Interesting Facts about the Monkey King

Last updated: 08-28-2022

I recently posted a list of facts about Sun Wukong (孫悟空) to reddit. I am presenting an elongated version of it here, which serves as a summation of everything that I’ve learned over the years. It is by no means comprehensive. I’ll add more facts in the future as I learn of them. Enjoy.

Current count: 108

  1. He was likely influenced by the Hindu monkey god Hanuman (Ch: Ha nu man, 哈奴曼) in different waves, one possibly from the north (via Tibet) and another from the south (via Southeast Asia). But the parallels are most apparent from the standard 1592 edition of JTTW, suggesting that the author-compiler had access to some form of the Indian epic Rāmāyana (7th-c. BCE to 3rd-c. CE). The novel even includes material from the epic Mahābhārata (4th-c. BCE to 4th-c. CE).
  2. In my opinion, however, the greatest influence on his 1592 persona is a white ape antagonist from a Tang-era story. Similarities include: 1) both are supernatural primates possessed of human speech; 2) one thousand-year-old practitioners of longevity arts; 3) masters of Daoist magic with the ability to fly and change their appearance; 4) warriors capable of single-handedly defeating an army; 5) have a fondness for armed martial arts; 6) have an iron-hard, nigh-invulnerable body immune to most efforts to harm them; 7) have eyes that flash like lightning; 8) live in verdant mountain paradises (like Flower Fruit Mountain); and 9) reside in caves with stone furniture (like the Water Curtain Cave).
  3. He has the second longest association with the JTTW story cycle, appearing as the “Monkey Pilgrim” (Hou xingzhe, 猴行者) circa 1000 (or before). Sha Wujing’s earliest antecedent appeared during the 8th-century, while Zhu Bajie didn’t appear until the 14th-century.
  4. The oldest published mention of the Monkey Pilgrim is a eulogy appearing in a tale from Zhang Shinan’s (張世南) Memoirs of a Traveling Official (Youhuan jiwen, 遊宦紀聞, 13th-century). One scholar dates the story to around 1127.
  5. The oldest depictions of this character (late-11th to late-13th-century) appear in Buddhist cave art along the Silk Road in Northern China. He is almost always portrayed in a scene worshiping the Bodhisattva Guanyin.
  6. A 13th-century version of JTTW describes the Monkey Pilgrim as a white-clad scholar who is an ancient immortal from the very beginning of the tale. He was beaten with an iron rod as a young immortal after he stole magic peaches and was subsequently banished to the Mountain of Flowers and Fruit. He actively searches out the monk to protect him as the cleric’s two previous incarnations were eaten by a monster (Sha Wujing’s antecedent) in the past.

  7. This immortal fights with two staves (at different times), a golden-ringed monk’s staff and an iron staff (both borrowed from heaven). The monk’s staff can create destructive blasts of light, as well as transform into titanic creatures, including a club-wielding yaksha and an iron dragon. The iron staff isn’t shown to have any special powers. These weapons were later combined by storytellers, the rings from the former being added to the ends of the latter.

  8. He is called the “Monkey King” (Houwang, 猴王) as far back as the 13th-century version. This position is likely based on a jataka tale about the Buddha’s past life as a king of monkeys.
  9. The immortal is bestowed the title “Great Sage Steel Muscles and Iron Bones” (Gangjin tiegu dasheng, 鋼筋鐵骨大聖) at the end of the story by Tang Taizong.
  10. This immortal was heavily influenced by the Buddhist Saint Mulian (目連; Sk: Maudgalyayana).
  11. He was popular even in Korea and appeared in a set of carvings from a 14th-century stone pagoda.
  12. The earliest mention of the name “Sun Wukong” that I’m aware of appears in an early-15th-century zaju play. It depicts the character as a sex-crazed maniac who kidnaps a princess to be his wife, tries to seduce Princess Iron Fan, and later gets erectile disfunction when his golden headband tightens while trying to have sex with a young maiden in the Kingdom of Women.
  13. The dharma name “Wukong” (悟空) was likely influenced by a historical monk of that name who traveled to India during the 8th-century. The name means “Awakened to Emptiness”, thus referencing Buddhist enlightenment. I think the corresponding Sanskrit name would be something like “Bodhiśūnyatā” (but don’t quote me on this).

  14. The surname “Sun” (孫) means “grandson” but is an open reference to husun (猢猻, lit: “grandson of the barbarian”), the Chinese word for “macaque“. It was also a popular surname for supernatural primates in stories associated with the Lingyin Temple (靈隱寺), which also likely influenced the Monkey King.

  15. The 1592 edition of the novel associates the components of Sun (孫 = zi, 子 & xi, 系) (ch. 1 – see section 4.2 here) with the formation of a “holy embryo” (shengtai, 聖胎), an immortal spirit that lives on after the adherent dies.

  16. So taking all of the Buddhist and Daoist references into account, another translation for Sun Wukong would be “Immortal Awakened to Enlightenment”. This is a reference to the Buddho-Daoist philosophy of Zhang Boduan (張伯端, mid- to late-980s-1082), who believed that in order to become a true transcendent (xian, 仙), one had to achieve both the Daoist elixir of immortality and Buddha-nature (i.e. Buddhahood).

  17. The aforementioned zaju play calls him the “Great Sage Reaching Heaven” (Tongtian dasheng, 通天大聖).

  18. Said play also states that he has two sisters and two brothers. The sisters are respectively named the “Venerable Mother of Mount Li” (Lishan laomu, 驪山老母) and “Holy Mother Wuzhiqi” (Wuzhiqi shengmu, 巫支祇聖母). His older brother is called “Great Sage Equaling Heaven” (Qitian dasheng, 齊天大聖) and the younger the “Third Son Shuashua” (Shuashua sanlang, 耍耍三郎).

  19. His story in the 1592 version takes place not in our world but in one modeled after ancient Hindo-Buddhist cosmic geography, which features four island-like continents floating in a great ocean around the four respective faces of a cosmic mountain. And yet the novel was published during a time coinciding with the late Renaissance period in Europe, precisely 49 years after Copernicus suggested that the Earth orbits the sun.
  20. His home, the Mountain of Flowers and Fruit (Huaguo shan, 花果山), is located near the easternmost continent, while China is associated with the southernmost continent. This means that Monkey, within the novel, is not Chinese!
  21. He has had past lives (see the 11-24-20 update here).
  22. He’s not the only figure from world myth born from stone. In fact, “Birth from rock” (T544.1) is a mythic category appearing in Stith Thompson’s Motif-Index of Folk-Literature.

  23. While his stone birth (ch. 1) is likely based on that of Yu the Great (Dayu, 大禹), a legendary King of the Xia dynasty (more on this below), it may ultimately be linked to Tibetan stories of stone-born monkey deities.
  24. He was likely born during the late-Zhou Dynasty (circa 1046-256 BCE).
  25. He serves as a physical manifestation of the “Mind Monkey” (xinyuan, 心猿), a Buddho-Daoist philosophy denoting the disquieted thoughts that keep Man trapped in the illusory world of Saṃsāra (see the material below figure three here). This phrase is also surprisingly associated with sexual desire.
  26. Despite the association above, Monkey shows no interest in sex throughout the entire novel. This may be a response to the highly sexualized Sun Wukong from the zaju play.
  27. The novel also gives him the alchemical title “Squire of Metal/Gold” (Jingong, 金公), a possible “anagrammatic reading of the Chinese graph for lead or qian 鉛, which may be broken up into the two graphs of jin and gong” (Wu & Yu, 2012, vol. 1, p. 532 n. 3). Lead is an ingredient in external alchemy (see the material after figure two here). The title might also be referring to the earthly branch shen (申), which is associated with both metal and monkeys (Wu & Yu, 2012, vol. 1, p. 532 n. 3).
  28. The overall arc of his birth and early life were likely based on that of the historical Buddha to make his tale more familiar to readers. Similarities include: A) supernatural births that split open their respective mothers (Queen Maya vs stone egg); B) producing a radiant splendor in all directions upon their birth; C) being talented students that quickly master concepts taught to them; D) early lives as royals (Indian prince vs king of monkeys); E) shock at the impermanence of life; F) questing for a spiritual solution to said impermanence; and G) finding said solution via spiritual practices (Indic meditation vs Daoist elixir arts).

  29. His “Water Curtain Cave” (Shuilian dong, 水簾洞), the grotto-heaven where he and his people live in the Mountain of Flowers and Fruit, is associated with a different immortal in older religious literature. For instance, the Song-era text Master Ghost Valley’s Numinous Writ of the Essence of Heaven (Guigu zi tiansui lingwen鬼谷子天隨靈文) calls the titular character the “Master of the Waterfall Cave” (Shuilian dong zhu, 水濂洞主). In this case, the source uses a different lian (濂) in place of the lian (簾) associated with Monkey’s cave. But they both mean the same thing: a waterfall hiding a cave mouth (see the 12-11-21 update here). One 17th-century novel influenced by JTTW states that Master Ghost Valley lives in the Water Curtain Cave (Shuilian dong, 水簾洞; i.e. the same as Monkey’s home) with his student, the Warring States strategist Sun Bin (孫臏, d. 316 BCE). This means that two characters surnamed Sun (孫) live there in Chinese literature (see section II here).
  30. Despite modern media portraying him as an adult-sized humanoid character that is sometimes handsome and/or very muscular, the 1592 version describes him as an ugly, bald, and skinny Rhesus macaque that is less than four feet tall. This means that one of the most powerful warriors in the Buddho-Daoist cosmos is the size of a child.
  31. While commonly portrayed as a Daoist immortal, his first master, the Patriarch Subodhi (Xuputi zushi, 須菩提祖師) (ch. 1 & 2), is shown to live in India and have a strong connection to Buddhism, possibly even being a Bodhisattva.
  32. The breathing and energy circulation methods that Monkey uses to achieve immortality (ch. 2) are based on real Daoist elixir practices.
  33. The actual name for his famous 72 Transformations is “Multitude of Terrestrial Killers” (Disha shu, 地煞數), which is based on a popular set of malevolent stellar gods.
  34. This skill not only allows Monkey to transform into whatever he wants but also gives him a store of extra heads and possibly even extra lives like a video game (see section 4.4 # 3 here).
  35. He specifically learns the 72 Transformations (ch. 3) in order to hide from a trio of elemental calamities sent by heaven to punish cultivators for defying their fate and achieving immortality. This is the origin of the “Heavenly Tribulation” (tianjie, 天劫; zhongjie, 重劫) trope from modern Xianxia literature.
  36. But, surprisingly, he is not a true immortal, just long-lived and really hard to kill. The novel refers to him as a “bogus immortal” (yaoxian, 妖仙). This references Zhang Boduan’s aforementioned philosophy where one must obtain both the Daoist elixir (which Monkey did) and Buddha-Nature (which he hadn’t yet achieved) in order to be a true transcendent.
  37. While training under Subodhi (ch. 3), he expressly passes on learning the bureaucratic-style magic rites normally used by earthly priests to request something from heaven because the skills involved won’t result in eternal life. Instead, after achieving immortality, Monkey just commands the gods to do his bidding (see section II here).
  38. He can grow 100,000 feet (30,480 m) tall (ch. 1, 6, 61, and 97). This skill is called the “Method of Modeling Heaven on Earth” (Fatian xiangdi, 法天像地), and it is related to ancient Pre-Qin and Han concepts of astral-geography later used in the construction of imperial Chinese cities.
  39. His magic “immortal breath” (xianqi, 仙氣) can transform his hairs, his staff, and objects not in direct contact with his body into anything he desires. It can also change disembodied souls into “ether” for ease of transport, and evidence suggests that it can even grant some form of immortality.
  40. Monkey has 84,000 hairs on his body, and he can transform them into hundreds of thousands, millions, and even billions of hair clones (see the 03-19-22 update here).
  41. The novel only mentions him learning martial arts in passing (ch. 67 – see section 4.5 here), but one episode (ch. 51) features a battle between Monkey and a demon king in which they use a host of real world fighting techniques that are still known and practiced today.
  42. His favorite style of boxing is “Short Fist” (duanquan, 短拳) (see the 05-02-18 update here).
  43. His skill with the staff is so great that the novel compares it to techniques from two manuals listed among the Seven Military Classics of China (see the 08-07-18 update here).
  44. The bureaucratic mix-up that resulted in his soul being dragged to hell (ch. 3) is based on “mistaken summons” to the underworld and “return-from-death” narratives present in early Chinese “miraculous tales” (Zhiguai xiaoshuo, 志怪小説) (Campany, 1990).
  45. When he looks at his entry in the ledgers of hell, he learns that: 1) his soul number is “1,350”; 2) his real name is “Heaven-Born Stone Monkey” (Tianchan shihou, 天產石猴); and 3) he was fated to have a “good end” at the ripe old age of 342. This refers to a person’s pre-allotted lifespan (ming, 命) (Campany, 2005; Campany & Ge, 2002, pp. 47-52).
  46. The distance that his cloud-somersault can travel, 108,000 li (33,554 mi / 54,000 km), is based on a metaphor for instantaneous enlightenment. It comes from the Platform Sutra of the Sixth Chan Patriarch Huineng (惠能). The Chan Master explains that the common trope of the Buddha’s paradise being separated from the world of man by 108,000 li is based on a combination of the “Ten Evils” (Shi’e, 十惡) and “Eight Wrongs” (Baxie, 八邪) of Buddhism. Those who rid themselves of these spiritual flaws will achieve enlightenment and thus arrive instantly at the Buddha’s paradise.
  47. The initial depiction of his magic staff as a great iron pillar kept in the dragon kingdom treasury (ch. 3) is based on a metal column that the immortal Xu Xun (許遜) chained a demonic dragon to and then imprisoned in the aquatic realm in Chinese mythology.
  48. It’s a common misconception that his staff weighed down the Milky Way galaxy. This is based on a mistranslation. The W. J. F. Jenner edition claims that the weapon anchored said star cluster. However, the original Chinese states that it was used as a means to measure and set the depths of the Heavenly River (Tianhe, 天河; a.k.a. Milky Way).

  49. The weight of his staff is likely an embellishment on the weight of a heavy stone block lifted by the bandit-hero Wu Song (武松) in the Water Margin (Shuihu zhuan, 水滸傳, c. 1400). This episode and the JTTW episode where Monkey acquires his staff both involve a hero (Wu Song vs Sun Wukong) asking someone (a friend vs the Dragon King) to take them to a seemingly immovable object (stone block vs iron pillar). They then adjust their clothing before lifting the object with ease. Most importantly, the Chinese characters for the respective weights are visually similar. Sun’s staff is 13,500 catties (yiwan sanqian wubai jin, 一萬三千五百斤; 17,5560 lbs. / 7965.08 kg), while the stone block is 300 to 500 catties (sanwubai jin, 三五百斤; 390-650 lbs. / 177-295 kg). The characters in bold indicate the similarities between the two weights, where as those in red indicate the embellishments: 一萬五百斤.

  50. He singlehandedly defeats the “Nine Planets” (Sk: Navagraha; Ch: Jiuyao, 九曜, “Nine Luminaries”), personifications of the sun and planets from Hindu astrology (Gansten, 2009), during his rebellion (ch. 4) (Wu & Yu, 2012, vol. 1, pp. 170-172).
  51. His time as the Bimawen (弼馬溫, “To assist horse temperament”), a minor post overseeing the heavenly horse stables (ch. 4), is based on an ancient Chinese practice of placing monkeys in horse stables to ward off equine sicknesses. The belief was that the menstrual blood of female monkeys mixed with horse food somehow guarded against diseases. This is hilarious as the position links Sun Wukong to menstruation!

  52. His title “Great Sage Equaling Heaven” (Qitian dasheng, 齊天大聖) (ch. 4) was actually borrowed from the “Eastern Marchmount” (Dongyue, 東嶽; a.k.a. “Eastern Peak”), the god of Mt. Tai. This suggests that the older brother from the aforementioned zaju play is really the Eastern Marchmount.
  53. His time as the Guardian of the Immortal Peach Groves (ch. 5) is likely based on a Song-era Daoist scripture in which the aforementioned Sun Bin is tasked by his teacher, Master Ghost Valley, with protecting a tree laden with special fruit. He later captures a magic white ape stealing said produce (see section III here). The simian thief saves his life by offering Sun a set of secret religious texts. Both stories include: 1) a character surnamed Sun (孫) protecting special fruit (Sun Bin vs Sun Wukong); and 2) supernatural primates that steal and eat the fruit. Therefore, Monkey’s 1592 persona serves as both the guard and the thief!
  54. The elixir pills that he drunkenly eats in Laozi’s laboratory (ch. 5) likely influenced the senzu beans from the world famous Dragon Ball (Jp: Doragon Bōru,ドラゴンボール; Ch: Qilongzhu, 七龍珠) franchise.
  55. His conflict with Erlang (ch. 6) can be traced to ancient Han-era funerary rituals, and their battle of magic transformations shares parallels with ancient Greek tales and can ultimately be traced to even older stories from the Near East.
  56. His time in Laozi‘s furnace (ch. 7) is based on an episode from the aforementioned 13th-century version of JTTW. It may also be connected to a story of Laozi magically surviving a foreign king’s attempt to boil him in a cauldron.
  57. He is shown to be weak against spiritual fire and smoke (see the 06-28-22 update here).
  58. Smoke from the furnace irritates his eyes, giving him his famous “Fiery Eyes and Golden Pupils” (Huoyan jinjing, 火眼金睛). The former is likely based on the “actual red-rimmed eyes of [the Rhesus macaque]” (Burton, 2005, p. 148). The latter is likely based on the golden pupils of macaques (see section 2.1 here).
  59. The message that he leaves on the Buddha’s finger (ch. 7) is a popular form of graffiti in East Asia.
  60. His time under Five Elements Mountain (Wuxing shan, 五行山) (ch. 7) is based on stories of the aforementioned Wuzhiqi (無支奇/巫支祇) being imprisoned under a mountain by Yu the Great.
  61. He was pressed under the mountain during the late-Han Dynasty (202 BCE-220CE – see section II here).
  62. A religious precious scroll predating the 1592 edition states that Erlang instead traps Monkey beneath Mount Tai, and the aforementioned 15th-century zaju play states it was Guanyin and the Mountain of Flowers and Fruit.
  63. This punishment links him to a broader list of mythic baddies imprisoned in earth, including Lucifer, Loki, and the Titans of Tartarus. I plan to write a later article about “earth prisons” in world myth.
  64. One scholar suggests that being trapped under Five Elements Mountain is a symbolic death (remember that Monkey claims to be free of the Five Elements after attaining immortality), meaning that the hellish diet is his karmic punishment in the afterlife, and his later release is a symbolic reincarnation.
  65. Monkey’s mountain imprisonment was only part of his punishment. The other half was a hellish diet of hot iron pellets and molten copper, punishments straight from Buddhist canon.
  66. His golden headband (ch. 13) has three influences: 1) a historical ritual circlet worn as a physical reminder of right speech and action by Esoteric Buddhist yogins in ancient India; 2) adornments, likely based on stylized lingzhi mushrooms, worn by Daoist protector deities; and 3) an Iranic triple-crescent crown.
  67. The oldest depiction of Monkey with his headband that I know of appears in a late-Xixia (late-12th to early-13th-century) Buddhist cave grotto in Northwestern China.
  68. The earliest depiction of his double “curlicue-style” headband that I’m aware of is a 13th-century stone carving in Fujian.
  69. The secret spell that tightens his headband is likely the Akshobhya Buddha mantra.
  70. Along with the headband, his tiger skin kilt (ch. 13) can be traced to a list of ritual items prescribed for worshiping wrathful protector deities in Esoteric Indian Buddhism. These same ritual items came to be worn by the very protector deities that the yogins revered. This explains why some deities in Chinese folk religion (including Sun Wukong) are portrayed with the golden headband and tiger skin.

  71. Modern artists sometimes depict him with two long feathers protruding from the front of his golden headband, giving him the appearance of an insect. But the feathers (lingzi, 翎子) are actually associated with a different headdress called the “Purple Gold Cap” (zijin guan, 紫金冠), which is worn on top of the head. It was a military headdress later associated with heroes in Chinese opera (see section 2.2 here).
  72. Monkey is also shown to be weaker in water. For instance, he enlists Zhu Bajie to combat the water demon who turns out to be Sha Wujing (ch. 22) (Wu & Yu, 2012, vol. 1, p. pp. 422-423).
  73. The baby-shaped fruit that he eats (ch. 24) comes from a tree based on Indo-Persian lore.
  74. He claims to have eaten people when he was a monster in his youth (ch. 27) (Wu & Yu, 2012, vol. 2, p. 20).
  75. His greatest feat of strength is carrying two mountains while running at meteoric speeds (ch. 33). One is the axis mundi of the Hindo-Buddhist cosmos, while the other is the place from which (according to legend) Buddhism spread upon entering China. This episode is based on an older tale in which Erlang does the lifting.
  76. His doppelganger, the Six-Eared Macaque (ch. 56-58), is actually an aspect of his troubled mind. Once he kills him, Monkey takes one step closer to Buddhahood.
  77. He fights and is defeated by an ancient bird demon who is a spiritual uncle of the Buddha (ch. 77). This monster is based on the Hindu bird god Garuda.
  78. He and his religious brothers take human disciples in India (ch. 88), and Monkey later performs an arcane ritual in which he grants them superhuman strength (and possibly some form of immortality).
  79. His title, “Victorious Fighting Buddha” (Douzhan sheng fo, 鬥戰勝佛) (ch. 100), is based on a real world deity numbering among the “Thirty-Five Confession Buddhas“.
  80. The novel ranks him higher than Guanyin after his ascension (see the third quote here).
  81. As an enlightened Buddha, Monkey is eligible for his own “Buddha-Field” (Sk: Buddhakṣetra; Ch: Focha, 佛刹), essentially his own universe in which he will lead the inhabitants to enlightenment (Buswell & Lopez, 2014, p. 153).
  82. Despite his association with the Victorious Fighting Buddha, he is primarily worshiped as the Great Sage Equaling Heaven in East and Southeast Asian Chinese folk religion.
  83. Fighters of the Boxer Rebellion (Yihetuan yundong, 義和團運動, 1899-1901) believed that they could channel the Monkey King to gain his great combat skills.
  84. Modern ritual specialists known as “spirit-mediums” (Hokkien: Tangki, 童乩; Ch: Jitong, 乩童; lit: “Divining Child”) also channel the Great Sage, allowing his worshipers to have direct access to the divine. While they may use a staff to enhance the theater of their performance, the weapon surprisingly doesn’t serve a ritual function. They instead use a set of bladed or spiked weapons to draw blood intended to create evil-warding paper talismans (see the material below figure six here).
  85. Chinese folk religion recognizes more than one Great Sage, usually between three and five individuals.
  86. Monkey’s faith started in Fujian province, China and spread via boat to other countries within the Chinese diaspora. When he first started being worshiped is unknown. The first concrete references to his worship come from the 17th-century (see section III here). But the aforementioned 13th-century stone carving depicts him as a wrathful guardian, alongside other protector deities, Bodhisattvas, patriarchs, and eminent monks. This suggests that he might have been revered at an earlier time.
  87. He was even worshiped in 19th-century America!
  88. The iconic pose where he shades his eyes to search the horizon is likely based on a common motif associated with Chinese sea gods.
  89. He has a number of religious birthdays, one of which is the 16th day of the 8th lunar month (the day after the Mid Autumn Festival).
  90. There is a style of Chinese boxing named after him, “Great Sage Boxing” (Cantonese: Taishing kyun; Mandarin: Dasheng quan, 大聖拳). Another closely associated style is “Great Sage Axe Boxing” (Can: Taishing pek kwar kyun; Man: Dasheng pigua quan, 劈掛拳). These arts also have staff styles associated with the Monkey King.
  91. His time in Laozi’s furnace and ability to grow 100,000 feet tall influenced a Shaolin Monastery myth related to the founding of their famous staff fighting method. The story describes how a lowly kitchen worker jumped into an oven and remerged as a staff-wielding titan to battle mountain brigands attacking the monastery (see section 3 here).
  92. Mao Zedong, the leader of the Chinese Communist Party, was a fan of the Monkey King, even associating himself with the character in his poetry. Also, a CCP propaganda play of the 1960s associates the scripture pilgrims with members of the Communist Party, with Monkey referencing Mao.
  93. He shares several connections with Yu the Great (here and here). These include: A) both have stone births; B) Monkey’s staff was originally used by Yu as a drill and as a ruler to set the depths of the fabled world flood; C) Sun’s demonic sister Wuzhiqi was conquered by Yu in some stories; and D) both are legendary hero-kings.
  94. He shares a number of similarities with Wu Song. These include: A) both are reformed supernatural spirits originally trapped under the pressing weight of a mountain; B) slayers of tigers; C) Buddhist monks nicknamed “Pilgrim” (xingzhe, 行者), a title noting junior and traveling monks, as well as untrained riffraff that became clerics to avoid trouble with the law or taxes and military service (Wu Song is the latter and Monkey the former); D) martial arts monks who fight with staves; E) have moralistic golden headbands; and F) weapons made from bin steel (bin tie, 鑌鐵) (Wu Song’s Buddhist sabers vs Monkey’s magic staff).

  95. He shares a surprising number of similarities with the Greek hero Heracles (a.k.a. Hercules). These include: A) supernatural births via masculine heavenly forces (son of Zeus vs the stone seeded by heaven); B) quick to anger; C) big cat skins (Nemean lion vs mountain tiger); D) fight with blunt weapons (olive wood club vs magic iron staff); E) great strength; F) knocked out by a god during a fit of rage (Athena with a rock vs Laozi and his Diamond-Cutter bracelet); G) given punishment to atone for past transgressions (12 labors for killing family vs protecting the monk for rebelling against heaven); H) constantly helped by goddesses (Athena vs Guanyin); I) similar enemies (there’s a long list); tamer of supernatural horses (Mares of Diomedes vs Heavenly Horses); J) travel to lands peopled by women (Amazons vs Kingdom of Women); K) theft of fruit from the gardens of queenly goddesses (Hera’s golden apples of the Hesperides vs the Queen Mother’s immortal peaches); L) travel to the underworld; M) take part in a heavenly war (Gigantomachy vs rebellion in heaven); N) become gods at the end of their stories (god of heroes and strength vs Victorious Fighting Buddha); and O) worshiped in the real world (Greece and Rome vs East and Southeast Asia).

  96. He time travels to different points in Chinese history in an unofficial 17th-century sequel to JTTW.
  97. He has a total of eight children between two 17th-century novels. He has five sons in A Supplement to the Journey to the West (Xiyoubu, 西遊補, 1640), but only one of them is mentioned by name. “King Pāramitā” (Boluomi wang, 波羅蜜王) is portrayed as a sword-wielding general capable of fighting Sun for several rounds. His name is based on a set of virtues learned by Bodhisattvas on their path to Buddhahood. In Journey to the South (Nanyouji, 南遊記) he has two sons named “Jidu” (奇都) and “Luohou” (羅猴), who respectively represent the lunar eclipse demons Ketu and Rahu from Indian astrology. He also has a giant, monstrous daughter, “Yuebei Xing” (月孛星, “Moon Comet Star”), who is named after a shadowy planet representing the lunar apogee (or the furthest spot in the moon’s orbit) in East Asian astrology. Only the daughter plays a part in the story. She uses a magic skull, which can kill immortals three days after their name is called.

  98. He influenced the manga/anime hero Son Goku (a Japanese transliteration of 孫悟空) from the Dragon Ball Franchise.
  99. He almost appeared in an Indiana Jones movie!
  100. He has appeared in both Marvel and DC comic book series.
  101. The world’s tallest statue of Monkey is 40 ft (12.192 m) tall and resides at the Broga Sak Dato Temple (武來岸玉封石哪督廟) in Malaysia.
  102. He is the mascot of several entities in Taiwan, including the HCT delivery company, the Hang Yuan FC football team, and the Taipei Water Department.
  103. He has appeared in nearly 65 video games.
  104. He is the namesake for a Chinese satellite designed to search for dark matter.
  105. He is the namesake of a fossa on Pluto. This plays on his association with the underworld.
  106. He is the namesake of the Wukongopterus (Wukong yilong shu, 悟空翼龍屬), a genus of Chinese pterosaur.

  107. He is the namesake of Syntelia sunwukong, a Synteliid beetle from mid-Cretaceous Burma.
  108. A Covid-19 lab in Wuhan City, Hubei Province, China adopted the name “Fire Eyes” (Huoyan, 火眼) in honor of Monkey’s ability to discern evil spirits.

Sources:

Burton, F. D. (2005). Monkey King in China: Basis for a Conservation Policy? In A. Fuentes & L. D. Wolfe (Eds.), Primates Face to Face: Conservation Implications of Human-Nonhuman Primate Interconnections (pp. 137-162). Cambridge: Cambridge University Press.

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. N: Princeton University Press.

Campany, R. F. (1990). Return-from-Death Narratives in Early Medieval China. Journal of Chinese Religions, 18, pp. 91-125.

Campany, R. F., & Ge, H. (2002). To Live as Long as Heaven and Earth: A Translation and Study of Ge Hong’s Traditions of Divine Transcendents. Berkeley: University of California Press.

Campany, R. F. (2005). Living off the Books: Fifty Ways to Dodge Ming in Early Medieval China. In C. Lupke (Ed.), The Magnitude of Ming: Command, Allotment, and Fate in Chinese Culture (pp. 129-150), University of Hawaii Press.

Gansten, M. (2009). Navagrahas. In K. A. Jacobsen (Ed.), Brill’s Encyclopedia of Hinduism (Vol. 1) (pp. 647-653). Leiden: Brill.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4). Chicago, Illinois: University of Chicago Press.

Archive #29 – Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art (1999)

I consider one of my greatest accomplishments on this blog to be discovering the origin of Sun Wukong’s golden headband. This would not have been possible without reading about the Hevajra Tantra (8th-century) in Robert Nelson Linrothe’s (1999) Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. This amazing study analyzes Esoteric Buddhist statues and texts to trace the evolution of these guardians from mere dwarf attendants to mighty warrior gods endowed with the power of the Five Wisdom Buddhas. This is a great resource for anyone researching religious art involving wrathful guardians in Buddhism, Daoism, and of course Chinese folk religion, for the iconography of these divine warriors spread far and wide.

I am sharing a PDF of the book found on libgen for the benefit of other scholars. The black and white portions of the book appear to be based on a xeroxed copy. However, there are full color plates in the back.

Book description:

Buddhists believe that the wrathful spirits represent inherent qualities of our own, and that meditating on them can transmute the otherwise malevolent sides of our own natures into positive qualities and actions. The wrathful deities also provide precious clues as to the early development of esoteric Buddhism in India, about which few early texts survive. Through careful examination of a large body of images as well as Sanskrit, Tibetan, and Indic texts, this lavishly illustrated volume traces the evolution of the forms and the unfolding significance of the wrathful deity in esoteric Buddhist sculpture.

Archive link:

Click to access Ruthless-Compassion-Wrathful-Deities-in-Early-Indo-Tibetan-Esoteric-Buddhist-Art-1999.pdf

Disclaimer:

This work has been posted for educational purposes. No malicious copyright infringement is intended. If you enjoyed the digital version, please support the official release.

Citation:

Linrothe, R. N. (1999). Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. London: Serindia Publ.

Sun Wukong and Martial Arts

Last updated: 08-07-2018

The Monkey King is well known for his prowess with the staff. However, the first two chapters detailing his tutelage under the Buddho-Daoist sage, Patriarch Subodhi, surprisingly do not mention him training in combat skills, what Journey to the West (Xiyouji, 西遊記, 1592; “JTTW” hereafter) calls wuyi (武藝; lit: “martial arts”). [1] In fact, the novel only briefly alludes to it later in a poem from chapter 67, part of which reads: “I bowed to the Patriarch of the Heart and Mind Spirit Platform and perfected with him the martial arts” (身拜靈臺方寸祖,學成武藝甚全周) (based on Wu & Yu, 2012, vol 3, p. 243). [2] But beyond the staff, Sun Wukong comes to master boxing, a skill that he only displays twice in the novel.

For example, a poem in chapter 51 describes his unarmed battle with a buffalo demon:

Hitching up his clothes and walking forward, the fiend assumed a boxing posture; his two fists upraised looked truly like two iron sledge hammers. Our Great Sage also loosened his legs at once and moved his body to attack; right before the cave entrance, he began to box with the demon king. This was quite a fight! Aha!

Opening wide the “Four Levels Posture”;
The double-kicking feet fly up.
They pound the ribs and chests;
They stab at galls and hearts.
“The Immortal pointing the Way”;
“Lao Zi Riding the Crane”;
“A Hungry Tiger Pouncing on the Prey” is most hurtful;
“A Dragon Playing with Water” is quite vicious.
The demon king uses a “Serpent Turning Around”;
The Great Sage employs a “Deer Letting Loose its Horns.”
The dragon plunges to Earth with heels upturned;
The wrist twists around to seize Heaven’s bag.
A green lion’s open-mouthed lunge;
A carp’s snapped-back flip.
Sprinkling flowers over the head;
Tying a rope around the waist;
A fan moving with the wind;
The rain driving down the flowers.
The monster-spirit then uses the “Guanyin Palm,”
And pilgrim counters with the “Arhat Feet.”
The “Long-Range Fist,” stretching, is more slack, of course.
How could it compare with the “Close-Range Fist’s” sharp jabs?
The two of them fought for many rounds—
None was the stronger, for they are evenly matched (Wu & Yu, 2012, vol. 3, pp. 12-13)

那妖撩衣進步,丟了個架子,舉起兩個拳來,真似打油的鐵鎚模樣。這大聖展足挪身,擺開解數,在那洞門前,與那魔王遞走拳勢。這一場好打。咦!
拽開大四平,踢起雙飛腳。韜脅劈胸墩,剜心摘膽著。仙人指路,老子騎鶴。餓虎撲食最傷人,蛟龍戲水能兇惡。魔王使個蟒翻身,大聖卻施鹿解角。翹跟淬地龍,扭腕拿天橐。青獅張口來,鯉魚跌脊躍。蓋頂撒花,遶腰貫索。迎風貼扇兒,急雨催花落。妖精便使觀音掌,行者就對羅漢腳。長掌開闊自然鬆,怎比短拳多緊削。兩個相持數十回,一般本事無強弱。

Shahar (2008) notes that this fight “[gave] the author an opportunity to display his familiarity with the contemporary jargon of ‘postures’ (shi and jiazi), ‘Long-Range Fist’ (changquan), and ‘Close-Range Fist’ (duanquan)” (pp. 131-132).

I consulted with martial artist Joshua Viney to learn what each technique involves. (Interestingly, many of these are still known to this day, some better known by slightly different names.) Joshua has lived and studied folk martial arts from village masters around the noted Shaolin Monastery (Shaolin si, 少林寺) for over ten years. He currently maintains the Shaolin Yuzhai Youtube channel, where he posts instructional videos. Please check it out.

Table of Contents

1. The Techniques

1) “Opening wide the ‘Four Levels Posture'” (Zhuai kaida siping, 拽開大四平) – An open fighting posture where the boxer stands in the horse stance (mabu, 馬步) with arms outstretched to his sides. Also known as “Single Whip Horse Stance” (Mabu danbian kai siping, 馬步單鞭開四平) (fig. 1), which is often associated with Taiji boxing (Taiji quan, 太極拳).

Wide open stance
2) “The double-kicking feet fly up” (Ti qi shuangfei jiao, 踢起雙飛腳) – Also known as “Double kicking feet” (Er qi jiao, 二起腳), this technique involves lifting up one knee to build upward momentum and then kicking high with the other (fig. 2). It is reminiscent of the “crane kick” from The Karate Kid (1984).

double jump kick

3) “They pound the ribs and chests” (Tao xie pi xiong dun, 韜脅劈胸墩) – Possibly referring to the “Pushing palm” (Tui zhang, 推掌) or “Splitting palm” (Pi zhang, 劈掌), which is delivered into the solar plexus and up into the rib cage (fig. 3).

Pushing - splitting palm

From Joshua’s APPLICATION of Xiao Hong Quan video.

4) “The Immortal pointing the Way” (Xianren zhilu, 仙人指路) – A double finger attack aimed at the eyes (fig. 4). The stance is often seen used in tandem with a sword.

Immortal points the way

5) “Lao Zi Riding the Crane” (Laozi qihe, 老子騎鶴) – Most likely another name for the Crane stance (fig. 5).

crane stance

6) “A Hungry Tiger Pouncing on the Prey” (E’hu pu shi, 餓虎撲食) – This name has been applied to many techniques. One variation known as “Fetching the moon from the seabed” (Haidi lao yue, 海底撈月) involves a powerful hip and/or palm strike to the groin/lower midline of the body (fig. 6). The force of the hip strike is powerful enough to send someone flying backwards.

Hip bump 1

Left: Setting up the attack. Right: The hit (from Joshua’s 13 Hammers of Shaolin video).

7) “A Dragon Playing with Water” (Jiaolong xishui, 蛟龍戲水) – Also known as “Dragon puking water” (Jiaolong xishui neng xiong’e, 蛟龍戲水能兇惡), this technique involves fluid, sweeping arm movements (most likely blocks or fake strikes) followed by simultaneous double fist blows (fig. 7). The technique is associated with Shaolin and Chang Family Fist (Changjia quan, 萇家拳), a martial art that influenced the development of Taiji boxing. [3]

Dragon puking water

8) “Serpent Turning Around” (Mang fanshen, 蟒翻身) – Also known as “Python turns over” (Guaimang fanshen, 怪蟒翻身), this technique involves a simultaneous chop to the throat and a pulling leg sweep, effectively knocking the opponent backwards (fig. 8).

Pythong turns

9) “Deer Letting Loose its Horns” (Lu jiejiao, 鹿解角) – A series of elbow strikes to the torso (fig. 9). One variant called “Plum blossom deer lies on a pillow” (Meihua lu wozhen, 梅花鹿臥枕) places the fist of the attacking arm against the temple, looking as if the practitioner is propping his head up in a resting posture.

unnamed

10) “The dragon plunges to Earth with heels upturned” (Qiaogen cuidi long, 翹跟淬地龍) – A shooting maneuver using the Falling stance (Pubu, 仆步) to dip below the opponent’s defenses and attack the lower extremities (fig. 10). Also known as Qiaodi long zou xiapan zhao (雀地龍走下盤找).

dragon drops

11) “The wrist twists around to seize Heaven’s bag” (Niuwan na tiantuo, 扭腕拿天橐) – UNKNOWN. Mostly likely a headlock.

12) “A green lion’s open-mouthed lunge” (Qingshi zhangkou lai, 青獅張口來) – More commonly known as “Lion opens mouth” (Shizi dazhang zui, 獅子大張嘴), this technique has two variations. The large frame version involves shooting in low, pulling up the opponent’s knee with one hand, while simultaneously pushing on their head with the other hand, knocking them over (fig. 11). This can be used for throwing an opponent as well. The small frame version involves cupping the hands to intercept strikes.

lion opens mouth

From APPLICATION of Xiao Hong Quan

13) “A carp’s snapped-back flip” (Liyu die ji yue, 鯉魚跌脊躍) – This can refer to both throwing an opponent and a move commonly referred to as a “kip-up.” The latter involves the practitioner flipping up from a supine position to a standing fighting stance (fig. 12).

14) “Sprinkling flowers over the head” (Gaiding sahua, 蓋頂撒花) – Also known as “Double cloud over peak” (Shuangyun ding, 雙雲頂), this technique involves flourishing the hands above the head as a means of blocking, twisting an opponent’s arm, or disengaging from combat (fig. 13).

d8312e2fd284516d5e12d33375177c5e

15) “Tying a rope around the waist” (Raoyao guansuo, 遶腰貫索) – UNKNOWN. Possibly a circling step similar to one later used in Bagua Palm Boxing (Bagua zhang, 八卦掌) (fig. 14).

16) “A fan moving with the wind” (Yingfeng tieshan’er, 迎風貼扇兒) – Crossed hands shooting out to intercept an opponent’s punch (fig. 15).

fan against the wind

17) “The rain driving down the flowers” (Jiyu cuihua luo, 急雨催花落) – Most likely a rapid succession of punches.

18) “Guanyin Palm” (Guanyin zhang, 觀音掌) – A style of palm strikes. It is listed as number 70 of the “72 Training Methods of Shaolin” (Shaolin qishi’er yilian fa, 少林七十二藝練法) (Jin & Timofeevich, 2004, p. 229).

19) “Arhat Feet” (Luohan jiao, 羅漢腳) – A style of kicking.

20) Long-Range Fist (Chang quan, 長拳) – A family of Northern style martial arts known for their long-range punches and kicks and acrobatic movements.

21) Close-Range Fist (Duan quan, 短拳) – A family of Northern style martial arts known for their compact, short-range, yet quick attacks.

2. Battle Reconstruction

What follows is Joshua’s reconstruction of the fight. He makes an interesting observation that the fight may in fact be a theatrical stage combat version of known techniques.

I think what we are seeing here is a Chinese Opera-like performance of a fight that the author saw and perhaps asked about the names or recognised. I expect it would be very contrived. After this we are not told explicitly who does what and it may not be a one for one exchange. Nevertheless looking at the wording we can make a guess.
 
It begins with a large fighting stance, probably the ‘single whip’ posture of holding the arms straight to the sides. Then both performers do a jumping kick towards each other to enter striking range. Given it uses the phrase 劈胸 ‘pi xiong’ (split chest) I expect they begin by using the chest splitting palm at one another and so cross hands in the center of the arena [fig. 16].
cross hands
 
Once they have crossed hands I think the demon grasps Monkey’s hand and attacks with the fingers of the other hand at his eyes, doing the ‘immortal points the way’ technique. Monkey defends against this by shielding his face with his forearms, then spreading his hands and kicking at the monster’s stomach. This pushes the monster away and Monkey is left with one knee suspended and arms spread to the sides in the ‘Lao Tzu rides a crane’ posture.
 
The Demon takes advantage of this unstable posture by rushing at him with the ‘hungry tiger pounces on prey’ technique, striking Monkey with his hips and grasping hold of him. Monkey uses the ‘dragon puking water’ technique, which erupts from below the demons arms and casts them aside, then rushes forwards again to attack with both hands. The Demon defends this by sticking close to the monkey and uses the ‘python turning its body’ technique to trip him up. But Monkey is strong and keeps his footing, counter attacking with a headbutt and multiple elbow strikes which form the ‘Deer-Horn’ technique. 
 
The Demon jumps away but Monkey pursues with the ‘ground dragon’ technique and attacks the demons groin, causing him to buckle over, whereby Monkey grasps his head with the ‘twisting heavens sack’ technique. The Demon defends by using the ‘Lion opens mouth lunge’ to stop Monkey and throw him down. The monkey recovers by flipping his body in the ‘carp jump’ technique. Then he withdraws from the center by a few steps ‘covering his head with the flowers’ overhead technique. The Demon similarly disengages from the center and puts up a guard, prowling slowly around Monkey with the ‘turning waist’ technique.
 
I think the rest is describing more how they are evenly matched and face each other down rather than any other moves. ‘Iron fan stands against the wind’ is a common technique, a guard, and ‘rain falling on flowers’ is perhaps an eye strike but could also mean the intensity of the fight is like an urgent rain of punches. ‘Guanyin palm’ and ‘Luohans feet’ are both style names. Long fist vs short fist, how can they overcome one another? 10 rounds without a victor.

He goes onto describe the physical and psychological aspects of Long-range and Close-range fist:

Long fist and Short fist are the classic methods of Shaolin shenfa [身法, “Body postures”]. In order to strike the opponent one needs momentum, both physical AND psychological. Momentum is achieved by moving the dantian [4] as the centre of mass. In Short fist the dantian is rotated to add to power. In Long fist the whole dantian is thrown in the direction of the strike instead of rotated–much more powerful but also more wild and uncontrollable. In Shaolin philosophy, mind and matter are not severed, so physical momentum and psychological momentum are intertwined; when one has physical forward momentum, one simultaneously feels more confident.

3. Similarities With Other Literary Combat

A poem similar to that from JTTW appears in the 120 chapter version of the Water Margin (Shuihu zhuan, 水滸傳, c. 1594) by Yu Xiangdou (余象斗, c. 1560–c. 1640). The poem describes unarmed combat between a young man and woman.

Opening wide the “Four Levels Posture”;
The double-kicking feet fly up.
“The Immortal pointing the Way”;
“Lao Zi Riding the Crane”;
“Phoenix Elbow” to the heart;
“The Guard Head Cannon Stance” strikes the temples;
The dragon plunges to Earth with heels upturned;
The wrist twists around to seize Heaven’s bag;
This girl, sprinkling flowers over the head;
This boy, tying a rope around the waist;
Two fans moving with the wind;
The rain driving down the flowers.

拽開大四平,踢起雙飛腳。仙人指路,老子騎鶴。拗鸞肘出近前心,當頭炮勢侵額角。翹跟淬地龍,扭腕擎天橐。這邊女子,使個蓋頂撒花;這裡男兒,耍個腰貫索。兩個似迎風貼扇兒,無移時急雨催花落。

We can see many named techniques from Monkey’s battle appear in this poem. There are only two years between the publishing of the standard 1592 edition of our novel and this version of the Water Margin. But it’s very well possible that both authors drew upon common source material.

Joshua discovered two techniques from the Water Margin poem, namely “Phoenix Elbow” (Aoluan zhao, 拗鸞肘) and “The Guard Head Cannon Stance” (Dang toupao shi, 當頭砲勢), appearing together in the same print of an edition of the Collection of Military Works (Wubei zhi武備志, c. 1621), a Ming treatise on military armaments and fighting techniques (fig. 17). This suggests that Yu Xiangdou borrowed these moves from similar boxing or military manuals. Likewise, the author-compiler of JTTW may have also borrowed from such literature.

Dangtoupao

Fig. 17 – The print from the Collection of Military Works (Wubei zhi, 武備志, c. 1621) mentioning “Phoenix Elbow” and the “Guard the Head Cannon Stance.”


4. Updates

Update: 05-02-2018

The available evidence suggests that “Short Fist” (Duanquan, 短拳; a.k.a. “Close-Range Fist”) is Sun Wukong’s fighting style. As mentioned above, the poem in chapter 51 reads: “The ‘Long-Range Fist,’ stretching, is more slack, of course. How could it compare with the ‘Close-Range Fist’s’ sharp jabs?” (長掌開闊自然鬆,怎比短拳多緊削。) (Wu & Yu, 2012, vol. 3, p. 13). Also, after facing the buffalo monster, Monkey asks heavenly warriors to critique his boxing skills:

“As you watched from afar,” said Pilgrim, smiling, “how did the abilities of the fiend compare with old Monkey’s?” “His punches were slack,” said Devaraja Li, “and his kicks were slow; he certainly could not match the Great Sage for his speed and tightness'” (Wu & Yu, 2012, vol. 3, p. 14).

行者笑道:「列位在此遠觀,那怪的本事,比老孫如何?」李天王道:「他拳鬆腳慢,不如大聖的緊疾。…」

The “speed and tightness” is of course a reference to his use of Short Fist.

In addition, earlier in chapter two, Sun Wukong faces a demon who had taken over his Water Curtain cave in the immortal’s absence. The two resort to boxing since Monkey is unarmed:

The Monstrous King shifted his position and struck out. Wukong closed in on him, hurtling himself into the engagement. The two of them pummeled and kicked, struggling and colliding with each other. Now it’s easy to miss on a long reach, but a short punch is firm and reliable (emphasis added). Wukong jabbed the Monstrous King in the short ribs, hit him on his chest, and gave him such heavy punishment with a few sharp blows that the monster stepped aside, picked up his huge scimitar, aimed it straight at Wukong’s head, and slashed at him (Wu & Yu, 2012, Vol. 1, p. 128).

那魔王丟開架子便打,這悟空鑽進去相撞相迎。他兩個拳搥腳踢,一衝一撞。原來長拳空大,短簇堅牢。那魔王被悟空掏短脅,撞了襠,幾下觔節,把他打重了。他閃過,拿起那板大的鋼刀,望悟空劈頭就砍。

I initially thought Sun Wukong used Short Fist out of necessity as JTTW describes him being less than four feet tall. But the novel’s bias for close-range fighting over long-range was, according to Shahar (2008), “typical of late Ming and early Qing military literature” (p. 117). He continues:

Sixteenth- and seventeenth-century military experts allude to various short-range styles including ‘Cotton Zhang’s Close-Range Fist’ (Mian Zhang duanda [綿張短打]), ‘Ren Family Close-Range Fist’ (Renjia duanda [任家短打]), and ‘Liu [Family] Close-Range Fist’ (Liu duanda [劉短打])” (Shahar, 2008, p. 117).

Wing Chun (Mandarin: Yong Chun, 詠春) is a close-range fighting style similar to Short fist. Although the style postdates the novel by at least two centuries, it showcases the quick, compact punches associated with Short Fist. Take this video of Jackie Chan, for example. Now imagine Monkey using similar techniques in a fight with a much larger opponent, blocking or ducking to avoid attacks and replying with sharp punches targeted at vulnerable areas.


Update: 08-07-2018

I have found a few more instances of martial arts terms, this time related to weapons. Joshua was again kind to lend his knowledge to the subject.

Chapter 17:

The compliant rod,
The black-tasseled lance.
Two men display their power before the cave;
Stabbing at the heart and face;
Striking at the head and arm.
This one proves handy with a death-dealing rod;
That one tilts the lance for swift, triple jabs.
The “white tiger climbing the mountain” extends his paws;
The “yellow dragon lying on the road” turns his back (emphasis added).
With colored mists flying
And bright flashes of light,
Two monster-god’s strength is yet to be tried.
One’s the truth-seeking, Equal-to-Heaven Sage;
One’s the Great Black King who’s now a spirit.
Why wage this battle in the mountain still?
The cassock, for which each would aim to kill! (Wu & Yu, 2012, vol. 1, p. 354)

如意棒,黑纓槍,二人洞口逞剛強。分心劈臉刺,著臂照頭傷。這個橫丟陰棍手,那個直撚急三槍。白虎爬山來探爪,黃龍臥道轉身忙。噴彩霧,吐毫光,兩個妖仙不可量。一個是修正齊天聖,一個是成精黑大王。這場山裡相爭處,只為袈裟各不良。

22) “‘White tiger climbing the mountain’ extends his paws” (Baihu pashan lai tanzhao, 白虎爬山來探爪) – Mountain climbing stance is synonymous with Gong bu (弓步), or the bow stance. The white tiger denotes an overt attack of sorts. I imagine it would look similar to this spear technique.

Gong Bu thrust

23) “‘Yellow dragon lying on the road’ turns his back” (Huanglong wodao zhuanshen mang, 黃龍臥道轉身忙) – Possibly a retreating maneuver.

Chapter 31:

Dear Monkey King! He raised the rod above his head, with both hands, using the style “Tall-Testing the Horse.” The fiend did not perceive that it was a trick. When he saw there was a chance, he wielded the scimitar and slashed at the lower third of Pilgrim’s [Monkey’s] body. Pilgrim quickly employed the “Great Middle Level” to fend off the scimitar, after which he followed up with the style of “Stealing Peaches Beneath the Leaves” and brought the rod down hard on the monster’s head. This one blow made the monster vanish completely (Wu & Yu, 2012, vol. 2, p. 83).

好猴王,雙手舉棍,使一個「高探馬」的勢子。那怪不識是計,見有空兒,舞著寶刀,徑奔下三路砍;被行者急轉個「大中平」,挑開他那口刀,又使個「葉底偷桃勢」,望妖精頭頂一棍,就打得他無影無蹤。

24) “Tall-Testing the Horse” (Gao tanma, 高探馬) – Tanma (探馬) refers to a military scout, so a better translation would be the “High Scout.” This is a double-handed thrust aimed at the opponent’s face as a high fake. A corresponding fist technique, essentially a jab, is associated with Taiji boxing.

25) “Great Middle Level” (Dazhong ping, 大中平) – Holding the staff level at the navel while in the horse stance. This allows for quick defense below the waist.

26) “Stealing Peaches Beneath the Leaves” (Yedi toutao shi, 葉底偷桃勢) – UNKNOWN. The name of this technique is normally associated with an attack to the groin, not the top of the head as implied in the quoted battle.

Based on the sequence of events described above, it seems like Monkey fakes high, blocks the strike to his body, and then attacks the top of the stooping opponent’s head (since the latter ducked the high fake and attacked low).

Here is Joshua’s interpretation:

The two weapons are stuck together: the monkey is forcing down, the demon up. The monkey releases the pressure, circling his staff below the opponents weapon, so with the release of pressure, the opponent’s weapon flings upwards but with no control. The monkey circles from this lower position, then turns over in a big circle and strikes the opponent downwards on the head.

Chapter 56:

The Great Sage walked forward and picked up the rod with no effort at all. Assuming the style of the Python Rearing its Body (emphasis added), he pointed at the bandits and said, “Your lucks running out, for you have met Old Monkey!” (Wu & Yu, 2012, vol. 3, p. 81).

大聖走上前,輕輕的拿起,丟一個蟒翻身拗步勢,指著強人道:「你都造化低,遇著我老孫了。」

27) “Python Rearing its Body” (Mang fanshen, 蟒翻身). UNKNOWN. This is a differently translated version of a similarly titled technique mentioned above. See number eight (“Serpent Turning Around”). The previous listing referred to a boxing technique, while this, again, is for a weapon.

In closing, I would like to quote a particular passage. While it doesn’t list a given technique, it highlights Monkey’s mastery of the staff. Chapter 33 reads:

“Going through this tall mountain and rugged cliff must have made master [Tripitaka] rather apprehensive, that’s all. Don’t be afraid! Don’t be afraid! Let old Monkey put on a show for you with my rod to calm your fears somewhat.” Dear Pilgrim! Whipping out his rod, he began to go through a sequence of maneuvers with his rod as be walked before the horse: up and down, left and right, the thrusts and parries were made in perfect accord with the manuals of martial arts (emphasis added). What the elder saw from the horse was a sight incomparable anywhere in the world (Wu & Yu, 2012, vol. 2, p. 105).

行者道:「胡說,師父是走著這深山峻嶺,必然小心虛驚。莫怕,莫怕,等老孫把棒打一路與你壓壓驚。」

好行者,理開棒,在馬前丟幾個解數,上三下四,左五右六,盡按那六韜三略,使起神通。那長老在馬上觀之,真個是寰中少有,世上全無。

The portion that Yu (Wu & Yu, 2012) translates as “manuals of martial arts” actually lists the names of two noted military manuals, both of which are listed among the Seven Military Classics of China. The first, the Six Secret Teachings (Liu tao, 六韜), was published during the Warring States period (c. 475–221 BCE) but possibly contains information from as far back as the Qi state (1046–221 BCE). The second, the Three Strategies (San lue, 三略), was most likely published during the Western Han period (206 BCE–9 CE) (Sawyer, 1993).

Associating Monkey’s martial arts skill with ancient military classics only serves to further elevate his status as a great warrior and cultural hero.

Notes

1) Wuyi (武藝) was used to refer to Chinese martial arts as far back as the third century CE. The term predates the more familiar wushu (武術) by some three centuries (Lorge, 2012, p. 10).

2) Readers may think that the “Ancestor of Heart and Mind” (Fangcun zu, 方寸祖) is a direct reference to Master Subodhi. However, the supreme immortal threatened Monkey with eternal torment if he ever revealed the sage had been his teacher. A more literal translation of the aforementioned figure is “Patriarch Square Inch” (Fangcun zu, 方寸祖). Square Inch (fangcun, 方寸) is a common metaphor for the “heart / mind” (xin, 心), a broad concept written with a small character. This is just an interesting way of saying that Monkey had learned martial arts on his own via self-cultivation, thereby not revealing his true master. At the same time, it is a veiled admission of studying martial arts under the sage.

3) For more information on Chang Family Fist and its progenitor, Chang Naizhou, see Wells (2005).

4) The dantian (丹田, “cinnabar field”) is an area near the navel believed to be the body’s storehouse of spiritual energy.

Bibliography

Jin, J. Z., & Timofeevich, A. (2004). Training Methods of 72 Arts of Shaolin. USA: Shaolin Kung Fu Online Library. Retrieved from http://files.vse-zajimave.webnode.cz…ts-shaolin.pdf

Lorge, P. A. (2012). Chinese Martial Arts: From Antiquity to the Twenty-First Century. New York, NY: Cambridge University Press.

Sawyer, R. D. (1993). The Seven Military Classics of Ancient China. New York: Basic Books.

Shahar, M. (2008). The Shaolin Monastery: History, Religion, and the Chinese Martial Arts. University of Hawaii Press.

Wells, M., & Chang, N. (2005). Scholar Boxer: Chang Naizhou’s Theory of Internal Martial arts and the Evolution of Taijiquan. Berkeley, Calif: North Atlantic Books.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Ill: University of Chicago Press.

The Origin of Sun Wukong’s Golden Headband

Last updated: 12-24-2023

The golden headband or fillet (jingu, 金箍; a.k.a. jingu, 緊箍, lit: “tight fillet”) is one of the Monkey King’s most recognizable iconographic elements appearing in visual media based on the great Chinese classic Journey to the West (Xiyouji西遊記, 1592 CE; “JTTW” hereafter). It is generally portrayed as a ringlet of gold with blunt ends that meet in the middle of the forehead and curl upwards like scowling eyebrows (type one) (fig. 1). A different version is a single band adorned with an upturned crescent shape in the center (type two) (fig. 2). Another still is a simple band devoid of decoration (type three) (fig. 3). Sun first earns the headband as punishment for murdering humans. The circlet is a heaven-sent magic treasure designed to reign in the immortal’s unruly, rebellious nature. Since Sun Wukong is a personification of the Buddhist concept of the “Monkey of the Mind” (xinyuan, 心猿), or the disquieted mind that bars humanity from enlightenment, the fillet serves as a not-so-subtle reminder of Buddhist restraint. Few scholars writing in English have attempted to analyze the treasure’s history.

In this paper, I present textual and visual evidence from India, China, and Japan that suggests it is ultimately based on a ritual headband worn by Esoteric Buddhist Yogin ascetics in 8th century CE India. I also show how such fillets became the emblem of some Chinese protector deities, as well as military monks in Chinese opera.

Table of Contents

1. Literary Origin and Purpose

The headband is first mentioned in chapter eight when three such “tightening fillets” are given to the Bodhisattva Guanyin by the Buddha in order to conquer any demons that she may come across while searching for a scripture pilgrim:

“These treasures are called the tightening fillets, and though they are all alike, their uses are not the same. I have a separate spell for each of them: the Golden, the Constrictive, and the Prohibitive Spell. If you encounter on the way any monster who possesses great magic powers, you must persuade him to learn to be good and to follow the scripture pilgrim as his disciple. If he is disobedient, this fillet may be put on his head, and it will strike root the moment it comes into contact with the flesh. Recite the particular spell which belongs to the fillet and it will cause the head to swell and ache so painfully that he will think his brains are bursting. That will persuade him to come within our fold” (Wu & Yu, 2012, vol. 1, pp. 206-207).

此寶喚做緊箍兒,雖是一樣三個,但只是用各不同。我有金緊禁的咒語三篇。假若路上撞見神通廣大的妖魔,你須是勸他學好,跟那取經人做個徒弟。他若不伏使喚,可將此箍兒與他戴在頭上,自然見肉生根。各依所用的咒語念一念,眼脹頭痛,腦門皆裂,管教他入我門來。

Guanyin later explains in JTTW chapter 42 which demons get which fillet (Wu & Yu, 2012, vol. 2, p. 251).

Sun Wukong earns the “Constrictive” (jin, 緊) band in JTTW chapter 14 after brutally murdering six thieves who accost his master Tripitaka, the chosen scripture pilgrim, on the road to the west. The killings cause the two to part ways, and it is during Monkey’s absence when Guanyin gives the monk a brocade hat containing the fillet and teaches him the “True Words for Controlling the Mind, or the Tight-Fillet Spell” (喚做『定心真言』,又名做『緊箍兒咒』) (Wu & Yu, 2012, vol. 1, p. 317). Sun is eventually persuaded to return and tricked into wearing the hat under the guise of gaining the ability to recite scripture without rote memorization. It soon takes root, and the powerful immortal is brought under control through the application of pain. He then promises to behave and to protect Tripitaka during their long journey to the Western Paradise. [1]

The remaining two fillets are used by Guanyin to conquer monsters in later episodes. She throws the “Prohibitive” (jin, 禁) band onto the head of the Black Bear Demon (Hei xiong jing, 黑熊精) in JTTW chapter 17, and after reciting the spell, he agrees to become the rear entrance guard of her Potalaka Island paradise (Wu & Yu, 2012, vol. 1, p. 365). The “Golden” (jin, 金) band is split into five rings—one each for the head, wrists, and ankles—and used to subdue Red Boy (Hong hai’er, 紅孩兒), the fire-spewing son of the Bull Demon King and Princess Iron Fan, at the end of JTTW chapter 42 and the beginning of 43 (Wu & Yu, 2012, vol. 2, pp. 251-252). The child demon becomes her disciple and eventually takes the religious name “Sudhana.” [2]

Monkey is forced to wear the fillet until he attains Buddhahood in JTTW chapter 100, causing it to vanish (Wu & Yu, 2012, vol. 4, p. 383). The band’s disappearance at the end of the novel denotes Sun’s internalization of self-control, but the treasure doesn’t disappear forever. It appears once more in the Later Journey to the West (Hou Xiyouji, 後西游記, 17th century CE), an unofficial sequel set 200 years after the original. The story follows a similar trajectory, with Monkey’s descendant Sun Luzhen (孫履真, “Monkey who Walks Reality”) attaining immortality and causing havoc in heaven. But this time the macaque Buddha is called in to quell the demon. Monkey quickly disarms the “Small Sage Equaling Heaven” of his iron staff and pacifies him not with trickery but with an enlightening Buddhist koan. He then places the band on Luzhen’s head to teach him restraint (see Liu, 1994).

Fig. 1 – (Left) The “Type One” headband. From the comedy A Chinese Odyssey Part Two: Cinderella (1995). (Center) The “Type Two” headband. From the famous 1986 TV show. (Right) The “Type Three” headband. From the 2011 TV show (larger version).

2. Past Research into the Origins of the Headband

It appears very few scholars writing in English have attempted to trace the origins of the golden fillet. Wang Tuancheng theorizes that the idea for the headband came from two sources. First, the historical journal of Xuanzang (602–664 CE), the Tang Dynasty monk on whom Tripitaka is loosely based, details how he was challenged to a religious debate by a man in a foreign kingdom who offered his own head as the price of defeat. Xuanzang won, but instead of collecting his prize, the monk took the man as his servant. Second, Wang notes that slaves during the Han Dynasty (206 BCE–220 CE) wore a metal collar around their neck shaped like the Chinese character for twenty (nian, 廿). He goes on to explain: “…the author transformed the metal hoop that the non-Buddhist might have worn to Sun Wukong’s headband” (Wang, 2006, p. 67).

I’m not particularly persuaded by this argument since Wang doesn’t offer any evidence as to why a Han-era slave implement would still be in use during the Tang (618–907 CE) four to five hundred years later; nor does he suggest a reason for why such a collar would be moved from the neck to the head. Besides, there exists religious art featuring the fillet (see below) that predates the novel by centuries, meaning it wasn’t the sole invention of the JTTW author-compiler.

Before I continue, I would like to point out that the 13th century CE precursor of the novel, The Story of How Tripitaka of the Great Tang Procures the Scriptures, does not mention the fillet at all. (This is just one of many differences between it and the final 16th century CE version.) Monkey is simply portrayed as a concerned celestial who purposely seeks out Tripitaka to ensure his safety, as the monk’s two previous incarnations have perished on the journey to India. In other words, he comes as a willing participant, which negates the need for punishment via the ringlet. [3] But at least two pictorial representations of Monkey coinciding with the Song Dynasty (960–1279 CE) depict him wearing a band, which, again, excludes the treasure being a later invention.

In her excellent paper on the origins of Sun Wukong, Hera S. Walker (1998) discusses a 13th century CE stone relief from the western pagoda of the Kaiyuan Temple (開元寺) in Quanzhou, Fujian province, China that portrays a sword-wielding, monkey-headed warrior (pp. 69-70). Considered by many to be an early depiction of Monkey, the figure wears a robe, a Buddhist rosary, and, most importantly, a type one fillet on the forehead (Fig. 4). [4] Walker quotes Victor Mair, who believes that the fillet “recalls the band around the head of representations of Andira, the simian guardian of Avalokitesvara” (the Indian counterpart to Guanyin) (Walker, 1998, p. 70). He goes on to list similarities between the stone relief and depictions of Andira, while also suggesting said depictions are based on south and southeast Asian representations of the Hindu monkey god Hanuman:

Identical earrings (these are key iconographic features of H[anuman] in many Southeast Asian R[ama saga]s), comparable tilt of the head… which seems to indicate enforced submission, long locks of hair… flaring out behind the head, elongated monkey’s mouth, similar decorations on the forearm and upper arm, etc. It is crucial to note that all these features can be found in South Asian and Southeast Asian representations of H[anuman] (Walker, 1998, p. 70).

So as it stands, the 13th century CE appears to be the furthest that the motif has been reliably traced.

Fig. 4 – The 13th century CE stone relief of Sun Wukong from the Kaiyuan Temple in Quanzhou, Fujian province, China (larger version).

3. My Findings

While Mair suggests a Southeast Asian Hindo-Buddhist influence, I know of at least one example from northeastern China that suggests an Indo-Tibetan Buddhist influence. The Eastern Thousand Buddha Cave no. 2 (Dong qianfo dong di 2 ku, 東千佛洞第2窟) in the Hexi Corridor of Gansu Province contains a late-Xixia dynasty (late-12th to early-13th century CE) mural of Xuanzang worshiping Guanyin from a riverbank. Monkey stands behind him tending to a brown horse. He is portrayed with a type three circlet on his head, waist length hair, and light blue-green robes with brown pants (fig. 5). This painting was completed during a time when China was seeing an influx of monks fleeing the inevitable fall of India’s Buddhist-led Pala Dynasty (750–1174 CE) from the 10th to the 12th century CE. They brought with them the highly influential Pala Buddhist art style and Vajrayana Buddhism, a form of esoteric Buddhism. The MET (2010) writes:

A mixture of Chinese-style and Vajrayana traditions and imagery was employed in the Tangut Xixia Kingdom …  which was based in Ningxia, Gansu, and parts of Shanxi … It is difficult to imagine that this “new” type of Buddhism, which not only was flourishing in Tibet in the late tenth century but was also found in the neighboring Xixia Kingdom and may have been practiced by Tibetans based in the Hexi Corridor region of Gansu Province, was completely unknown in central China until the advent of the Mongols (p. 19).

The painting of Monkey and Tripitaka was surely created by an Indian or Tibetan Buddhist monk, or at the very least a fellow Tangut or Chinese practitioner living in the area. This suggests that the imagery within the painting, such as the fillet, could have an Esoteric Buddhist pedigree, and textual evidence shows such headbands were indeed worn in some esoteric rituals.

For example, the Indian Buddhist Hevajra Tantra (Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經, 8th century CE) instructs adherents on how to adorn and dress themselves for worshipping Heruka, a Wrathful Destroyer of Obstacles:

The yogin must wear the sacred ear-rings, and the circlet on his head (emphasis added); on his wrists the bracelets, and the girdle round his waist, rings around his ankles, bangles round his arms; he wears the bone-necklace and for his dress a tiger-skin… (Linrothe, 1999, p. 250).

彼修觀者當如是行:謂頂想寶輪、耳帶、寶鐶,手串寶釧,腰垂寶帶,足繫寶鐸及妙臂釧,頸嚴寶鬘衣、虎皮衣 …

Furthermore, it describes how each of the ritual adornments and implements used in the ceremony represents each of the five esoteric Buddhas, as well as other religio-philosophical elements:

Aksobhya is symbolized by the circlet (emphasis added), Amitabha by the ear-rings, Ratnesa by the necklace, and Vairocana (by the rings) upon the wrists. Amogha is symbolized by the girdle. Wisdom by the khatvanga [staff] and Means by the drum, while the yogin represents the Wrathful One himself [i.e. Heruka]. Song symbolizes mantra, dance symbolizes meditation, and so singing and dancing the yogin always acts (Linrothe, 1999, p. 251).

「輪者,表阿閦如來;鐶者,無量壽如來;頸上鬘者,寶生如來;手寶釧者,大毘盧遮那如來;腰寶帶者,不空成就如來。於是色相而生念住:金剛渴椿誐杖者,表勝慧相;奎樓鼓者,即善方便故;瑜伽行者,瞋業清淨;住金剛歌詠者,真言清淨。

「又復,不應為求利養作是金剛歌舞事業。是故,瑜伽者當如是行…

As can be seen, the circlet represents Aksobhya (Sk: “Immovable”; Ch: Achu, 阿閦; Budong, 不動). This deity is known for his adamantine vow to attain buddhahood through the practice of Sila, or “morality,” the aim of which “is to restrain nonvirtuous deeds of body and speech, often in conjunction with the keeping of precepts” (Buswell & Lopez, 2014, pp. 27 and 821). So, the ritual band most likely served as a physical reminder of right speech and action, making it the best candidate for the origin of Monkey’s fillet. Sun is after all the representation of the “Monkey of the Mind” (as noted in the introduction), so his inclusion in the Eastern Thousand Buddha Cave painting was probably meant to convey the taming of this Buddhist concept via the circlet (apart from referencing the popular tale itself).

The Hevajra Tantra, the text in which the circlet appears, was first translated into Tibetan by Drogmi (993–1074 CE) and adopted during the 11th century CE as a central text by the respective founders of the Kagyu and Sakya sects, two of the six major schools of Tibetan Buddhism. Various members of the Sakya sect were invited by Mongol royalty to initiate them into the text’s esoteric teachings during the 13th century CE. These include Sakya Pandita and his nephew Chogyal Phagpa, who tutored Genghis Khan‘s grandson Prince Goden in 1244 and Kublai Khan in 1253, respectively. The meeting between Kublai and Chogyal resulted in Vajrayana Buddhism becoming the state religion of Mongolia. The Hevajra Tantra was translated into Chinese by the Indian monk Dharmapala (963–1058 CE) in 1055 during the Northern Song Dynasty (960–1127 CE). The text, however, did not become popular within the Chinese Buddhist community like it would with the Mongols in the 13th century CE (Bangdel & Huntington, 2003, p. 455). But this evidence shows how the concept of the 8th century CE ritual circlet could have traveled from India to East Asia to influence depictions of Sun Wukong in the 12th/13th century CE. And the relatively unknown status of the text in China might ultimately explain why there are so few ancient depictions of Chinese deities wearing the fillet, or why it does not appear in the 13th century CE version of JTTW.

While the late-Xixia mural (fig. 5) lacks many of the ritual adornments (apart from the fillet) mentioned in the Hevajra Tantra, the Quanzhou stone relief (refer back to fig. 3) includes the band, earrings, necklace, bangles, and possibly even a tiger skin apron, suggesting it too has an esoteric origin (most likely based on Chinese source material). The band’s connection to esoteric Buddhism is further strengthened by a 12th century CE painting from Japan. Titled Aka-Fudo (赤不動), or “Red Fudo [Myoo],” it depicts the wrathful esoteric god seated in a kingly fashion, holding a fiery, serpent-wrapped Vajra sword in one hand and a lasso in the other (fig. 6). He wears a golden, three-linked headband (similar to the curls of type one), which stands out against his deep red body and flaming aureola. Biswas (2010) notes: “… the headband on his forehead … indicate[s], according to some, a relation to the habit of groups of ascetics who were among the strong supporters of Acalanatha” (p. 112). His supporters were no doubt yogin practitioners in the same vein as those who worshipped Heraku and other such wrathful protector deities.

Fig. 5 – A portion of the late-Xixia (late-12th to early-13th century CE mural) in the Eastern Thousand Buddha Cave number two (larger version). Fig. 6 – The 12th century CE Japanese painting “Aka-Fudo” (赤不動) (larger version).

3.1. Symbol of Martial Deities and Warrior Monks

It’s important to note that Monkey was not the only cultural hero of the Ming Dynasty (1368–1644 CE) to wear a golden fillet. Another example is Li Tieguai (李鐵拐), or “Iron Crutch Li,” the oldest of the Eight Immortals. [5] Li is generally portrayed as a crippled beggar leaning on a cane. Legend has it that his original body was cremated prematurely by a disciple while the immortal traveled in spirit to answer a summons from Lord Laozi, the high god of Daoism. Li’s spirit returned a day later to find only ashes, thus forcing him to inhabit the body of a recently deceased cripple. According to Allen and Philips (2012), “Laozi gave him in recompense a golden headband and the crutch that was to become his symbol” (p. 108). Some depictions of Li wearing the fillet predate JTTW. The most striking example is Huang Ji’s Sharpening a Sword (early-15th century CE) (Fig. 7), which portrays the immortal wearing a type three band and sharpening a double-edged blade on a stone while staring menacingly at the viewer. [6] One theory suggests Li’s martial visage identifies him as a “spirit-guardian of the [Ming] state” (Little, 2000, p. 333). Both Monkey and Li are, therefore, portrayed as brutish, weapon-bearing, golden headband-wearing immortals who serve as protectors. This shows that the fillet was associated with certain warrior deities during the Ming.

The fillet’s connection to religion and martial attributes culminated in the Jiegu (戒箍, “ring to forget desires”), a type two band worn by Military Monks (Wuseng, 武僧) in Chinese opera to show that they have taken a vow of abstinence (fig. 8). Such monks are depicted as wearing a Jiegu over long hair (Bonds, 2008, pp. 177-178 and 328), which contrasts with the bald heads of religious monks. [7] I would like to suggest that the band’s half-moon shape may have some connection to a Ming-era woodblock print motif in which martial monks are shown wielding staves tipped with a crescent (fig. 9) . The exact reason for the shape is still unknown (Shahar, 2008, pp. 97-98), but the association between the crescent and martial monks seems obvious. (See the 07-25-22 update below for the foreign origins of this motif.) The use of the fillet in Chinese opera led to it being worn by Sun Wukong in the highly popular 1986 live-action TV show adaptation of the novel (fig. 2). [8]

Fig. 7 (Left) – Huang Ji’s “Sharpening a Sword” (early-15th century CE) (larger version). Fig. 8 (Center) – An image of the military monk Wu Song wearing a jiegu (戒箍) fillet from a 2011 Water Margin TV show (larger version). Fig. 9 (Right) – A late-Ming woodblock of the warrior monk Lu Zhishen with a crescent staff (larger version). From Shahar (2008).

4. Conclusion

Examples of past research into the origins of the golden fillet respectively point to a slave collar from the Han dynasty (206 BCE–220 CE) and circa 13th century CE South and Southeast Asian depictions of the Buddhist guardian Andira and the Hindu monkey god Hanuman as possible precursors. However, the first isn’t credible, and the second, while on the right track, doesn’t go back far enough. A late-12th to early-13th century CE mural in the Eastern Thousand Buddha Cave complex depicts Sun Wukong wearing a type three fillet with possible ties to a ritual circlet worn by Esoteric Buddhist Yogin ascetics in 8th century CE India. The Hevajra Tantra, the esoteric text that mentions the band, associates it with the Aksobhya Buddha and thereby his moralistic, self-restraining practices. The text was transmitted from India to Tibet, China, and Mongolia from the 11th to the 13th centuries CE, showing a clear path for such imagery to appear in East Asia. A 12th century CE Japanese Buddhist painting of the guardian deity Fudo Myoo with a fillet suggests that the practice of wearing circlets in esoteric rituals continued for centuries. Other non-Buddhist deities became associated with the fillet during the Ming Dynasty. A 15th century CE painting of the immortal Li Tieguai, for example, depicts him as a type one circlet-wearing, sword-wielding guardian of the Ming dynasty. All of this suggests that the band became a symbol of Chinese protector deities. The association between the fillet and religion and martial attributes led to its use as the symbol of military monks in Chinese opera.


5. Updates

Update: 12-23-17

I’ve been wondering what the 8th century CE version of the circlet (along with the other ritual implements) mentioned in the Hevajra Tantra might have looked like. While I have yet to find a contemporary sculpture or painting, I have found an 11th to 12th century CE interpretation from Tibet. Titled The Buddhist Deity Hevajra (fig. 10), this copper alloy statue somewhat follows the prescribed iconography of the god as laid out in the aforementioned text:

Dark blue and like the sun in colour with reddened and extended eyes, his yellow hair twisted upwards, and adorned with the five symbolic adornments,/ the circlet, the ear-rings and necklace, the bracelets and belt. These five symbols are well known for the purificatory power of the Five Buddhas./ He has the form of a sixteen-year-old youth and is clad in a tiger-skin. His gaze is wrathful. In his left hand he holds a vajra-skull, and a khatvahga [staff] likewise in his left, while in his right is a vajra of [a] dark hue…(Linrothe, 1999, p. 256)

Fig. 10 – The Buddhist Deity Hevajra, late-11th to early-12th century CE, copper alloy (larger version). Courtesy of the Los Angeles County Museum of Art. Fig. 11 – Detail of the circlet (larger version).

The circlet here is depicted as a fitted band with crescent trim and a teardrop-shaped adornment (a conch?) (fig. 11). The statue’s iconography more closely follows that from the Sadhanamala (“Garland of Methods”), a compilation of esoteric texts from the 5th to 11th centuries CE. The following information probably derives from the later part of this period:

He wields the vajra in the right hand and from his left shoulder hangs the Khatvanga [staff] with a flowing banner, like a sacred thread. He carries in his left hand the kapala [skull cap] full of blood. His necklace is beautified by a chain of half-a-hundred severed heads. His face is slightly distorted with bare fangs and blood-shot eyes. His brown hair rises upwards and forms into a crown which bears the effigy of Aksobhya. He wears a kundala [ear decoration] and is decked in ornaments of bones. His head is beautified by five skulls (Donaldson, 2001, p. 221).

Our statue has many of these features but lacks the image of the Buddha in his hair. This suggests the knob visible in the coif (fig. 10) once carried such a figure. So, once again we see the importance of the Aksobhya Buddha. The statue is similar to 10th and 11th century CE stone statues from India. [9]

While this doesn’t get us any closer to what the original circlet looked like, this statue adds to the mutability of the fillet imagery. The Hevajra Tantra is vague in its description, and so it is no surprise that so many variations have appeared over the centuries. The original sanskrit text uses the word cakri (circle) to refer to the band (Farrow & Menon, 2001, pp. 61-62). This might explain the simple type three fillet worn by Monkey in the Eastern Thousand Buddha Cave no. two painting (fig. 2).


Update: 08-16-20

I have written an article suggesting an origin for the type one headband, or as I now call it, the “curlicue headband.”

Sun Wukong’s Curlicue-Style Headband


Update: 12-12-21

One thing I figured out a while ago but never explained here was the reason why the Japanese Buddhist protector deity Aka-Fudo (赤不動) (fig. 6) is depicted with a headband. I believe this is a visual representation of the fillet’s association with the Aksobhya Buddha. This is because the fudo (Ch: budong, 不動) of Aka-Fudo and the Sanskrit meaning of Aksobhya respectively mean “immovable.” So, the image of Aka-Fudo is encapsulating both his position as a protector deity and the Buddha represented by the headband. 


Update: 01-23-22

I’ve written an article suggesting a mantra for the secret spell that causes the golden fillet to tighten.

The Tightening Spell of Sun Wukong’s Golden Headband


Update: 07-25-22

I’ve written an article that explains the origins of the “crescent-style” headband.

The Monkey King’s Crescent-Style Headband


Update: 06-26-23

Above, I mentioned that the novel contains three kinds of headbands:

  1. Sun Wukong/Six Ears – “Constrictive” (jin, 緊) – ch. 14
  2. Black Bear Demon – “Prohibitive” (jin, 禁) – ch. 17
  3. Red Boy – “Golden” (jin, 金) – ch. 42

It’s interesting that all of them are pronounced “jin” (with varying tones).

Now imagine that there is a secret fourth headband not intended to punish but to empower. Called the “Strength” (jin, 勁) headband, it would only be used in the most extreme emergencies.

It would be neat to see someone work this into their fanfiction.


Update: 12-24-23

A character is briefly punished to wear a golden headband in the famed Ming-era novel Investiture of the Gods (Fengshen yanyi封神演義, c. 1620; summary). Chapter 82 reads: 

Ma Sui [馬遂] attacked him with his sword, and after only one round, threw a gold hoop [jingu, 金箍] around the immortal’s head. The Yellow Dragon Immortal [Huanglong zhenren, 黃龍真人] writher in pain but was quickly rescued and brought back to the pavilion.

The Yellow Immortal Dragon Immortal tried to take the hoop off his head but found it was impossible. It was so tight the true samadhi fire went out of his eyes.

The Immortal of the South Pole [Nanji xianweng, 南極仙翁] came in to announce Heavenly Primogenitor’s [Yuanshi tianzun, 元始天尊] arrival. The religious leader entered the pavilion and said, “The Yellow Dragon Immortal was destined to be caught in this gold hoop. Come here and let me help you.”

He pointed at the gold hoop, and it dropped to the ground (Gu, 2000, pp. 1713-1715).

只一合,馬遂祭起金箍,把黃龍真人的頭箍住了。真人頭疼不可忍,眾仙急救真人,大家回蘆篷上來。真人急忙除金箍,除又除不掉,只箍得三昧真火從眼中冒出;大家鬧在一處。不表。且說元始天尊來會萬仙陣,先著南極仙翁持玉符先行。南極仙翁跨鶴而來,雲光縹緲。馬遂抬頭,見是南極仙翁,急駕雲光至半空中來,阻住去路。仙翁笑曰:「馬遂,你休要猖獗,掌教師尊來了。」馬遂正欲爭持,只見後面仙樂一派,遍地異香,馬遂知不可爭持,按落雲頭,回歸本陣。南極仙翁先至蘆篷,率眾仙迎鑾接駕,上篷坐下。眾門人拜畢,侍立兩傍。元始曰:「黃龍真人有金箍之厄。」忙叫:「過來。」黃龍真人走至面前;元始用手一指,金箍隨脫。

(Gu (2000) skips over some elements in the original Chinese.)

I’ve known about this episode for a while but forget to post about it.

Notes

1) For the entire episode, see Wu & Yu, 2012, vol. 1, pp. 314-320.

2) The child first speaks his new name in chapter 49 (Wu & Yu, 2012, vol. 2, p. 354). The original Sudhana originates from the Avatamsaka Sutra (Wu & Yu, 2012, vol. 2, pp. 386-387 n. 3).

3) For a complete English translation, see Wivell (1994).

4) This is just one of many relief carvings that grace the pagoda. It includes other guardian-type figures with esoteric elements but rendered in the Chinese style. See Ecke and Demiéville (1935).

5) The Eight Immortals are Daoist saints who came to be worshipped as a group starting sometime in the Jin Dynasty (1115–1234 CE) (Little, 2000, p. 319).

6) The sword is usually a symbol of the immortal Lu Dongbin, but as noted above, it is used to identify Li Tieguai as a Ming guardian (Little, 2000, p. 333).

7) Shahar (2008) discusses the historical differences between religious and military monks in ancient China.

8) Liu Xiao Ling Tong (六小龄童; born Zhang Jinlai, 章金萊, 1959), the actor who played Monkey in the 1986 TV show, comes from a family who has specialized in playing Sun Wukong in Chinese opera for generations (Ye, 2016).

9) See the Heruka chapter in Linrothe (1999). He includes our statue in his study, but other sources describe it as Tibetan instead of Indian (Bangdel & Huntington, 2003, p. 458).

Bibliography

Allan, T., & Phillips, C. (2012). Ancient China’s Myths and Beliefs. New York: Rosen Pub.

Bangdel, D., & Huntington, J. C. (2003). The Circle of Bliss: Buddhist Meditational Art. Chicago, Ill: Serindia Publications.

Biswas, S. (2010). Indian Influence on the Art of Japan. New Delhi: Northern Book Centre.

Bonds, A. B. (2008). Beijing Opera costumes: The Visual Communication of Character and Culture. Honolulu: University of Hawai’i Press.

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

Donaldson, T. E. (2001). Iconography of the Buddhist Sculpture of Orissa. New Delhi: Indira Gandhi National Centre for the Arts.

Ecke, G., & Demiéville, P. (1935). The Twin Pagodas of Zayton: A Study of the Later Buddhist Sculpture in China. Cambridge, Mass: Harvard University Press.

>Farrow, G. W., & Menon, I. (2001). The Concealed Essence of the Hevajra Tantra: With the Commentary Yogaratnamālā. Delhi: Motilal Banarsidass Publ.

Gu, Z. (2000). Creation of the Gods (Vols. 1-4). Beijing: New World Press.

Linrothe, R. N. (1999). Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. Boston, Mass: Shambhala.

Little, S. (2000). Taoism and the Arts of China. Chicago, IL: Art Institute of Chicago.

Liu, X. (1994). The Odyssey of the Buddhist Mind: The Allegory of the Later Journey to the West. Lanham, Md: University Press of America.

Metropolitan Museum of Art, Leidy, D. P., Strahan, D. K., & Becker, L. (2010). Wisdom Embodied: Chinese Buddhist and Daoist sculpture in the Metropolitan Museum of Art. New York: Metropolitan Museum of Art.

Shahar, M. (2008). The Shaolin Monastery: History, Religion, and the Chinese Martial Arts. University of Hawaii Press.

Walker, H.S. (1998). Indigenous or Foreign? A Look at the Origins of Monkey Hero Sun Wukong. Sino-Platonic Papers, 81, 1-117.

Wang, T. (2006). Dust in the Wind: Retracing Dharma Master Xuanzang’s Western Pilgrimage. Taipei: Rhythms Monthly.

Wivell, C.S. (1994). The Story of How the Monk Tripitaka of the Great Country of T’ang Brought Back the Sūtras. In V. H. Mair (Ed.), The Columbia Anthology of Traditional Chinese Literature (pp. 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.) Chicago, Ill: University of Chicago Press.

Ye, X. (2016). Liu Xiao Ling Tong and Sun Wukong. Retrieved December 15, 2017, from https://www.youlinmagazine.com/story/liu-xiao-ling-tong-and-sun-wukong/Njgw

Deciphering the Inscription on the Monkey King’s Staff

Last updated: 07-03-21

This is the third and final installment in my investigation of the history of the Monkey King’s staff from the great Chinese classic Journey to the West (Xiyouji西遊記, 1592). The previous two articles discussed historical staves and an imperial monument that may have influenced the weapon. The current piece will focus on the name of the staff, the “As-You-Wish Gold-Banded Cudgel” (Ruyi jingu bang, 如意金箍棒). This title comes from an inscription appearing on the pole. As the novel states: “There was a line of inlaid writing near the end which said that it was ‘The As-You-Wish Gold-Banded Cudgel. Weight: 13,500 Catties’” (17,560 lbs/7,960 kg) (Ruyi jingu bang zhong yiwan sanqian wubai jin, 如意金箍棒重一萬三千五百斤). [1] The significance of the gold bands (jinggu, 金箍) was discussed in the first article, so it will not be covered here. This leaves “As-you-wish” (ruyi, 如意) and “Weight: 13,500 catties” (zhong yiwan sanqian wubai jin, 重一萬三千五百斤). In this paper, I will trace the origin of each concept and tie them back to Chinese literature, history, and religion. As always, I hope that this will be of interest to layman and researchers.

Table of Contents

The Weight

Stating the weight of a weapon follows a tradition in Chinese Military Romance literature in which great heroes brandish heavy polearms and blades. For example, in Romance of the Three Kingdoms (Sanguo yanyi, 三國演義, 14th century), General Guan Yu (關羽) is said to have a glaive weighing 82 catties (107 lbs./48.5 kg). [2] This is referenced in a subsequent novel set hundreds of years later titled the Water Margin (Shuihu zhuan, 水滸傳, c. 1400). In the story, the bandit-turned-Buddhist monk Lu Zhishen (魯智深) asks a blacksmith to make him a cleric’s staff (chanzhang, 禪杖, lit: “Chan staff”) weighing 100 catties (130 lbs./59 kg). But when the latter refuses on the grounds that not even the legendary general would be able to lift it, Lu asks for a staff weighing just as much as Guan’s polearm (here stated as 81 catties) to prove his equal. After some minor bickering, the two finally settle on a more reasonable 62 catties (81 lbs./37 kg). [3]

The ability of these heroes to efficiently wield such weapons sets them apart from normal humans. Likewise, the extraordinary weight of Monkey’s staff sets him apart from his lowly human counterparts. He is, after all, a transcendent immortal capable of supernatural feats of strength. This then might explain the number appearing on the staff. Thirteen thousand five hundred is divisible by nine, which Chinese numerology considers to represent “infinity.” [4] (Note: I no longer agree with this. Please see the 07-03-21 update for my revised views on the origin of the staff’s weight.) So it’s possible the number (infinity multiplied) was meant to convey that the staff was heavy beyond comprehension, something that only a divine hero such as Monkey would be able to wield.

The “As-You-Wish”

Introduction of the Ruyi Scepter

“As-you-wish” (ruyi, 如意), originates with a ritual scepter of that name shaped like an arching snake with a head in the form of a lingzhi mushroom (靈芝, a.k.a., “fungus of immortality”) (fig. 1). They are often seen carried by emperors and Buddho-Daoist deities in Chinese art. Prior to the 10th century, the scepter was closely associated with the Bodhisattva Manjusri (Wenshu, 文殊) and his famous debate with the householder Vimalakirti (Weimojie, 維摩詰). [5] Engravings of the event show him holding the object in the form of a tanbing (談柄), or “discussion stick,” an elongated, shoe horn-shaped wand historically used by religious and secular groups to designate the right to speak before an assembly (similar in function to the Native American “talking stick”) (fig. 2). [6] This implement was sometimes portrayed with vegetal features. For instance, a Chinese stele from the 6th century shows Manjusri debating while holding a sprig (fig. 3). [7] J. Leroy Davidson suggests that this type of scepter has its origin in an Indian Buddhist Jataka tale in which a group of royal sisters use branches to initiate debates with suitors and Buddhist priests. [8] The term ruyi comes from the “wish-fulfilling” Kalpavriksha tree of Hindu mythology. [9] This is suggested by a Chinese source from the 7th century which notes that during the celebration of Upavasatha, [10] lay hosts often gifted “ruyi shu” (如意樹), or “As-you-wish trees” (no doubt saplings or branches), to Indian Buddhist priests [11]. It’s possible that these gifts served as unofficial symbols of the priests’ authority and combined with the aforesaid tradition of debating with branches. This would explain why an instrument of debate would carry the ruyi title.

Fig. 1 – Ruyi scepter from the Qing Dynasty (1644–1911) (larger version). Image found here.

As a Symbol of Authority

Upon entering China with Buddhism, this symbol of authority was adopted by the upper echelons of society. [12] Early records describe emperors, generals, and ministers wielding the object as a means to assert or signify their power. For instance, during the Jin Dynasty (265–420), the court official Shi Chong (石崇, 249–300) used a metal ruyi to smash a coral tree, an imperial gift belonging to a rival aristocrat. [13] Jin General Xie Wan (謝萬, 320–361) used the object to point at his captains and direct his orders to them. [14]. General Wei Rui (韋叡, 442–520) of the Liang Dynasty (502–557) took this one step further and directed his troops in battle with a bamboo scepter. [15] Legend states that Northern Wei Dynasty (386–535) Emperor Xiaowen (孝文, 467–499) placed a bone ruyi (among other items) before his sons; the boy who chose it became his heir because it signified the right to rule. [16] During a time of war, Emperor Wu of Liang (梁武帝, 464–549) gave one of his generals a ruyi because, as one scholar suggests, it was sure to bring him victory in battle. [17]

Fig. 2 – Examples of tanbing-style ruyi from 8th-century Japan (larger version). Due to slow culture transmission, these could be reminiscent of early Chinese scepters. Fig. 3 – Manjusri holding a sprig while debating Vimalakirti. Detail from a Chinese Buddhist stele dated 533–543 (larger version).

As a Weapon

Due to its historical association with military command, Literati ignorant of the scepter’s original function as an instrument of religious debate and authority came to consider the ruyi a type of weapon. For example, the Song Dynasty (960–1279) archaeologist Zhao Xigu (趙希鵠, c. 1195–post 1242) described the object as an iron club used for self-defense: “The men of old used the Ruyi for pointing or indicating the way, and also for guarding themselves against the unforeseen. It was made of wrought iron, and was over two feet in length…” [18] Zhao’s words were later echoed by the art collector Wen Zhenheng (文震亨, 1585–1645) during the Ming Dynasty (1368–1644). [19] The concept of an “As-you-wish” iron club used for self-defense no doubt influenced Monkey’s staff. This is especially true since Wen shows that the idea was current during the time that the Ming version of the novel was published.

The Possible Origin of Its Shape

So how did the scepter come to have its signature serpentine curve and ornate head? J. Leroy Davidson believes that this is a simple case of misidentification. He cites material from the Song Dynasty concerning people digging up a “a bronze box in which was a white ruyi decorated with motives of a dragon and tiger.” [20] Davidson suggests that this archaeological artifact was actually a belt hook commonly worn during the Zhou and Han Dynasties (11th c. BCE to 3rd c. CE). Said hooks have an S-shaped curve and the accompanying buckles are often decorated with real and imagined creatures like those mentioned above (fig. 4 and 5). [21] It’s easy to see then how ancient belt buckles—perhaps the features weathered by time—could have been confused with a mushroom.

Fig. 4 – A profile comparison of a Han-era belt hook (top) and a ruyi (bottom) (larger version). Fig. 5 – A Han belt buckle featuring a dragon (larger version).

The Immortal Zhi Mushroom Aspect

Just like the Vedic Soma and the Greek Ambrosia, the Chinese also had a magical, life-prolonging substance which they called Zhi (芝). [22] The Records of the Grand Historian (Shiji, 史記, c. 90 BCE) mentions that emperors Qin Shihuangdi (秦始皇帝, 260–210 BCE) and Han Wudi (漢武帝, 156–87 BCE) sent thousands of men over many years in search of magical islands housing this immortal herb. [23] It was during the time of the latter that the substance was equated with lingzhi (靈芝, Ganoderma), a genus of spade-shaped mushroom with a lacquered appearance (fig. 6). [24] This fungus became the subject of esoteric texts starting from the Han Dynasty, many of which are now lost. Drawing on these extinct texts, the Daoist adept Ge Hong (葛洪, 283–343) was the first to classify the lingzhi into five major types. [25] Methods For Planting the Zhi Plants (Zhong zhicao fa, 種芝草法), a late-Six Dynasties (220–589) text attributed to the Daoist god Laozi (老子), details how to seed this magical fungus by burying precious substances, such as gold or cinnabar, on a mountain side during solstices and equinoxes. [26] Originally written during the Song Dynasty, a Ming edition of Classification of Supreme Numinous Treasure Mushrooms (Taishang lingbao zhicao pin, 太上靈寶芝草品) lists one hundred twenty-six different kinds of immortality-bestowing fungi. It’s important to note that this text became part of the official Daoist Canon (Daozang, 道藏) during the mid-15th century. [27] This means that immortal mushrooms are a central tenet of Daoism.

Fig. 6 – A lingzhi mushroom (larger version).

The Religious Importance

Daoism adopted the ruyi centuries prior to the Song Dynasty when the lingzhi mushroom was associated with the scepter. [28] It was one of the few ritual objects permitted Daoist monks living in medieval Chinese monasteries. [29] In fact, one early Tang Dynasty text states that it is among the items that “are essential for all Daoists, whether male or female, when they present offerings.” [30] Possibly taking a cue from Buddhist depictions of Manjusri, Daoists of the Tang began to depict some of their supreme deities with the scepter. For example, a late-7th or early-8th century statue of Laozi depicts him holding a straight tanbing-style ruyi (fig. 7). [31] After the lingzhi imagery was absorbed into the scepter, it became closely associated with the Celestial Worthy of Numinous Treasure (Lingbao Tianzun, 靈寶天尊), one of the Three Pure Ones (Sanqing, 三清), a trinity representing different aspects of the Dao (道). A 14th-century woodblock print depicts this deity holding a large mushroom ruyi—called by one scholar “his principle attribute”—while sitting on a heavenly throne surrounded by a sea of celestial beings (fig. 8). [32] The scepter was later associated with other Daoist deities during the Ming. [33] Therefore, the long association of the ruyi with Daoist immortals explains why Monkey would come to wield such an instrument with that name.

Fig. 7 – A late-7th  or early-8th century statue of Laozi holding a straight tanbing-style ruyi (larger version). Fig. 8 – A 14th-century woodblock print depicting the Celestial Worthy holding a linzhi ruyi (larger version). Fig. 9 – Detail of a Cintamani, or “wish-granting pearl” (larger version).

The Lowly Buddhist View 

Unlike their Daoist counterparts, Buddhists during the Tang looked upon the scepter as a somewhat base object. For example, although he listed it as a “lecture baton,” the monk Daoxuan (道璿, 702–760), an expert on monastic law, placed the ruyi in the same category as non-ritual items like satchels and spittoons. Furthermore, he described it as being one of the objects not among the “tools of the way.” [34] Sources from this time and the Song Dynasty equate the object with a simple backscratcher. [35] This shows that the ruyi lost any association that it may have had with wish-granting (as the term implies) upon entering China. So how did it regain its magic properties?

The Buddhist Cintamani

This probably happened because it was equated with the Buddhist Cintamani, or “wish-granting pearl” (fig. 9). [36] This is suggested by the Chinese translation of the Sanskrit term, Ruyi zhu (如意珠). [37] The association between the two was surely established by the Ming as Monkey’s staff has the magical ability to grow or shrink according to his wishes. [38] This is best exemplified by a poem appearing in Chapter seven of Journey to the West:

A spirit beam filling the supreme void—
That’s how the rod behaves accordingly.
It lengthens or shortens as one would wish;
Upright or prone, it grows or shrinks at will. [39]

The magic powers of the staff may be based on a weapon appearing in the earliest version of the novel, The Story of How Tripitaka of the Great Tang, Procures the Scriptures (Da Tang Sanzang qujing shihua, 大唐三藏取經詩話). In this later-13th century adaptation, our protagonist changes a ringed monk’s staff into a “gigantic yaksha whose head touched the sky and whose feet straddled the earth.” [40] This means that the Song and Ming Dynasty versions of the staff both have the ability to change their size and shape as Monkey wishes. I suggested in the second article that the initial description of the weapon in chapter one as a giant pillar of black iron is based on the famous Iron Pillar of Delhi, a religio-political Indian monument of the 4th century. A warrior wishing to wield such a pillar would naturally need to shrink it down. Therefore, the “wish-granting” ruyi concept was probably associated with the shape-changing abilities of the ringed monk’s staff and applied to monkey’s signature iron weapon.

Conclusion

The inscription on Monkey’s staff stands as a microcosm of Chinese literature, history, and religion. The weight harkens back to Yuan and Ming (13th c. to 17th c. CE) Military Romance literature in which great heroes are distinguished from normal humans by their ability to brandish extremely heavy weapons. Monkey’s ability to wield a staff weighing nearly nine tons elevates him above his human counterparts as a divine hero with herculean strength. The ruyi (如意) concept is much older and can be traced back to ancient India. The term is based on the Kalpavriksha, or “wish-granting” tree, of Hindu mythology. This element of Hindu culture was absorbed by Indian Buddhism and mixed with a separate tradition to become a symbol of religious debate and authority. Upon entering China during the Han Dynasty (206 BCE–220 CE), this branch was stylized into a tanbing (談柄), or “Discussion Stick,” which later became the emblem of the Bodhisattva Manjusri. It was simultaneously adopted by aristocrats and military commanders in subsequent dynasties as a sign of their secular power. The object attained its current S-shape and ornate head during the Song Dynasty (960–1279) when historical archaeologists happened upon ancient Chinese belt hooks and buckles from the Zhou and Han Dynasties (11th c. BCE–3rd c. CE) and confused them for such scepters.

There are three reason for the ruyi term being applied to Sun Wukong’s magic weapon. First, due to its historical association with military commanders, literati during the Song and Ming Dynasties came to look upon the object as an iron club used for self-defense. This would be perfect for protecting Monkey’s Buddhist master Xuanzang (玄奘) during their journey to India. Second, the head of the scepter was associated with the immortality-bestowing lingzhi mushroom (靈芝) during the Song Dynasty and became the emblem of the highest gods of Daoism, most notably the Celestial Worthy of Numinous Treasure (靈寶天尊). This makes the ruyi an excellent weapon for an immortal macaque possessed of Daoist magic. Third, the scepter was equated with the Buddhist Cintamani, or “wish-granting pearl”; this was associated with the magic, shape-changing abilities of a literary precursor of the weapon. Hence, the Ming version of Monkey’s pole gained the ability to magically shrink or grow according to his wishes. So, in the end, we see that both Monkey and his staff straddle the Buddhist and Daoist religions.


Updates

Update: 01/05/2015

I suggested in the above entry that the ruyi may have been equated with the Buddhist cintamani, or “wish-granting pearl.” Well, I just noticed that the lingzhi-style scepter held by the Celestial Worthy from figure 8 appears to have a flaming pearl attached to it (fig. 9).

Fig. 9 – Enhanced version of the Celestial Worthy’s lingzhi ruyi scepter with a flaming pearl (larger version).

If it really is a Cintamani, this shows that the association between the two happened by at least the 14th century. This probably happened earlier considering that iconography takes time to become standardized. I’ve found at least one other Chinese painting featuring a flaming pearl ruyi. A Ming work titled The Lady of the Highest Primordial and the Empress of Earth (c. 1600) features an attendant of the second deity holding the object (fig. 10).

Fig. 10 – Detail of the attendant (larger version).


Update: 01-06-2015

A prime example of the relationship between the ruyi and the cintamani comes in the form of a 16th-century statue of the Bodhisattva Guanyin (觀音). The deity is usually associated with the flaming pearl, but this statue depicts her holding a scepter (fig. 11). H.A. van Oort comments: “In the mind of the artist, the scepter could well have replaced the cintamani, the “wish-fulfilling jewel”; in that case the statue is a very free interpretation of the Ju-i Kuan-yin [Ruyi Guanyin, 如意觀音], or Cintamani Avalokitesvara, the Kuan-yin with the wish-fulfilling pearl.” [41]

Fig. 11 – Guanyin holding a ruyi scepter (larger version).


Update: 08-16-2020

I’ve written an article suggest the ruyi/lingzhi mushroom influenced the shape of Wukong’s curlicue-style headband.

Sun Wukong’s Curlicue-Style Headband


Update: 02-06-2021

I have written an article that discusses the magic powers of the staff. These include the ability to shrink and grow, control the ocean, astral project and entangle with Monkey’s spirit, multiply endlessly, pick locks, and transform into various objects. It also has sentience to a certain degree.

The Magic Powers of the Monkey King’s Iron Staff


Update: 07-03-21

I now believe the weight of Monkey’s staff is an embellishment of a heavy stone block lifted by the bandit Wu Song in the Water Margin (c. 1400).

The Weight of the Monkey King’s Staff: A Literary Origin

Notes:

[1] Wu Cheng’en and W.J.F. Jenner, Journey to the West (Vol. 1). [S.l.]: Foreign Languages Press, 2001), 56. Text altered slightly. (The text originally says, “As-You-Will,” but I have changed it to align with a source heavily sited in this paper.) Compare it with Anthony C. Yu’s translation: “The Compliant Golden-Hooped Rod” (Wu Cheng’en and Anthony C. Yu, The Journey to the West (Vol. 1) (Chicago, Ill: University of Chicago Press, 2012), 135). I prefer the former. Both translations use the word “pounds”; however, the Chinese version of the novel uses jin (斤), known in English as “catty.” Catty and pound are two different measures of weight, the former being heavier than the latter. Therefore, the text has been altered to show this. The catty during the Ming Dynasty when the novel was compiled equaled 590 grams (Mark Elvin, The Retreat of the Elephants: An Environmental History of China (New Haven (Conn.): Yale University P, 2004), 491 n. 133). This means 13,500 catties would equal roughly 17,560 lbs.

[2] Luo Guanzhong and Moss Roberts, Three Kingdoms: A Historical Novel (Berkeley: University of California Press, 1991), 27.

[3] Shi Naian, Guanzhong Luo, and Sidney Shapiro, Outlaws of the Marsh (Beijing: Foreign Languages Press, 1988), 94-95.

[4] Patricia Bjaaland Welch, Chinese Art: A Guide to Motifs and Visual Imagery (North Clarendon, VT: Tuttle Pub, 2008), 230.

[5] The Vimalakirti Sutra (c. 100) tells of how the Buddha chose Manjusri to call upon the malingering householder whom no other disciple wanted to visit due to his supernatural intellect. He and Vimalakirti debate Buddhist doctrine before a crowd of celestial onlookers until they realize that they are both equally versed in the dharma (Burton Watson, The Vimalakirti Sutra (New York: Columbia University Press, 1997)). For Manjusri’s association with the Ruyi scepter, see J. Leroy Davidson, “The Origin and Early Use of the Ju-i,” Artibus Asiae 13, no. 4 (1950): 240. The aforementioned sutra was not translated into Chinese until the 5th century, so this means the ruyi became associated with the deity rather quickly.

[6] Davidson, 241-242. Medieval Chinese dictionaries refer to the ruyi as a type of backscratcher, the idea being that it can reach the areas that “one wishes” (Ibid, 239; John Kieschnick, The Impact of Buddhism on Chinese Material Culture (Princeton: Princeton University Press, 2002), 142).

[7] Ibid, 245. See plate IV for examples of 8th-century ruyi scepters from Japan shaped like Bamboo stalks.

[8] Ibid, 246. Davidson cites a hard to find book that is long out of print. I located an archived scan of the publication online. See “A Manual of Buddhism, in Its Modern Development (1853).” Internet Archive. Accessed December 17, 2014. https://archive.org/details/manualofbudhism00hard. The story appears on page 255.

[9] Davidson, 246. Various Puranas state that such trees arose during the churning of the ocean of milk. The gods allowed humans to wish for whatever their hearts desired until they started asking for evil things. The trees were then transported to heaven beyond the reach of man (Roshen Dalal, Hinduism: An Alphabetical Guide (New Delhi: Penguin Books, 2010), 189).

[10] A day of religious observance in which the Buddhist lay community renews their commitment to the Eightfold Path. Buddhist priests are invited into homes to help with this process (Yijing, F. Max Müller, and Junjirō Takakusu, A Record of the Buddhist Religion As Practised in India and the Malay Archipelago (A.D. 671-695) (Oxford: Clarendon Press, 1896), 35 n. 1).

[11] Davidson, 246-247.

[12] John Kieschnick believes that the ruyi is a strictly Chinese invention (Kieschnick, 138-152). I, however, find Davidson’s arguments for an Indian origin more compelling.

[13] Joseph Edkins. “The Ju-i, or, Sceptre of Good fortune.” The East of Asia Magazine III (1904), 238. For a complete translation of the story, see John Minford and Joseph S. M. Lau, Classical Chinese Literature: From Antiquity to the Tang Dynasty (New York: Columbia University Press, 2000), 671-672.

[14] Edkins, 238.

[15] Ibid, 239.

[16] Ibid. See also Kieschnick, 144. Kieschnick refers to him by his temple name Gaozu. I have used his reign name to avoid confusion with other similarly named emperors from subsequent dynasties.

[17] Edkins, 239.

[18] Berthold Laufer, Jade: A Study in Chinese Archaeology and Religion (Chicago: Field Museum of Natural History, 1912), 336 n. 1. Text altered slightly. Laufer describes the ruyi as a blunt sword, but the available information makes the object sound more like a club.

[19] He writes: “The ruyi was used in ancient times to give directions or to protect oneself from the unexpected. It was for this reason that it was made of iron, and not on the basis of strictly aesthetic considerations…” (Kieschnick, 151).

[20] Davidson, 249. Text altered slightly.

[21] Ibid.

[22] R. Gordon Wasson and Joseph Needham both suggested that Zhi was actually based on Indian stories of Soma (Paul U. Unschuld, Medicine in China: A History of Ideas (Berkeley: University of California Press, 1985), 112.

[23] Sima Qian and Burton Watson, Records of the Grand Historian (Vol. 2) (Hong Kong: Columbia University Press, 1993), 14-15 and 45-46. Despite its association with mushrooms, some texts refer to it as a type of grass or herb (Wolfram Eberhard, A Dictionary of Chinese Symbols: Hidden Symbols in Chinese Life and Thought (London: Routledge & Kegan Paul, 1986), 173-174.

[24] Xiao Tong, Wen Xuan or Selections of Refined Literature (Vol. 3) (Princeton, N.J.: Princeton Univ. Press, 1996), 201.

[25] These are stone zhi (石芝), wood zhi (木芝), plant zhi (草芝), flesh zhi (肉芝), and mushroom zhi (菌芝) (Fabrizio Pregadio, The Encyclopedia of Taoism (Vol. 2) (London: Routledge, 2008), 1273).

[26] Ibid.

[27] Stephen Little and Shawn Eichman, Taoism and the Arts of China (Chicago: Art Institute of Chicago, 2000), 340.

[28] The association with the lingzhi, however, may have been as early as the Tang Dynasty (618–907). Yan Liben’s (閻立本, 600–673) “The Thirteen Emperors” painting features a monarch holding a straight tanbing-style ruyi with the head in the shape of a lingzhi. Although, the scalloped perimeter could denote a cloud. See “The Thirteen Emperors.” Digital Scrolling Paintings Project. Accessed December 23, 2014. http://scrolls.uchicago.edu/scroll/thirteen-emperors.

[29] Livia Kohn, The Daoist Monastic Manual: A Translation of the Fengdao Kejie (New York: Oxford University Press, 2004), 122.

[30] Ibid, 119.

[31] See image #39 in Little and Eichman, 183. Little suggests that this could instead be a depiction of the Celestial Worthy of Numinous Treasure (靈寶天尊) (Ibid, 187 cat. nos. 39-42 n. 9). On the contrary, Silvio A. Bedini mentions an incense burner of Laozi carrying a ruyi on his famous journey to the Western Paradise (Silvio A. Bedini, The Trail of Time: Time Measurement with Incense in East Asia (Cambridge: Cambridge Univ. Press, 1994), 113). This suggests that Laozi was indeed associated with the scepter.

[32] This illustrates a scene from an important Song Dynasty text in which the Celestial Worthy is said to reveal heavenly secrets to mankind (Little and Eichman, 237-238).

[33] See, for example, Cao Guojiu (曹國舅) (Welch, 259).

[34] Kieschnick, 148-149.

[35] Ibid, 1414-142 and 149-150.

[36] Erik Zürcher has suggested that the only way the lowly back scratcher could have become a symbol of lofty knowledge was via an association with the wish-granting pearl (Erik Zürcher, The Buddhist Conquest of China: The Spread and Adaptation of Buddhism in Early Medieval China (Leiden: Brill, 1997), 407 n. 59). It seems only natural that an affiliation between the scepter and the pearl would have sparked the idea that the former had magical properties.

[37] I’m not sure when the term was first translated into Chinese, but it appears in the Scripture on the Ten Wheels, a 6th-century sutra centered around the Bodhisattva Dizang (地藏, a.k.a., Ksitigarbha) (Ng Zhiru, The Making of a Savior Bodhisattva Dizang in Medieval China (Honolulu: University of Hawai’i Press, 2007), 29-30). This shows the association between the ruyi and the wish-granting pearl could be quite old. For more information on the Cintamani, see Alice Getty, The Gods of Northern Buddhism: Their History and Iconography (New York: Dover Publications, 1988), 186-187.

[38] Wu and Yu, 135.

[39] Ibid, 190.

[40] Victor H. Mair, The Columbia Anthology of Traditional Chinese Literature (New York: Columbia University Press, 1994), 1189. For the complete story, see pages 1181-1207.

[41] H. A. van Oort, The Iconography of Chinese Buddhism in Traditional China (Leiden: E.J. Brill, 1986), 22.

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