The Monkey King’s Children

Last updated: 04-04-2022

Modern media occasionally depicts Sun Wukong with children. Examples include the book series The Monkey King’s Daughter (2009-2011) and the DC Comics character the Monkey Prince (first appearing in 2021). The anime High School DxD (2012) even features a descendent some generations removed called Bikou. But the idea of the Great Sage having children goes back centuries. Two late-Ming novels influenced by the original Journey to the West (Xiyouji, 西遊記, 1592) reference multiple offspring. In this article, I will highlight these children and discuss their connection to Buddhism and Asian astrology.

Those interested in this subject may fancy learning about Sun’s brothers and sisters.

Table of Contents

1. King Pāramitā

The novel is set between the end of chapter 61 and the beginning of chapter 62 of the original. It follows the Monkey King as he travels through time seeking a magic weapon, while also striving to unmask the identity of a mysterious foreign king who has persuaded Tripitaka to give up the quest to India. The first reference to Sun’s children appears in chapter 13, when actors in a royal play describe an alternate timeline where our hero settled down: “His wife is so beautiful, his five sons so dashing. He started out as a monk, but came to such a good end! Such a very good end!” (Dong, Lin, & Schulz, 2000, p. 114). Later, in chapter 15, Monkey meets one of these sons on the battlefield. “King Pāramitā” (Boluomi wang, 波羅蜜王) (fig. 1) is portrayed as a sword-wielding general capable of fighting Sun for several rounds. Pāramitā goes on to recount his family history, revealing that although he’s never met his father, he’s the son of the Great Sage and Princess Iron Fan (Tieshan gongzhu, 鐵扇公主) (Dong, Lin, & Schulz, 2000, pp. 123-124). In addition, he suggests that he was conceived during an event from chapter 59 of the original:

[Sun Wukong] changed into a tiny insect and entered my mother’s belly. He stayed there a while and caused her no end of agony. When my mother could no longer bear the pain, she had no choice but to give the Banana-leaf Fan to my father, Monkey [1] … In the fifth month of the next year, my mother suddenly gave birth to me, King Pāramitā. Day by day I grew older and more intelligent. If you think about it, since my uncle [the Bull Demon King] and mother had never been together, [2] and I was born after my father, Monkey, had been inside my mother’s belly, the fact that I am his direct descendant is beyond dispute (Dong, Lin, & Schulz, 2000, p. 124).

Fig. 1 – King Pāramitā leaps into battle (larger version). Detail from a modern manhua. Image found here.

The translators of A Supplement to the Journey to the West explain that King Pāramitā’s name serves as a pun:

In the Chinese transliteration for Pāramitā, the character used to render the syllable “mi” [蜜] has the intrinsic meaning of “honey,” while the character t’ang [唐] in T’ang dynasty is homophonous with the character meaning “sugar” [糖]. King Pāramitā is punning on these associations (Dong, Lin, & Schulz, 2000, p. 123 n. 2). [3]

However, the name also has deep connections with Buddhism. The Princeton Dictionary of Buddhism defines the Sanskrit term Pāramitā (“perfection”) as “a virtue or quality developed and practiced by a Bodhisattva on the path to becoming a buddha” (Buswell & Lopez, 2014, p. 624). Various traditions recognize six to ten perfections, with the latter including the former six plus an additional four. The Mahayana perfections, for example, include giving, morality, patience, effort, concentration, wisdom, method, vow, power, and knowledge. Bodhisattvas are believed to master these virtues in the listed order, compounding spiritual wisdom and merit over the course of their journey towards Buddhahood (Buswell & Lopez, 2014, p. 624).

2. Jidu, Luohou, and Yuebei Xing

The novel follows the exile of Miao Jixiang (妙吉祥), a divine flame-turned Buddhist deity, from the Western Paradise through several mischievous reincarnations. As the rogue immortal Huaguang (華光), he works to end his mother’s demonic lust for flesh by procuring an immortal peach in chapter 17. He does this by transforming into Sun Wukong and stealing the magic fruit from heaven. The real Monkey King is subsequently accused of his double’s misdeeds, much like the Six-Eared Macaque episode of the original novel. The Jade Emperor threatens to remand him to the Buddha for punishment but is convinced to give Sun a month-long reprieve to find the true culprit.

Monkey returns to the Mountain of Flowers and Fruit, and it is here among his people, that the story mentions three children, including sons Jidu (奇都, “Ketu”) and Luohou (羅猴, “Rahu”) and daughter Yuebei Xing (月孛星, “Moon Comet Star”). [4] Sun eventually seeks out Guanyin, who reveals that the troublemaker is none other than Huaguang. Returning home once more, Monkey’s news prompts his daughter to volunteer to battle the impostor. But her tribe simply pokes fun at her monstrous appearance. Yuebei Xing is said to have a crooked head with huge eyes and a broad mouth, coarse hands, a wide waist, and long legs with thunderous steps.

Sun travels with his daughter to Huaguang’s home of Mt. Lilou (Lilou shan, 離婁山) to provoke battle by chastising him for stealing the immortal peaches. Monkey strikes at him with his magic staff, causing Huaguang to deploy his heavenly treasure, a golden, triangular brick (sanjiao jinzhuan, 三角金磚). But Sun responds by creating untold numbers of clone monkeys that not only confiscate the weapon but also overwhelm the immortal. Huaguang is seemingly defeated at this point; however, he manages to deploy one last treasure, the Fire Elixir (Huodan, 火丹). This weapon engulfs the Great Sage in heavenly flame (akin to the Red Boy episode), causing him to flee to the Eastern Sea. Yuebei Xing then calls Huaguang’s name while holding her own magic treasure, a skull (kulou tou, 骷髏頭). The immortal is immediately stricken with a headache and stumbles back to his cave in a daze. Her weapon is said to be quite dangerous; anyone whose name is called will die within three days.

Huanguang’s religious teacher, the Flame King Buddha of Light (Huoyan wang guangfo, 火炎王光佛), then intervenes in order to sooth the situation between his disciple and the Great Sage. He promises to bring the rogue immortal to justice on the condition that Yuebei Xing withdraws her deadly magic. In the end, all parties are pardoned by the Jade Emperor, and Huaguang and Monkey become bond brothers (Yu, n.d.).

All three of Sun’s children are named after planetary bodies associated with the moon in Asian astrology. [5] His sons Jidu and Luohou are respectively named after Ketu (Jidu, 奇都) and Rahu (Luohou, 羅睺), two of the “Nine Planets” (Sk: Navagraha; Ch: Jiuyao, 九曜, “Nine Luminaries”) from Hindu astrology. [6] These two shadowy planetary deities represent the respective southern (descending) and northern (ascending) lunar nodes, or points where the moon crosses the earth’s orbit around the sun. As such, the pair are associated with eclipses, and sources sometimes depict them as the head (Rahu) and tail (Ketu) of a great eclipse serpent. Other interpretations include Rahu as a disembodied head and Ketu as the torso, or Ketu as a comet or emerging from a cloud of smoke (Gansten, 2009, p. 652-653; Kotyk, 2017, pp. 59-60).

Before continuing, there are two interesting things to note: 1) Sun Wukong singlehandedly battles and defeats the Nine Planets in chapter five of the original novel (Wu & Yu, 2012, vol. 1, pp. 170-172). But the Ketu and Rahu in this group should be considered distinct from his sons; and 2) one of the original Chinese characters for Rahu (Luohou, 羅睺) was changed in Journey to the South to play on Luohou’s (羅猴) primate origins by using the homophonous word for “monkey” (hou, 猴).

All information about Yuebei xing has been moved to a new article.

Yuebei xing, Daughter of the Monkey King

3. Honorable Mention: Sun Luzhen

The novel is set two hundred years after the original and follows the adventures of Sun Wukong’s spiritual descendant Sun Luzhen (孫履真, “Monkey who Walks Reality”) (fig. 2). He too learns the secrets of immortality and causes havoc in heaven, before being tasked to protect the historical monk Dadian (大顛, 732–824) on a similar journey to India. The two are accompanied by the son of Zhu Bajie, Zhu Yijie (豬一戒), and the disciple of Sha Wujing, Sha Zhihe (沙致和). I did not include Luzhen in the main list as he is born from a stone in the same fashion as the original Monkey King (see Liu, 1994).

Fig. 2 – “Small Sage Sun’s Havoc in the Heavenly Palace” (larger version). The cover to a modern manhua. Image found here.

4. Conclusion

The Monkey King has a total of eight children shared between two late-Ming novels, but only four are mentioned by name, and only two of these actually have parts in the respective stories. King Pāramitā is one of the Great Sage’s five sons born to Princess Iron Fan in A Supplement to the Journey to the West (1640). He is portrayed as a handsome, sword-wielding general whom Sun faces on the battlefield. His name references the Pāramitās (“perfections”), or the wisdom and merit-building virtues that Bodhisattvas master in their quest for Buddhahood. Monkey has three children in Journey to the South (c. 1570s to 1580s), including sons Jidu and Luohou and daughter Yuebei Xing. The latter is depicted as a grotesque monster with a magic skull weapon cable of harming even celestials. She uses it to defeat the rogue immortal Huaguang. Jidu and Luohou are respectively named after the lunar nodes Ketu and Rahu, two of the Nine Planets from Hindu astrology. Yuebei is named after a shadowy planet representing the lunar apogee, which counts among the Eleven Luminaries of East Asian astrology. Ancient Xixia art sometimes depicts them as a woman or man bearing a sword and a severed head. The feminine iconography appears holding a skull in a novel from the 16th century.

An honorable mention is Sun Luzhen from Later Journey to the West (17th century). He is a stone-bone monkey who follows in his spiritual ancestors footsteps by attaining immortality, causing havoc in heaven, and later protecting a holy monk on the journey to India.


5. Updates

Update: 04-04-22

Back in November 2021, I made a post on twitter about a Rahu amulet that a collector friend of my was selling (and later sold). The deity is generally portrayed as a sharp-toothed, giant-mouthed monster devouring the moon. This piece is carved in a similar manner but Rahu is instead patterned after Thai depictions of Hanuman (fig. 3). I imagine his association with the monkey god is based on the latter’s attempt to eat the sun in his youth. 

Fig. 3 – The front of the Hanuman-like Rahu amulet (larger version).

Notes:

1) See Wu & Yu, 2012, vol. 3, p. 129.

2) This statement, of course, overlooks the conception and birth of the couple’s son Red Boy (Hong haier, 紅孩兒). But King Paramita might be referring to the Bull Demon King’s long absence while living with his mistress, Jade Countenance.

3) This pun plays out in chapter 14 of Journey to the West, when an old patron remarks on Monkey’s monstrous appearance:

“Though you [Tripitaka] may be a Tang man,” the old man said, “that nasty character is certainly no Tang man!” “Old fellow!” cried Wukong in a loud voice, “you really can’t see, can you? The Tang man is my master, and I am his disciple. Of course, I’m no sugar man or honey man! I am the Great Sage, Equal to Heaven!” (Wu & Yu, 2012, vol. 1, p. 312).

Thank you to Irwen Wong for reminding me of this passage.

4) I’m indebted to Jose Loayza for bringing these characters to my attention.

5) Thank you to Dr. Jeffrey Kotyk for confirming the astrological connection.

6) Sun, Moon, Mars, Mercury, Jupiter, Venus, Saturn, Rahu, and Ketu (Gansten, 2009).

Sources:

Dong, Y., Lin, S. F., & Schulz, L. J. (2000). The Tower of Myriad Mirrors: A Supplement to Journey to the West. Ann Arbor: Center for Chinese Studies, The University of Michigan.

Gansten, M. (2009). Navagrahas. In K. A. Jacobsen (Ed.), Brill’s Encyclopedia of Hinduism (Vol. 1) (pp. 647-653). Leiden: Brill.

Hart, R. (2010). The Chinese Roots of Linear Algebra. United States: Johns Hopkins University Press.

Kotyk, J. (2017). Astrological Iconography of Planetary Deities in Tang China. Journal of Chinese Buddhist Studies, 30, 33-88), Retrieved from https://chinesebuddhiststudies.org/previous_issues/jcbs3002_Kotyk(33-88)_e.pdf

Liu, X. (1994). The Odyssey of the Buddhist Mind: The Allegory of the Later Journey to the West. Lanham, Md: University Press of America.

Buswell, R., & Lopez, D. (2014). The Princeton Dictionary of Buddhism. Princeton University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1-4). Chicago, Illinois: University of Chicago Press.

Yu, X. (n.d.). Nanyouji: Huaguang sanxia Fengdu [Journey to the South: Huaguang goes to the Underworld Three Times]. Retrieved from https://ctext.org/wiki.pl?if=gb&chapter=506975&remap=gb#%E5%8D%8E%E5%85%89%E4%B8%89%E4%B8%8B%E9%85%86%E9%83%BD

Archive #17 – PDFs of Creation of the Gods Library of Chinese Classics Chinese-English Bilingual Edition (Vols. 1-4)

Note: My blog is not monetized, so I am not making any money from this post. My hope is that the PDF will make this legendary story more accessible to a wider audience. If you enjoyed the digital version, please, please, please support the official release.

Last updated: 04-06-2026 

Here I present a PDF of the Library of Chinese Classics bilingual edition of Creation of the Gods (Fengshen yanyi, 封神演義, c. 1620 CE), sometimes translated as Investiture of the Gods or Enfeoffment of the Gods.

Table of Contents

1. Novel Description

This 100 chapter shenmo novel tells of the great struggle between the declining Shang (c. 1600–1046 BCE) and ascending Zhou (c. 1046–256 BCE) dynasties. In the beginning, King Zhou of Shang offends the primordial goddess Nuwa by leaving a lewd poem in her temple, and in response, the devi summons a trio of spirits (a fox, a pheasant, and a lute) to bring about the dynasty’s downfall. The fox spirit takes the place of the king’s concubine Daji and, over the course of nearly 30 years, leads him down a path of imperial neglect, decadence, and sadism. This causes many of the kingdom’s dukes, marquis, and generals to later rebel in favor of King Wu of Zhou, the monarch destined by heaven to rule China.

The majority of the story follows the countless battles between the forces of Shang and Zhou. Along the way, the latter are aided by immortals of the Chan (闡) sect (an analogy for Quanzhen Daoism), which favors spiritual cultivation, while the former are aided by the Jie (截) sect (an analogy for Zhengyi), which favors charms and incantations. [1] Each transcendent wields any number of swords, fans, hooks, staves, axes, halberds, scissors, hammers, rings, sashes, nails, dippers, pennants, pearls, gourds (etc.), each with not only the power to take the lives of thousands of humans but also immobilize other immortals and even kill them. These celestial battles escalate to the point that Laozi and the Buddha must fight side-by-side to defeat a trap designed to kill 10,000 immortals.

A story line present throughout the novel is the fate of Jiang Ziya, a Daoist adept and the military strategist and stalwart commander of the Zhou army. He is destined to deify the souls of the humans and immortals who die in battle using the “List of Creation” (Fengshen bang, 封神榜), an index of preordained names agreed upon at the beginning of time by the heads of the three sects. This list is housed in the “Terrace of Creation” (Fengshen tai, 封神臺), a reed pavilion in which the souls of the dead are gathered to await their apotheosis. In the end, after defeating the Shang forces, Jiang deifies a total of 365 major gods, along with thousands of lesser gods, ranging from holy mountains, weather, and plagues to constellations, the time cycle, and the five elements.

Considering that the story takes place a millennia prior to the arrival of Buddhism in China, the novel portrays the religion having no presence in the east. There are several times in the narrative when a Buddhist deity travels from the western paradise to halt the execution of a powerful immortal or demon as they are fated to submit to Buddhism. Furthermore, when the Buddha intervenes in the great battle towards the end, he does so to find talented disciples who will help him spread the religion in the east. In fact, Bodhisattvas like Guanyin and Manjusri are depicted as former Chan sect immortals who later become disciples of Buddhism.

See also this chapter-by-chapter summary.

2. Relationship to JTTW

For the purposes of this blog, several characters from Journey to the West (Xiyouji, 西遊記, 1592) appear in the novel, including Laozi, the Buddha, Nezha (fig. 1), Muzha, and Li Jing, Ao Guang, Erlang (called Yang Jian, 楊戩) and his hound, etc. Journey to the West also had a number of clear influences on the book, one being the ape spirit Yuan Hong (袁洪) from later chapters who wields a staff and 72 transformations in a fight with Yang Jian. Sound familiar?

Fig. 1 – A detail of Nezha striking at an enemy during battle. Image from The Newly Printed, Zhong Bojing Annotated, Investiture of the Gods (Xinke Zhong Bojing xiansheng piping Fengshen yanyi, 新刻鍾伯敬先生批評封神演義, c. 1620) (larger version).

3. Translation: Pros and Cons

This edition of the novel was originally translated by Gu Zhizhong (顾执中, 1898–1995) in 1992. Dr. Barbara Witt notes that the translation has its pros and cons:

The positive: It is the only complete translation of Fengshen yanyi into a Western language that I am aware of. The edition I read (from 1992 I think), was also nicely done with interesting woodcut illustrations throughout the novel.

The negative: Firstly, it is not a very faithful translation. Poems are generally left untranslated and sentences often paraphrased. [2] I think, when ever the translator found something difficult, he just skipped it. Secondly, I think Gu Zhizhong was not an English native speaker and not very familiar with Western mythology and some of his translations are really off. For example Taiyi zhenren 太乙真人 (“True Man Primordial”), a powerful Daoist immortal, becomes “Fairy Primordial” in his translation, which conjures up a very different image.

3.1. Example

Chapter 12 describes how young Nezha inadvertently causes havoc in the aquatic realm when washing himself in a river with a powerful magic sash. This eventually leads to Li Gen (李艮), a yaksha water-spirit soldier, to attack him with an ax. Gu’s (2000) description of the fight reads:

Nezha, naked and empty-handed, dodged the vicious blow, raised his Universal Ring and struck Li Gen on the head. How could the Yaksha withstand the magic weapon from Fairy Primordial! His skull broke open and he fell dead on the river bank (vol. 1, p. 239).

However, the full encounter should read:

Standing there naked, Nezha dodged the advancing warrior’s attack and upraised the Universal Ring in his right hand. This treasure was originally bestowed by the Jade Emptiness Palace of Mt. Kunlun to the Perfected Man of the Grand Monad to secure the items of his Golden Light Cave. How could the yaksha withstand the magic weapon as it struck downward on his head? His brains exploded from the blow, and he fell dead on the shore.

哪吒正赤身站立,見夜叉來得勇猛,將身躲過,把右手套的乾坤圈望空中一舉。此寶原係崑崙山玉虛宮所賜太乙真人鎮金光洞之物,夜叉那裏經得起,那寶打將下來,正落在夜叉頭上,只打的腦漿迸流,即死於岸上。

You can see that quite a bit of information was left out. This happens throughout the entire novel. This makes me angrier the more that I think about. Why even bother to translate something if you are only going to paraphrase or even skip over passages? It seems like a pointless enterprise.

However, while imperfect, I think that the translation is a must read as many of the gods mentioned therein are worshiped in modern temples throughout China, Taiwan, Malaysia, and Singapore. It is a lens into modern folk religion.

4. PDF File

The following PDF is a combination of all four volumes making up Gu (2000):

Click to access fsyy-en-cn.pdf


5. Updates

Update: 11-28-21 

I’ve added Wan (1987), a doctoral thesis analyzing the historical sources and micro/macro structure of the story. It also provides a summary of the tale in the end.

PDF File

Click to access Investiture-of-the-gods-Fengshen-yanyi-Sources-narrative-structure-and-mythical-significance.pdf


Update: 03-14-23

Here is a PDF for volume one of The Newly Printed, Zhong Bojing Annotated, Investiture of the Gods (Xinke Zhong Bojing xiansheng piping Fengshen yanyi, 新刻鍾伯敬先生批評封神演義, c. 1620), the oldest known edition of the novel. It is full of lovely woodblock prints (fig. 2).

PDF File

Click to access Investiture-of-the-Gods-1620-prints.pdf

Fig. 2 – A random page from vol. 1 of The Newly Printed, Zhong Bojing Annotated, Investiture of the Gods (larger version).

Thank you to the National Archives of Japan for offering the complete 1620 edition of FSYY. It can be downloaded here.


Update: 09-13-23

Tumblr user digitalagepulao has drawn an amazing Nezha (fig. 3). The theme is based on the feud between the prince and his father, which leads to the former’s suicide and divine resurrection. The artist describe a tense scene from the novel:

Li Jing in a fury grabbed his halberd, leapt on his horse and galloped out of the headquarters. He was astonished to see Nezha with his Wind-Fire Wheels and Fire-Tipped Spear. He swore loudly, “You damned beast! You caused us endless suffering before your death, and now that you’ve been reborn, you’re troubling us again!”

“Li Jing! I’ve returned my flesh and bones to you [via suicide], and there’s no longer any relation between us. Why did you smash my golden idol with your whip and burn down my temple? Today I must take my revenge!

The drawing is part of digitalagepulao’s Expedition to the West au (JTTW alternate universe) storyline based on this article.

Fig. 3 – Digitalagepulao’s Nezha (larger version).


Update: 09-08-24

@ryin-silverfish of Tumblr (author of this guest post) has made a catalog of the fantastic pets from the novel.

https://docs.google.com/document/d/1NozJF8nbhy8t6Jta7AZ5WKbyCmEMYtgFM_akcSt9D-Y/edit?usp=drivesdk

They have also made a catalog of Nezha’s powers.

https://docs.google.com/document/d/1FjHQPXmEalChk7PNiw9ljAJ8Cq66-AjevgEfdEa6wgI/edit?usp=sharing

A very big thank you to them. I’ll add more later if or when new lists are available.


Update: 11-03-24

My friend Dario Virga (Onibotokemaru on Instagram) (fig. 4) has completed an Italian translation of the novel titled L’investitura degli Dei: Romanzo cinese di epoca Ming (2024). This 1,120 page, two-volume edition can be purchased here for € 50,00:

https://www.libraccio.it/libro/9788879847049/xu-zhonglin/investitura-degli-dei-romanzo-cinese-di-epoca-ming.html?tr=C3137

Fig. 4 – Dario and his translation (larger version). 


Update: 04-06-26

See my archives of other translations.

Notes:

1) Prof. Shi Changyu notes in his preface to this translation that the friction between the fictional Chan and Jie sects serves as an analogy for that of Quanzhen and Zhengyi during the Ming, for the former was marginalized, while the latter was held in high esteem and fell prey to decadence, naturally hindering its ability to contribute anything of value to the development of Daoism at this time (Gu, 2000, pp. 50-53).

2) Those interested in reading some of the poetry from the novel should consult Koss (1979), which compares them with those from Journey to the West.

Sources:

Gu, Z. (2000). Creation of the Gods (Vols. 1-4). Beijing: New World Press.

Koss, N. (1979). The Relationship of Hsi-yu chi and Feng-shen yen-i: An Analysis of Poems Found in Both Novels. T’oung Pao,65(4/5), second series, 143-165. Retrieved May 5, 2020, from http://www.jstor.org/stable/4528175

Wan, P. (1987). Investiture of the Gods (“Fengshen yanyi”): Sources, Narrative Structure, and Mythical Significance (UMI No. 8810607) [Doctoral dissertation, University of Washington]. Available from ProQuest Dissertations and Theses database.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

The Sun Wukong Stone Relief of Kaiyuan Temple

Last updated: 01-27-2024

The southern Chinese seaport of Quanzhou in Fujian province is home to Kaiyuan Temple (Kaiyuan si, 開元寺), also known as the Purple Cloud Temple (Ziyun si, 紫雲寺), an ancient Buddhist complex originally built in 686. The temple is famous for its two stone pagodas, each of which is covered in 80 life-size relief carvings of bodhisattvas, arhats, patriarchs, protector deities, and various mythological creatures rendered in a rustic style influenced by the Northern Song Dynasty school of art (Ecke & Demiéville, 1935, pp. 11-18). One figure of interest is a muscular, sword-wielding, monkey-headed warrior (fig. 1) located on the northeastern side of the western pagoda’s fourth story. Many scholars consider this to be an early depiction of Sun Wukong from Journey to the West (Xiyouji, 西遊記, 1592). The pagoda was erected in 1237 (Ecke & Demiéville, 1935, p. 91), so this depiction predates the Ming novel by 355 years, making it an important source for analyzing the early influences on the much beloved literary character. In this paper, I present past research on the relief, as well my own in which I suggest that the iconography is based on ritual adornments mentioned in the Hevajra Tantra, an Esoteric Buddhist text of the 8th century.

Fig. 1 – The  Kaiyuan temple pagoda relief (larger version), Quanzhou, Fujian.

Table of Contents

1. Previous Research

The first detailed description of the relief appears in Ecke and Demiéville (1935):

A guardian with a monkey-head, holding with one hand a rosary which is hanging around his neck, and with the other a sword emitting a cloud from its tip. He wears a short tunic, travel-sandals, and a rope-belt from which are hanging a calabash and a scroll with the Chinese title of the Mahamayarividyārajñi [Fomu da kongque mingwang jing, 佛母大孔雀明王經] (T982-985, a text which was used as a charm against all calamities, dangers, wounds, and diseases). [According to local tradition, it is] Sun Wu-k’ung the name of the monkey assistant (alias the Monkey attendant 猴行者, or the fair Monkey-king 美猴王, or the Great Saint Equal to Heaven 齊天大聖) of Hsüan-tsang [Xuanzang] in the JW-novel. In the upper right corner of the carving there is a small monk-figure with a halo, evidently Hsüan-tsang himself, appearing on a cloud, seemingly the same cloud as that which emanates from the monkey’s sword. In the version of the JW now extant, the monkey assistant’s weapon is not a sword, but an iron rod with two golden rings, which he can reduce, whenever he finds it convenient, into a needle and so keep inside his ear. Also, he wears a tiger-skin over the lower part of his body, a detail which does not agree with our carving (p. 35)

Glen Dudbridge (1970) compares Ecke and Demiéville’s analysis with the description of the Monkey Pilgrim (Hou xinzhe, 猴行者) from the The Story of How Tripitaka of the Great Tang Procures the Scriptures, the late-13th century precursor of Journey to the West. Based on the differences, he suggests that Northern and Southern China may have had separate Monkey story cycles:

[T]here is no sign there of the traveller’s garb in which the Zayton [1] figure is so meticulously clothed; the sword is also not mentioned, although the ‘iron rod with gold rings’ … has not yet assumed its full distinctive role; similarly, the tiger-skin robe, while not described in so many words, seems faintly anticipated in the episode [chapter six] in which Hou Hsing-che slays a tiger-demon, and certainly this standard attribute of demonic figures in Tantric iconography accords well with the description of the yakṣa in that same episode. [2] All this tends to suggest that the Zayton monkey-figure remains strangely distinct from that known to us in the literary sources … Certainly at this stage of their development, there seems to have been no obligation to uniformity in the enactment or representation of popular story cycles: the monkey seen, heard or read about by the northern public could well have differed from his southern counterpart (Dudbridge, 1970, p. 49).

Journey to the West translator and scholar Anthony C. Yu (1977) highlighted a difference in opinion regarding the pious figure on the upper right of the piece:

Ōta Tatsuo 太田辰夫 and Torii Hisayasu 鳥居久靖, in “Kaisetsu 解説,” in Saiyuki, Chūgoku koten bungaku taikei, 31-32 (Tokyo 1971), 432, have challenged Ecke and Demiéville’s interpretation of the carving by pointing out that the figure at the upper righthand corner should be thought of simply as a figure of Buddha (not Hsüan-tsang), which Monkey will become by virtue of bringing back the scriptures. It may be added that Sun Wu-k’ung of the hundred chapter narrative did use a sword or scimitar 刀 (JW, chaps. 2 and 3) before he acquired his famous rod. [3] None of the scholars consulted here sees fit to discuss the significance of what seems to be a headband worn by the carved figure (p. 497 n. 23). 

Victor Mair (1989) focuses on the relief’s iconography and suggests that the various elements might have ties to depictions of both the Buddhist protector deity Aṇḍīra and the Hindu monkey god Hanuman from the Ramayana (c. 4th cent BCE):

The band on the Zayton monkey’s head is indeed very important. Surely it must represent what becomes the Tight-Fillet 緊箍 of the Ming JW, ch. 14. Regardless of the author’s (or his predecessors’) elaborate creative inventions surrounding this fillet in the tradition of the novel, we may ask whether it has any identifiable iconographical origins in art.

The Tight-Fillet recalls the band around the head of representations of Aṇḍīra, the simian guardian of Avalokiteśvara and Bhaișajyaguruvaidūryaprabhāṣa … As a typical specimen, we may take a statue [fig. 2] from the Kōfukuji in Nara. The Kōfukuji Aṇḍīra has curious wing-like projections extending from the sides of the band around his head that remind us of Mercury in Western classical art. On the Zayton SWK [Sun Wukong], these symbols of swiftness have been displaced to the sides of the eyes. In either case, the wings remind us of H’s [Hanuman’s] descent from the god of the wind. Other similarities between the Kōfukuji Aṇḍīra and the Zayton SWK include: identical earrings (these are key iconographical features of H in many Southeast Asian Rs [Ramayanas]), comparable tilt of the head (exaggerated with the Kōfukuji Aṇḍīra) which seems to indicate enforced submission, long locks of hair flaring out behind the head, elongated monkey’s mouth, similar decorations on forearms and upper arm, etc. It is crucial to note that all of these features can be found in South Asian and Southeast Asian representations of H. For its photographic clarity, we may choose a scene from the Rāma reliefs in Panataran, Indonesia [fig. 3]. H’s forearms are bare in this particular representation, but in some Thai reliefs (at Wat Phra Jetubon in Bangkok), they resemble those of the Zayton SWK and the Kōfukuji Aṇḍīra. The discrepancies in the dress and ornamentation of the lower parts of the body may be attributed to culture and climate (pp. 699-700).

Fig. 2 – The Kōfukuji Aṇḍīra wooden relief carving (c. 11th to 12th cent.) (larger version), Nara, Japan. Fig. 3 – Hanuman (left) besting a demonic foe (right), from the Ramayana reliefs of the Panataran temple complex (c. 12th cent.) (larger version), East Java, Indonesia. 

2. My Findings

My opinion on the origins of the Kaiyuan relief’s iconography parts ways with Mair in some respects. For instance, upon close inspection of the Japanese Aṇḍīra carving, the band that he refers to appears to be the brim of a helmet. I do agree that the Kaiyuan relief shares affinities with the cited image of Hanuman (e.g., the earrings and armbands). But again, here I part ways with Mair because I suggest that the relief’s accoutrements were instead influenced by Esoteric Buddhism and not Hinduism. The similar imagery is no doubt due to a common cultural source.

Nearly every aspect of Sun Wukong’s attire can be found in a passage from the 8th-century esoteric text the Hevajra Tantra (Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經). It instructs yogins on how to adorn and dress themselves for worshipping Heruka (Xilujia, 呬嚕迦), a wrathful protector deity of Buddhism.

Sanskrit: bhavakena vidhartavyam karnayor divyakupdalam/ sirasi cakri dhartavya hastayo rucakadvayam/ katyarp va mekhalam caiva padayor nupuran tatha/ bahumule ca keyuram gnvayam asthimalika/ paridhanam vyaghracarma bhaksanam dasardhamrtam

Translation: The practitioner should wear divine ear-rings, a circlet around the head, upon each wrist a bracelet, a girdle around his waist, anklets around the ankles, arm ornaments around the upper arms and a garland of bones around the neck. His dress must be of tiger skin … (Farrow & Menon, 2001, pp. 61-62).

彼修觀者當如是行:謂頂想寶輪、耳帶、寶鐶,手串寶釧,腰垂寶帶,足繫寶鐸及妙臂釧,頸嚴寶鬘衣、虎皮衣 …

Earrings? Check! Circlet? Check! Bracelets, girdle, anklets, and arm ornaments? Check, check, check, and check! The only two aspects that are questionable are the bone necklace and the tigerskin. Rosaries are sometimes made from bone, which satisfies that requirement. And while Ecke and Demiéville were quick to note the omission of the pelt in their study, I think that the appearance of so many elements from the passage suggests that the tigerskin is present but the features may have just been eroded by time. The chevron shape visible below the girdle could be a skin apron. I’ve created a color version of the relief based on this information (fig. 4).

Fig. 4 – My interpretation of the relief (larger version). A comparison of the original and new versions can be seen here.

(Note: 05-22-23 – Upon reviewing figure four, I don’t like the way the proposed tiger skin cuts off at the belt. It would make more sense for the skin to act as a girdle, making it visible above the belt. I’ll probably update this in the future.)

As I explained in a previous article, the Hevajra Tantra was officially translated into Chinese in 1055 (no doubt arriving earlier than this), so the text was present in the middle kingdom for nearly 200 years prior to the creation of the relief.

What can these ritual elements tell us about Monkey’s depiction? Firstly, it should be noted that the esoteric deity Heruka and other such wrathful guardians, known by the neologism “Wrathful Destroyers of Obstacles” (Sk: krodha-vighnantaka), are commonly portrayed wearing such items, leading to the scholar Van Kooij (as cited in Linrothe, 1999) to comment, “Heruka is more or less a deified hypostasis of the … yogin himself” (p. 251). Second, these deities are often portrayed wielding weapons. For example, one source describes Vajrapani‘s wrathful form Trailokyavijaya “hold[ing] the vajra, ankusa-hook, sharp sword, pâsa-noose and other âyudha [weapons]” (Linrothe, 1999, p. 188). Sun Wukong, too, is depicted with a weapon, a sword with a lick of heavenly flame. Third, the flaming sutra tied to Monkey’s girdle was, as explained above, historically “used as a charm against all calamities, dangers, wounds, and diseases” (Ecke & Demiéville, 1935, p. 35). Wrathful Destroyers of Obstacles are charged “with the destruction of barriers which prevent the experience of enlightenment” (Linrothe, 1999, p. 25). These include external threats like manifested demons and internal threats like demon-caused mental and bodily illness, the “three poisons,” and karmic debt (Linrothe, 1999, pp. 24-25). Therefore, the iconography presents Sun Wukong as a wrathful protector deity.

This then may lend support to Ecke and Demiéville’s original assertion that the pious figure floating in the clouds to the right of Monkey’s head is in fact Xuanzang. The Great Sage clears the path of manifested demons that obstruct the monk’s path to enlightenment, leading to his ascension into paradise (this happens in both the 13th-century version of the story and the standard Ming novel).

3. Ritual Adornments and Other Literary Figures

While Monkey’s association with the fillet and the tiger skin carried over into the novel, other characters came to be associated with ritual adornments from the Hevajra Tantra. A prime example is Red Boy (Hong hai’er, 紅孩兒), son of the Bull Demon King and Princess Iron Fan. The Bodhisattva Guanyin forces the demon child to submit in chapter 42, after which she uses a magic treasure given to her by the Buddha to ensnare his extremities.

Dear Bodhisattva! She took the fillet and waved it at the wind once, crying, “Change!” It changed into five fillets, which she threw at the body of the boy, crying, “Hit!” One fillet enveloped the boy’s head, while the rest caught his two hands and two feet (Wu & Yu, 1977, vol. 2, p. 280).

Red Boy is the literary counterpart of the religious figure Sudhana (Sancai, 善財), whose spiritual journey is told in the Gandavyuha Sutra (Dafang guang fohuayan jing, 大方廣佛華嚴經, c. 3rd cent.). The youth sets out on a quest towards enlightenment and trains under 52 different teachers, including Maitreya, Avalokiteśvara (the South Asian variant of Guanyin), Mañjuśrī, and Samantabhadra (Buswell & Lopez, 2014, p. 864). It’s no wonder then that the ascetic came to be associated with such ritual adornments. South and East Asian depictions of Sudhana/Sancai often portray him wearing bangles and anklets (fig. 5).

Fig. 5 – A modern day altar statue of Sudhana/Sancai (larger version). Notice the bracelets and anklets.

4. Conclusion

The 13th-century Sun Wukong pagoda relief of the Kaiyuan Temple shares many similarities to ritual adornments mentioned in the esoteric Hevajra Tantra (8th cent.), including earrings, the circlet, arm cuffs, a necklace, a girdle, wrist bangles, anklets, and possibly even a tiger skin. Esoteric protector deities are often portrayed with similar attire since they represent the very yogin ascetics who worship them. Monkey’s depiction with said attire suggests the artist who created the piece intended to present him as a powerful Buddhist guardian on par with Wrathful Destroyers of Obstacles like Heruka. The depicted sword and sutra, each shown with a lick of heavenly flame, no doubt represent the means by which the Great Sage protects his master Xuanzang (possibly the pious figure on the upper right corner of the relief).

The onetime enemy Redboy comes to wear the ritual circlet, bracelets, and anklets in Journey to the West after being subjugated by Guanyin. While he is depicted as a defeated foe who submits to Buddhism, these adornments recall his historical and religious origins as Sudhana, a great ascetic from Buddhist literature.


5. Updates

5.1. Fan Art

Update: 05-22-23

Twitter user Lava (@Lavaflowe) has allowed me to post their lovely drawing of the stone pagoda carving.

Fig. 6 – Lavaflowe’s version of the stone pagoda carving (larger version). Image from twitter.


5.2. No Tiger Skin?

Update: 01-26-24

There is also a possibility that the tiger skin isn’t present at all (as suggested by others). Despite the Hevajra Tantra prescribing this dress, the skin isn’t listed among the most basic accoutrements of a yogi elsewhere in the work. These are known as the “Five Symbolic Ornaments” or “Five Seals” (Sk: Pancamudrā, पञ्चमुद्रा; Ch: Wuyin, 五印; a.k.a. “Five Buddha Seals,” Wufo yin, 五佛印). Each is associated with a particular Buddha:

Aksobhya is symbolised by the circlet, Amitabha by the ear-rings, Ratnesa by the necklace, Vairocana by the hand ornaments, [and] Amogha by the girdle (Farrow, 1992, p. 65).

輪者,表阿閦如來;鐶者,無量壽如來;頸上鬘者,寶生如來;手寶釧者,大毘盧遮那如來;腰寶帶者,不空成就如來。


5.3. The Six Ornaments

Update: 01-27-24

The aforementioned five ornaments are sometimes combined with another item to form the “Six Ornaments” or “Six Seals” (Sk: Shanmudrā, षण्मुद्रा), each of which is associated with a Buddhist wisdom:

The yogic ornaments … are commonly classified as being six in number: (1) the skull-tiara, (2) the armlets, (3) the bracelets, (4) the anklets … (5) the bone-bead apron and waist-band combined … and (6) the double line of bone-beads extending over the shoulders to the breast, where they hold in place the breast-plate Mirror of Karma, wherein … are reflected every good and bad action. These six ornaments (usually of human bone) denote the Six Pāramitā (‘Boundless Virtues’), which are: (1) Dāna-Pāramitā (‘Boundless Charity’), (2) Shīla-Pāramitā (‘Boundless Morality’), (3) Kshānti-Pāramitā (‘Boundless Patience’), (4) Vīrya-Pāramitā (‘Boundless Industry’), (5) Dhyāna-Pāramitā (‘Boundless Meditation’), and (6) Prajñā-Pāramitā (‘Boundless Wisdom’). To attain to Buddhahood, and as a Bodhisattva to assist in the salvation of all living creatures, the Six Pramita must be assiduously practised (Evans-Wentz, 2000, p. xxv).

The most detailed source I’ve found reads:

a. The Bone Wheel

Vajradharma wears a bone wheel on his head. It is formed from a small bone circle that sits around the crown of the head, surrounded by a second, larger circle. The two circles are attached to one another by eight bone spokes. On each of the five spokes at the front, above the forehead, stands a dried skull that supports the jewel, which is the crest ornament. From the lower part of their jaws, looped chains and hanging decorative chains extend downward to the space between Vajradharma’s eyebrows and to the tips of his ears. One the back of each skull is a multicolored vajra with a crescent moon placed to the left. The deity’s long hair passes up through the hole in the middle of the inner bone circle and is tired in a topknot. 

b. The Earrings 

There are five parts to the earrings. There is a main circle of bone, which is like a bangle. From the bottom of the circle hang two smaller rings, each one attached to the larger ring above them by a semi-circle of bone.

c. The Necklace 

The necklace is made of two strings of bones bound together with hair taken from both a corpse and a living person. At the front is a square central hub. The hub forms the base for a T-shaped triple vajra. There are to more triple vajras placed at the two points where the strings of the necklace reach the shoulders.

d. The Bracelets

The deity wears a bracelet on each ankle, wrist, and upper arm, making six in total. Each bracelet is made from two strings of bones that have been bound together. There are three vajras on each pair of bracelets, one at the knot in the upper string, one at the knot in the lower string, and one opposite the knot in the upper string.

e. The Brahmin’s Bone Thread

Next is the Brahmin’s bone thread, or investiture thread (yajnopavita). On the front of the body, above the novel, is a bone wheel with either right or four spokes. There are holes in four of the spokes and two parallels strings of bone pass through each of them. Two of these strings go over the shoulders, and two pass under the armpit. On each of these strings are two vajras on the shoulder and another two under the armpit, making eight in total. Sometimes there is a second bone wheel on the back, to which all the strings are tied; if not, all the ends of the strings are knotted together. 

Together, or with the thread of hair from a slain thief, these bone ornaments are called the ornaments of the five mudras.

f. The Bone Belt 

The bone belt, or apron, hangs from the waist. It is made, as before, of two parallel strings of bone. The strings have five vajras attached to them–one at the front in the center, one on each hip, and one on each side of the center, halfway to the whips. Hanging chains and looped chains decorated with small silver bells and small bone spearheads hang from the tips of the vajras. The chains end at the point where the calf muscle begins to taper.

According to oral tradition, the necklace we just mentioned is ornamented with five vajras at the heart. Although I have consulted many descriptions of the bone ornaments, I have never seen this stated anywhere else. There are many traditions concerning the bone ornaments, but here I have presented that of the oral tradition taught by my master (Lingpa, Rinpoche, & Chemchok, 2017, pp. 52-54). 

As can be seen, the tiger skin is not mentioned among these ornaments either.

Also, as is mentioned, the items making up the six ornaments vary from tradition to tradition. For instance, Huntington and Bangdel (2003) list bone ash in place of the bone thread (p. 161). But it’s important to note for our purposes that the circlet, bangles, bracelets, anklets, and belt make up the five basic accoutrements.

Notes:

1) The city of Quanzhou was known to both Marco Polo and Ibn Battuta by the Arabic name Zayton or Zaiton (زيتون , the “City of Olives”).

2) Monkey transforms a ringed monk’s staff into a titanic yakṣa that crushes the aforementioned tiger demon with a club.

3) Yu (Wu & Yu, 1977) is referring to the fight between Sun Wukong and a demon, during which time the monkey disarms him and uses the latter’s own sword against him.

Sources:

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

Dudbridge, G. (1970). The Hsi-yu chi: A Study of Antecedents to the Sixteenth-Century Chinese Novel. Cambridge: Cambridge Univ. Press.

Ecke, G., & Demiéville, P. (1935). The Twin Pagodas of Zayton: A Study of the Later Buddhist Sculpture in China. Cambridge, Mass: Harvard University Press.

Evans-Wentz, W. Y. (Ed.). (2000). Tibet’s Great Yogi Milarepa: A Biography from the Tibetan Being the Jetsun-Kabbum Or Biographical History of Jetsun-Milarepa, According to the Late Lama Kazi Dawa-Samdup’s English Rendering. United Kingdom: Oxford University Press, USA.

Farrow, G. W., & Menon, I. (2001). The Concealed Essence of the Hevajra Tantra: With the Commentary Yogaratnamālā. Delhi: Motilal Banarsidass Publ.

Huntington, J. C., & Bangdel, D. (2003). The Circle of Bliss: Buddhist Meditational Art. United Kingdom: Serindia Publications.

Lingpa, J., Rinpoche, P., Chemchok, K. (2017). The Gathering of Vidyadharas: Text and Commentaries on the Rigdzin Düpa. United States: Shambhala.

Linrothe, R. N. (1999). Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. Boston, Mass: Shambhala.

Mair, V. (1989). Suen Wu-kung = Hanumat? The Progress of a Scholarly Debate, in Proceedings of the Second International Conference on Sinology (pp. 659-752). Taipei: Academia Sinica.

Wu, C., & Yu, A. C. (1977). The Journey to the West (Vol. 1). Chicago, Illinois: University of Chicago Press.

The Origin of Sun Wukong’s Golden Headband

Last updated: 12-24-2023

The golden headband or fillet (jingu, 金箍; a.k.a. jingu, 緊箍, lit: “tight fillet”) is one of the Monkey King’s most recognizable iconographic elements appearing in visual media based on the great Chinese classic Journey to the West (Xiyouji, 西遊記, 1592 CE; “JTTW” hereafter). It is generally portrayed as a ringlet of gold with blunt ends that meet in the middle of the forehead and curl upwards like scowling eyebrows (type one) (fig. 1). A different version is a single band adorned with an upturned crescent shape in the center (type two) (fig. 2). Another still is a simple band devoid of decoration (type three) (fig. 3). Sun first earns the headband as punishment for murdering humans. The circlet is a heaven-sent magic treasure designed to reign in the immortal’s unruly, rebellious nature. Since Sun Wukong is a personification of the Buddhist concept of the “Monkey of the Mind” (xinyuan, 心猿), or the disquieted mind that bars humanity from enlightenment, the fillet serves as a not-so-subtle reminder of Buddhist restraint. Few scholars writing in English have attempted to analyze the treasure’s history.

In this paper, I present textual and visual evidence from India, China, and Japan that suggests it is ultimately based on a ritual headband worn by Esoteric Buddhist Yogin ascetics in 8th century CE India. I also show how such fillets became the emblem of some Chinese protector deities, as well as military monks in Chinese opera.

Table of Contents

1. Literary Origin and Purpose

The headband is first mentioned in chapter eight when three such “tightening fillets” are given to the Bodhisattva Guanyin by the Buddha in order to conquer any demons that she may come across while searching for a scripture pilgrim:

“These treasures are called the tightening fillets, and though they are all alike, their uses are not the same. I have a separate spell for each of them: the Golden, the Constrictive, and the Prohibitive Spell. If you encounter on the way any monster who possesses great magic powers, you must persuade him to learn to be good and to follow the scripture pilgrim as his disciple. If he is disobedient, this fillet may be put on his head, and it will strike root the moment it comes into contact with the flesh. Recite the particular spell which belongs to the fillet and it will cause the head to swell and ache so painfully that he will think his brains are bursting. That will persuade him to come within our fold” (Wu & Yu, 2012, vol. 1, pp. 206-207).

此寶喚做緊箍兒,雖是一樣三個,但只是用各不同。我有金緊禁的咒語三篇。假若路上撞見神通廣大的妖魔,你須是勸他學好,跟那取經人做個徒弟。他若不伏使喚,可將此箍兒與他戴在頭上,自然見肉生根。各依所用的咒語念一念,眼脹頭痛,腦門皆裂,管教他入我門來。

Guanyin later explains in JTTW chapter 42 which demons get which fillet (Wu & Yu, 2012, vol. 2, p. 251).

Sun Wukong earns the “Constrictive” (jin, 緊) band in JTTW chapter 14 after brutally murdering six thieves who accost his master Tripitaka, the chosen scripture pilgrim, on the road to the west. The killings cause the two to part ways, and it is during Monkey’s absence when Guanyin gives the monk a brocade hat containing the fillet and teaches him the “True Words for Controlling the Mind, or the Tight-Fillet Spell” (喚做『定心真言』,又名做『緊箍兒咒』) (Wu & Yu, 2012, vol. 1, p. 317). Sun is eventually persuaded to return and tricked into wearing the hat under the guise of gaining the ability to recite scripture without rote memorization. It soon takes root, and the powerful immortal is brought under control through the application of pain. He then promises to behave and to protect Tripitaka during their long journey to the Western Paradise. [1]

The remaining two fillets are used by Guanyin to conquer monsters in later episodes. She throws the “Prohibitive” (jin, 禁) band onto the head of the Black Bear Demon (Hei xiong jing, 黑熊精) in JTTW chapter 17, and after reciting the spell, he agrees to become the rear entrance guard of her Potalaka Island paradise (Wu & Yu, 2012, vol. 1, p. 365). The “Golden” (jin, 金) band is split into five rings—one each for the head, wrists, and ankles—and used to subdue Red Boy (Hong hai’er, 紅孩兒), the fire-spewing son of the Bull Demon King and Princess Iron Fan, at the end of JTTW chapter 42 and the beginning of 43 (Wu & Yu, 2012, vol. 2, pp. 251-252). The child demon becomes her disciple and eventually takes the religious name “Sudhana.” [2]

Monkey is forced to wear the fillet until he attains Buddhahood in JTTW chapter 100, causing it to vanish (Wu & Yu, 2012, vol. 4, p. 383). The band’s disappearance at the end of the novel denotes Sun’s internalization of self-control, but the treasure doesn’t disappear forever. It appears once more in the Later Journey to the West (Hou Xiyouji, 後西游記, 17th century CE), an unofficial sequel set 200 years after the original. The story follows a similar trajectory, with Monkey’s descendant Sun Luzhen (孫履真, “Monkey who Walks Reality”) attaining immortality and causing havoc in heaven. But this time the macaque Buddha is called in to quell the demon. Monkey quickly disarms the “Small Sage Equaling Heaven” of his iron staff and pacifies him not with trickery but with an enlightening Buddhist koan. He then places the band on Luzhen’s head to teach him restraint (see Liu, 1994).

Fig. 1 – (Left) The “Type One” headband. From the comedy A Chinese Odyssey Part Two: Cinderella (1995). (Center) The “Type Two” headband. From the famous 1986 TV show. (Right) The “Type Three” headband. From the 2011 TV show (larger version).

2. Past Research into the Origins of the Headband

It appears very few scholars writing in English have attempted to trace the origins of the golden fillet. Wang Tuancheng theorizes that the idea for the headband came from two sources. First, the historical journal of Xuanzang (602–664 CE), the Tang Dynasty monk on whom Tripitaka is loosely based, details how he was challenged to a religious debate by a man in a foreign kingdom who offered his own head as the price of defeat. Xuanzang won, but instead of collecting his prize, the monk took the man as his servant. Second, Wang notes that slaves during the Han Dynasty (206 BCE–220 CE) wore a metal collar around their neck shaped like the Chinese character for twenty (nian, 廿). He goes on to explain: “…the author transformed the metal hoop that the non-Buddhist might have worn to Sun Wukong’s headband” (Wang, 2006, p. 67).

I’m not particularly persuaded by this argument since Wang doesn’t offer any evidence as to why a Han-era slave implement would still be in use during the Tang (618–907 CE) four to five hundred years later; nor does he suggest a reason for why such a collar would be moved from the neck to the head. Besides, there exists religious art featuring the fillet (see below) that predates the novel by centuries, meaning it wasn’t the sole invention of the JTTW author-compiler.

Before I continue, I would like to point out that the 13th century CE precursor of the novel, The Story of How Tripitaka of the Great Tang Procures the Scriptures, does not mention the fillet at all. (This is just one of many differences between it and the final 16th century CE version.) Monkey is simply portrayed as a concerned celestial who purposely seeks out Tripitaka to ensure his safety, as the monk’s two previous incarnations have perished on the journey to India. In other words, he comes as a willing participant, which negates the need for punishment via the ringlet. [3] But at least two pictorial representations of Monkey coinciding with the Song Dynasty (960–1279 CE) depict him wearing a band, which, again, excludes the treasure being a later invention.

In her excellent paper on the origins of Sun Wukong, Hera S. Walker (1998) discusses a 13th century CE stone relief from the western pagoda of the Kaiyuan Temple (開元寺) in Quanzhou, Fujian province, China that portrays a sword-wielding, monkey-headed warrior (pp. 69-70). Considered by many to be an early depiction of Monkey, the figure wears a robe, a Buddhist rosary, and, most importantly, a type one fillet on the forehead (Fig. 4). [4] Walker quotes Victor Mair, who believes that the fillet “recalls the band around the head of representations of Andira, the simian guardian of Avalokitesvara” (the Indian counterpart to Guanyin) (Walker, 1998, p. 70). He goes on to list similarities between the stone relief and depictions of Andira, while also suggesting said depictions are based on south and southeast Asian representations of the Hindu monkey god Hanuman:

Identical earrings (these are key iconographic features of H[anuman] in many Southeast Asian R[ama saga]s), comparable tilt of the head… which seems to indicate enforced submission, long locks of hair… flaring out behind the head, elongated monkey’s mouth, similar decorations on the forearm and upper arm, etc. It is crucial to note that all these features can be found in South Asian and Southeast Asian representations of H[anuman] (Walker, 1998, p. 70).

So as it stands, the 13th century CE appears to be the furthest that the motif has been reliably traced.

Fig. 4 – The 13th century CE stone relief of Sun Wukong from the Kaiyuan Temple in Quanzhou, Fujian province, China (larger version).

3. My Findings

While Mair suggests a Southeast Asian Hindo-Buddhist influence, I know of at least one example from northeastern China that suggests an Indo-Tibetan Buddhist influence. The Eastern Thousand Buddha Cave no. 2 (Dong qianfo dong di 2 ku, 東千佛洞第2窟) in the Hexi Corridor of Gansu Province contains a late-Xixia dynasty (late-12th to early-13th century CE) mural of Xuanzang worshiping Guanyin from a riverbank. Monkey stands behind him tending to a brown horse. He is portrayed with a type three circlet on his head, waist length hair, and light blue-green robes with brown pants (fig. 5). This painting was completed during a time when China was seeing an influx of monks fleeing the inevitable fall of India’s Buddhist-led Pala Dynasty (750–1174 CE) from the 10th to the 12th century CE. They brought with them the highly influential Pala Buddhist art style and Vajrayana Buddhism, a form of esoteric Buddhism. The MET (2010) writes:

A mixture of Chinese-style and Vajrayana traditions and imagery was employed in the Tangut Xixia Kingdom …  which was based in Ningxia, Gansu, and parts of Shanxi … It is difficult to imagine that this “new” type of Buddhism, which not only was flourishing in Tibet in the late tenth century but was also found in the neighboring Xixia Kingdom and may have been practiced by Tibetans based in the Hexi Corridor region of Gansu Province, was completely unknown in central China until the advent of the Mongols (p. 19).

The painting of Monkey and Tripitaka was surely created by an Indian or Tibetan Buddhist monk, or at the very least a fellow Tangut or Chinese practitioner living in the area. This suggests that the imagery within the painting, such as the fillet, could have an Esoteric Buddhist pedigree, and textual evidence shows such headbands were indeed worn in some esoteric rituals.

For example, the Indian Buddhist Hevajra Tantra (Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經, 8th century CE) instructs adherents on how to adorn and dress themselves for worshipping Heruka, a Wrathful Destroyer of Obstacles:

The yogin must wear the sacred ear-rings, and the circlet on his head (emphasis added); on his wrists the bracelets, and the girdle round his waist, rings around his ankles, bangles round his arms; he wears the bone-necklace and for his dress a tiger-skin… (Linrothe, 1999, p. 250).

彼修觀者當如是行:謂頂想寶輪、耳帶、寶鐶,手串寶釧,腰垂寶帶,足繫寶鐸及妙臂釧,頸嚴寶鬘衣、虎皮衣 …

Furthermore, it describes how each of the ritual adornments and implements used in the ceremony represents each of the five esoteric Buddhas, as well as other religio-philosophical elements:

Aksobhya is symbolized by the circlet (emphasis added), Amitabha by the ear-rings, Ratnesa by the necklace, and Vairocana (by the rings) upon the wrists. Amogha is symbolized by the girdle. Wisdom by the khatvanga [staff] and Means by the drum, while the yogin represents the Wrathful One himself [i.e. Heruka]. Song symbolizes mantra, dance symbolizes meditation, and so singing and dancing the yogin always acts (Linrothe, 1999, p. 251).

「輪者,表阿閦如來;鐶者,無量壽如來;頸上鬘者,寶生如來;手寶釧者,大毘盧遮那如來;腰寶帶者,不空成就如來。於是色相而生念住:金剛渴椿誐杖者,表勝慧相;奎樓鼓者,即善方便故;瑜伽行者,瞋業清淨;住金剛歌詠者,真言清淨。

「又復,不應為求利養作是金剛歌舞事業。是故,瑜伽者當如是行…

As can be seen, the circlet represents Aksobhya (Sk: “Immovable”; Ch: Achu, 阿閦; Budong, 不動). This deity is known for his adamantine vow to attain buddhahood through the practice of Sila, or “morality,” the aim of which “is to restrain nonvirtuous deeds of body and speech, often in conjunction with the keeping of precepts” (Buswell & Lopez, 2014, pp. 27 and 821). So, the ritual band most likely served as a physical reminder of right speech and action, making it the best candidate for the origin of Monkey’s fillet. Sun is after all the representation of the “Monkey of the Mind” (as noted in the introduction), so his inclusion in the Eastern Thousand Buddha Cave painting was probably meant to convey the taming of this Buddhist concept via the circlet (apart from referencing the popular tale itself).

The Hevajra Tantra, the text in which the circlet appears, was first translated into Tibetan by Drogmi (993–1074 CE) and adopted during the 11th century CE as a central text by the respective founders of the Kagyu and Sakya sects, two of the six major schools of Tibetan Buddhism. Various members of the Sakya sect were invited by Mongol royalty to initiate them into the text’s esoteric teachings during the 13th century CE. These include Sakya Pandita and his nephew Chogyal Phagpa, who tutored Genghis Khan‘s grandson Prince Goden in 1244 and Kublai Khan in 1253, respectively. The meeting between Kublai and Chogyal resulted in Vajrayana Buddhism becoming the state religion of Mongolia. The Hevajra Tantra was translated into Chinese by the Indian monk Dharmapala (963–1058 CE) in 1055 during the Northern Song Dynasty (960–1127 CE). The text, however, did not become popular within the Chinese Buddhist community like it would with the Mongols in the 13th century CE (Bangdel & Huntington, 2003, p. 455). But this evidence shows how the concept of the 8th century CE ritual circlet could have traveled from India to East Asia to influence depictions of Sun Wukong in the 12th/13th century CE. And the relatively unknown status of the text in China might ultimately explain why there are so few ancient depictions of Chinese deities wearing the fillet, or why it does not appear in the 13th century CE version of JTTW.

While the late-Xixia mural (fig. 5) lacks many of the ritual adornments (apart from the fillet) mentioned in the Hevajra Tantra, the Quanzhou stone relief (refer back to fig. 3) includes the band, earrings, necklace, bangles, and possibly even a tiger skin apron, suggesting it too has an esoteric origin (most likely based on Chinese source material). The band’s connection to esoteric Buddhism is further strengthened by a 12th century CE painting from Japan. Titled Aka-Fudo (赤不動), or “Red Fudo [Myoo],” it depicts the wrathful esoteric god seated in a kingly fashion, holding a fiery, serpent-wrapped Vajra sword in one hand and a lasso in the other (fig. 6). He wears a golden, three-linked headband (similar to the curls of type one), which stands out against his deep red body and flaming aureola. Biswas (2010) notes: “… the headband on his forehead … indicate[s], according to some, a relation to the habit of groups of ascetics who were among the strong supporters of Acalanatha” (p. 112). His supporters were no doubt yogin practitioners in the same vein as those who worshipped Heraku and other such wrathful protector deities.

Fig. 5 – A portion of the late-Xixia (late-12th to early-13th century CE mural) in the Eastern Thousand Buddha Cave number two (larger version). Fig. 6 – The 12th century CE Japanese painting “Aka-Fudo” (赤不動) (larger version).

3.1. Symbol of Martial Deities and Warrior Monks

It’s important to note that Monkey was not the only cultural hero of the Ming Dynasty (1368–1644 CE) to wear a golden fillet. Another example is Li Tieguai (李鐵拐), or “Iron Crutch Li,” the oldest of the Eight Immortals. [5] Li is generally portrayed as a crippled beggar leaning on a cane. Legend has it that his original body was cremated prematurely by a disciple while the immortal traveled in spirit to answer a summons from Lord Laozi, the high god of Daoism. Li’s spirit returned a day later to find only ashes, thus forcing him to inhabit the body of a recently deceased cripple. According to Allen and Philips (2012), “Laozi gave him in recompense a golden headband and the crutch that was to become his symbol” (p. 108). Some depictions of Li wearing the fillet predate JTTW. The most striking example is Huang Ji’s Sharpening a Sword (early-15th century CE) (Fig. 7), which portrays the immortal wearing a type three band and sharpening a double-edged blade on a stone while staring menacingly at the viewer. [6] One theory suggests Li’s martial visage identifies him as a “spirit-guardian of the [Ming] state” (Little, 2000, p. 333). Both Monkey and Li are, therefore, portrayed as brutish, weapon-bearing, golden headband-wearing immortals who serve as protectors. This shows that the fillet was associated with certain warrior deities during the Ming.

The fillet’s connection to religion and martial attributes culminated in the Jiegu (戒箍, “ring to forget desires”), a type two band worn by Military Monks (Wuseng, 武僧) in Chinese opera to show that they have taken a vow of abstinence (fig. 8). Such monks are depicted as wearing a Jiegu over long hair (Bonds, 2008, pp. 177-178 and 328), which contrasts with the bald heads of religious monks. [7] I would like to suggest that the band’s half-moon shape may have some connection to a Ming-era woodblock print motif in which martial monks are shown wielding staves tipped with a crescent (fig. 9) . The exact reason for the shape is still unknown (Shahar, 2008, pp. 97-98), but the association between the crescent and martial monks seems obvious. (See the 07-25-22 update below for the foreign origins of this motif.) The use of the fillet in Chinese opera led to it being worn by Sun Wukong in the highly popular 1986 live-action TV show adaptation of the novel (fig. 2). [8]

Fig. 7 (Left) – Huang Ji’s “Sharpening a Sword” (early-15th century CE) (larger version). Fig. 8 (Center) – An image of the military monk Wu Song wearing a jiegu (戒箍) fillet from a 2011 Water Margin TV show (larger version). Fig. 9 (Right) – A late-Ming woodblock of the warrior monk Lu Zhishen with a crescent staff (larger version). From Shahar (2008).

4. Conclusion

Examples of past research into the origins of the golden fillet respectively point to a slave collar from the Han dynasty (206 BCE–220 CE) and circa 13th century CE South and Southeast Asian depictions of the Buddhist guardian Andira and the Hindu monkey god Hanuman as possible precursors. However, the first isn’t credible, and the second, while on the right track, doesn’t go back far enough. A late-12th to early-13th century CE mural in the Eastern Thousand Buddha Cave complex depicts Sun Wukong wearing a type three fillet with possible ties to a ritual circlet worn by Esoteric Buddhist Yogin ascetics in 8th century CE India. The Hevajra Tantra, the esoteric text that mentions the band, associates it with the Aksobhya Buddha and thereby his moralistic, self-restraining practices. The text was transmitted from India to Tibet, China, and Mongolia from the 11th to the 13th centuries CE, showing a clear path for such imagery to appear in East Asia. A 12th century CE Japanese Buddhist painting of the guardian deity Fudo Myoo with a fillet suggests that the practice of wearing circlets in esoteric rituals continued for centuries. Other non-Buddhist deities became associated with the fillet during the Ming Dynasty. A 15th century CE painting of the immortal Li Tieguai, for example, depicts him as a type one circlet-wearing, sword-wielding guardian of the Ming dynasty. All of this suggests that the band became a symbol of Chinese protector deities. The association between the fillet and religion and martial attributes led to its use as the symbol of military monks in Chinese opera.


5. Updates

Update: 12-23-17

I’ve been wondering what the 8th century CE version of the circlet (along with the other ritual implements) mentioned in the Hevajra Tantra might have looked like. While I have yet to find a contemporary sculpture or painting, I have found an 11th to 12th century CE interpretation from Tibet. Titled The Buddhist Deity Hevajra (fig. 10), this copper alloy statue somewhat follows the prescribed iconography of the god as laid out in the aforementioned text:

Dark blue and like the sun in colour with reddened and extended eyes, his yellow hair twisted upwards, and adorned with the five symbolic adornments,/ the circlet, the ear-rings and necklace, the bracelets and belt. These five symbols are well known for the purificatory power of the Five Buddhas./ He has the form of a sixteen-year-old youth and is clad in a tiger-skin. His gaze is wrathful. In his left hand he holds a vajra-skull, and a khatvahga [staff] likewise in his left, while in his right is a vajra of [a] dark hue…(Linrothe, 1999, p. 256)

Fig. 10 – The Buddhist Deity Hevajra, late-11th to early-12th century CE, copper alloy (larger version). Courtesy of the Los Angeles County Museum of Art. Fig. 11 – Detail of the circlet (larger version).

The circlet here is depicted as a fitted band with crescent trim and a teardrop-shaped adornment (a conch?) (fig. 11). The statue’s iconography more closely follows that from the Sadhanamala (“Garland of Methods”), a compilation of esoteric texts from the 5th to 11th centuries CE. The following information probably derives from the later part of this period:

He wields the vajra in the right hand and from his left shoulder hangs the Khatvanga [staff] with a flowing banner, like a sacred thread. He carries in his left hand the kapala [skull cap] full of blood. His necklace is beautified by a chain of half-a-hundred severed heads. His face is slightly distorted with bare fangs and blood-shot eyes. His brown hair rises upwards and forms into a crown which bears the effigy of Aksobhya. He wears a kundala [ear decoration] and is decked in ornaments of bones. His head is beautified by five skulls (Donaldson, 2001, p. 221).

Our statue has many of these features but lacks the image of the Buddha in his hair. This suggests the knob visible in the coif (fig. 10) once carried such a figure. So, once again we see the importance of the Aksobhya Buddha. The statue is similar to 10th and 11th century CE stone statues from India. [9]

While this doesn’t get us any closer to what the original circlet looked like, this statue adds to the mutability of the fillet imagery. The Hevajra Tantra is vague in its description, and so it is no surprise that so many variations have appeared over the centuries. The original sanskrit text uses the word cakri (circle) to refer to the band (Farrow & Menon, 2001, pp. 61-62). This might explain the simple type three fillet worn by Monkey in the Eastern Thousand Buddha Cave no. two painting (fig. 2).


Update: 08-16-20

I have written an article suggesting an origin for the type one headband, or as I now call it, the “curlicue headband.”

Sun Wukong’s Curlicue-Style Headband


Update: 12-12-21

One thing I figured out a while ago but never explained here was the reason why the Japanese Buddhist protector deity Aka-Fudo (赤不動) (fig. 6) is depicted with a headband. I believe this is a visual representation of the fillet’s association with the Aksobhya Buddha. This is because the fudo (Ch: budong, 不動) of Aka-Fudo and the Sanskrit meaning of Aksobhya respectively mean “immovable.” So, the image of Aka-Fudo is encapsulating both his position as a protector deity and the Buddha represented by the headband. 


Update: 01-23-22

I’ve written an article suggesting a mantra for the secret spell that causes the golden fillet to tighten.

The Tightening Spell of Sun Wukong’s Golden Headband


Update: 07-25-22

I’ve written an article that explains the origins of the “crescent-style” headband.

The Monkey King’s Crescent-Style Headband


Update: 06-26-23

Above, I mentioned that the novel contains three kinds of headbands:

  1. Sun Wukong/Six Ears – “Constrictive” (jin, 緊) – ch. 14
  2. Black Bear Demon – “Prohibitive” (jin, 禁) – ch. 17
  3. Red Boy – “Golden” (jin, 金) – ch. 42

It’s interesting that all of them are pronounced “jin” (with varying tones).

Now imagine that there is a secret fourth headband not intended to punish but to empower. Called the “Strength” (jin, 勁) headband, it would only be used in the most extreme emergencies.

It would be neat to see someone work this into their fanfiction.


Update: 12-24-23

A character is briefly punished to wear a golden headband in the famed Ming-era novel Investiture of the Gods (Fengshen yanyi, 封神演義, c. 1620; summary). Chapter 82 reads: 

Ma Sui [馬遂] attacked him with his sword, and after only one round, threw a gold hoop [jingu, 金箍] around the immortal’s head. The Yellow Dragon Immortal [Huanglong zhenren, 黃龍真人] writher in pain but was quickly rescued and brought back to the pavilion.

The Yellow Immortal Dragon Immortal tried to take the hoop off his head but found it was impossible. It was so tight the true samadhi fire went out of his eyes.

The Immortal of the South Pole [Nanji xianweng, 南極仙翁] came in to announce Heavenly Primogenitor’s [Yuanshi tianzun, 元始天尊] arrival. The religious leader entered the pavilion and said, “The Yellow Dragon Immortal was destined to be caught in this gold hoop. Come here and let me help you.”

He pointed at the gold hoop, and it dropped to the ground (Gu, 2000, pp. 1713-1715).

只一合,馬遂祭起金箍,把黃龍真人的頭箍住了。真人頭疼不可忍,眾仙急救真人,大家回蘆篷上來。真人急忙除金箍,除又除不掉,只箍得三昧真火從眼中冒出;大家鬧在一處。不表。且說元始天尊來會萬仙陣,先著南極仙翁持玉符先行。南極仙翁跨鶴而來,雲光縹緲。馬遂抬頭,見是南極仙翁,急駕雲光至半空中來,阻住去路。仙翁笑曰:「馬遂,你休要猖獗,掌教師尊來了。」馬遂正欲爭持,只見後面仙樂一派,遍地異香,馬遂知不可爭持,按落雲頭,回歸本陣。南極仙翁先至蘆篷,率眾仙迎鑾接駕,上篷坐下。眾門人拜畢,侍立兩傍。元始曰:「黃龍真人有金箍之厄。」忙叫:「過來。」黃龍真人走至面前;元始用手一指,金箍隨脫。

(Gu (2000) skips over some elements in the original Chinese.)

I’ve known about this episode for a while but forget to post about it.

Notes

1) For the entire episode, see Wu & Yu, 2012, vol. 1, pp. 314-320.

2) The child first speaks his new name in chapter 49 (Wu & Yu, 2012, vol. 2, p. 354). The original Sudhana originates from the Avatamsaka Sutra (Wu & Yu, 2012, vol. 2, pp. 386-387 n. 3).

3) For a complete English translation, see Wivell (1994).

4) This is just one of many relief carvings that grace the pagoda. It includes other guardian-type figures with esoteric elements but rendered in the Chinese style. See Ecke and Demiéville (1935).

5) The Eight Immortals are Daoist saints who came to be worshipped as a group starting sometime in the Jin Dynasty (1115–1234 CE) (Little, 2000, p. 319).

6) The sword is usually a symbol of the immortal Lu Dongbin, but as noted above, it is used to identify Li Tieguai as a Ming guardian (Little, 2000, p. 333).

7) Shahar (2008) discusses the historical differences between religious and military monks in ancient China.

8) Liu Xiao Ling Tong (六小龄童; born Zhang Jinlai, 章金萊, 1959), the actor who played Monkey in the 1986 TV show, comes from a family who has specialized in playing Sun Wukong in Chinese opera for generations (Ye, 2016).

9) See the Heruka chapter in Linrothe (1999). He includes our statue in his study, but other sources describe it as Tibetan instead of Indian (Bangdel & Huntington, 2003, p. 458).

Bibliography

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Bonds, A. B. (2008). Beijing Opera costumes: The Visual Communication of Character and Culture. Honolulu: University of Hawai’i Press.

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

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Ecke, G., & Demiéville, P. (1935). The Twin Pagodas of Zayton: A Study of the Later Buddhist Sculpture in China. Cambridge, Mass: Harvard University Press.

>Farrow, G. W., & Menon, I. (2001). The Concealed Essence of the Hevajra Tantra: With the Commentary Yogaratnamālā. Delhi: Motilal Banarsidass Publ.

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