this incarnation” (p. 70), thereby alluding to a Confucian hierarchical scale present in the novel where animals are able to attain human qualities through Daoist cultivation. So Monkey’s Daoist training under Subodhi allows him to wed his monkey form to the human heart-mind.

Sources:

Chuang, T., & Watson, B. (1968). The complete works of Chuang Tzu. Columbia University Press.

Dudbridge, G. (1970). The Hsi-yu chi: A study of antecedents to the sixteenth-century Chinese novel. Cambridge: Cambridge Univ. Press.

Liu, X. (1994). The odyssey of the Buddhist mind: The allegory of the later journey to the West. Lanham, Md: Univ. Press of America.

Saso, M. R. (1995). The Gold pavilion: Taoist ways to peace, healing, and long life. Boston: Charles E. Tuttle Co.

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1. Chicago, Illinois: University of Chicago Press.

Archive # 12 – The Origin of Sun Wukong’s 72 Transformations

Last updated: 06-12-22

Upon Sun Wukong achieving immortality, his Buddho-Daoist master Subodhi warns him of three calamities sent by heaven to kill those who defy their fate and attain eternal life. The Sage then offers to teach Monkey one of two forms of transformation in order to avoid this outcome by living in hiding. [1] The first form, called the “Multitude of the Heavenly Ladle” (Tiangang shu, 天罡數), contains thirty-six changes, while the second, the “Multitude of Earthly Fiends” (Disha shu, 地煞數), contains seventy-two. [2] Our hero chooses the latter and quickly masters a set of secret oral formulas (koujue, 口訣). This becomes one of his signature abilities used throughout the narrative. Monkey’s most famous use of the skill appears in chapter six when he battles Lord Erlang, a divine demon queller and fellow master of transformations (video 1).

Video 1 – Sun’s battle with Lord Erlang. From the great animated Classic Havoc in Heaven (1965).

I. Connection to Chinese astrology and literature

The names of the two forms of transformation that Subodhi offers to teach Monkey can be traced to Chinese astrology. The “Heavenly Ladle” (Tiangang, 天罡; i.e. the Big Dipper) is associated in some traditions with thirty-six stars (fig. 1). Regarding the origin of these stellar bodies, Werner (1932/1969) explains: “The gods of these stars (all stars of good omen) are all heroes who fell on the field of battle in the epic combat known as Wan Xian Zhen 萬仙陣, “The Battle of the Myriad Genii [or Immortals]” (p. 506). [3]

Sun Wukong Transformation - 36 Heavenly Ladle Stars - small

Fig. 1 – A list of the thirty-six Heavenly Ladle stars (larger version). Photograph of Werner, 1932/1969, p. 506. Apologies for not having access to a scanner at this time. 

Furthermore, he writes that the “Earthly Fiends” (Disha, 地煞) are:

[S]eventy-two stars [fig. 2] of evil influence, opposed to the Tiangang. The wicked genii of these stars are cast out and slain by tongzi 童子 magicians [i.e. spirit mediums], who impale them on forks and shut them up in earthen jars, then take them to waste lands, throw them into fires, and surround the spot with a circle of lime, which is supposed to prevent any spirit which may have survived the burning from getting out of it (Werner, 1932/1969, p. 496). [4]

Sun Wukong Transformation - 72 Earthly Fiend Stars - small

Fig. 2 – A list of the seventy-two Earthly Fiend stars (larger version). Photographs of Werner, 1932/1969, pp. 496-497.

Additionally, the Earthly Fiends are considered the “enemies of man, and causes of all diseases and ailments” (Doré & Kennelly, 1916, p. xviii). Several Buddho-Daoist folk talismans exist to ward afflictions caused by the Fiends. One such Buddhist talisman said to cure the “one hundred ailments” even invokes the thirty-six Heavenly Ladle stars to aid in the conquering of the seventy-two demons:

An order is hereby made by the “Ministry of the Thunderbolt”, commanding in the name of the “three religions” that the auspicious stellar gods, Tiangang 天罡, reduce to order the maleficent demons, Disha 地煞, who have caused this disease. The charm must also repress these malignant beings and expel them forthwith (fig.3) (Doré & Kennelly, 1916, p. 312).

Di-sha talisman spell #2- small

Fig. 3 – A reproduction of the illness-curing Buddhist Talisman (larger version).

It’s interesting that Sun Wukong chooses the transformation method centered around stars of evil influence and later becomes a demon who challenges heaven. [5] Good fodder for fan fiction, no?

When these dichotomous stellar bodies were first acknowledged isn’t exactly clear. [6] But the Heavenly Ladle stars go back to at least the mid-13th-century as they are mentioned in the Old Incidents in the Xuanhe period of the Great Song Dynasty (Da Song Xuanhe Yishi, 大宋宣和遺事) (Anonymous, n.d.), a storytelling prompt of the late-Song to early-Yuan. It contains the earliest stories associated with the Water Margin (Shuihu zhuan, 水滸傳, c. 1400), a Chinese classic that predates Journey to the West. The one hundred and eight heroes of this novel are famous for being reincarnations of the Heavenly Ladle and Earthly Fiend stars, a fact revealed in chapter seventy-one when a heaven-sent stone slab is found to list their human names along with the corresponding stellar titles. The long association of the stars with the hugely popular Water Margin novel therefore may have inspired the names for the techniques taught by the sage Subodhi in Journey to the West.

II. Ties to Daoist practices

Robinet (1979) expertly explains that transformation (bianhua, 變化), or “metamorphosis” as she calls it, is central to Daoism. Gods and Saints are portrayed in Daoist literature as being in constant flux, changing with the seasons, taking on different guises and titles, disappearing and reappearing, never remaining the same, thereby living eternally. Daoists and magicians achieve metamorphosis through external and internal alchemical processes, the former involving the ingestion of drugs and talismans and the latter via mental exercises. Those who succeed in their practice can divide themselves endlessly; create rivers, mountains, and forests from meager samples of water, earth, and seeds; and, most importantly, change their form into anything (fig. 4), including the five elements, dragons, clouds, rays of light, or even celestial bodies like the sun and moon. 

72 Transformations Childrens Book - small

Fig. 4 – The cover of a vintage children’s flip book about Monkey’s transformations (larger version). Here he is seen changing into a fish.

Interestingly, transformations could be used to live in hiding, much like originally intended by Subodhi in Journey to the West. Adepts still questing for immortality could magically transform a sword, staff, or slipper into their deceased body, thereby faking death and escaping elsewhere to find a method leading to eternal life. (Often times, those who took this route assumed a new identity to avoid heaven’s gaze (Campany, 2005)). Additionally, sages are said to use their powers to hide in the earth or in the light of the sun, moon, and stars. One source mentions adepts hiding by scattering their shadow and transforming it into seventy-two types of light. In a related book chapter, Robinet (1993) notes this number “alludes to [Laozi’s] seventy-two supernatural marks” (clearly borrowing from the Buddhist Mahapurusa laksana) (p. 166). This is fascinating as it shows there is precedent for seventy-two transformations in Daoism.

III. Archive link

I have archived Robinet’s (1979) wonderful paper on metamorphosis. It can be read here:

Click to access robinet-metamorphosis.pdf

Disclaimer

This has been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.


Update: 06-12-22

I recently posted an in-depth article about the Patriarch Subodhi in which I reveal information about the additional benefits of the 72 Transformations. Anyone involved in any upcoming “What if” battles involving the Monkey King (COUGH, COUGH!) would do well to take note of this information.

Subodhi teaches this skill to Monkey with the expressed purpose of helping him hide from three calamities of cosmic lightning, fire, and wind sent by heaven to destroy immortals for defying fate and achieving eternal life. But beyond the power of metamorphosis, the novel implies that the ability also grants the user multiple lives (similar to a video game), which might serve as a buffer against the calamities. For example, in chapter 41, after Sun passes out from Red Boy‘s fiery attack, Zhu Bajie reassures everyone by saying: “If he is capable of seventy-two transformations, he has seventy-two lives” (Wu & Yu, 2012, vol. 2, p. 232). Also, in chapter 46, Monkey magically regrows his head after being non-fatally beheaded in a contest of magical skillSha Wujing remarks: “If he knows seventy-two ways of transformation, … he may have altogether seventy-two heads!” (Wu & Yu, 2012, vol. 2, p. 308). [7] In addition, while not directly related to the primate hero, the Bull Demon King is said in chapter 61 to also know the 72 changes (Wu & Yu, 2012, vol. 3, p. 148). He uses the extra lives to survive being beheaded by Prince Nezha a number of times:

[Nezha] leaped onto the bull’s back and brought his monster-cleaving sword down on the bull’s neck: the bull was beheaded at once. Putting away his scimitar, the devaraja was about to greet [Sun Wukong] when another head emerged from the torso of the bull, his mouth belching black air and his eyes beaming golden rays. [Nezha] lifted his sword once more and cut off the bull’s head; as soon as it dropped to the ground, another head came out. It went on like this more than ten times. At last, [Nezha] took out his fiery wheel and hung it on the Bull’s horn. The wheel at once started a great blaze of true immortal fire, which burned so fiercely that the bull began to growl and roar madly, shaking his head and wagging his tail (Wu & Yu, vol. 3, p. 160).

Notes:

1) It should be noted that the calamities are sent every five hundred years. Sun never has to live in hiding, though, as he is trapped under Five Elements Mountain upon the five hundredth anniversary of his immortality (he lived to be roughly four hundred prior to taking up spiritual cultivation). And he achieves Buddhahood prior to reaching the one thousandth year of his immortality, so he never has to guard against subsequent calamities.

2) The translation of these names are loosely based on Anthony C. Yu (Wu & Yu, 2012, vol. 1, p. 122). I have provided more accurate names based on related Chinese literature (see section one above).

3) Source changed slightly. I updated the Wade-Giles to Pinyin. This refers to a military trap appearing in the Chinese classic Investiture of the Gods (Fengshen yanyi, 封神演義, 16th-century), which was published around the same time as Journey to the West

4) I’ve previously mentioned a similar ritual in the first section of this article.

5) Conversely, Zhu Bajie is shown capable of thirty-six transformations (for example, Wu & Yu, 2012, vol 2, p. 328), meaning he studied the method associated with the stars of good omens. And of course we know his sordid story…

6) Though, in my opinion, the thirty-six stars are likely based on the thirty-six generals led by the stellar exorcist, Marshal Tianpeng (天蓬, i.e. Zhu Bajie’s former incarnation), who is himself one of the nine stars of the Big Dipper. The Marshal and his generals appear in the liturgy of the Song-era “Correct Method of the Celestial Heart” (Tianxin zhengfa, 天心正法) exorcist tradition (Anderson, 2008).

[7] Thank you to Irwen Wong of the Journey to the West Library blog for bringing these examples to my attention.

Sources:

Anderson, P. (2008) Tianxin zhengfa In F. Pregadio (ed.), The encyclopedia of Taoism: Vol 1-2 (pp. 989-993). Longdon: Routledge.

Anonymous. (n.d.). Da Song Xuanhe Yishi [Old incidents in the Xuanhe period of the Great Song Dynasty]. Retrieved from https://ctext.org/wiki.pl?if=gb&res=290731&searchu=%E5%A4%A9%E7%BD%A1

Campany, R. (2005). Living off the Books: Fifty Ways to Dodge Ming 命 [Preallotted Lifespan] in Early Medieval China In C. Lupke (Ed.), The Magnitude of Ming: Command, Allotment, and Fate in Chinese Culture (pp. 129-150). University of Hawaii Press.

Doré, H., & Kennelly, M. (1916). Researches into Chinese superstitions: Vol. 3 – Superstitious practices. Shanghai: T’usewei Printing Press. Retrieved from https://ia800709.us.archive.org/2/items/researchesintoch03dor/researchesintoch03dor.pdf

Robinet, I. (1979). Metamorphosis and deliverance from the corpse in Taoism. History of Religions, 19(1), 37-70.

Robinet, I. (1993). Taoist meditation: The Mao-shan tradition of Great Purity. Albany: State University of New York Press.

E. T. C. Werner (1969). A dictionary of Chinese mythology. New York: The Julian Press. (Original work published 1932)

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1-4. Chicago, Illinois: University of Chicago Press.

Sun Wukong and the Three Heavenly Calamities

Last updated: 11-09-2022

In chapter two, Master Subodhi warns Sun Wukong that he must protect himself from “Three Calamities” (sanzai lihai, 三災利害) sent by heaven to punish him for achieving immortality and defying his fate (fig. 1). These punishments come every half millennia in the form of destructive elements:

Though your appearance will be preserved and your age lengthened, after five hundred years Heaven will send down the calamity of thunder [lei zai, 雷災] to strike you. Hence you must be intelligent and wise enough to avoid it ahead of time. If you can escape it, your age will indeed equal that of Heaven; if not, your life will thus be finished. After another five hundred years Heaven will send down the calamity of fire [huo zai, 火災] to burn you. The fire is neither natural nor common fire; its name is the Fire of Yin [yin huo, 陰火], and it arises from within the soles of your feet to reach even the cavity of your heart, reducing your entrails to ashes and your limbs to utter ruin. The arduous labor of a millennium will then have been made completely superfluous. After another five hundred years the calamity of wind [feng zai, 風災] will be sent to blow at you. It is not the wind from the north, south, east, or west; nor is it one of the winds of four seasons; nor is it the wind of flowers, willows, pines, and bamboos. It is called the Mighty Wind [bi feng, 贔風], and it enters from the top of the skull into the body, passes through the midriff, and penetrates the nine apertures. [1] The bones and the flesh will be dissolved and the body itself will disintegrate. You must therefore avoid all three calamities (Wu & Yu, 2012, pp. 121-122).

These calamities are important because Monkey subsequently learns the 72 transformations in order to escape punishment by hiding under any one of a myriad number of disguises. Therefore, exploring the origins of the three calamities has merit.

Fig. 1 – Master Subodhi tells Sun about the Three Calamities (larger version). Photomanipulation by the author.

I. Origins

The novel likely borrows from a Buddhist cosmological concept called the “Three Calamities” (sanzai, 三災). We first need some background before continuing. Buddhism recognizes a measurement of time called a Kalpa (jie, 劫), which can be many millions or even billions of years long depending on the tradition. Said traditions recognize between four and eighty kalpas (Buswell & Lopez, 2014, p. 409). The total of these respective ranges make up a Mahakalpa (dajie, 大劫), which is divided into four periods of nothingness, creation, subsistence, and finally destruction, each period being between one and twenty kalpas long (Buswell & Lopez, 2014, p. 496). The Three Calamities are responsible for the destruction of each Mahakalpa.

Kloetzli (1983) describes the cyclical destruction of each Mahakalpa by an element:

The destructions are of three kinds: those by fire, those by water and those by wind. […] The destructions succeed one another in the following sequence: seven by fire followed by a destruction by water. This cycle of eight destructions is repeated a total of seven times. This is then followed by seven more destructions by fire, followed by a final by wind. Thus there are 7 x 8 or 56 destructions by fire; 7 by water and a final 64th by wind [fig. 2] (p. 75).

Therefore, the Three Calamities from Journey to the West follow a similar cycle of destructive elements appearing at set time intervals: lightning, fire, and wind every 500 years in place of fire, water, and wind at the end of every Mahakalpa. And instead of destroying the universe, the elements are sent to kill those who have achieved immortality.

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Fig. 2 – A chart mapping the cyclical destructions by fire, water, and wind. A larger version is available on the CBETA page.

The earliest mention of Buddhism’s Three Calamities in Chinese writing that I know of appears in scroll one of the Pearl Forest of the Dharma Garden (Fayuan zhulin, 法苑珠林), a Chinese Buddhist encyclopedia published in 688. So there was plenty of time between this work and the publishing of Journey to the West in 1592.

II. Influence on Xianxia literature

I was interested to learn that Monkey’s calamities made their way into modern Xianxia (仙侠, “Immortal hero”) literature. For example, the author of the Immortal Mountain wordpress writes:

Heavenly Tribulation (天劫 tiānjié) (重劫 zhòngjié) – in some novels, a trial encountered by cultivators at key points in their cultivation, which they must resist and ultimately transcend. Because immortal cultivation (generally) goes against the Will of Heaven, the Heavens will send down tribulations to oppress high-level cultivators who make progress towards Immortality, often right when they enter a new cultivation stage. This typically takes the form of a lightning storm, with extraordinarily powerful bolts of lightning raining down from the Heavens to strike at the cultivator (source).

The trial by lightning is exactly like the calamity of thunder mentioned by Master Subodhi.

III. Conclusion

Subodhi teaches Monkey the 72 transformations with the expressed purpose of hiding from three calamities (sanzai lihai, 三災利害) of celestial lightening, fire, and wind. They are sent by heaven every 500 years to punish cultivators for defying their fate and achieving immortality. Each was likely influenced by the three calamities (sanzai, 三災) of Buddhist cosmology, which states that the universe is alternately destroyed by fire, water, or wind at the end of every Mahakalpa. Both concepts include destructive elemental forces that appear at given times.

The oldest mention of the original Buddhist calamities that I’m aware of appears in a 7th-century religious encyclopedia titled Pearl Forest of the Dharma Garden (Fayuan zhulin, 法苑珠林).

The literary thunder calamity would later come to influence the “Heavenly Tribulation” (tianjie, 天劫; zhongjie, 重劫) of modern Xianxia literature.


Update: 09-10-2018

The Xianxia translator Deathblade (twitter) was kind enough to direct me to an example of a tribulation from a popular Chinese television show . The scene (video 1) involves a 20,000-year-old child immortal experiencing a trial by lightning. The heavenly bolts tear at his clothing and draw blood, but he survives the ordeal.

Video 1 – Start watching from minute 13:08.

Deathblade also directed me to an example from an online Xianxia novel called I shall Seal the Heavens (Wo yu feng tian, 我欲封天). Chapter 385(!) describes how the anti-hero Meng Hao (孟浩) uses a sentient heavenly treasure to protect himself from powerful bolts of lightning, which instead seek out and kill nearby spiritual cultivators on the cusp of immortality:

The Heavenly Tribulation boomed as one lightning bolt after another shot down onto Meng Hao, who held the meat jelly upraised in his hand to defend himself. The lightning would subsequently disperse into the area around him. Any nearby Cultivators would let out bloodcurdling screams. Soon, the air filled with the sounds of cursing and reviling.

Meng Hao didn’t care. This was something he had learned from Patriarch Reliance. When you con someone and then end up getting cursed by them, you must maintain your cool. It was really a realm unto itself.

Throughout the years, Meng Hao had conned many people, and had refined that skill to the very pinnacle. Therefore, he continued to redirect the descending lightning to the various Cultivators in the three thousand kilometer region.

Wherever he went, he was surrounded by a lake of lightning, along with plaintive cursing. What he left behind was scorched corpses.

To the Cultivators here, it was nothing but a massacre, a slaughter in which no one could do anything to fight back. They couldn’t attack him, nor could they flee as… they were horrified to discover that Meng Hao’ speed was incredible, even if he was being struck by lightning!

(read more here)

The character uses trickery to protect himself from the bolts just like Monkey intended to do with his transformations.


Update: 04-02-2021

As I explained above, Wukong learns the 72 transformations in order to escape the heaven-sent punishments of thunder, fire, and wind. Monkey attains eternal life around his 342nd year when his soul is taken to Hell. He is immortal for over 160 years [2] at the time he’s imprisoned under Five Elements Mountain. This means his 500th year of immortality, the year that the calamity of thunder would be scheduled to strike him, takes place during his imprisonment under the celestial mountain. But this is never described in the story. I assume this is just one of many inconsistencies born from oral storytelling. Although, one could argue that, within the fictional universe, the thunder calamity was voided since Wukong was undergoing punishment at the behest of the Buddha.


Update: 03-25-22

My friend Irwen Wong of the Journey to the West Library blog was kind enough to give me a time-stamped link to the 1996 TV show containing the above episode. You’ll notice Sun Wukong is depicted as a young child. His reactions are hilarious. 


Update: 08-29-22

It turns out that that punishment by lightning appears in other works of religious vernacular fiction. For example, in The Battle of Wits between Sun and Pang (Sun Pang douzhi yanyi, 孫龐鬥智演義, 1636; a.k.a. The Former and Latter Annals of the Seven KingdomsQianhou qiguo zhi前後七國志):

Sun Bin [孫臏, d. 316 BCE] was overjoyed when he received the Heavenly Book [from the magic White Ape], and hurriedly went back to light the lamp and read it carefully. But during his reading, he felt an eerie, cold wind and heard the rolling of thunder. The Immortal Master Ghost Valley was meditating on the futon when he heard thunder in the air, so he got up and walked immediately to the door of Sun Bin’s room, only to see him reciting the Heavenly Book. When Ghost Valley heard this, he was taken aback. He pushed the door open and went in and said, “I hid this book in the stone box of the prayer cave. I haven’t passed it onto you because your fate has not yet arrived. Where did you get it?

Sun Bin told the story of the white ape. Ghost Valley said: “It turns out that the evil beast stole it and came to you, but unfortunately it was too early. Besides, when you received the Heavenly Book, you didn’t bathe and burn incense, and you didn’t wash your hands or rinse your mouth, thus blaspheming the gods and provoking a great tribulation [da zainan, 大災難] of 100 days.”

Sun Bin’s continence changed. He asked: “Can master save your disciple?”

Ghost Valley said: “If you want me to save you, you must not disobey my nightmare-suppression method.”

Sun Bin said: “I dare not.”

Ghost Valley said: “Due south behind the mountain is an empty stone tomb. You should sleep in the stone tomb with your head to the south and your feet to the north, with 49 grains of raw rice in your mouth. Cover it with your saliva but don’t swallow the grains. You will feel fully nourished. As long as you hide for forty-nine days, you will escape the great tribulation and protect yourself.”

Sun Bin said, “I sincerely receive your instructions.”

Ghost Valley led Sun Bin to the empty tomb at night. Sun complied with his master’s nightmare-suppression method and followed his instructions. A stele was erected in front of the tomb which read: “The Tomb of Sun Bin of the State of Yan” (Wumen xiaoke & Yanshui sanren, 1636).

Another example comes from the Lady of Linshui Pacifies Demons (Linshui pingyao, 臨水平妖, 17th-century). This time, it involves the immortal Lu Dongbin (呂洞賓; a.k.a. Lu Chunyang, 呂純陽) angering Guanyin, who dispatches thunder deities after him. And just like Sun learns the transformations to hide from the calamities, Lu takes the form of a bug to hide from his punishment:

As we take up our tale anew, Guanyin opened wide her eye of wisdom and saw Pure Yang Lü standing on top of the cloud. She cursed him, saying, “A dumb beast like that has no sense of propriety!” Then she sent the Five Thunders (Wu Lei [五雷]) to strike him. The Immortal Ancestor Lü saw them coming and for an instant was helpless with fright. Unable to escape back to his mountain, he hastily fled to Liang Hao’s study. 

He called to Licentiate Liang, “In a moment of distraction, I offended the Heavenly Court, which has dispatched the Five Thunders to strike me. Save me!” As he spoke, the sound of thunder rolled violently. Liang Hao was so frightened that his hands and feet were like ice, and he was unable to reply. Pure Yang Lü said, “If you are willing to rescue me, then that would give this poor Daoist a place to hide.” Liang Hao agreed with alacrity. Pure Yang Lü then turned himself into a tiny insect, ran under Liang Hao’s fingernails, and hid himself. He waited for an hour and three quarters, until the thunder no longer rolled. There was nothing the Five Thunders could do, so they were obliged to go back to the Purple Bamboo Grove [on Guanyin’s mountain], having failed to carry out the Buddha’s [Guanyin’s] orders. At this time, an hour and three quarters having already elapsed, Pure Yang Lü resumed his original form. He thanked Liang Hao and returned to Zhong Mountain, as he did not dare remain in these harrowing circumstances any longer (Fryklund, Lewis, & Baptandier, 2021, p. 6). 


Update: 11-09-22

An artist known on Tumblr as “AntidoteForTheAwkward” has posted a wonderful comic (fig. 3) giving a reason for why the Patriarch Subhodi teachers Monkey the 72 transformations in order to avoid the heavenly calamities: personal experience.

Fig. 3 – AntidoteForTheAwkward’s comic (larger version). See the original post here.

Notes:

1) The eyes, ears, nose, mouth, genitals, and anus.

2) Wukong serves in heaven twice: first “for more than ten years” and second “for over a century” (Wu & Yu, 2012, vol. 1, pp. 150 and 166). Then he is punished to 49 days in Laozi’s furnace (Wu & Yu, 2012, vol. 1, p. 189). But the narrative revels “one day in heaven is equal to one year on Earth” (Wu & Yu, 2012, vol. 1, pp. 150 and 167). So this means his turn in the furnace lasts close to fifty years.

Sources:

Buswell, J., & Lopez, D. (2014). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

Fryklund, K. I., Lewis, M. E., & Baptandier, B. (2021). The Lady of Linshui Pacifies Demons: A Seventeenth-Century Novel. Seattle, WA: University of Washington Press.

Kloetzli, R. (1983). Buddhist Cosmology: From Single World System to Pure Land: Science and Theology in the Images of Motion and Light. Oxford: Motilal Books.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Wumen xiaoke, & Yanshui sanren (1636). Qianhou qiguo zhi [Annals of the Seven Kingdoms]. Retrieved from https://ctext.org/wiki.pl?if=gb&chapter=736295#p89