Japsang or Chapsang (Kor: 잡상; Ch: zaxiang, 雜像, “miscellaneous figurines”) are effigies of dark gray fired clay adorning the roof-hips of royal palaces in Korea. The first four (of up to eleven) figures are traditionally associated with the main characters of Journey to the West (Xiyouji, 西遊記, 1592) (fig. 1 & 2). Tripitaka is connected to the first figure, which wears a suit of armor and sits in a kingly fashion with hands on splayed knees (fig. 3). Sun Wukong is connected to the second, an ape-like figure with a pointed hat, long arms, and small legs. Zhu Bajie and Sha Wujing are respectively connected to the third and fourth figures, which are portrayed as scaled beasts with their heads turned in different directions.
Wall (2019) reveals the earliest reference to our our heroes’ association with the japsang appears in Eou yadam (어우야담, “Eou’s Unofficial Histories”), a collection of stories by the scholar-official Yu Mongin (유몽인, 1559-1623). Yu frames knowing the names of the figures as a test for a new official:
When newly appointed officials meet their predecessors for the first time, they have to be able to tell the names of the ten divine figures on top of the palace gates for ten times. . . . The names are Master of Great Tang (Taedang sabu, 大唐師傅 [Tripitaka]), Pilgrim Sun (Son haengja, 孫行者 [Sun Wukong]), Zhu Bajie (猪八戒), [and] Monk Sha (Sa Hwasang, 沙和尙 [Sha Wujing]) (Yu, 2004, as cited by Wall, 2019, p. 2137).
Interestingly, Sun Wukong was eventually associated with the very nails that fastened the figures to the royal rooftops (Chang, 2004, as cited by Wall, 2019, p. 2137). They were called “Pilgrim Sun-Nails” (Son) haengja taech’ ol; Ch: (孫)行者帶鐵),  which implies our hero “was at some point considered representative of all roof ornaments” (Wall, 2019, p. 2137). This connection no doubt references Monkey’s adamantine body and position as the demon-conquering exorcist par excellence. After all, the japsang figurines were believed to “protect the palaces from calamities” (Ro & Park, 2015, p. 78), making them cognates for Chinese roof figurines, which serve as “guardians against fire and evil spirits” (Li, 1990, as cited by Wall, 2019, p. 2138). This is fascinating from a historical perspective as late dynastic Korea was staunchly Neo-Confucian, showing Journey to the West was so wildly popular in the “Land of the Morning Calm” that the pilgrims were able to transcend their original Buddhist associations (Wall, 2019, pp. 2137-2138).
(I also find this subject interesting because, while not officially worshiped by people of non-Chinese descent, it shows Sun served a religious function in Korea. Thus, we can add this thread to the complex tapestry of his worship in East and Southeast Asia.)
I originally intended to write my own in-depth article on japsang figures but later discovered Macouin (2003). This masterful paper explains the evolution of such roof adornments and their later association with the Chinese novel. Macouin (2003) is written in French, so I am presenting both the original and a rough English translation. I did not include the Korean and Chinese characters in the translation.
Fig. 1 – A chart of nine japsang (larger version). Notice that most feature the same basic arched back design similar to the Hebrew letter mēm (מ). Fig. 2 – Photo of a roof-hip featuring seven figures (larger version). From Wikipedia. Fig. 3 – A picture of the lead figure believed to be Tripitaka (larger version). From Yogin, 2001 as cited in Macouin, 2003, p. 29. But as noted, Sun Wukong came to be associated with all japsang figures.
I. Abstract (with translation)
Dans l’architecture ancienne de la Corée, à l’époque de la dynastie des Yi (1392-1910), les toits de certains bâtiments étaient ornés de statuettes protectrices, disposées en file sur leurs arêtes. À la fin du XIXe siècle, seuls les édifices peu ou prou en relation avec la fonction royale en étaient pourvus. La présence de ces figurines, à l’aspect d’animaux accroupis, est attestée au XVe siècle. Elles peuvent avoir succédé à d’autres ornements et, plus lointainement, à des tuiles spéciales à embout relevé.
Une tradition associe quatre de ces grotesques à des personnages bien connus par le roman chinois du XVIe siècle, le Xiyou ji. Plus précisément, la statuette placée en rive est identifiée au célèbre moine Xuanzang, héros de ce livre. Il est suggéré finalement que la personnification de ces statuettes pourrait être en relation avec des pratiques de bizutage.
In the ancient architecture of Korea, during the Yi Dynasty (1392-1910), the roofs of some buildings were adorned with protective statuettes, arranged in a line on their ridges. At the end of the 19th century, only buildings more or less related to the royal function were provided with it. The presence of these figurines, with the appearance of crouching animals, is attested in the 15th century. They may have succeeded other ornaments and, more distantly, special raised-toe tiles.
One tradition associates four of these grotesques with figures well known from the 16th century Chinese novel, Xiyou ji. More precisely, the statuette placed on the bank is identified with the famous monk Xuanzang, hero of this book. It is finally suggested that the personification of these statuettes could be related to hazing practices.
In chapter four of Journey to the West (Xiyouji, 西遊記, 1592), Sun Wukong is invited to heaven to serve as the Bimawen (弼馬溫, “To assist horse temperament”), a minor post overseeing the imperial horse stables (Wu & Yu, 2012, p. 148). He takes the position seriously, caring for nearly 1,000 horses day and night, making sure they are all well-fed, exercised, and rested (Wu & Yu, 2012, p. 149) (fig. 1). But these are no ordinary horses. A poem associates them with the most famous steeds in Chinese history (Wu & Yu, 2012, pp. 148-149), and most importantly, the last line states: “They tread the mist and mount the clouds with unflagging strength” (Wu & Yu, 2012, p. 149). This suggests that they have the supernatural ability to gallop through the skies (fig. 2). Additionally, the novel refers to them as “dragon horses” (long ma, 龍馬) (Wu & Yu, 2012, p. 309), which brings to mind the White Dragon Horse (Bai long ma, 白龍馬) that serves as Tripitaka‘s mount throughout the journey (Wu & Yu, 2012, p. 328).
Monkey’s position gives him power over all horses, especially those of mortal stock:
When the horse saw [Pilgrim], its torso slackened and its legs stiffened. In fear and trembling, it could hardly stand up. For you see, that monkey had been a [Bimawen], who used to look after dragon horses in the celestial stables. His authority was such that horses of this world inevitably would fear him when they saw him (Wu & Yu, 2012, p. 309). 
The heavenly post is a homophonous pun on Bimawen (避馬瘟, lit: “avoid the horse plague”), an ancient superstition where people would place monkeys in stables to ward off equine sickness. For example, Essential Techniques for the Common People (Qimin yaoshu, 齊民要術, c. 544) states:
[Horses] are often associated with macaques [mihou, 猕猴] in the horse stable. This is in order to calm the horses, repel evil, and eliminate all diseases.
The Shuowen says: The characters (for macaque) look like “mother monkey” (muhou), but it’s “bathing monkey” (muhou, i.e. macaque), not a female. Since a macaque resembles a hu-barbarian, he is also called hu-sun “grandson of a barbarian”. The Zhuangzi calls him ju. People who raise horses keep a macaque in the stables, which will ward off horse-diseases. The Hu barbarians call a macaque ma–liu, in Sanskrit books he is called Mo–si–zha (makaṭa). 
The second explains how monkeys are believed to help the horses:
The Classic of Horses states: Domesticated macaques used in horse stables help avoid horse diseases [lit: bimawen]. Their monthly menstruation runs onto the grass, and once the horses eat it, they will never be sick.
This is insanely comical as it directly links Sun Wukong, a powerful cosmic warrior, to menstruation! This then might explain why Monkey is so enraged when enemies call him a Bimawen. As noted by my friend Irwen Wong of the Journey to the West Library blog, it challenges the Great Sage’s masculinity.
The following essay by Arthur Waley (1955), famed translator of the Journey to the West abridgement Monkey (1942), links heavenly horses to a historical breed from Central Asia, the Ferghana horse. He describes China invading the region to procure these horses by force, suggesting Emperor Wu of Han directed this action because the ruler believed the equines were dragon horses capable of transporting him to heaven. This is linked to stories of ancient Chinese rulers attaining immortality by riding horses or dragons to the celestial realm. Waley (1955) notes both the Chinese and Indians believed supernatural steeds hailed from the water, showing a link between horses and dragons.
But Creel (1982) refutes the claim that the heavenly horses were procured for purely religious reasons. He shows they were indeed used in military battles.
Individuals are not happy in proportion to the amount of space their persons occupy. Yet certain nations, at certain periods of their history, seem to take it for granted that the wider they spread themselves the happier they will be. China is a case in point. Why did this enormous country in the second century BC, in the first century AD and again at various later periods ruin itself by gratuitous westward expansion? Were her aims commercial or strategic? Was she defending her silk trade, or guarding against possible wars on two fronts? What part was played by the individual ambition of Emperors or generals, or by mere restlessness and love of adventure?
To answer these questions we should have to take the campaigns one by one. In doing so we should not be reduced to mere guesses. In Imperial edicts and addresses about military campaigns certain traditional pretences are, of course, kept up: ‘everything under Heaven’ belongs by right to the Chinese Emperor, and any peoples who do not think so must be chastised. Concrete and material motives for war are not always mentioned in these regal utterances, any more than an Address from the Throne (or its equivalent) in modern countries usually mentions petrol or rubber. But statesmen and officials were often quite frank about material motives for conquest: more so, I think, than is the case with us today. Thus, as justifying a proposal to secure from the Huns a strip of territory that projected into the Kansu corridor in north-western China the following reasons are given by a statesman in 8 BC: first, that it was a good source of supply for the sort of wood and feathers used in making arrows; secondly, that it would mean a large increase of Chinese territory, and lastly that it would give the general in command of the campaign a chance to win a big reputation. It is interesting to find that extension of territory is here regarded as an end in itself. Possibly supporters of the proposal might, if pressed, have pointed out as an afterthought that Chinese farmers could be settled in the new territory and that the taxes they paid would be a help to the exchequer.
The tendency of modern historians, and not only in Marxist countries, is to stress material and particularly economic motives for war, and to regard the profession of other motives as mere propaganda. In dealing with early Chinese history I do not think this view would generally lead us far astray, so long as we bear in mind the additional factor of personal ambition and the almost axiomatic belief that extension of territory was an end in itself. But I am going to deal with a case that seems to me to be exceptional. Oddly enough the early Chinese military adventure that modern scholars have most unanimously explained solely on materialist lines, seems, on closer examination, to have been to a large extent a religious quest
In 102. BC the Chinese Emperor Wu sent a huge military expedition (there had been a small and abortive one two years before) to Ta Yüan, corresponding roughly to the modern Ferghana in Russian Turkestan, to capture Heavenly Horses. Modern scholars, both Far Eastern and European, have usually assumed that the real object of the expedition was a purely practical one; namely, to secure a better type of cavalry horse. It is certain that by the middle of the second century AD the Chinese did possess two kinds of horse: a steppe-pony, with a large clumsy head, and a western type of horse, similar to that shown on Greek coins of the fourth to the second century BC, with small graceful head. It may well be that one of the results of the Ferghana expedition was the introduction of a western type of horse into China; and in the eyes of the generals and the horse-experts who accompanied them this may have been the main object as well as the result of the expeditions. But modern historians, intent on the very interesting material aspects of the episode, have tended to overlook its place (amply attested by contemporary texts) in the history of Chinese religion. Incidentally, by examining these texts more closely, I think one gets fresh light on what concretely and zoologically (as opposed to mythologically) the Heavenly Horses really were. I should mention that as a result of the expedition thirty or so ‘superior horses’ and 3,000 horses and mares of ‘middling or lower quality’ were handed over to the Chinese. How many of these survived the journey of 2,500 miles back to the Chinese capital we do not know. A few years later the king of Ferghana agreed to send two Heavenly Horses to China every year. I shall here be concerned only with the thirty ‘superior’ Or ‘Heavenly’ horses. There is no reason to suppose that the 3,000 inferior horses were of a type different from the usual Chinese horse. They may merely have been needed as remounts.
In studying what was said about the horses in contemporary Chinese literature the best point of departure is the hymn made in 101 B.C. when the horses were about to arrive at the Chinese capital :
The Heavenly Horses are coming, Coming from the Far West. They crossed the Flowing sands, For the barbarians are conquered. The Heavenly Horses are coming That issued from the waters of a pool. Two of them have tiger backs. They can transform themselves like spirits. The Heavenly Horses are coming Across the pastureless wilds A thousand leagues at a stretch, Following the eastern road. The Heavenly horses are coming. Jupiter is in the Dragon. Should they choose to soar aloft, Who could keep pace with them? The Heavenly Horses are coming; Open the gates while there is time. They will draw me up and carry me To the Holy Mountain of K’un-lun. The Heavenly Horses have come And the Dragon will follow in their wake I shall reach the Gates of Heaven, I shall see the Palace of God.
This song has often been spoken of by western historians as though it were a purely secular literary poem. It is in reality one of a series of hymns written (possibly by the Emperor Wu himself, but the authorship is very uncertain) for use at the sacrifices to Heaven and Earth-sacred rituals performed by the Emperor in person. One or two of the phrases in it obviously need further explanation. Whether the people of Ferghana believed that their sacred horses ‘issued from a pool’ we do not know. But there are, apart from other instances of this belief elsewhere in Central Asia, many Chinese stories of horses coming up out of the water, the implication being that they are dragon-horses, that is to say, water-dragons who have changed themselves into horses, often retaining their dragon wings. As we shall see, the Emperor had been on the look-out for a water-born horse for some time. What is meant by ‘the Dragon will follow in their wake,’ more literally ‘they will be introducers of the Dragon’ ? The idea underlying these words is best illustrated by the following story, dating perhaps from some forty years earlier than the hymn: Recently a man who lived on the frontier lost his horse which ran away into the land of the barbarians. He was very much upset, and everyone condoled with him, except his father who remarked cheerfully, ‘This may be a blessing in disguise.’ And sure enough the lost horse came back bringing with it a ‘fine horse,’ that is to say, a horse of superior value and breed. The Emperor in this hymn hopes that the Ferghana horses would one day bring along a Dragon, a being even more magical than a Heavenly Horse.
The general implication of the hymn therefore is that the Heavenly Horses will carry the Emperor to the abode of the Immortals on the magical mountain K’un-lun. He imagines himself, I think, driving in a chariot drawn by horses rather than riding on horseback. Riding did not become common in China till the fourth century BC and was in the second century still felt ‘to be a utilitarian, unlegendary form of transport. More than this, the Ferghana horses being, as another hymn in the series says, ‘friends of the Dragon ‘ who is master of the clouds, will eventually carry him to Heaven, to the Abode of God-on-High-(Shang Ti).
The preceding hymn (No. 9 in the series), which is about the fleeting and uncertain nature of man’s life, ends with the words, ‘Why does not Tzu-huang come down to me?’ Tzu-huang was the horse with dragonwings that carried up the mythical Yellow Emperor to Heaven. There are many Chinese stories of legendary monarchs being carried up to Heaven by magic steeds; but it would be difficult to prove that any of them is older than the fourth century BC. It is interesting to compare these Chinese myths with Indian ideas about the relation of monarchs to magic steeds. In Indian legends the magic horse Valaha (‘Cloud’), is one of the ‘seven treasures’ of a great monarch. Valaha came up out of the sea, just as the Ferghana horse and others in which the Chinese were interested came up out of the water, and carried Simhala, the legendary founder of the Kingdom of Ceylon, back to India when he was on the verge of being eaten by female cannibals.
The Emperor Wu had, as I have mentioned, for some time past been on the look-out for a magic horse, ‘born from’ a stream. In 121 BC someone thought it worthwhile to report to the Court that a horse had come up out of a river to the north of the Ordos, the great square-shaped northern bend of the Yellow River. We have no details about this horse ; but in 113 BC another strange horse was not only seen but captured and sent to Court. A Chinese who in consequence of some misdemeanour had been sent to do service at the military colony near Tun-huang, on the northwest frontier, frequently saw a horse of strange appearance drinking in the river along with a number of wild horses. He tamed the strange horse by putting at the water-side a dummy figure of a man whose hands were bridle and halter. When the horse was used to this sight he substituted himself for the dummy, captured the horse and sent it to Court. In order to prove that the horse was ‘divine’ he pretended that it had come up from under the water. His story was evidently believed at the time, for this horse, too (like the Ferghana horses twelve years later), was made the subject of a hymn to be used in the Imperial sacrifices :
The Heavenly Horse comes down A present from the Grand Unity, Bedewed with red sweat That foams in an ochre stream Impatient of all restraint And of abounding energy. He treads the fleeting clouds, Dim in his upward flight; With smooth and easy gait Covers a thousand leagues.
Historians of religion, particularly those of the Vienna school, regard as ‘the beginning of religion’ the belief in a supreme celestial deity who later becomes merely a vague memory and ultimately fades away or becomes merged in other, more concrete cults. The ‘Grand Unity‘ (or ‘Great Unique,” as one might also translate it) of this hymn has therefore particular interest as a religious phenomenon, being a supreme celestial deity whose origin (at any rate as a national cult), whose heydey and disappearance all take place before our eyes within a limited historical period. So far from belonging to a remote, ‘archaic’ past he begins, officially at any rate, in 133 B.C. Up till then the Grand Unity was a philosophic conception denoting the primal unity out of which grew the plurality of the universe as we know it. Sometimes the phrase is a synonym of Tao, the underlying principle of the Universe in Taoist philosophy. But in the second century BC a cult sprang up in which the Grand Unity figures not as a philosophic conception but as a personal divinity, the highest of all gods, worshipped with an elaborate ritual. About 133 BC a member of the Grand Unity sect prevailed on the Emperor Wu to make the whole Imperial cult centre round this deity. The Grand Unity maintained this position during several reigns and the cult was only brought to an end (along with many other religious innovations of Wu’s reign) in 32 BC.
I will leave aside for the moment the other points of interest in the Heavenly Horse hymn of 113 BC and note here that the Emperor’s search for immortality did not begin with his interest in divine horses. He had, as is well known, for long past been pursuing this quest on other lines. He had sent numerous and costly expeditions to the East in the hope of discovering islands inhabited by Immortals who might be persuaded to yield their secrets to him. He had dabbled in alchemy, in the belief that if he ate out of vessels made of alchemic gold he would live forever, or at any rate for a prodigiously long time. The expedition to fetch magic horses from the West was, it seems to me, merely a continuation of his earlier quests in the East. ‘The Emperor Wu,’ says Wen Ying in about AD 200, ‘had set his heart on immortality. He was always hoping that a Heavenly Horse would come and carry him to K’un-lun,’ the western Abode of the Immortals. At last when all his guests in the East had failed and when the Horse did not come of its own accord (as it had come to legendary Emperors in the past, both in India and in China) he determined, having known for long that the king of Ferghana had such horses, to wrest some from him by diplomacy or, if need be, by force.
We have seen, then, how the horses were regarded by the Chinese Emperor. Other people, less obsessed by magico-religious ideas, may have viewed them differently; but there is nothing in the Chinese sources to suggest that they were needed or used for military purposes. Naturally, the normal political excuses were made for the expedition. In a public proclamation the Emperor accused Ferghana of having killed two Chinese envoys on their way to the west and an Indian envoy who was on his way to China. The excuse has a familiar ring. One is reminded, for example, of the German seizure of Tsingtao in 1897, alleged to be a reprisal for the murder of the German missionaries Nies and Henle.
Another question clearly arises. How were the Heavenly Horses regarded by the king of Ferghana and what role did they play at his Court? It is generally assumed that they were battle-chargers. But I wonder whether their function was not perhaps something like that of the ten Nesaean horses ‘most gorgeously caparisoned,’ who in the procession of the Persian king Xerxes, as described in the seventh book of Herodotus, walked immediately in front of the sacred chariot of ‘Zeus’ ? ‘And it occurs to one that to this same category of ceremonial horse may very well belong the ten yellow mares of the Pazaryk grave mound, in the eastern Altai, preserved in a solid ice block. They form part of the burial gear of a semi-nomad chieftain who lived perhaps somewhere about the 5th century B.C. ‘They are,’ says the Swedish archaeologist Karl Jettmar, ‘certainly of the noblest breed. They resemble the best strains of Turkmenistan or Ferghana.’ Two of them have masks. One mask represents a deer or reindeer; the other, a composite mythological creature. They may well have been special horses used by a ruler for ritual purposes, and perhaps (as Jettmar suggests) they took part in the funeral procession, which like the Scythian funeral processions described’ by Herodotus may have travelled an immense way. Their mythological function may well have been to carry the dead Khan to Immortality, just as the horse Tzu-huang carried the legendary Chinese Yellow Emperor and as in historic times the Emperor Wu hoped to be carried by the Ferghana horses. One is reminded, again, of the ‘treasure-horses,’ blue-grey in colouring and with black heads (that is to say, descendants of the magic horse Valaha) and gorgeously caparisoned, who took part in the procession that brought the infant Buddha back from Lumbini to his father’s palace. If the function of the Heavenly Horses at the Ferghana Court was a ritual rather than a practical one it would well explain why the king was so anxious not to part with them and at one point even threatened to kill them all rather than let them fall into the hands of the Chinese.
Though the main subject of this essay is the relation between the Ferghana expeditions and the religious pre-occupations of the Chinesr Emperor, the texts we have studied do also tell us something about the physical characteristics of the Ferghana horses, and it may be worth while to close with a few remarks on this subject. The first of the two hymns mentions that two Heavenly Horses had stripy backs. Lydekker in The Horse and Its Relatives says : ‘It has been noticed that dun-coloured domesticated horses frequently show a tendency to develop … one or two transverse dark stripes across the shoulder, and another along the middle line.’ Such presumably were the two Ferghana horses, and the Chinese regarded them as ‘marked’ by heaven and consequently particularly sacred. The other physical characteristic commonly attributed to Ferghana horses is that they ‘sweated blood.’ This, as we have seen, was also said of the horse sent from near Tun-huang in 113 BC. Professor Dubs, in his valuable translation of the Han History, has suggested that the flow of blood was caused by lesions inflicted on the horses by a parasite with the intimidating name Parafilaria multipapillosa. There is in any case no question of this characteristic being merely legendary. In AD 78 the Emperor Chang gave one of his uncles ‘a Ferghana horse which bled from a small hole above its front upper leg.’ In the letter that accompanied this gift he said, ‘I had often heard the line in Emperor Wu’s song about the Heavenly Horse in which it is said that it is ‘ bedewed with red sweat,’ and I have now seen with my own eyes that this is actually the case.’ Presumably the ‘hole’ looked more like a pore in the skin than a wound, and therefore what came out of it was regarded as sweat rather than blood.
Nowhere, I think, is it said that they were larger than Chinese horses, though this has constantly been assumed by Western writers. The only horses that the Chinese at this period call big (ta) were to be found not in Ferghana but in Parthia. ‘They have the big horse and the big bird (ostrich),’ says the Han History. But there is no record of those huge Parthian steeds (no doubt the Parthikoi of Strabo, which he says were of the same build as the huge Nesaean horses) being brought to China.
To sum up: the accepted idea about the Ferghana expeditions is that the Emperor Wu sent them in order to obtain ‘horses larger and fleeter than the small steppe breed.” It is assumed that in this he was successful and that the ‘western’ type of horse seen in some of the second century A.D. grave-reliefs corresponds to the type of horse brought back from Ferghana in 101 BC. I would re-formulate this view as follows: The Emperor sent the expeditions in order to secure Heavenly Horses which would carry him to Heaven. There is no evidence that Heavenly Horses were used in battle either in Ferghana or China: If they had been they would hardly have remained long, as it were, ‘on the secret list.’ I’m inclined, to think that their function was a ritual one, both in Central Asia and in China. About the breed of the horses that the Emperor secured we know nothing. But it is reasonable to suppose that the existence of the ‘Western’ horse in China, in the second century AD was due to Chinese intercourse with the West from the second century BC onwards and that the Ferghana expedition, as an episode in this intercourse, may well have played its part in what was perhaps a gradual process. There is no justification for saying as Tam does that ‘the origin of the Ferghana horses must have been one of the great Parthian war-horses’ or that the Ferghana horses were ‘of the great Nesaean-Parthian breed.’.
Thus though my main object was to show that this episode cannot be properly understood without taking into account more than has hitherto been done its magico-religious aspects, my conclusions about its secular, concrete aspects are also somewhat different from those of my predecessors (Waley, 1955).
II. The Role of the Horse in Chinese History
Creel (1982) successfully refutes the former’s claim that the horses were procured for only religious reasons:
Waley, “Heavenly Horses of Ferghana,” 102, takes the position that the horses of Fergana were sought by the Han Emperor Wu “in order to secure Heavenly Horses which would carry him to Heaven.” He says that “there is no evidence that Heavenly Horses were used in battle either in Ferghana or in China.” (Ibid., 102.) But in fact, as we have seen, the use of Fergana horses in fighting is mentioned in Hou-Han-shu, 110A.4b. By speaking here of “Heavenly Horses” Waley is evading the real question: were horses obtained from Fergana used in battle in Han times? The answer is that they were. Waley also says: “Nowhere, I think, is it said that they [i.e., “Heavenly Horses”] were larger than Chinese horses, though this has constantly been assumed by Western writers.” (Ibid.) The evidence cited above certainly indicates that the Fergana horses were extremely large and that there is every reason to feel assured that they were much larger than most of the horses in China both in Han times and later. Further evidence against Waley’s view is the nature of the titles of the two men sent by the Emperor to Fergana “to select good horses.” (Shih-chi, 123.37.) These would appear to be ordinary official titles and refer to “managing horses” and “driving horses.” If the purpose had been primarily to select horses having special religious virtues, why did the Emperor not send men with religious qualifications? Certainly there was some religious aspect to this curious affair, and Waley has performed a service by emphasizing it. But in doing so he has given undue attention to a part of the evidence and neglected other parts of it entirely (p. 176 n. 66).
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I previously mentioned the White Dragon Horse in the introduction. A reader recently contacted me to ask why he, while still a dragon prince, set fire to his father’s pearls. This is what the prince says to Guanyin in chapter eight:
Because I inadvertently set fire to the palace and burned some of the pearls therein, my father the king memorialized to the Court of Heaven and charged me with grave disobedience. The Jade Emperor hung me in the sky and gave me three hundred lashes, and I shall be executed in a few days. I beg the Bodhisattva to save me” (Wu & Yu, 2012, vol. 1, p. 213).
But the original Chinese doesn’t include a word meaning “inadvertently,” so it appears that he did it on purpose (for whatever selfish reasons). I suggest that this episode is intended to explain the “dragon chasing a jewel” (ganzhu longwen, 趕珠龍紋) motif in Chinese art (fig. 3). The jewel is often shown emitting flames.
Fig. 3 – A Qing-era plate showing the dragon chasing a flaming jewel motif (larger version). Image found here. I like to think the title of this piece is “SHIT SHIT SHIT SHIT!!!! MY DAD’S GONNA KILL MEEE!!!!”
Twitter user Lava (@Lavaflowe) has allowed me to post their lovely drawing of Sun Wukong as the Bimanwen. The image is comically labeled “horse girl“. I especially love how he has transformed his magic staff into a pitchfork. Also, check out the hay covering his heavenly robes (fig. 4). That’s such a great detail.
In August of 2020 I happened upon an online listing for a carved wooden talisman block bearing Sun Wukong’s divine, rebellious title Qitian Dasheng (齊天大聖) (fig. 1). The seller was located in Singapore, so I asked my local friend to meet with them to make sure it was legitimate. Two weeks later I had the block in hand (thank you Antz). It measures 8.5 x 2.125 x 1 in (21.59 x 5.397 x 2.54 cm) and is made from some kind of light-colored, smooth-grained wood. The face contains a series of intricately carved Chinese characters and magic symbols.
Fig. 1 – The talisman block and a print (larger image). The image has been enhanced slightly for clarity. Fig. 2 – The talisman legend (larger version). See here for a version without the numbers.
Here I will explain the various symbols as I understand them (fig. 2). I am by no means an expert, so I am open to comment. I’d like to thank members of the “Talismans of Asia” Heritage Group (亞洲符咒文化資訊網) on Facebook for their suggestions.
1. 齊天宮 (Qitian gong) – The “Equaling Heaven Temple”, a house of worship in Singapore dedicated to Monkey. The characters are written backwards according to traditional fashion.
2. These three checkmark-shaped symbols refer to the 三清 (Sanqing, “Three Pure Ones“), the three highest gods of Daoism. An informant also told me that they can represent heaven, earth, and man.
3. 奉齊天大聖 (Feng Qitian dasheng) – “Revere the Great Sage Equaling Heaven”, the main deity of the Qitian Temple.
4. These barbwire-like designs may represent symbolic weapons of some kind. 
5. 六甲 (Liujia) – Refers to the “Six Jia“, protector spirits of Daoism. They are grouped with the Six Ding (Mugitani, 2008).
6. 六丁 (Liuding) – Refers to the “Six Ding” spirits.
7. 令雷 (Ling lei) – “Commanding thunder” refers to the 雷法 (Leifa, “Thunder Ritual”), a corpus of ritual magic that enables the user to command heavenly beings to exorcize malevolent forces (Reiter, 2010). These characters are usually reversed, 雷令 (Lei ling). This essentially commands the Ding and Jia spirits to execute the order (see #9).
8. 甲將軍 (Jia jiangjun) – “Jia generals”, a reference to the Six Jia spirits.
9. 扶身保命 (Fushen baoming) – “Support the body and save life” is the order to be executed by the Ding and Jia spirits.
10. 爪 (zhao/zhua) 罡 (gang) 卩(jie) – Two halves of the character for 印 (yin, “print”), referring to the talisman, sandwich that for “firm”. 罡 (gang) increases the intensity of the command (#9).
11. This angular symbol is the 符胆 (fu dan), the talisman’s locus of power. 
Unlike Western stamps which are pressed face down onto paper, the paper itself is pressed onto the face of the talisman block like Japanese woodblock prints (Leffman, 2020). This enables a popular temple to mass produce protective talismans without having to handwrite each one. The talisman is then consecrated with a spell and/or blood from a tangki (童乩) spirit-medium.
1) See #17 in Chan, 2014, p. 35.
2) Again, see #17 in Chan, 2014, p. 35.
Chan, M., Goh, R., Choo, P., & Tan, B. (2014). Tangki War Magic: The Virtuality of Spirit Warfare and the Actuality of Peace. Social Analysis: The International Journal of Social and Cultural Practice,58(1), 25-46. Retrieved January 23, 2021, from http://www.jstor.org/stable/24718290
I’ve previously written about the similarities between Sun Wukong and the Water Margin bandit Wu Song. In this article, I would like to explore the similarities shared by the Monkey King and the historical Buddha, Siddhartha Gautama (Ch: Xidaduo Qiaodamo, 悉達多 喬達摩). I know readers are now collectively scratching their heads in confusion and asking, “How in the world are a 6th- to 5th-century BCE Indian philosopher and an immortal monkey spirit from Ming-era Chinese literature similar?” It’s true that the particulars of their stories are different, but I will show that Wukong and the Buddha follow a similar trajectory in their early lives. Both experience a supernatural birth, produce a radiant splendor upon emerging from the womb, spend early years as royalty, feel a sense of shock upon realizing the impermanence of life, set out on a quest to find a means of escaping old age and death, and, finally, achieve this goal through spiritual practices. These similarities suggest that the author-compiler of Journey to the West (Xiyouji, 西遊記) may have borrowed from the Buddha’s story to make Sun Wukong’s early life more familiar to readers.
For details about the Awakened One’s life, I rely heavily on Acts of the Buddha (Sk: Buddhacarita; Ch: Fo suoxing za, 佛所行讚, 2nd-century), a full-length biographical poem that survives thanks to its translation into Chinese from the original Sanskrit (Buswell & Lopez, 2014, p. 150). Information about Monkey will of course come from the standard 1592 edition of the novel.
See the 06-18-2022 update for another parallel.
1. Supernatural birth
On the day of his birth, the bodhisattva’s mother, Queen Maya, feels the urge to go to the garden of Lumbini. There, following the tradition of sage-kings, the young prince Siddhartha is born from her right side (fig. 1):
Whilst she (thus) religiously observed the rules of a pure discipline, Bodhisattva was born from her right side, (come) to deliver the world, constrained by great pity, without causing his mother pain or anguish. / As king Yu-liu [Aurva] was born from the thigh, as king Pi-t’au [Pruthu] was born from the hand, as king Man-to [Mandhatri] was born from the top of the head, as king Kia-k’ha [Kakshivat] was born from the arm-pit, / So also was Bodhisattva on the day of his birth produced from the right side… (Beal, 1883, pp. 2-3).
Chapter one of Journey to the West describes how an immortal stone atop the Mountain of Flowers and Fruit (Huaguo shan, 花果山) splits open and gives birth to a stone egg, which is transformed into a stone monkey (shi hou, 石猴) by the elements (fig. 2):
Since the creation of the world, it [the stone] had been nourished for a long period by the seeds of Heaven and Earth and by the essences of the sun and the moon, until, quickened by divine inspiration, it became pregnant with a divine embryo. One day, it split open [benglie, 迸裂], giving birth to a stone egg about the size of a playing ball. Exposed to the wind, it was transformed into a stone monkey endowed with fully developed features and limbs (Wu & Yu, 2012, p. 101) (emphasis mine).
As I’ve previously written, Wukong’s birth is likely based on the sage-king Yu the Great (大禹) and his son Qi (啟, “open”) of Xia, who are stated in various sources to have been born from stone. For example, one 4th-century tale states Yu’s pregnant wife transformed into stone out of shame for having seen her husband’s shamanic metamorphosis into a bear. Yu ordered the stone to release his son, and it split open to give birth to Qi (Birrell, 1999, p. 123). The emphasis on the stone splitting open is related to ancient Chinese stories of sage-kings splitting the chest, back, or sides of their mothers upon birth,  much like the Buddha is born from Queen Maya’s side. For instance, the Genealogical Annals of the Emperors and Kings (Diwang shiji, 帝王世紀, 3rd -century) writes:
“While traveling up in the mountains she [Yu’s mother] saw a falling star piercing the Mao region (of the sky). Then in a dream, she received and felt it, so upon swallowing a divine pearl and Job’s Tears, her chest split open and she gave birth to Yu at Stone Knob” (Cook & Luo, 2017, p. 101).
While Yu’s mother is not a stone in this case, his birth is effected by a pearl (a type of stone) and happens in a place named after stone. Such tales establish a link between split births and split stone births, thereby placing the Buddha and Monkey into the same broader birth myth category.
Fig. 1 – A stone carving depicting the birth of Siddhartha from Queen Maya’s side (Gandhara, 2nd- to 3rd-century) (larger version on Wikipedia). Fig. 2 – Monkey’s birth from stone by Zhang Moyi (larger version). Found on this article.
2. Radiant splendor
Upon his birth, the Buddha is said to have “shed in every direction the rays of his glory” (fig. 3) (Beal, 1883, p. 3). The source continues to describe this light, as well as the Bodhisattva’s first few moments outside the womb:
His body, nevertheless, was effulgent with light, and like the sun which eclipses the shining of the lamp, so the true gold-like beauty of the Bodhisattva shone forth and was diffused everywhere. / Upright and firm and unconfused in mind, he deliberately took seven steps, the soles of his feet resting evenly upon the ground as he went, his footmarks remained bright as seven stars. / Moving like the lion, king of beasts, and looking earnestly towards the four quarters, penetrating to the centre the principles of truth, he spake thus…” (Beal, 1883, pp. 4-5).
The historical Xuanzang (on whom Tripitaka is based) notes in his travelogue that the Buddha even walks towards the cardinal directions: “After he had been born the Bodhisattva walked seven steps unaided to each of the four quarters … [u]nder each step a large lotus flower sprang up from the earth” (Xuanzang, 1996/2016, p. 158).
Wukong too produces a great light in every direction: “Having learned at once to climb and run, this monkey also bowed to the four quarters, while two beams of golden light flashed from his eyes to reach even the Palace of the Polestar” (fig. 4) (Wu & Yu, 2012, p. 101).
Therefore, both shine their lights in the four cardinal directions.
Fig. 3 – Baby Buddha producing a radiant splendor upon his birth (larger version). Artist unknown. Found on this article. Fig. 4 – Bright beams of light shine from Wukong’s eyes as he bows to the four directions (larger version). From the Japanese children’s book Son Goku (1939).
3. Royal years
Prince Siddhartha (fig. 5) is born into the royal Shakya clan ruled by his father, King Suddhodana (Beal, 1883, p. 1). Shortly after his son’s birth, the king is told by two sages that the new heir is fated to be either a universal monarch or a cosmic sage (Beal, 1883, pp. 8-18). Suddhodana attempts to defy the latter fate by surrounding his son with royal luxury and even finding him a wife with which to have his own son:
‘My son, the prince, having a son born to him, / ‘The affairs of the empire will be handed down in succession, and there will be no end to its righteous government; the prince having begotten a son, will love his son as I love him, / ‘And no longer think about leaving his home as an ascetic, but devote himself to the practice of virtue […] Would that this might lead my son (he prayed) to love his child and not forsake his home; the kings of all countries, whose sons have not yet grown up, / Have prevented them exercising authority in the empire, in order to give their minds relaxation, and for this purpose have provided them with worldly indulgences, so that they may perpetuate the royal seed; / So now the king, having begotten a royal son, indulged him in every sort of pleasure; desiring that he might enjoy these worldly delights, and not wish to wander from his home in search of wisdom (Beal, 1883, pp. 28 and 29).
Following his birth, the stone monkey comes to live with a tribe of primates on the Mountain of Flowers and Fruit. One day, the monkeys and apes decide to follow a stream to its source in the mountain and find a beautiful waterfall. They state anyone who can discover what is behind the blanket of water will be proclaimed their king. The stone monkey takes up this challenge by leaping through and discovers the “Cave Heaven of Water-Curtain Cave” (Shuiliandong dongtian, 水簾洞洞天), a grotto paradise with a stone mansion and enough room for all the primates to live. After he emerges victorious,
Each one of them [the primates] then lined up according to rank and age, and, bowing reverently, they intoned, “Long live our great king!” From that moment, the stone monkey ascended the throne of kingship [fig. 6]. He did away with the word “stone” in his name and assumed the title, Handsome Monkey King [Mei hou wang, 美猴王] (Wu & Yu, 2012, p. 105).
The prince is born into a royal clan and yet never rules, while Wukong achieves kinghood through a test of bravery and leads his tribe for over three hundred years (Wu & Yu, 2012, p. 105). Siddhartha’s lack of authority is of course due to his father’s wish that he indulge in worldly pleasures and forget about leaving to become a sage. But birth tales (Sk: jataka) of the Buddha’s past lives do include several incarnations as rulers, even as a monkey king!
Fig. 5 – A stone carving of Prince Siddhartha as a young man (Gandhara, 3rd-century) (larger version via the Norton Simon Museum). Fig. 6 – The Stone Monkey sits on his throne (larger version). From Son Goku (1939).
4. Shock at impermanence
One day, Prince Siddhartha wishes to tour the land outside his personal palace for the first time in his sheltered life. Not wanting his son to see anything unpleasant, King Suddhodana has the path cleared of the old, sick, and poor and decorated with beautiful canopies, banners, and curtains (Beal, 1883, pp. 30-32). But a deva raja intervenes to initiate the first of the “four signs” (Sk: caturnimitta; Ch: sixiang, 四相; i.e. old age, sickness, death, and monasticism) to cause the future Buddha to pursue a spiritual path that will ultimately lead to his enlightenment (fig. 7) (Buswell & Lopez, 2014, pp. 171-172). The deva raja transforms into an extremely elderly man, and upon seeing the sight, Siddhartha is shaken when his chariot driver reveals that he too will suffer this fate:
The prince greatly agitated and moved, asked his charioteer another question and said, ‘Is yonder man the only one afflicted with age, or shall I, and others also, be such as he?’ / The charioteer again replied and said, ‘Your highness also inherits this lot, as time goes on, the form itself is changed, and this must doubtless come, beyond all hindrance: / ‘The youthful form must wear the garb of age, throughout the world, this is the common lot’. Bodhisattva, who had long prepared the foundation of pure and spotless wisdom, / Broadly setting the root of every high quality, with a view to gather large fruit in his present life, hearing these words respecting the sorrow of age, was afflicted in mind, and his hair stood up right. / Just as the roll of the thunder and the storm alarm and put to flight the cattle; so was Bodhisattva affected by the words; shaking with apprehension, he deeply sighed (Beal, 1883, p. 33).
After seeing the sign of sickness (Beal, 1883, pp. 34-35), the prince witnesses the sign of death:
(Once more) he asked, ‘What is this they carry? With streamers and flowers of every choice description, whilst the followers are overwhelmed with grief, tearing their hair and wailing piteously.’ / And now the gods instructing the coachman, he replied and said, ‘This is a “dead man,” all his powers of body destroyed, life departed; his heart without thought, his intellect dispersed; / ‘His spirit gone, his form withered and decayed; stretched out as a dead log; family ties broken—all his friends who once loved him, clad in white cerements, / ‘Now no longer delighting to behold him, remove him to lie in some hollow ditch (tomb).’ The prince hearing the name of death, his heart constrained by painful thoughts, / He asked, ‘Is this the only dead man, or does the world contain like instances?’ Replying thus he said, ‘All, everywhere, the same; he who begins his life must end it likewise; / ‘The strong and lusty and the middle-aged, having a body, cannot but decay (and die).’ The prince now harassed and perplexed in mind; his body bent upon the chariot leaning-board, / With bated breath and struggling accents, stammered thus, ‘Oh worldly men! How fatally deluded! Beholding everywhere the body brought to dust, yet everywhere the more carelessly living; / ‘The heart is neither lifeless wood nor stone, and yet it thinks not “all is vanishing!” (Beal, 1883, pp. 36-37).
After the Monkey King rules the Mountain of Flowers and Fruit for more than three centuries, he tells his children:
Though we are not subject to the laws of man today, nor need we be threatened by the rule of any bird or beast, old age and physical decay in the future will disclose the secret sovereignty of Yama, King of the Underworld. If we die, shall we not have lived in vain, not being able to rank forever among the Heavenly beings? (Wu & Yu, 2012, p. 106).
The “shock” felt by Prince Siddhartha and the Monkey King upon realizing the impermanence of life is known in Buddhism as Samvega (Ch: yanli, 厭離) (Thanissaro Bhikkhu, n.d.). It’s interesting that Siddhartha is led to the reality of impermanence, while Monkey comes to the conclusion by himself. This is no doubt due to the differences in their lives. King Suddhodana ensures that his son lives a protected life, one free from the woes of the outside world, by surrounding him with luxury and young, beautiful palace attendants. However, Monkey rules the Mountain of Flowers and Fruit for over three hundred years, no doubt witnessing the decline and death of many of his companions, as well as the waning of his own youth. After all, the thought of impermanence would weigh heavy on anyone nearing the end of their life. This conclusion is supported by the fact that, when his soul is taken to hell in chapter three, Monkey learns from the ledgers of life and death that he was fated to die at 342 years old (fig. 8) (Wu & Yu, 2012, vol. 1, p. 140).
Fig. 7 – Siddhartha experiences the “Four Signs” (larger version). Artist unknown. Fig. 8 – Monkey striking his name from the Book of Life and Death (larger version).From Son Goku (1939).
5. Quest to overcome impermanence
Siddhartha is wracked by constant, obsessive thoughts on the dangers of old age, sickness, and death. After venturing out once more and witnessing poor farmers toiling away in the fields, he proclaims on the spot that he will find some way to oppose life’s suffering. At that exact moment, a deva affects the fourth sign by transforming into a monk (sk: bhikshu), who tells the prince:
Depressed and sad at [the] thought of age, disease, and death, I have left my home to seek some way of rescue, but everywhere I find old age, disease, and death, all (things) hasten to decay and there is no permanency; / ‘Therefore I search for the happiness of some thing that decays not, that never perishes, that never knows beginning, that looks with equal mind on enemy and friend, that heeds not wealth nor beauty, / ‘The happiness of one who finds repose alone in solitude, in some unfrequented dell, free from molestation, all thoughts about the world destroyed, dwelling in some lonely hermitage…’ (Beal, 1883, pp. 49-50).
This influences Siddhartha to forsake his royal life to become an ascetic and search for a means of escape from the evils of old age, sickness, and death. Cutting off his topknot, thus severing his royal ties, the future Buddha sets out into the world (Beal, 1883, p. 68). Siddhartha travels the land studying meditation (Sk: dhyana; Ch: chan, 禪) under various sages, pondering concepts of the body, the mind, the soul, and selfhood for years, and even practicing severe austerities that result in the emaciation of his body (fig. 9). But he eventually forsakes these extreme practices, recovering his bodily strength and vowing to achieve perfect enlightenment via meditation beneath a banyan tree (Beal, 1883, pp. 131-147).
When the Monkey King opines the injustice of impermanence, one of his advisors tells him that only three beings live beyond the reach of Yama:
There are, among the five major divisions of all living creatures, only three species that are not subject to Yama, King of the Underworld.” The Monkey King said, “Do you know who they are?” The monkey said, “They are the Buddhas, the immortals, and the holy sages [shensheng, 神聖]; these three alone can avoid the Wheel of Transmigration as well as the process of birth and destruction, and live as long as Heaven and Earth, the mountains and the streams.” “Where do they live?” asked the Monkey King. The monkey said, “They do not live beyond the world of the Jambudvipa, for they dwell within ancient caves on immortal mountains” (Wu & Yu, 2012, p. 107).
Monkey then pledges to find these great men and women and learn their secret means of escape from Yama’s grasp:
“Tomorrow I shall take leave of you all and go down the mountain. Even if I have to wander with the clouds to the corners of the sea or journey to the distant edges of Heaven, I intend to find these three kinds of people. I will learn from them how to be young forever and escape the calamity inflicted by King Yama” (Wu & Yu, 2012, p. 107).
He sets sail in a makeshift raft and wonders the world for more than ten years, searching the towns and cities of the Jambudvipa continent before sailing to the Western Aparagodaniya continent. There, he is directed to the Cave of the Slanted Moon and Three Stars on the Mountain of Numinous Heart and Elixir Mind (Lingtai fangcun shan, xieyue sanxing dong, 靈台方寸山, 斜月三星洞), an immortal hermitage lorded over by the great Buddho-Daoist Sage Subodhi (Xuputi, 須菩提) (fig. 10). The sage accepts him as a student and gives him the religious name Sun Wukong (孫悟空), or “Monkey Awakened to the Void” (Wu & Yu, 2012, pp. 108-115).
Both tales show that Siddhartha and Monkey set out on their respective quests thanks to outside influences. The devas intervene numerous times to guide the future Buddha’s path to enlightenment,  proving that the heavenly realm has a vested interest in his fate. Wukong’s journey is instead influenced by the words of his mortal advisor. In this case, the gods have no interest in the fate of such “creatures from the world below” (Wu & Yu, 2012, p. 102). This of course changes once Monkey starts causing havoc throughout the cosmos.
Fig. 9 – A stone carving of the “Fasting Buddha” (Gandhara, 2nd- to 3rd-century BCE) (larger version). Fig. 10 – The Monkey King becomes Subhuti’s disciple (larger version). From Son Goku (1939).
6. Achieving a means of escape
The heavenly demon Mara (Mo, 魔) fears that Siddhartha will achieve enlightenment and help mankind break free from his domain, the illusionary world of Samsara, and so he leads a monstrous army against the great rishi. But the army is rendered powerless by Siddhartha’s supreme focus of mind and burgeoning grasp of reality (Beal, 1883, pp. 147-156).  Continuing his meditation further, the rishi perceives his myriad past lives, as well as the karmic punishment of those who covet or perform bad deeds, being tortured in hell or reborn into lower levels of existence, respectively. He then comprehends that suffering arises from clinging, clinging from desire, desire from sensation, sensation from contact, contact from the six senses, and the senses from consciousness. Finally, Siddhartha comes to the realization that breaking each link (e.g. cessation of clinging will end suffering) will stop old age, sickness, and death and ultimately destroy the endless chain of rebirths (Beal, 1883, pp. 156-163). Having achieved perfect enlightenment (fig. 11),
the Buddha then devised for the world’s benefit the eightfold path, right sight, and so on, the only true path for the world to tread. / Thus did he complete the end (destruction) of ‘self,’ as fire goes out for want of grass; thus he had done what he would have men do; he first had found the way of perfect knowledge; / He finished thus the first great lesson (paramartha); entering the great Rishi’s house, the darkness disappeared; light coming on, perfectly silent, all at rest, / He reached at last the exhaustless source of truth (dharma); lustrous with all wisdom the great Rishi sat, perfect in gifts, whilst one convulsive throe shook the wide earth (Beal, 1883, p. 163).
Journey to the West chapter two tells how Wukong serves as a junior monk for seven years before Subodhi takes him as a close disciple. One night, the sage recites him a poem full of flowery esoteric imagery revealing the secret to Daoist immortality and Buddhahood is the cultivation of chaste semen (jing, 精), breath (qi, 氣), and spiritual energy (shen, 神). The poem has a profound effect on Monkey, for the novel states: “At that moment, the very origin was disclosed to Wukong, whose mind became spiritualized as blessedness came to him” (Wu & Yu, 2012, p. 120). Following Subodhi’s instructions, Monkey performs breathing exercises after midnight (zi, 子) and before noon (wu, 午), resulting in immortality after three years of dedicated practice (fig. 12).  I should note that the book borrows from real Daoist practices but leaves much of the process up to the reader’s imagination. As I explain here, historical methods combined the aforementioned breathing exercises with the circulation of chaste semen and spiritual energy to create a spirit embryo (shengtai, 聖胎), or an immortal spirit that is eventually freed from the mortal shell. But in the case of the novel, Monkey’s practice results in an ageless, adamantine physical body, one capable of lifting even cosmic mountains.
Interestingly, the title of chapter two also refers to Monkey overcoming Mara. It reads: “Fully awoke to Bodhi’s wondrous truths / He cuts off Mara, returns to the root, and joins Primal Spirit” (Wu che puti zhen miao li / Duan Mo gui ben he yuanshen, 悟徹菩提真妙理 / 斷魔歸本合元神) (Wu & Yu, 2012, p. 116). The title freely associates Buddhist and Daoist concepts, such as Mara and the primal spirit. This synthesis is explained by Darga (2008):
Comparing the development of the embryo to the revelation of Buddhahood is typical of neidan texts of the Ming period. For instance, the Xingming guizhi (Principles of Balanced Cultivation of Inner Nature and Vital Force) uses Body of the Law (fashen 法身, dharmakāya) as a synonym for shengtai. The birth of the embryo represents the appearance of the original spirit (yuanshen 元神) or Buddhahood and is understood as enlightenment (p. 884).
The Buddha’s biography goes on for pages about deep philosophical concepts on the self, suffering, and reality, showing that the means of his liberation was of the utmost importance. By contrast, as noted above, Journey to the West leaves little space for Wukong’s method of immortality. In fact, the hard won moment that he breaks free of Yama’s grasp is not even mentioned in the novel!  So the author-compiler no doubt felt Monkey’s subsequent adventures were far more important. This is understandable considering that, in material as far back as the Song dynasty, Monkey is already an ancient immortal at the beginning of the story.
[Note: See the update below for a seventh parallel.]
Fig. 11 – Siddhartha achieves enlightenment and becomes the Buddha (larger version). Artist unknown. Fig. 12 – Wukong achieves immortality (larger version). Photomanipulation by the author.
A borrowed story?
So did the author-compiler (AC) of Journey to the West base Monkey’s early life on the Buddha’s story? The many similarities discussed above are very suggestive, but if only there was documented evidence of borrowing from other Buddhist personages. And that’s exactly what is found in chapter two. Shao (2006) explains that Wukong’s spiritual intelligence is based on the sixth Chan patriarch Huineng (惠能, 638-713):
[Monkey] sets the stage for a striking display of his unusually profound insight when he announces his intentions to become an immortal. This provokes Subhuti to issue him a challenge by refusing to teach him, for he is “some what different from other people.” Monkey may not realize that the master is trying to gauge his spiritual power, but he rises to the occasion with a genuine clarity of vision: “I have a round head pointing to Heaven, and square feet walking on Earth. Similarly, I have nine apertures and four limbs, entrails and cavities. In what way am I different from other people?”
[W]e may look to Huineng’s story from which Monkey garners meaning. No doubt, Monkey’s inspired cleverness is modeled on Huineng’s reply to Hongren, the fifth patriarch of Chinese Chan Buddhism, in Huineng’s Tanjing (The Platform Sutra). When Huineng announces his intentions to become a Buddha, Hongren pounces upon him with a poignant reminder that he is “from Lingnan,” a “barbarian,” and therefore cannot become a Buddha. Huineng refuses to be intimidated, however. He holds his own with an unparalleled depth of insight about Buddha-nature: There may be “northern and southern men,” but “the Buddha nature fundamentally has no north or south.” Surely Monkey’s phrasing, his unusual insightfulness, and the quickness and aplomb with which he rises to the challenge are reminiscent of Huineng… (pp. 719-720).
Therefore, if the AC borrowed from the life of Huineng, a Buddhist patriarch, then he certainly could have borrowed from the life of the Buddha. I suggest this was done to make Wukong’s early life more familiar to the reader.
Despite the particulars of their stories being different, the Monkey King and the historical Buddha share six similarities. First, they experience a supernatural birth, both splitting open their mother in the same fashion as ancient Chinese sage-kings. Siddhartha emerges from the side of Queen Maya and Wukong forms from a stone egg birthed by a split rock. Second, they produce a radiant splendor upon their birth. Siddhartha’s body shines as he looks or walks to the four quarters, while beams shoot from Sun’s eyes as he bows to the four quarters. Third, they spend early years as royalty. The prince is born into the royal Shakya clan and Monkey achieves kinghood through a test of bravery. Fourth, they feel a sense of shock upon realizing the impermanence of life. Siddhartha is exposed to the evils of old age, sickness, and death via the “four signs” initiated by heaven. Wukong instead comprehends the fearsome hand of Yama through his observation of time. Fifth, they set out on a quest to find a means of escaping old age and death. The prince travels the land studying meditation and pondering concepts of the body, the mind, the soul, and selfhood. Monkey searches the world for over a decade before he is taken in by the Buddho-Daoist sage Subodhi. Sixth, they achieve their goal through spiritual practices. Siddhartha defeats Mara and achieves perfect enlightenment via intense meditation. Wukong breaks free from Yama/Mara and achieves immortality via Daoist elixir arts. And since the AC borrowed from the life of the Sixth Chan patriarch Huineng, he likely modeled the Monkey King’s early life on the Buddha to make his story more familiar.
I’ve noticed another parallel while reading two modern biographies of the Buddha.
7. Student prodigies
The Prince is said to have had a great aptitude for learning in his youth: “And now he was brought to learn the useful arts, when lo! once instructed (at one hearing) he surpassed his teachers” (Beal, 1883, p. 24).  Wukong has the same talent. When Subodhi teaches him the method for the 72 Transformations, he masters them very quickly:
[T]his Monkey King was someone who, knowing one thing, could understand a hundred! He immediately learned the oral formulas and, after working at them and practicing them himself, he mastered all seventy-two transformations (Wu & Yu, vol. 1, p. 122).
I’ve written an article that lists a number of surprising parallels shared by Monkey and the Greco-Roman hero Heracles (see section 2).
1) See Cook and Luo (2017) chapter five for more examples of split-births.
2) Other than the “Four Signs”, another example of the devas intervening in Siddhartha’s life takes place shortly after he forsakes the extreme austerities that emaciate his body. He bathes in a holy river but can’t leave the water due to weakness from malnourishment. That’s when a deva pushes down a tree branch, allowing Siddhartha to pull himself to safety (Beal, 1883, p. 144).
3) For example, one passage reads: “Their flying spears, lances, and javelins, stuck fast in space, refusing to descend; the angry thunderdrops and mighty hail, with these, were changed into five-colour’d lotus flowers…” (Beal, 1883, p. 153).
4) The original source says “breathing exercises before the hour of Zi [子, midnight] and after the hour of Wu [午, noon]” (Wu & Yu, 2012, p. 121). However, this is likely a transcription error as Daoist sources cite the opposite, after midnight and before noon (Kohn, 2008, p. 84, for example). Therefore, I have corrected the information.
5) The moment that Monkey achieves immortality is only alluded to in passing:
Suddenly he [Subodhi] asked, “Where’s Wukong?” Wukong drew near and knelt down. “Your pupil’s here,” he said. “What sort of art have you been practicing lately?” the Patriarch asked. “Recently,” Wukong said, “your pupil has begun to apprehend the nature of all things and my foundational knowledge has become firmly established.” “If you have penetrated to the dharma nature to apprehend the origin,” said the Patriarch, “you have, in fact, entered into the divine substance” (Wu & Yu, 2012, p. 121).
6) Nakamura (2000) offers an extremely wordy translation of the above sentence: “When he had passed beyond childhood, he in due time received the initiation ceremony. He mastered in only a few days the various sciences suitable to his standing that [ordinary people] took many years to learn” (p. 90).
After Monkey’s birth from stone in chapter one, two beams of light shoot forth from his eyes,  alarming the Jade Emperor in heaven (fig. 1). The cosmic ruler then orders the personification of his eyes and ears, generals Thousand-Mile Eye (Qianliyan, 千里眼) and Fair-Wind Ear (Shunfenger, 順風耳), respectively, to trace the source:
At this command the two captains went out to the gate, and, having looked intently and listened clearly, they returned presently to report, “Your subjects, obeying your command to locate the beams, discovered that they came from the Flower-Fruit Mountain at the border of the small Aolai Country, which lies to the east of the East Pūrvavideha Continent. On this mountain is an immortal stone that has given birth to an egg. Exposed to the wind, it has been transformed into a monkey, who, when bowing to the four quarters, has flashed from his eyes those golden beams that reached the Palace of the Polestar. Now that he is taking some food and drink, the light is about to grow dim.” With compassionate mercy the Jade Emperor declared, “These creatures from the world below are born of the essences of Heaven and Earth, and they need not surprise us” (vol. 1, p. 102).
Today, these generals are celebrated as the guardians of Mazu (fig. 2), a popular sea goddess worshiped in Southern China, Macao, and Taiwan. Thousand-Mile Eye is commonly portrayed as a fierce, red warrior scanning the horizon with one hand shielding his eyes (fig. 3), while Fair-Wind Ear is green with one hand to his ear (fig. 4). According to Ruitenbeek (1999), the story of their subjugation is told in a series of circa 1880 mural paintings from the Temple of Divine Mercy (Lingcimiao, 靈慈廟) in Fengting village (楓停), Xianyou district (仙遊), Fujian.
Thousand-Miles Eye (in the murals called Jinxing yan [金星眼], “Venus-eye”), in the disguise of a lovely girl, lures men into a cave, and then dismembers and devours them.  When With-the-Wind Ear sees this, he starts a fight with Thousand-Miles Eye, but in the end the two monsters pledge to become sworn brothers. Guanyin, seated on Mount Potala, orders the Dragon’s Daughter to tell Mazu to subdue the monsters. In the first round of the battle, Mazu is forced to retreat. She then implores heavenly warriors to help her, and with their assistance is able to defeat the two monsters. Thereafter, Thousand-Miles Eye and With-the-Wind Ear become her loyal servants. First they help Mazu to fight a man-eating lion, thereafter they subdue the Evil Dragon Monster (p. 316).
I am unsure when the generals where first associated with Mazu. They are only alluded to in passing as subjugated planetary spirits in the goddess’ early 17th-century pious novelRecord of the Miracles Performed by the Heavenly Princess(Tianfei xiansheng lu, 天妃顯聖錄) (Ruitenbeek, 1999, p. 319). However, it is clear from their appearance in Journey to the West that they were associated with the Jade Emperor during the late 16th-century.  This association stretches back to at least the Shaoxing (紹興, 1131–1162) period of Song Emperor Gaozong, for they appear with the cosmic monarch among the rock carvings of the Shimen Mountain Grotto (Shimen shan shiku, 石門山石窟), one of many sites making up the world famous Dazu rock carvingsin Sichuan (fig. 5-7). 
Readers will notice that, apart from being dressed differently, neither statue is striking their characteristic pose. These poses came later and may have been influenced by earlier deities. For example, Nikaido (2011) writes that a Song-era sea god named Zhaobao Qilang (招寶七郎) is sometimes depicted shielding his eyes just like Thousand-Mile Eye, and so he cautiously suggests that, once the deity’s cult waned in popularity and yielded to Mazu, this trait may have been passed on to her general (pp. 89-90). Conversely, the poses could simply be based on postures used by the very sailors who worshiped such gods. After all, keen eyesight and hearing are skills needed to successfully navigate the open ocean.
II. Golden headbands
The generals are normally depicted wearing flowing clothing or open armor to show off their muscular physiques. Apart from their divine sashes, they are commonly shown wearing golden armbands, bracelets, and / or anklets, as well as a tiger skin at the waist. These traits appear to be consistent from all the examples that I’ve seen in Taiwan and Hong Kong. However, the statues in Taiwan stand out the mostto me because they are often depicted wearing golden fillets on their heads just like Sun Wukong (fig. 8). This is because these headbands share a common origin.
Fig. 8 – Religious statues of Fair-Wind Ear (left) and Thousand-Mile Eye (right) (larger version). Take note of the headbands. Also refer back to figures 4 and 5. Photo originally found here.
I explain in this article that the golden fillet can be traced to a list of prescribed ritual items worn by ancient Buddhist yogins in their worship of Hevajra / Heruka, a wrathful protector deity. These items appear in the 8th-century Hevajra Tantra (Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經):
The practitioner should wear divine ear-rings, a circlet around the head, upon each wrist a bracelet, a girdle around his waist, anklets around the ankles, arm ornaments around the upper arms and a garland of bones around the neck. His dress must be of tiger skin and his food the Five Nectars (Farrow & Menon, 2001, pp. 61-62; Cf. Linrothe, 1999, p. 250).
You will notice that all of the items associated with the generals, including the headband, the rings on the arms, wrists, and ankles, and the tiger skin are listed here. This is because wrathful protector deities were often depicted in the same attire as their followers, leading to the fillet becoming a symbol of powerful Buddhist spirits. For instance, the Hevajra Tanta describes Hevajra / Heruka as a wrathful youth wearing such clothing:
Dark blue and like the sun in colour with reddened and extended eyes, his yellow hair twisted upwards, and adorned with the five symbolic adornments,/ the circlet, the ear-rings and necklace, the bracelets and belt. These five symbols are well known for the purificatory power of the Five Buddhas./ He has the form of a sixteen-year-old youth and is clad in a tiger-skin. His gaze is wrathful. In his left hand he holds a vajra-skull, and a khatvahga [staff] likewise in his left, while in his right is a vajra of [a] dark hue… (Linrothe, 1999, p. 256; Cf. Farrow & Menon, 2001, p. 44).
The Hevajra Tantra was translated into Tibetan and Chinese during the 11th-century (Bangdel & Huntington, 2003, p. 455), allowing this iconography to spread eastward. A prime example is the 13th-century Kaiyuan Temple Pagoda carving of Sun Wukong in Fujian. He is depicted with the headband, armbands, bracelets, anklets, and possibly even a tigerskin apron (fig. 9).
Given the close cultural connection between Fujian and Taiwan, the generals’ depiction with fillets is likely based on previous examples from the southern Chinese province.
It’s interesting to note that Fair-Wind Ear’s statue from Shimen Mountain Grotto in Sichuan has the aforementioned body rings (refer back to fig. 6). His head is unfortunately damaged, though. I would be interested in analyzing similarly dressed guardian figures in the area to see if they wear a fillet.
Here is a lovely Dutch engraving of a Mazu temple from a 17th-century book by Olfert Dapper (fig. 10). The generals can be seen standing in their characteristic poses to the left (fig. 11) and right (fig. 12) of the main altar stage. Their attire includes the aforementioned body rings (and possibly tiger skin pants) but no headband.
Fig. 10 – Engraving from Memorable Mission of the Dutch East India Company up the Coast to China and into the Empire of Taising of China (Gedenkwaerdig bedryf der Nederlandsche Ooste-Indische Maetschappye, op de kuste en in het keizerrijk van Taising of Sina, 1670) (larger version). Image from the Clark Collection. Fig. 11 – A detail of General Thousand-Mile Eye (larger version). Fig. 12 – A detail of General Fair-Wind Ear (larger version).
The Puji Temple (普濟寺) in Datong district (大同區), Taipei (near my home) includes door god paintings of the two generals (fig. 13-16). They are depicted with bejeweled headbands. These demonstrate the variability of fillet designs.
1) This feat may be based on Daoist mind-training exercises where adepts try to expand their vision to the ends of the earth/cosmos. According to Robinet (1979), one source reads: “Consider that your two eyes radiate a single light which is like liquid fire and as brilliant as the stars; glowing red, it extends for ten thousand miles. The mountains, marshes, rivers, thickets and forests of the four directions are all resplendent with its light” (p. 55).
2) Wukong states in chapter 27 that he used the same trick to eat humans:
When I was a monster back at the Water-Curtain Cave, I would act like this if I wanted to eat human flesh. I would change myself into gold or silver, a lonely building, a harmless drunk, or a beautiful woman. Anyone feeble-minded enough to be attracted by me I would lure back to the cave. There I would enjoy him as I pleased, by steaming or boiling. If I couldn’t finish him off in one meal, I would dry the leftovers in the sun to keep for rainy days (Wu & Yu, 2012, vol. 2, p. 20).
3) The generals are associated with Huaguang Dadi (華光大帝) in Journey to the South (Nanyouji, 南遊記, 17th-century). They are referred to as Li Lou (離婁) and Shi Kuang (師曠) (Nikaido, 2011, p. 90). They also make an appearance in Investiture of the Gods (Fengshen yanyi, 封神演義, c. 1620). Ruitenbeek (1999) writes:
[T]hey occur, without the context of Mazu, in the guise of the brothers Gao Ming and Gao Jue. In reality, these were a Peach-tree Spirit and a Willow-tree Ogre, who had availed themselves of the divine power of two clay statues of Qianli yan and Shunfeng er in the temple of Xuan Yuan in Qipanshan. Only after these statues were smashed to pieces did they lose their power. They were subsequently transformed into Shenshu and Yulei, better known as the Door Gods (p. 319).
4) See Zhao (n.d.). These carvings are described by Hu (1994). I unfortunately don’t have access to it at the time of this writing.
Bangdel, D., & Huntington, J. C. (2003). The circle of bliss: Buddhist meditational art. Chicago, Ill: Serindia Publications.
Farrow, G. W., & Menon, I. (2001). The concealed essence of the Hevajra Tantra: With the commentary Yogaratnamālā. Delhi: Motilal Banarsidass Publ.
Hu, W. (1994). Sichuan jiaodao fojiao shiku yishu [Taoist and Buddhist Sichuan rock cave art]. Chengdu: Sichuan People’s Publishing.
Linrothe, R. N. (1999). Ruthless compassion: wrathful deities in early Indo-Tibetan esoteric Buddhist art. Boston, Mass: Shambhala.
Nikaido, Y. (2011). The transformation of gods in Chinese popular religion: The examples of Huaguang dadi and Zhaobao Qilang. A Selection of Essays on Oriental Studies of the Institute for Cultural Interaction Studies. Osaka: Kansai University, 85-92.
Robinet, I. (1979). Metamorphosis and deliverance from the corpse in Taoism. History of Religions, 19(1), 37-70.