Sun Wukong‘s golden headband (jingguquan, 金箍圈) (fig. 1) is an instantly recognizable part of his popular iconography. Anyone who’s read Journey to the West (Xiyouji, 西遊記, 1592) will know that it painfully tightens around our hero’s skull to correct any unsavory behavior. “What kind of behavior?” someone might ask. Well, mass murder, of course! In chapter 56, for example, Monkey’s Buddhist master Tripitaka recites the spell to punish him for beating a group of bandits to death with his magic staff and beheading one of them with a blade (Wu & Yu, 2012, vol. 3, p. 89).
Fig. 1 – A modern replica of Monkey’s golden headband (larger version).
This spell is first revealed to the monk by Guanyin in chapter 14:
I have a spell which is called the True Words for Controlling the Mind [dingxin zhenyan, 定心真言], or the Tight-Fillet Spell [jingu er zhou, 緊箍兒咒]. You must memorize it secretly; commit it firmly to your memory, and don’t let anyone learn of it […] When [Sun Wukong] returns, give him…the cap [containing the headband] to wear; and if he again refuses to obey you, recite the spell silently. He will not dare do violence or leave you again” (Wu & Yu, 2012, p. 317).
You can see the exact words are never revealed. This is not surprising, though, as the spell is one of the few things in the entire Buddho-Daoist cosmos that can control Sun Wukong. Tripitaka’s life would be in danger and the journey would be doomed if any villains got ahold of this secret. But … what if … we could guess the spell, just for fun? I’d like to suggest a mantra based on historical religious beliefs and iconography. This thought experiment was written for the benefit of artists and fanfiction writers looking to create more accurate portrayals of the novel and its characters.
I. The Band’s Religious Background
As I note in this article, the golden fillet is based on a ritual headband worn by Buddhist ascetics in ancient India. The Hevajra Tantra (Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經, 8th-c.) states yogins must wear the band and a list of other prescribed ritual items in their worship of the wrathful protector deity Heruka (Linrothe, 1999, p. 250). Most importantly, the tantra states the band symbolizes the Buddha Akshobhya (Ch: Achu, 阿閦; Budong, 不動; lit: “Immovable”) (fig. 2), who gained enlightenment through moralistic practices of right speech and action (Linrothe, 1999, p. 251; Buswell & Lopez, 2013, p. 27).
Fig. 2 – A depiction of Akshobhya (larger version). [1] Artist unknown.
Akshobhya and the other esoteric Wisdom Buddhas are sometimes depicted as small figures or colored jewels in the headdress of the Manjusri Bodhisattva (and other Buddhist personages) (Getty, 1914/1988, p. 37; Vessantara, 1993, p. 155). Akshobhya is symbolized by the color blue (Getty, 1914/1988, p. 36). A cursory Google image search shows the blue jewel is often set in the top most position over Manjusri’s forehead (fig. 3).
This might suggest a more religiously accurate version of Sun Wukong’s golden headband would include a figure or jewel representing Akshobhya.
Given the above information, I’d like to suggest the tightening spell for Monkey’s headband—within the context of our thought experiment—is the Akshobhya Mantra! There are two kinds. I’ll leave it up to you which one you like best. The first is a short recitation of the buddha’s name: Oṃ a kṣo bhya hūṃ (fig. 4). This can be very roughly translated as “Praise to the Immovable One!”. Om and Hum are both holy syllables invoking spiritual power and enlightenment, respectively. They also appear in the more well-known Oṃ maṇi padme hūṃ (Ch: An mo ni ba mi hong, 唵嘛呢叭咪吽). One Chinese version of the name mantra appears to be “An a bie zha zhi ga hong hong” (唵 阿別炸枝嘎 吽吽).
Fig. 4 – The Siddham and Uchen script versions of the short mantra (larger version). Based on information found here. Fig. 5 – A version of the longer chant with Uchen script, as well as English and Chinese transliterations (larger version). Based on an image found here.
The second is a longer chant, again called the “Mantra of Akshobhya” (Achu fo xinzhou, 阿閦佛心咒) (fig. 5 and video 1). It’s interesting to note that the historical Xuanzang (on whom Tripitaka is based) is known to have translated a version of this mantra. [2]
Reciting this to rein in Sun Wukong not only references the band’s historical and religious connection to Akshobhya but also serves as a physical reminder of right speech and action (how the deity gained buddhahood). It’s Tripitaka’s way of screaming, “Stop murdering everyone within arm’s reach!”
Fig. 6 – Shifu Pigsy (a.k.a. Zhu Bajie) reciting “Amituofo” to activate the golden headband on the Monkey Prince, son of the original Monkey King (larger version). From Yang, 2021, p. 80. Copyright DC Comics.
Update: 01-25-22
The case for Akshobhya’s mantra being the tight-fillet spell is strengthened—again, within the context of our thought experiment—by the fact that he has power over strong negative emotions. According to Bangdel and Huntington (2003): “The transcendental insight represented by Akshobhya is mirrorlike wisdom (adarsha jnana), which…is the antidote to the poison of anger, or hatred” (p. 91). The monk Tripitaka assuages these emotions by activating the golden headband, once again reminding Wukong of right speech and action.
In addition, Akshobhya and Gautama have matching iconography: both are shown seated with the left hand palm up on the lap and the right reaching down to touch the earth. Hinayana Buddhists of Sri Lanka and Southeast Asia worship Gautama in this form, but Mahayana worships Akshobhya as such (see note #1). This is important as Gautama gives the three golden headbands to Guanyin in order to pacify any demons that she might encounter during her search for the scripture pilgrim (Wu & Yu, 2012, vol. 1, pp. 206-207). This shows there is a connection between the two Buddhas, and it also explains why Gautama would gift a headband associated with Akshobhya.
Update: 01-27-22
Various online sources and adaptations sometimes refer to the spell as the “Headache Sutra” (for example). But to my knowledge it’s never explicitly called this in the novel. The pain associated with the spell is generally used as a threat. For example, in chapter 16, Tripitaka exclaims: “Monkey! Aren’t you afraid of your headache [ni toutong, 你頭痛]? Do you still want to behave badly? (Wu & Yu, 2012, vol. 1, p. 347) (emphasis mine).
Chapter 25 provides two more names for the spell:
There is, moreover, the Tight-Fillet Spell or the Tight-Fillet Sutra [jingu er jing, 緊箍兒經]. It’s also [Tripitaka’s] “Old Saying Sutra” [jiuhua er jing, 舊話兒經]. [3] The moment he recites that, I’ll have a terrible headache, for it’s the magic trick designed to give me a hard time (Wu & Yu, 2012, vol. 1, p. 468).
Update: 07-25-22
I’ve written an article that explains the origins of the “crescent-style” headband.
[He] is represented seated, like all the Dhyani-Buddhas, with the legs locked and both feet apparent. There are often wheels marked on the soles of his feet, or a protuberance like a button, resembling the urna on the forehead. His left hand lies on his lap in ‘meditation’ mudra. His right touches the earth with the tips of the outstretched fingers, the palm turned inward. This is called the bhumisparsa or ‘witness’ mudra.
The Hinayana Buddhists in Ceylon, Java, Burma, and Siam worship Gautama Buddha under this form, while those of the Mahayana school look upon it as Akshobhya; for, with but rare exceptions, the historic Buddha is only appealed to by the Northern Buddhists in his ethereal form of Amitabha.
Akshobhya may also take in Tibet another form of Gautama Buddha called ‘Vajrasana’ (diamond throne). The attitude is the same as the above, but before him on the lotus throne lies a vajra, or it may be balanced in the palm of the left hand lying in ‘meditation’ mudra on his lap (Getty, 1914/1988, p. 36).
2) The Chinese source refers to Akshobhya as the “Immovable Buddha” (Budong rulai, 不動如來).
3) I’ve added an extra sentence from the Chinese original glossed over in the translation. Yu (Wu & Yu, 2012) translates the spell as the “Old-Time Sutra” in a previous sentence (vol. 1, p. 468).
Sources:
Bangdel, D., & Huntington, J. C. (2003). The Circle of Bliss: Buddhist Meditational Art. United Kingdom: Serindia Publications.
Buswell, R. E., & Lopez, D. S. (2013). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.
Getty, A. (1988). The Gods of Northern Buddhism: Their History, Iconography and Progressive Evolution through the Northern Buddhist Countries. New York: Dover Publications, Inc. (Original work published 1914)
Linrothe, R. N. (1999). Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. Boston, Mass: Shambhala.
Vessantara. (1993). Meeting the Buddhas: A Guide to Buddhas, Bodhisattvas, and Tantric Deities. United Kingdom: Windhorse Publications.
Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1-4). Chicago, Illinois: University of Chicago Press.
Readers may wonder where I get my inspiration to write articles. Most of the time I seek to answer a question that pops up while reading a book or researching a subject, leading to a subsequent paper on what I learned. Other times, I simply stumble across something online. A prime example of this is the “White Ape Perfected Man” (Baiyuan zhenren, 白猿真人), a rare folk Taoist deity that I recently learned about from Facebook. He is depicted with long hair (sometimes with ear-pressing tufts) and a golden fillet, linking him to Chinese opera depictions of military monks (wuseng, 武僧) (Bonds, 2008, pp. 177-178), thus signaling his position as a martial deity. A headdress with lingzi (翎子) feathers sometimes adorns his crown. His visage ranges from welcoming to fierce and from human to more primate-like. He wears a golden suit of armor and sits in a kingly fashion with the right knee resting on the seat, exposing the bottom of his foot to the viewer. This armor is sometimes draped in a colorful ritual cape. His left arm is usually bent at the elbow and the hand is clenched in a fist (or two-finger shooting mudra) or holds an immortal peach at the chest, while the other is held high and contains a fly whisk or staff. This iconography is shockingly similar to religious depictions of Sun Wukong as the “Great Sage Equaling Heaven” (Qitian dasheng, 齊天大聖). In fact, the two deities are nearly indistinguishable apart from the ape sometimes having white hair and a white face. But this isn’t always a good indicator, though, as one Fujian tradition features a brother of the Monkey King with a white face. And other times, statues of the white ape might be plain wood or even bronze, thereby erasing any signifying color. But the best clue to his identity appears to be the combination of the fist at the chest and a raised foot while in a seated position, what I call the “fist over foot motif” (fig. 1 to 4).
I’ve previously written about magical white apes (gibbons) in relation to Tang-era Chinese literature, primate-based martial arts, and the fictional origin of Sun Wukong. I’ve even archived an entire book on the subject which surveys historical references, poems, folktales, and art spanning over 3,000 years from the Zhou to Qing dynasties. I would like to supplement this material by writing an article about the White Ape Perfected Man and his appearance in vernacular fiction and Taoist scripture. I suggest his iconography was directly influenced by Sun Wukong based on a centuries-long association between the two magic primates in popular literature.
Fig. 1 – One of the first pictures I ever saw of the White Ape Perfected Man (larger version). Photo from Facebook. Fig. 2 – A statue from an unknown temple (larger version). Photo found here. Fig. 3 – One of several statues from the Zhenji Temple of Bade District, Taoyuan, Taiwan (Taoyuan Bade Zhenji gong, 桃園八德鎮濟宮) (larger version). Screenshot from this Facebook video. Fig. 4 – A statue belonging to Jishen Temple of Tainan, Taiwan (Tainan Jishen gong, 台南濟申宮) (larger version). Photo from Facebook.
I. Religious Story
I traveled to the Sun Bin Shrine of Hongde Temple in Yingge District, New Taipei, Taiwan (Yingge Hongde Gong Sun Bin Miao, 鶯歌宏德宮孫臏廟) (fig. 5) to gather material for this article. Unfortunately, the temple’s statue of the White Ape Perfected Man (fig. 6) was out for repairs on the day of my visit. But I collected information about the deity from the temple’s history book (fig. 7). The ape god is associated with Sun Bin (孫臏, d. 316 BCE) (fig. 8), a deified military strategist of the Warring States period, and is revered as a transmitter of divine knowledge. [1] A rough translation of his religious story follows:
“The White Ape Steals a Peach and Offers a Heavenly Book” (Baiyuan toutao xian tianshu, 白猿偷桃獻天書)
According to legend, when Sun Bin was studying military arts under Master Ghost Valley (Guigu xiansheng, 鬼谷先生), he opened a plot of uncultivated land on the side of Yunmeng Mountain (Yunmeng shan, 雲夢山) and grew a peach orchard with big, fleshy, and delicious fruits using his teacher’s method. At the foot of the mountain lived a mother and son who depended on each other. The son looked like a monkey because his body was covered with white hair, and so he was known as the “Little White Ape” (Xiao baiyuan, 小白猿). His mother was constantly sick and occasionally dreamed of a transcendent pointing and saying, “Eat the immortal peaches on Yunmeng Mountain and your illness will be cured”.
The white ape was a filial son, and so he went to steal a peach for his mother but lost his way. Sun caught the boy and asked him why he would steal from the orchard. Once he heard of the ape’s sick mother, he gave him the peach. The mother ate the fruit and recovered. In return, the white ape gave Sun a heavenly book of military strategy (bingshu, 兵書) passed down from his ancestors, saying, “Thank you for your life-saving grace”.
Another version of the story states the Yunmeng peach was so famous for its large size, fleshy fruit, and delicious taste that, upon hearing of it, the Queen Mother of the West sent the white ape to steal it for her Peach Banquet.
This last part is a reversal of Sun Wukong stealing the Queen Mother’s peaches in Journey to the West (Xiyouji, 西遊記, 1592). [2]
Fig. 5 – The Sun Bin Shrine of Hongde Temple (larger version). Photo by the author. Fig. 6 – A detail of the temple’s White Ape Perfected Man’s statue (larger version). See fig. 8 for a full version. Fig. 7 – A page from the temple’s history book (larger version). Note the bronze statue of the White Ape, including the lingzi headdress. Photo by the author. Fig. 8 – The central statue of Sun Bin (larger version). Note the position of the white ape in front of Sun. Photo from Facebook.
Astute readers will notice that the tale does not touch on the white ape’s religious title, the “Perfected Man” (Zhenren, 真人). Perfected individuals rank among the highest transcendents of the celestial hierarchy and even rule over lower immortals residing in various earthly paradises (Miura, 2008). This contrasts with the meager, filial son presented in the story. It also contrasts with the white ape’s iconography as an armor-clad martial deity. Perfected individuals are usually portrayed as lofty immortals wearing robes decorated with Daoist symbols (Stevens & Welch, 1998, for example).
I reached out to the Zhenji Temple of Bade District, Taoyuan, Taiwan (Taoyuan Bade Zhenji gong, 桃園八德鎮齊宮), where the White Ape Perfected Man is worshiped as the main deity (zhu shen, 主神) (fig. 9), to make sense of these disparate strands. However, they did not get back to me by the time this article was ready for publication. I’ll make an update when new information becomes available. But until then, I suggest his martial iconography was directly influenced by depictions of the Great Sage Equaling Heaven, whose cult is far more prevalent in Taiwan. This proposed connection to Sun Wukong becomes even more evident when the information below is taken into account.
Fig. 9 – Zhenji Temple’s main White Ape Perfected Man statue (center background) surrounded by various smaller figures (larger version). The statue in the left foreground looks very similar to the Great Sage apart from the fist over foot motif. Image from Facebook.
II. Vernacular Fiction
The White Ape Perfected Man’s religious story can be traced directly to The Battle of Wits between Sun and Pang (Sun Pang douzhi yanyi, 孫龐鬥智演義, 1636; a.k.a. The Former and Latter Annals of the Seven Kingdoms, Qianhou qiguo zhi, 前後七國志), which tells of the great struggle between Sun Bin and his former friend and classmate Pang Juan (龐涓). The two study supernatural military arts under the Immortal Master Ghost Valley (Guigu xianshi, 鬼谷仙師) in his “Water Curtain Cave” (Shuilian dong, 水簾洞) before their fates take separate paths and they become bitter enemies. Chapter four sees the teacher appoint Sun as guardian of an immortal peach tree on the backside of Yunmeng Mountain. But the young disciple is surprised to discover a talking white ape stealing peaches night after night. When asked how it can speak, the primate reveals his aristocratic family has been soaking up immortal qi energy for three generations northwest of the Master’s cave. His ancestor is the Marquis of Baxi (Baxi hou, 巴西侯), [3] his father the Duke Macaque (Ju gong, 狙公), [4] and his mother the Princess Mountain Blossom (Shanhua gongzhu, 山花公主). [5] When asked why he’s stealing peaches (fig. 10), the white ape reveals he’s trying to cure his mother of an illness and that she will die unless the treatment is completed. Taking pity on the filial primate, Sun picks the last peach needed and gives it to the white ape, telling him never to return to the orchard. The grateful son repays the favor by stealing three scrolls of heavenly books (tianshu, 天書) from Master Ghost Valley’s secret hiding place to give to his mother’s savior.
But Sun Bin mistakenly incurs the wrath of heaven not only because he acquires the books before he’s fated to but also because he fails to ritually cleanse himself before reading them. Master Ghost Valley is forced to intervene on his student’s behalf by teaching Sun how to hide from heavenly punishment (da zainan, 大災難, lit: “great tribulation”) by meditating in a cave for 49 days (Wumen xiaoke & Yanshui sanren, 1636).
This novel shares many elements with Journey to the West. Both include:
Characters surnamed Sun (孫) (Sun Bin VS Sun Wukong) living in a “Water Curtain Cave”. [6]
Sun characters studying under an immortal master (Master Ghost Valley VS Master Subodhi). [7]
Sun characters being directed to guard trees laden with immortal peaches (one tree on earth VS an entire grove in heaven).
Supernatural primates stealing the magic peaches for consumption (the white ape VS the Monkey King). [8]
Sun characters defying their fate and incurring the wrath of heaven, thereby learning from their masters how to hide from punishment (Sun Bin Vs. Sun Wukong). [9]
Fig. 10 – A lovely New Years print depicting scenes from the story, including the “White Ape steals peaches” (right) and the “White Ape is filial to mother” (left) (larger version). The right print includes Master Ghost Valley and a young Sun Bin. Print found here.
It’s important to note that there is also some overlap between The Battle of Wits and Journey to the South (Nanyouji, 南遊記, 17th-century). I quote from my previous article:
[The rogue immortal Huaguang (華光)] works to end his mother’s demonic lust for flesh by procuring an immortal peach in chapter 17. He does this by transforming into Sun Wukong and stealing the magic fruit from heaven. The real Monkey King is subsequently accused of his double’s misdeeds, much like the Six-Eared Macaque episode of the original novel. The Jade Emperor threatens to remand him to the Buddha for punishment but is convinced to give Sun a month-long reprieve to find the true culprit.
So we have two magical primate characters (the white ape VS Huaguang-as-Sun Wukong) that steal immortal peaches to help cure their mothers. This association with the rogue immortal might then explain why the statue of the White Ape Perfected Man from figure one has a third eye. Huaguang’s various incarnations are described as having three eyes in Journey to the South (for example) (Yu, n.d.).
Therefore, it seems that these later novels borrowed from Journey to the West, as well as each other. But I will show the theme of a primate stealing fruit actually predates the standard Ming edition of Journey to the West by hundreds of years, suggesting it too borrowed from an earlier source.
III. Taoist Literature
The story of Sun Bin and the white ape actually prefaces the first scroll of the Scripture of the Most High Luminous Mirror of the Six Ren Tallying with Yin (Taishang liuren mingjian fuyin jing, 太上六壬明鑑符陰經) (a.k.a., the Ape Book, Yuanshu, 猿書), [10] a Northern Song-era work related to the Taoist doctrine of the Three Sovereigns (Steavu, 2019, p. 195). Instead of peaches, the tale just says “fruit” (guo, 菓). But I imagine the produce is something special like immortal peaches as Sun guards them with a weapon. A rough translation follows (I have skipped over some of the more esoteric parts that escape me):
[Master Ghost Valley] saw the fruit had ripened, so he commanded Sun to watch over it. One night a person jumped the wall into the nine gardens and took some of the fruit. But Sun was hiding with a sword and caught the culprit, a white ape. The primate said: “Don’t hurt my body. I share the same age as heaven and earth and have lived as long as the sun and moon. I have mysterious texts (xuanwen, 玄文). Wait for me the next day and I will give them to you”. The white ape then transformed into white light and left. Sun waited the following day. Suddenly, he saw the white ape fly from the northwest. He was given one scroll of mysterious texts. The primate again transformed into white light and headed towards the southeast. Sun then returned to his room to inspect the text. He didn’t know the name but saw that it was divided into three volumes: initial (shang, 上), middle (zhong, 中) and final (xia, 下). He named it after the white ape (Taishang liuren, n.d.).
The story of a magic monkey stealing peaches was already present in the Journey to the West story cycle by the 13th-century, for the “Monkey Pilgrim” (Hou xingzhe, 猴行者), Sun Wukong’s predecessor, admits to raiding the Queen Mother’s orchard when he was still a young immortal (Wivell, 1994, p. 1195). But the preceding Daoist scripture indicates the motif is even older. [11] In addition, the scripture shows the idea of a character surnamed Sun (Sun Bin) guarding special fruit predates the motif in the standard Ming edition of Journey to the West. It’s not a stretch then to suggest the Most High Luminous Mirror (or related media) influenced the 13th and later 16th-century versions of the story. Therefore, it’s possible the tales of Sun Bin, the white ape, and Sun Wukong have been borrowing from each other for hundreds of years.
This centuries-long association between the magical primates in literature then strengthens my suggestion that the White Ape Perfected Man’s iconography was directly influenced by that of Sun Wukong. Drawing upon a well of preexisting cultural beliefs and imagery likely helped the cult of this relatively recent deity establish itself faster, allowing him to take his place in a rapidly evolving religious landscape where ever newer gods are constantly added to the ranks of their older brethren.
IV. Conclusion
The White Ape Perfected Man is a rare folk Taoist deity associated with revealing heavenly scriptures to the Warring States military strategist Sun Bin (4th-cent.). His statues depict him as a seated, armor-clad primate with a “fist over foot” motif and the long hair and golden fillet of military monks from Chinese opera. This martial iconography conflicts with the deity’s title, “Perfected Man”, a high-ranking immortal usually depicted wearing robes. It also conflicts with his own religious story, which presents him as a meager, filial son who steals immortal peaches to cure his sick mother. I suggested above that his religious imagery was directly influenced by depictions of Sun Wukong as the Great Sage Equaling Heaven. Beyond shockingly similar iconography, both primate deities have a long association in Chinese popular literature. The white ape appears in The Battle of Wits Between Sun and Pang (1636), which shares many similarities with Journey to the West (1592). These include characters surnamed Sun (孫) (Sun Bin VS Sun Wukong) living in a Water Curtain Cave, studying under immortal masters (Ghost Valley VS Subodhi), guarding immortal peaches, and hiding from heavenly punishment. It also includes supernatural primates (the white ape VS the Monkey King) stealing the life-prolonging fruit for consumption. The number of similarities suggests The Battle of Wits borrowed from Journey to the West. The theft of immortal peaches is already present in a 13th-century version of Journey to the West, but this is preceded by a tale appearing in a work from Taoist canon, the Scripture of the Most High Luminous Mirror of the Six Ren Tallying with Yin. It describes the white ape stealing fruit from a garden protected by Sun Bin. It’s possible the Monkey King’s early story cycle was influenced by this scripture (or related media), suggesting the stories of Sun Wukong, Sun Bin, and the white ape have been borrowing from each other for hundreds of years. This centuries-long connection lends support to the martial iconography of Sun Wukong influencing the religious imagery of the White Ape Perfected Man.
I learned [White Ape Through the Back Boxing] spontaneously; it was transmitted to me by the White [Ape] Immortal (Baiyuan zhenren). When I start, he comes down into me, and I do the forms spontaneously. In the future, perhaps I will arrange it into a method in stages that can be taught to others. The White [Ape] Immortal first transmitted the method to humans in the spring and autumn period (770–476 BC), but owing to the poor moral quality of the inheritors of the method, it was lost. Now, it has been transmitted directly to me by the Immortal (pp. 120-121).
Also, Master Ghost Valley’s association with the Water Curtain Cave goes back to at least the Northern Song as his Numinous Writ of the Essence of Heaven (Guigu zi tiansui lingwen, 鬼谷子天隨靈文) lists him as the “Master of the Waterfall Cave” (Shuilian dong zhu, 水濂洞主) (Andersen, 2019). In this case, the source uses a different lian (濂) in place of the lian (簾) associated with the caves of the Master (and Sun Bin) in The Battle of Wits between Sun and Pang (1636) and Sun Wukong in Journey to the West (1592). But they both mean the same thing: a waterfall hiding a cave mouth. This might suggest, apart from the guarding and theft of immortal peaches, other elements from Sun Bin’s story cycle were borrowed by that of the Monkey King.
Update: 12-12-21
I mentioned in the introduction white face and hair are not always the best indicators thata figure is the White Ape Perfected Man. Take, for example, some depictions of Sun Wukong in glove puppetry (fig. 11).
Yesterday I visited the aforementioned Zhenji Temple of Bade District, Taoyuan, Taiwan (Taoyuan Bade Zhenji gong, 桃園八德鎮齊宮), where the White Ape Perfected Man is venerated. I learned a few things. One, his religious birthday is celebrated on the 27th day of the 5th lunar month (June 25th, 2022), often written as 五月廿七日. Two, his mother, the “Holy Mother of Nine Rivers” (Jiujiang shengmu, 九江聖母), is also worshiped at the temple (her birthday is the 15th day of the 1st lunar month). A temple booklet provided to me tells her story (fig. 12 & 13). I paraphrase the tale below:
Five hundred years before the Spring and Autumn and Warring States Periods, there were three godly brothers named Sun Wuzi (孫武子), Sun Yuanzi (孫圓子), and Sun Huanzi (孫環子). The eldest brother Wuzi and the youngest Huanzi fought for status. But because the latter killed the former with evil magic, Sun Huanzi was sentenced by the Jade Emperor to die on the “Immortal-Beheading Platform” (Zhanxian tai, 斬仙台). The brothers were reborn in the mortal realm five hundred years later during the Warring States period. Sun Wuzi was reborn as Sun Bin in the Yan state, Sun Yuanzi was reborn as (the white ape) Xiaobai (小白) in the Qin state, and Sun Huanzi was reborn as Pang Juan in the Wei State.
The mother of the white ape was the third princess of the Qin state. One day, she became thirsty while touring the imperial garden. But in the absence of tea, she sated her thirst with sweet dew from tree leaves. Three months later, the princess discovered to her surprise that she, an unwed woman, was pregnant. When her father the king learned of this news, he expelled her from the palace. Sometime later, she came by accident to Swallow Lake (Yanzi hu, 燕子湖), a pure, mirror-like body of water surrounded by exotic, fragrant flowers and singing birds and insects. After wandering around this indescribable paradise for sometime, the princess became tired and went to sleep. She dreamed of a golden swallow that told her the child she was carrying was a god reincarnated on earth. It also asked the princess to practice spiritual cultivation beside the lake, promising her that she would one day became an immortal. She realized it was just a dream when she woke up, but she followed through with her training.
Ten days later she gave birth to her son, who was not quite human or demon. His entire body was covered with white hair just like a white ape. The local people claimed that he was a monster, but despite her anger, she raised him patiently. When he was three years old, heaven bestowed on him three divine treasures: an As-You-Will Vajra Staff (Ruyi jingang bang, 如意金剛棒), a golden headband spell (jinquan zhou, 金圈咒), and the steed Red Hare (Chitu ma, 赤兔馬). When the white ape was eight years old, a demon came to threaten the villagers around Swallow Lake. The white ape fought the monster and won, leading the people to believe he was a great celestial immortal (Dalou tianxian, 大羅天仙) come to save the world.
When the white ape was sixteen, his mother’s holy spirit left her body, and the evil Sage Sea Tide (Haichao shengren, 海潮聖人) cast his heavenly treasure around it, thus making her body sick. The Patriarch Reaching Heaven (Tongtian jiaozhu, 通天教主) then appeared to tell the white ape that the only way to cure his mother was to feed her one of the Queen Mother‘s (Wangmu niangniang, 王母娘娘) immortal peaches. After many hardships, he succeeded in his quest and cured her. Upon her recovery, she practiced diligently and eventually achieved immortality.
One day, the immortal princess did divination on her fingers and found that, despite their practice, four other woman around Swallow Lake had yet to achieve the elixir. So, she took them as her servants and continued to guide their practice. After this, she subdued seventeen phoenixes that were the same class of evil spirits as the phoenixes and serpents below the Queen Mother’s gate. Following this, she subdued thirty-six demon dragons as her subordinate generals.
At this time, the god of fire (huoshen, 火神) spread flames everywhere, plunging the world into chaos. The fires killed the surrounding vegetation and created a drought. The immortal princess felt sorry for the people, so she used her powers to defeat the fire god in a great battle. She then transformed nine dragons into nine rivers for the people to drink and to revive the plants and trees. The people were finally able to live in peace. From this point on, they worshiped her as the Holy Mother of Nine Rivers. A temple dedicated to her was built around Swallow Lake in Guangling County, Shanxi Province, China, which is now a first-class protected historic site by the CCP.
Fig. 12 – The first page of the Holy Mother of Nine River’s story (larger version). Fig. 13 – The second page (larger version).
It appears that portions of this story were taken from the Qing-era novel Spring and Autumn of Stabbing Swords (Fengjian chunqiu, 鋒劍春秋). The godly Sun brothers, the evil Sage Sea Tide, and even the white ape appear therein.
I’d also like to highlight that the white ape’s staff and headband are modeled on that of Sun Wukong, strengthening my suggestion that the former’s iconography was based on the latter.
Notes:
1) The idea of a white ape sharing heavenly knowledge goes back centuries. For example, one 4th-century source reveals Zhou Qun (周羣/群, 3rd-cent.) learned the art of divination from a book of bamboo slips given to him by a gibbon-turned-old man in the Min Mountains (Gulik, 1967, p. 50).
2) Sun is appointed the guardian of the immortal peach groves in chapter four. He starts eating the life-prolonging fruit early in his tenure, and his theft is eventually discovered by attendants of the Queen Mother of the West (Wu & Yu, 2012, pp. 160 and 162-163).
3) The Marquis of Baxi (Baxi hou, 巴西侯) is an ape spirit appearing in a story from the Song-era Extensive Records of the Taiping Era (Taiping guangji, 太平廣記, 978). A retired official from Sichuan is invited to an eerie, drunken party by the Marquis, only to wake up the next morning to find his host was a gibbon and all of the other guests were also animal spirits (Gulik, 1967, pp. 67 and 68-69).
4) The only Duke Macaque (Ju gong, 狙公) that I’m aware of is a human keeper of monkeys from a parable on freedom appearing in The Collected Works of Bowen (Chengyi Bowen ji, 诚意伯文集, 14th-cent.). I’m not sure if the novel is claiming the ape has a human father, or if it’s just a vague reference to a character from Chinese literature with a connection to primates.
5) I can’t find any information on this character. But given the ancestor and father, I’m sure the mother is associated with apes or monkeys in some way.
6) Wukong becomes king of the monkeys in chapter one by discovering a cave, the Water Curtain Cave (Shuilian dong, 水簾洞), behind a waterfall. His people soon after take residence inside (Wu & Yu, 2012, pp. 104-106).
10) Steavu (2019) calls it the “Monkey book” (p. 195), but a gibbon is an ape, so I have adjusted the translation accordingly.
11) I suggest in this article that the supernatural ape stealing peaches motif could be a mixture of a Sinicized version of the Great Monkey jataka tale, in which the Buddha’s reincarnation as a monkey king leads his people to raid an imperial fruit garden, and the theft of immortal peaches by the planet Jupiter (Sui, 歲), who is subsequently exiled to reincarnate as the Han-era jester Dongfang Shuo (東方朔).
Sources:
Andersen, P. (2019). Guigu zi tiansui lingwen 鬼谷子天隨靈文. In K. Schipper and F. Verellen (Eds.), The Taoist Canon: A Historical Companion to the Daozang (p. 1239). Chicago: University of Chicago Press.
Bonds, A. B. (2008). Beijing Opera Costumes: The Visual Communication of Character and Culture. Honolulu: University of Hawai’i Press.
Miura, K. (2008). Zhenren. In F. Pregadio (Ed.), The Encyclopedia of Taoism: Vol. 1 & 2 (pp. 1265-1266). Longdon: Routledge.
Palmer, D. A., & Siegler, E. (2017). Dream Trippers: Global Daoism and the Predicament of Modern Spirituality. Chicago: The University of Chicago Press.
Steavu, D. (2019). The Writ of the Three Sovereigns: From Local Lore to Institutional Daoism. Hong Kong: The Chinese University of Hong Kong.
Stevens, K., & Welch, J. (1998). XU, The Daoist Perfected Lord Xu Zhenjun 許真君 The Protective Deity of Jiangxi Province. Journal of the Hong Kong Branch of the Royal Asiatic Society, 3, 137-146. http://www.jstor.org/stable/23889813
Wivell, C.S. (1994). The Story of How the Monk Tripitaka of the Great Country of T’ang Brought Back the Sūtras. In V. Mair (Ed.), The Columbia Anthology of Traditional Chinese Literature (pp. 1181-1207). New York: Columbia University Press.
The Tang monk Tripitaka (Tang Sanzang, 唐三藏; a.k.a. Xuanzang) is depicted in Journey to the West (Xiyouji, 西遊記, 1592) as the earthly reincarnation of Master Golden Cicada (Jinchan zi, 金蟬子) (fig. 1), the Buddha’s fictional second disciple. This deity is banished to live out ten pious lives in China until the time comes for him to build merit as the scripture pilgrim, thereby gaining reentry into paradise. His crime of not paying attention to the Buddha’s lectures and subsequent exile to the mortal realm is encapsulated in part of a poem from chapter twelve:
Gold Cicada was his former divine name. As heedless he was of the Buddha’s talk, He had to suffer in this world of dust, To fall in the net by being born a man […] (Wu & Yu, 2012, vol. 1, p. 275).
Fig. 1 – A modern interpretation of Master Golden Cicada as a literal insect by Taylor-Denna (larger version). See here for the full version and the artist’s statement. Used with permission.
I. Similarities to Western philosophy
McEvilley‘s (2002) The Shape of Ancient Thought shows that Greek Orphic and Egyptian philosophy also believed in exiling gods from the heavens as a form of punishment. For example, Empedocles (5th-c. BCE) wrote of gods being exiled for ten thousand years for the crime of murder or lying under oath. The fallen deity is believed to reincarnate into every creature of land, air, and sea (fig.3), and when their long punishment is up, they are reborn in their last life as a person of high culture, such as royalty, religious leaders, and scholars. They then return to their former heavenly station upon death (McEvilley, 2002, p. 106). [1] Plato (5th to 4th-c. BCE) specifically mentions the god undergoing ten reincarnations interspersed with thousand-year-long periods of afterlife reward or punishment (McEvilley, 2002, p. 108). [2] The multiples of ten mentioned here fascinate me as they relate to the number of Tripitaka’s incarnations.
Fig. 3 – A symbolic painting showing the course of life, death, and reincarnation (larger version). Artist unknown.
McEvilley (2002) continues by tracing these and related Greek and Indian beliefs to the Egyptian Book of the Dead:
The deceased must somehow be regarded as a king or prince before he is eligible to “get thee back to the heights of heaven.” Thus Ani declares, “I am crowned like unto the king of the gods, and I shall not die a second time in the underworld.” Again, the prayer is made, “May Osiris, the scribe Ani, be a prince … and may the meat offerings and the drink offerings of Osiris Ani, triumphant, be apportioned unto him.” “I am crowned,” Ani claims, “I am become a shining one, I am mighty, I am become holy among the gods.” “I am the prince of eternity.” “May it be granted that I pass on among the holy princes,” Ani prays, and he is reassured: “The god Tmu hath decreed that [Ani’s] course shall be among the holy princes.” “Horus,” the Book of the Dead says, “was like unto a prince of the sacred bark, and the throne of his father was given unto him.”
Something very like the doctrine of Empedocles is suggested, and possibly related to it as forerunner. The ba, which was once a god among the other gods, descends to earth, that is, into a body, in order to right some wrong it has done in the past; either it descended as a pharaoh or it has somehow been processed through nature for long ages until it has purified itself sufficiently to be reborn as a pharaoh; after its purification it is ready to return to the company of the gods in heaven, and this is signified by the status as pharaoh. Empedocles said the final incarnation was as a prince, a poet, or a healer. Plato said the last reincarnation was as a philosopher—but he meant philosophers to be kings. They both may be echoing an Egyptian idea either that gods are incarnated only as pharaohs or that the last incarnation is as a pharaoh. A parallel is found in the Hindu caste system, in the idea that only brahmans can attain moksa—that is, “become Osiris”; the soul must reincarnate upward through the castes before it is in position to get off the wheel.
The nature of the primal crime or ancient wrong which the soul “descended on to the earth” to set right is not clearly stated, as it is not in the Greek versions of the myth, where it is either left undefined or ambiguously declared to be either perjury or bloodshed. The Egyptian texts dwell repeatedly on this subject, but with an ambiguity not unlike that of the Greek texts. Various clues in the Greek tradition indicate that the crime which the Orphic was attempting to expiate was either the ancient war of the Titans against the gods, for which they were exiled from heaven and imprisoned in Tartarus, or their rending and devouring of Dionysus Zagreus, or both. (In the Greek tradition, as West says, “The Titans are by definition the banished gods, the gods who have gone out of this world.”) The Egyptian texts may foreshadow the Greek myth of the Titans when they refer to a primal rebellion of one group of gods against another. “O ye gods of the underworld,” Osiris Ani says, “who set yourselves up against me, and who resist the mighty ones …” Again, he says:
Hail, Thoth! What is it that hath happened unto the holy children of Nut? They have done battle, they have upheld strife, they have done evil, they have created the fiends, they have made slaughter, they have caused trouble; in truth, in all their doings the mighty have worked against the weak …I am not one of those who work iniquity in their secret places; let not evil happen unto me.
The children of Nut include Osiris, Horus, Set, Isis, and Nephthys. When Ani claimed “before Isis I was,” he was dissociating himself from this contentious generation of deities in which the primal murder of Osiris by Set occurred, and claiming to have been one among the earlier generation, the “gods of the first time.” But there are also suggestions that the crime might be Set’s dismemberment of Osiris, whom Ani, in his role as Horus, avenger of his father, has to reconstitute to make reparation. Ani, in other words, might be expiating either or both of the Egyptian versions of the crimes of the Titans, and part of his strategy in doing so is to claim that he belongs to the earlier generation of gods (pp.131-133). [3]
So the crime of murderous rebellion or bearing a false oath became inattentiveness to the Buddha’s teachings in Journey to the West. And the gods of ancient Greece and Egypt became a son of Buddha punished to ten reincarnations as a mortal, his last one as a holy monk. This final point mirrors the concept of the last incarnation being a grand one as a king or holy person.
How these beliefs or related proto-beliefs came to China is unknown to me. If pressed, I would venture it involved some Buddhist text containing an ancient Indian arm of this philosophy.
II. Connection to the other pilgrims
I can’t pass up the opportunity to mention how this also relates to the other pilgrims, who are portrayed as former gods exiled from heaven for some offense. In place of several rounds of reincarnation, they are (among other punishments) forced to serve as Tripitaka’s guardians, protecting him from leagues of demons wanting to jump ahead in the cosmic hierarchy by eating the monk’s flesh and gaining immortality. Marshal Tianpeng (Zhu Bajie) is banished for drunkenly forcing himself on the Moon goddess and reborn as a grotesque pig spirit (Wu & Yu, 2012, p. 212) (fig. 2). The Curtain-Raising General (Sha Wujing) is banished for breaking a treasure cup at a heavenly banquet and reborn as a monstrous water spirit plagued by a magic sword that stabs at him weekly (Wu & Yu, 2012, p. 209-210). [4] The dragon prince, son of the Western Sea Dragon King Aorun, is banished for burning a heavenly pearl (Wu & Yu, 2012, p. 213-214), but in place of execution, he agrees to transform into a dragon horse (a kind of rebirth) and serve as Tripitaka’s mount (Wu & Yu, 2012, p. 328). And even Sun Wukong is banished for his rebellion (the divine crime mentioned above) and punished to imprisonment under Five Elements Mountain. It’s interesting to note that one scholar suggests this punishment represents a symbolic death, leading to his eventual reincarnation (see Shao, 1997). (I’d like to add Sun’s additional punishment of eating a hellish diet of molten copper and hot iron balls speaks to a transitional period of afterlife punishment.) And once the pilgrims complete their penance (i.e. the journey), all are welcomed back into heaven, in this case the Buddha’s paradise.
Fig. 2 – A Taiwanese stamp featuring Zhu Bajie and the moon goddess.
III. Archive
Below I present a PDF of McEvilley (2002). I converted it from an EPUB, meaning the page count is not the same as the physical edition cited above. I originally intended to just post chapter four, but I was afraid of breaking any internal links, so I instead posted the entire book. This is a very fascinating read. Just know that it is extremely dense and can be hard to follow at times if you lack deep knowledge in Western philosophical history and belief.
This has been uploaded for educational purposes. No malicious copyright infringement is intended. Please support the official release.
Update: 04-05-22
I’ve archived a paper suggesting that Sun Wukong and Erlang’s magic battle of transformations was influenced by ancient Greek (and by extension Near Eastern) stories.
4) It could be argued that Zhu and Sha do not reincarnate but simply take on monstrous forms upon being banished to earth because they still retain their memories, weapons, and magical skills. But maybe, as immortals, they are able to affect their own rebirth by directing the final destination of their primal spirit, thereby bypassing the normal mode of reincarnation that results in the loss of memory. An example of this is the rogue immortal Huaguang (華光) from Journey to the South (Nanyouji, 南遊記, 17th-c.), who is reborn several times and still has memories of his past and access to his holy weapons.
Sources:
McEvilley, T. (2002). The Shape of Ancient Thought: Comparative Studies in Greek and Indian Philosophies. New York: Allworth.
Japsang or Chapsang (Kor: 잡상; Ch: zaxiang, 雜像, “miscellaneous figurines”) are effigies of dark gray fired clay adorning the roof-hips of royal palaces in Korea. The first four (of up to eleven) figures are traditionally associated with the main characters of Journey to the West (Xiyouji, 西遊記, 1592) (fig. 1 & 2). Tripitaka is connected to the first figure, which wears a suit of armor and sits in a kingly fashion with hands on splayed knees (fig. 3). Sun Wukong is connected to the second, an ape-like figure with a pointed hat, long arms, and small legs. Zhu Bajie and Sha Wujing are respectively connected to the third and fourth figures, which are portrayed as scaled beasts with their heads turned in different directions.
Wall (2019) reveals the earliest reference to our our heroes’ association with the japsang appears in Eou yadam (어우야담, “Eou’s Unofficial Histories”), a collection of stories by the scholar-official Yu Mongin (유몽인, 1559-1623). Yu frames knowing the names of the figures as a test for a new official:
When newly appointed officials meet their predecessors for the first time, they have to be able to tell the names of the ten divine figures on top of the palace gates for ten times. . . . The names are Master of Great Tang (Taedang sabu, 大唐師傅 [Tripitaka]), Pilgrim Sun (Son haengja, 孫行者 [Sun Wukong]), Zhu Bajie (猪八戒), [and] Monk Sha (Sa Hwasang, 沙和尙 [Sha Wujing]) (Yu, 2004, as cited by Wall, 2019, p. 2137).
Interestingly, Sun Wukong was eventually associated with the very nails that fastened the figures to the royal rooftops (Chang, 2004, as cited by Wall, 2019, p. 2137). They were called “Pilgrim Sun-Nails” (Son) haengja taech’ ol; Ch: (孫)行者帶鐵), [1] which implies our hero “was at some point considered representative of all roof ornaments” (Wall, 2019, p. 2137). This connection no doubt references Monkey’s adamantine body and position as the demon-conquering exorcist par excellence. After all, the japsang figurines were believed to “protect the palaces from calamities” (Ro & Park, 2015, p. 78), making them cognates for Chinese roof figurines, which serve as “guardians against fire and evil spirits” (Li, 1990, as cited by Wall, 2019, p. 2138). This is fascinating from a historical perspective as late dynastic Korea was staunchly Neo-Confucian, showing Journey to the West was so wildly popular in the “Land of the Morning Calm” that the pilgrims were able to transcend their original Buddhist associations (Wall, 2019, pp. 2137-2138).
(I also find this subject interesting because, while not officially worshiped by people of non-Chinese descent, it shows Sun served a religious function in Korea. Thus, we can add this thread to the complex tapestry of his worship in East and Southeast Asia.)
I originally intended to write my own in-depth article on japsang figures but later discovered Macouin (2003). This masterful paper explains the evolution of such roof adornments and their later association with the Chinese novel. Macouin (2003) is written in French, so I am presenting both the original and a rough English translation. I did not include the Korean and Chinese characters in the translation.
Fig. 1 – A chart of nine japsang (larger version). Notice that most feature the same basic arched back design similar to the Hebrew letter mēm (מ). Fig. 2 – Photo of a roof-hip featuring seven figures (larger version). From Wikipedia. Fig. 3 – A picture of the lead figure believed to be Tripitaka (larger version). From Yogin, 2001 as cited in Macouin, 2003, p. 29. But as noted, Sun Wukong came to be associated with all japsang figures.
I. Abstract (with translation)
French
Dans l’architecture ancienne de la Corée, à l’époque de la dynastie des Yi (1392-1910), les toits de certains bâtiments étaient ornés de statuettes protectrices, disposées en file sur leurs arêtes. À la fin du XIXe siècle, seuls les édifices peu ou prou en relation avec la fonction royale en étaient pourvus. La présence de ces figurines, à l’aspect d’animaux accroupis, est attestée au XVe siècle. Elles peuvent avoir succédé à d’autres ornements et, plus lointainement, à des tuiles spéciales à embout relevé.
Une tradition associe quatre de ces grotesques à des personnages bien connus par le roman chinois du XVIe siècle, le Xiyou ji. Plus précisément, la statuette placée en rive est identifiée au célèbre moine Xuanzang, héros de ce livre. Il est suggéré finalement que la personnification de ces statuettes pourrait être en relation avec des pratiques de bizutage.
English
In the ancient architecture of Korea, during the Yi Dynasty (1392-1910), the roofs of some buildings were adorned with protective statuettes, arranged in a line on their ridges. At the end of the 19th century, only buildings more or less related to the royal function were provided with it. The presence of these figurines, with the appearance of crouching animals, is attested in the 15th century. They may have succeeded other ornaments and, more distantly, special raised-toe tiles.
One tradition associates four of these grotesques with figures well known from the 16th century Chinese novel, Xiyou ji. More precisely, the statuette placed on the bank is identified with the famous monk Xuanzang, hero of this book. It is finally suggested that the personification of these statuettes could be related to hazing practices.
This has been uploaded for educational purposes. No malicious copyright infringement is intended. Please support the official release.
Notes:
1) For a discussion of Monkey’s “pilgrim” nickname, see section three of my previous article.
Source:
Macouin, F. (2003). Des Figurines De Toiture Coréennes, Les Chapsang. Journal Asiatique, 291(1-2), 17-34.
Ro, M. & Park, S. (Eds.). (2015). The King at the Palace: Joseon Royal Court Culture at the National Palace Museum of Korea (C. Kwon, Trans.). Seoul: National Palace Museum of Korea.
Wall, B. (2019). Dynamic Texts as Hotbeds for Transmedia Storytelling: A Case Study of the Story Universe of the Journey to the West. International Journal of Communication 13, 2116-2142. Retrieved from https://ijoc.org/index.php/ijoc/article/view/10006/2648
Upon the initial release, I was entranced by the cover art for the 2012 revised edition of Anthony C. Yu’s famed Journey to the West translation. For example, the cover for volume one (fig. 1) featured the pilgrims crossing the Flowing-Sands River via a boat made from Sha Wujing‘s skull necklace and a heaven-sent gourd. I loved the individuality and color scheme of each figure. They look almost like characters from a comic book. Though the art style was old, I assumed the bright, vibrant colors signaled the illustration was a modern reproduction. This was not the case. I later learned that the art was made by an anonymous painter of the Qing Dynasty (1644-1911). The paintings from this series were later gathered into an abridged ten-volume set titled Qing-Period Color-Illustrated Complete Edition of Journey to the West (Qing caihui quanben Xiyouji, 清彩繪全本西遊記, 2008). Here I present lower res PDFs of this work, complete with the gorgeous artwork. Each page is formatted with simplified Chinese dialogue on the left side and art on the right (fig. 2).
Fig. 1 – The cover of volume one (larger version). Fig. 2 – An example of the page format (larger version). It portrays the pilgrims finally coming before the Buddha in India. The formerly subjugated “Peng of 10,000 Cloudy Miles” (i.e. Garuda) can be seen hovering above the Enlightened One’s throne.
