The Tightening Spell of Sun Wukong’s Golden Headband

Last updated: 01-24-2022

Sun Wukong‘s golden headband (jingguquan, 金箍圈) (fig. 1) is an instantly recognizable part of his popular iconography. Anyone who’s read Journey to the West (Xiyouji, 西遊記, 1592) will know that it painfully tightens around our hero’s skull to correct any unsavory behavior. “What kind of behavior?” someone might ask. Well, mass murder, of course! In chapter 56, for example, Monkey’s Buddhist master Tripitaka recites the spell to punish him for beating a group of bandits to death with his magic staff and beheading one of them with a blade (Wu & Yu, 2012, vol. 3, p. 89).

Fig. 1 – A modern replica of Monkey’s golden headband (larger version).

This spell is first revealed to the monk by Guanyin in chapter 14:

I have a spell which is called the True Words for Controlling the Mind [dingxin zhenyan, 定心真言], or the Tight-Fillet Spell [jingu er zhou, 緊箍兒咒]. You must memorize it secretly; commit it firmly to your memory, and don’t let anyone learn of it […] When [Sun Wukong] returns, give him…the cap [containing the headband] to wear; and if he again refuses to obey you, recite the spell silently. He will not dare do violence or leave you again” (Wu & Yu, 2012, p. 317).

You can see the exact words are never revealed. This is not surprising, though, as the spell is one of the few things in the entire Buddho-Daoist cosmos that can control Sun Wukong. Tripitaka’s life would be in danger and the journey would be doomed if any villains got ahold of this secret. But … what if … we could guess the spell, just for fun? I’d like to suggest a mantra based on historical religious beliefs and iconography. This thought experiment was written for the benefit of artists and fanfiction writers looking to create more accurate portrayals of the novel and its characters.

I. The Band’s Religious Background

As I note in this article, the golden fillet is based on a ritual headband worn by Buddhist ascetics in ancient India. The Hevajra Tantra (Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經, 8th-c.) states yogins must wear the band and a list of other prescribed ritual items in their worship of the wrathful protector deity Heruka (Linrothe, 1999, p. 250). Most importantly, the tantra states the band symbolizes the Buddha Akshobhya (Ch: Achu, 阿閦; Budong, 不動; lit: “Immovable”) (fig. 2), who gained enlightenment through moralistic practices of right speech and action (Linrothe, 1999, p. 251; Buswell & Lopez, 2013, p. 27).

Fig. 2 – A depiction of Akshobhya (larger version). Artist unknown. The buddha’s iconography is as follows: “[He] is represented seated…with the legs locked and both feet apparent. There are often wheels marked on the soles of his feet, or a protuberance like a button, resembling the urna on the forehead. His left hand lies on his lap in ‘meditation’ mudra. His right touches the earth with the tips of the outstretched fingers, the palm turned inward. This is called the bhumisparsa or ‘witness’ mudra” (Getty, 1914/1988, p. 36). 

Akshobhya and the other esoteric Wisdom Buddhas are sometimes depicted as small figures or colored jewels in the headdress of the Manjusri Bodhisattva (and other Buddhist personages) (Getty, 1914/1988, p. 37; Vessantara, 1993, p. 155). The buddha is symbolized by the color blue (Getty, 1914/1988, p. 36). A cursory Google image search shows the blue jewel is often set in the top most position over Manjusri’s forehead (fig. 3).

This might suggest a more religiously accurate version of Sun Wukong’s golden headband would include a figure or jewel representing Akshobhya.

Fig. 3 – A modern painting of Manjusri by Ben Christian (larger version). Image found here

II. The Mantra

Given the above information, I’d like to suggest the tightening spell for Monkey’s headband—within the context of our thought experiment—is the buddha’s mantra: Oṃ a kṣo bhya hūṃ (fig. 4). This can be very roughly translated as “Praise to the Immovable One!”. Om and Hum are both holy syllables invoking spiritual power and enlightenment, respectively. They also appear in the more well-known Oṃ maṇi padme hūṃ (Ch: An mo ni ba mi hong, 唵嘛呢叭咪吽). One Chinese version of the Akshobhya mantra appears to be “An a bie zha zhi ga hong hong” (唵 阿別炸枝嘎 吽吽).

Reciting this to rein in Sun Wukong not only references the band’s historical and religious connection to Akshobhya but also serves as a physical reminder of right speech and action (how the deity gained buddhahood). It’s Tripitaka’s way of screaming, “Stop murdering everyone within arm’s reach!”


Fig. 4 – The Siddham version of the mantra (larger version). Image found here.

There’s a longer chant associated with the buddha called the “Mantra of Akshobhya” (Achu fo xinzhou, 阿閦佛心咒) (video 1). It’s interesting to note that the historical Xuanzang (on whom Tripitaka is based) is known to have translated a version of the mantra. [1] I’ll leave it up to you which one you like better.

Video 1 – A chant of the mantra.

Update: 01-24-22

The DC Comics’ story “The Monkey Prince Hates Superheroes” presents the spell as the Nianfo (fig. 5).

Fig. 5 – Shifu Pigsy (a.k.a. Zhu Bajie) reciting “Amituofo” to activate the golden headband on the Monkey Prince, son of the original Monkey King (larger version). From Yang, 2021, p. 80. Copyright DC Comics.


1) The Chinese source refers to Akshobhya as the “Immovable Buddha” (Budong rulai, 不動如來).


Buswell, R. E., & Lopez, D. S. (2013). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

Getty, A. (1988). The Gods of Northern Buddhism: Their History, Iconography and Progressive Evolution through the Northern Buddhist Countries. New York: Dover Publications, Inc. (Original work published 1914)

Linrothe, R. N. (1999). Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. Boston, Mass: Shambhala.

Vessantara. (1993). Meeting the Buddhas: A Guide to Buddhas, Bodhisattvas, and Tantric Deities. United Kingdom: Windhorse Publications.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1-4). Chicago, Illinois: University of Chicago Press.

Yang, G. L. (2021). The Monkey Prince Hates Superheroes. In Jessica Chen (Ed.). DC Festival of Heroes: The Asian Superhero Celebration (pp. 70-82) [Google Play]. New York, NY: DC Comics. Retrieved from

The Monkey King’s Children

Modern media occasionally depicts the Great Sage with children. Examples include the book series The Monkey King’s Daughter (2009-2011) and the DC Comics character the Monkey Prince (first appearing in 2021). The anime High School DxD (2012) even features a grandson some generations removed called Bikou. But the idea of Sun Wukong having children goes back centuries. Two late-Ming novels influenced by the original Journey to the West (Xiyouji, 西遊記, 1592) reference multiple offspring. In this article, I will highlight these children and discuss their connection to Buddhism and Asian astrology.

Those interested in this subject may fancy learning about Sun’s brothers and sisters.

1. King PāramitāA Supplement to the Journey to the West (Xiyoubu, 西遊補, 1640)

This novel is set between the end of chapter 61 and the beginning of chapter 62 of the original novel. It follows the Monkey King as he travels time seeking a magic weapon, while also striving to unmask the identity of a mysterious foreign king who has persuaded Tripitaka to give up the quest to India. The first reference to Sun’s children appears in chapter 13 when actors in a royal play describe an alternate timeline where our hero settled down: “His wife is so beautiful, his five sons so dashing. He started out as a monk, but came to such a good end! Such a very good end!” (Dong, Lin, & Schulz, 2000, p. 114). Later, in chapter 15, Monkey meets one of these sons on the battlefield. “King Pāramitā” (Boluomi wang, 波羅蜜王) (fig. 1) is portrayed as a sword-wielding general capable of fighting Sun for several rounds. Pāramitā goes on to recount his family history, revealing that, although he’s never met his father, he’s the son of the Great Sage and Princess Iron Fan (Tie shan gongzhu, 鐵扇公主) (Dong, Lin, & Schulz, 2000, pp. 123-124). In addition, he suggests that he was conceived during an event from chapter 59 of the original:

[Sun Wukong] changed into a tiny insect and entered my mother’s belly. He stayed there a while and caused her no end of agony. When my mother could no longer bear the pain, she had no choice but to give the Banana-leaf Fan to my father, Monkey [1] … In the fifth month of the next year, my mother suddenly gave birth to me, King Pāramitā. Day by day I grew older and more intelligent. If you think about it, since my uncle [the Bull Demon King] and mother had never been together, [2] and I was born after my father, Monkey, had been inside my mother’s belly, the fact that I am his direct descendant is beyond dispute (Dong, Lin, & Schulz, 2000, p. 124).

Fig. 1 – King Pāramitā leaps into battle (larger version). Detail from a modern manhua. Image found here.

1.2. Links to Buddhism

The translators of A Supplement to the Journey to the West explain King Pāramitā’s name serves as a pun:

In the Chinese transliteration for Pāramitā, the character used to render the syllable “mi” [蜜] has the intrinsic meaning of “honey,” while the character t’ang [唐] in T’ang dynasty is homophonous with the character meaning “sugar” [糖]. King Pāramitā is punning on these associations (Dong, Lin, & Schulz, 2000, p. 123 n. 2). [3]

However, the name also has deep connections with Buddhism. The Princeton Dictionary of Buddhism defines the Sanskrit term Pāramitā (“perfection”) as “a virtue or quality developed and practiced by a Bodhisattva on the path to becoming a buddha” (Robert & David, 2013, p. 624). Various traditions recognize six to ten perfections, with the latter including the former six plus an additional four. The Mahayana perfections, for example, include giving, morality, patience, effort, concentration, wisdom, method, vow, power, and knowledge. Bodhisattvas are believed to master these virtues in the listed order, compounding spiritual wisdom and merit over the course of their journey towards Buddhahood (Robert & David, 2013, p. 624).

2. Jidu, Luohou, and Yuebei XingJourney to the South (Nanyouji, 南遊記, 17th-century)

The novel follows Manjusri‘s (Miao Jixiang, 妙吉祥) exile from the Western Paradise through several mischievous reincarnations. [5] As the rogue immortal Huaguang (華光), he works to end his mother’s demonic lust for flesh by procuring an immortal peach in chapter 17. He does this by transforming into Sun Wukong and stealing the magic fruit from heaven. The real Monkey King is subsequently accused of his double’s misdeeds, much like the Six-Eared Macaque episode of the original novel. The Jade Emperor threatens to remand him to the Buddha for punishment but is convinced to give Sun a month-long reprieve to find the true culprit.

Monkey returns to the Mountain of Flowers and Fruit, and it is here, among his people, that the story mentions three children, including sons Jidu (奇都, “Ketu”) and Luohou (羅猴, “Rahu”) and daughter Yuebei Xing (月孛星, “Moon Comet Star”). [4] Sun eventually seeks out Guanyin, who reveals the troublemaker is none other than Huaguang. Returning home once more, Monkey’s news prompts his daughter to volunteer to battle the impostor. But her tribe simply pokes fun at her monstrous appearance. Yuebei Xing is said to have a crooked head with huge eyes and a broad mouth, coarse hands, a wide waist, and long feet with thunderous steps.

Sun travels with his daughter to Huaguang’s home of Mt. Lilou (Lilou shan, 離婁山) to provoke battle by chastising him for stealing the immortal peaches. Monkey strikes at him with his magic staff, causing Huaguang to deploy his heavenly treasure, a golden, triangular brick (sanjiao jinzhuan, 三角金磚). But Sun responds by creating untold numbers of clone monkeys that not only confiscate the weapon but also overwhelm the immortal. Huaguang is seemingly defeated at this point; however, he manages to deploy one last treasure, the Fire Elixir (Huodan, 火丹). This weapon engulfs the Great Sage in heavenly flame (akin to the Red Boy episode), causing him to flee to the Eastern Sea. Yuebei Xing then calls Huaguang’s name while holding her own magic treasure, a skull (kulou tou, 骷髏頭). The immortal is immediately stricken with a headache and stumbles back to his cave in a daze. Her weapon is said to be quite dangerous; anyone whose name is called will die within three days.

Fearing for his disciple’s life, the Flame King Buddha of Light (Huoyan wang guangfo, 火炎王光佛) intervenes on his behalf to sooth the situation between Huaguang and the Great Sage. He promises to bring the rogue immortal to justice on the condition that Yuebei Xing withdraws her deadly magic. In the end, all parties are pardoned by the Jade Emperor and Huaguang and Monkey become bond brothers (Yu, n.d.).

2.1. Links to Asian Astrology

All three of Sun’s children are named after planetary bodies associated with the moon in Asian astrology. [6] His sons Jidu and Luohou are respectively named after Ketu (Jidu, 奇都) and Rahu (Luohou, 羅睺), two of the “Nine Planets” (Sk: Navagraha; Ch: Jiuyao, 九曜, “Nine Luminaries”) from Hindu astrology. [7] These two shadowy planetary deities represent the respective southern (descending) and northern (ascending) lunar nodes, or points where the moon crosses the earth’s orbit around the sun. As such, the pair are associated with eclipses, and sources sometimes depict them as the head (Rahu) and tail (Ketu) of a great eclipse serpent. Other interpretations include Rahu as a disembodied head and Ketu as the torso, or Ketu as a comet or emerging from a cloud of smoke (Gansten, 2009, p. 652-653; Kotyk, 2017, pp. 59-60).

Before continuing, there are two interesting things to note: 1) Sun Wukong singlehandedly battles and defeats the Nine Planets in chapter five of the original novel (Wu & Yu, 2012, vol. 1, pp. 170-172). But the Ketu and Rahu in this group should be considered distinct from his sons; and 2) one of the original Chinese characters for Rahu (Luohou, 羅睺) was changed in Journey to the South to play on Luohou’s (羅猴) primate origins by using the homophonous word for “monkey” (hou, 猴).

The daughter Yuebei Xing is named after Yuebei (月孛, “Moon Comet”), a shadowy planet representing the lunar apogee, or the furthest point in the moon’s orbit. They are counted among the “Eleven Luminaries” (Shiyi yao, 十一曜) (including the Nine Planets) of East Asian astrology. [8] Yuebei is sometimes depicted in Xixia art as a female or male character wielding a sword in one hand and, most importantly, a severed head in the other (Kotyk, 2017, p. 62). Dr. Jeffrey Kotyk was kind enough to direct me to two ancient examples (fig. 2 & 3). In addition, Kotyk (2017) notes that Yuebei appeared in an earlier Chinese novel, Drama of Yang Jiajiang (Yang Jiajiang yanyi, 楊家將演義, 16th-century), as a red-skinned figure “holding in her hand a sk[ull] (手執骷髏骨)” (p. 63). [9] So this likely influenced the portrayal of Monkey’s daughter wielding a skull in Journey to the South.

Fig. 2 – Yuebei as a woman (larger version). Take note of the severed head in her right hand. Detail from a 13th to 14th-century Xixia painting in the Hermitage Museum. Fig. 3 – Yuebei as a man (larger version). He holds a small head in his left hand. Detail from a 13th-century Xixia painting in the Hermitage Museum.

3. Honorable Mention: Sun Luzhen – Later Journey to the West (Hou Xiyouji, 後西遊記, 17th-century)

The novel is set two hundred years after the original and follows the adventures of Sun Wukong’s spiritual descendant Sun Luzhen (孫履真, “Monkey who Walks Reality”) (fig. 4). He too learns the secrets of immortality and causes havoc in heaven, before being tasked to protect the historical monk Dadian (大顛, 732-824) on a similar journey to India. The two are accompanied by the son of Zhu Bajie, Zhu Yijie (豬一戒), and the disciple of Sha Wujing, Sha Zhihe (沙致和). I did not include Luzhen in the main list as he is born from a stone in the same fashion as the original Monkey King (see Liu, 1994).

Fig. 4 – “Small Sage Sun’s Havoc in the Heavenly Palace” (larger version). The cover to a modern manhua. Image found here.

4. Conclusion

The Monkey King has a total of eight children shared between two 17th-century novels, but only four are mentioned by name, and only two of these actually have parts in the respective stories. King Pāramitā is one of the Great Sage’s five sons born to Princess Iron Fan in A Supplement to the Journey to the West. He is portrayed as a handsome, sword-wielding general whom Sun faces on the battlefield. His name references the Pāramitās (“perfections”), or the wisdom and merit-building virtues that Bodhisattvas master in their quest for Buddhahood. Monkey has three children in Journey to the South, including sons Jidu and Luohou and daughter Yuebei Xing. The latter is depicted as a grotesque monster with a magic skull weapon cable of harming even celestials. She uses it to defeat the rogue immortal Huaguang. Jidu and Luohou are respectively named after the lunar nodes Ketu and Rahu, two of the Nine Planets from Hindu astrology. Yuebei is named after a shadowy planet representing the lunar apogee, which counts among the Eleven Luminaries of East Asian astrology. Ancient Xixia art sometimes depicts them as a woman or man bearing a sword and a severed head. The feminine iconography appears holding a skull in an earlier novel from the 16th-century. This likely influenced Monkey’s daughter in Journey to the South.

An honorable mention is Sun Luzhen from Later Journey to the West. He is a stone-bone monkey who follows in his spiritual ancestors footsteps by attaining immortality, causing havoc in heaven, and later protecting a holy monk on the journey to India.


1) See Wu & Yu, 2012, vol. 3, p. 129.

2) This statement of course overlooks the conception and birth of the couple’s son Red Boy (Hong haier, 紅孩兒). But King Paramita might be referring to the Bull Demon King’s long absence while living with his mistress.

3) This pun plays out in chapter 14 of Journey to the West when an old patron remarks on Monkey’s monstrous appearance:

“Though you [Tripitaka] may be a Tang man,” the old man said, “that nasty character is certainly no Tang man!” “Old fellow!” cried Wukong in a loud voice, “you really can’t see, can you? The Tang man is my master, and I am his disciple. Of course, I’m no sugar man or honey man! I am the Great Sage, Equal to Heaven!” (Wu & Yu, 2012, vol. 1, p. 312).

Thank you to Irwen Wong for reminding me of this passage.

4) I’m indebted to Jose Loayza for bringing this to my attention.

5) To my knowledge, the only English translation available is this amateur version by Panying Zhao. Thank you to Ronni Pinsler for bringing it to my attention.

6) Thank you to Dr. Jeffrey Kotyk for confirming the astrological connection.

7) Sun, Moon, Mars, Mercury, Jupiter, Venus, Saturn, Rahu, and Ketu (Gansten, 2009).

8) These include the aforementioned Nine Planets (see note #6 above), Yuebei, and another shadowy planet called Ziqi (紫氣/紫炁; “Purple Mist”) (Hart, 2010, p. 145 n. 43; Kotyk, 2017, p. 60).

Engravings of the Eleven Luminaries appear on Zhu Bajie’s battle rake (Wu & Yu, 2012, vol. 1, p. 382). See also note #10 on the linked article.

9) The original source says “skeleton” (Kotyk, 2017, p. 63), but the “骷髏” in 骷髏骨 (kuluo gu) can also mean “skull”. This makes sense considering the planetary Yuebei is depicted with a head in Xixia art and the literary Yuebei from Journey to the South wields a skull.


Dong, Y., Lin, S. F., & Schulz, L. J. (2000). The Tower of Myriad Mirrors: A Supplement to Journey to the West. Ann Arbor: Center for Chinese Studies, The University of Michigan.

Gansten, M. (2009). Navagrahas. In K. A. Jacobsen (Ed.), Brill’s Encyclopedia of Hinduism (Vol. 1) (pp. 647-653). Leiden: Brill.

Hart, R. (2010). The Chinese Roots of Linear Algebra. United States: Johns Hopkins University Press.

Kotyk, J. (2017). Astrological Iconography of Planetary Deities in Tang China. Journal of Chinese Buddhist Studies, 30, 33-88), Retrieved from

Liu, X. (1994). The Odyssey of the Buddhist Mind: The Allegory of the Later Journey to the West. Lanham, Md: University Press of America.

Robert, E. B. J., & David, S. L. J. (2013). The Princeton Dictionary of Buddhism. Princeton University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1-4). Chicago, Illinois: University of Chicago Press.

Yu, X. (n.d.). Nanyouji: Huaguang sanxia Fengdu [Journey to the South: Huaguang goes to the Underworld Three Times]. Retrieved from

Archive #17 – Creation of the Gods Library of Chinese Classics Chinese-English Bilingual Edition (Vol. 1-4)

Last updated: 11-28-2021 

Here I present a PDF of the Library of Chinese Classics bilingual edition of Creation of the Gods (Fengshen yanyi, 封神演義, c. 1620), sometimes translated as Investiture of the Gods or Enfeoffment of the Gods. This 100 chapter Shenmo novel tells of the great struggle between the declining Shang (c. 1600–1046 BCE) and ascending Zhou (c. 1046–256 BCE) dynasties. In the beginning, King Zhou of Shang offends the primordial goddess Nuwa by leaving a lewd poem in her temple, and in response, the devi summons a trio of spirits (a fox, a pheasant, and a lute) to bring about the dynasty’s downfall. The fox spirit takes the place of the king’s concubine Daji and, over the course of nearly 30 years, leads him down a path of imperial neglect, decadence, and sadism. This leads to many of the kingdom’s dukes, marquis, and generals rebelling in favor of King Wu of Zhou, the monarch destined by heaven to rule China. 

The majority of the story follows the countless battles between the forces of Shang and Zhou. Along the way, the latter are aided by immortals of the benevolent Chan (闡) sect (an analogy for Quanzhen Daoism), which favors spiritual cultivation, while the former are aided by the malevolent Jie (截) sect (an analogy for Zhengyi), which favors charms and incantations. [1] Each transcendent wields any number of swords, fans, hooks, staves, axes, halberds, scissors, hammers, rings, sashes, nails, dippers, pennants, pearls, gourds (etc.), each with not only the power to take the lives of thousands of humans but also immobilize other immortals and even kill them. These celestial battles escalate to the point that Laozi and the Buddha must fight side-by-side to defeat a trap designed to kill 10,000 immortals.

A story line present throughout the novel is the fate of Jiang Ziya, a Daoist adept and the military strategist and stalwart commander of the Zhou army. He is destined to deify the souls of the humans and immortals who die in battle using the “List of Creation” (Fengshen bang, 封神榜), an index of preordained names agreed upon at the beginning of time by the heads of the three religions. This list is housed in the “Terrace of Creation”, a reed pavilion in which the souls of the dead are gathered to await their apotheosis. In the end, after defeating the Shang forces, Jiang deifies a total of 365 major gods, along with thousands of lesser gods, ranging from holy mountains, weather, and plagues to constellations, the time cycle, and the five elements.

Nezha from Fengshen zhen xing tu

Fig. 1 – An illustration of Nezha from The True Forms of Invested Gods (Fengshen zhenxing tu, 封神真形圖) (larger version).

Considering the story takes place a millennia prior to the arrival of Buddhism in China, the novel portrays the religion having no presence in the east. There are several times in the narrative when a Buddhist deity travels from the western paradise to halt the execution of a powerful immortal or demon as they are fated to submit to Buddhism. Furthermore, when the Buddha intervenes in the great battle towards the end, he does so to find talented disciples who will help him spread the religion in the east. In fact, Bodhisattvas like Guanyin and Manjusri are depicted as former Chan sect immortals who later become disciples of Buddhism.

For the purposes of this blog, several characters from Journey to the West appear in the novel, including Laozi, the Buddha, Nezha (fig. 1), Muzha, and Li Jing, Ao Guang, Erlang (called Yang Jian, 楊戩) and his hound, etc. Journey to the West also had a number of clear influences on the book, one being the ape spirit Yuan Hong (袁洪) from later chapters who wields a staff and 72 transformations in a fight with Yang Jian. Sound familiar?

This edition of the novel was originally translated by Gu Zhizhong (顾执中, 1898–1995) in 1992. Dr. Barbara Witt notes the translation has its pros and cons:

The positive: It is the only complete translation of Fengshen yanyi into a Western language that I am aware of. The edition I read (from 1992 I think), was also nicely done with interesting woodcut illustrations throughout the novel.

The negative: Firstly, it is not a very faithful translation. Poems are generally left untranslated and sentences often paraphrased. [2] I think, when ever the translator found something difficult, he just skipped it. Secondly, I think Gu Zhizhong was not an English native speaker and not very familiar with Western mythology and some of his translations are really off. For example Taiyi zhenren 太乙真人 (“True Man Primordial”), a powerful Daoist immortal, becomes “Fairy Primordial” in his translation, which conjures up a very different image.

While the translation may not be perfect, I think it is a must read as many of the gods mentioned therein are worshiped in modern temples throughout China, Taiwan, Malaysia, and Singapore. It is a lens into modern folk religion.

Archive link:

Update: 11-28-2021 

I’ve added Wan (1987), a doctoral thesis analyzing the historical sources and micro/macro structure of the story. It also provides a summary of the tale in the end.

Archive Link:

Click to access Investiture-of-the-gods-Fengshen-yanyi-Sources-narrative-structure-and-mythical-significance.pdf


This has been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.


1) Prof. Shi Changyu notes in his preface to this translation that the friction between the fictional Chan and Jie sects serves as an analogy for that of Quanzhen and Zhengyi during the Ming, for the former was marginalized, while the latter was held in high esteem and fell prey to decadence, naturally hindering its ability to contribute anything of value to the development of Daoism at this time (Gu, 2000, pp. 50-53).

2) Those interested in reading some of the poetry from the novel should consult Koss (1979), which compares them with those from Journey to the West.


Gu, Z. (2000). Creation of the gods: Vol. 1-4. Beijing: New World Press.

Koss, N. (1979). The Relationship of Hsi-yu chi and Feng-shen yen-i: An Analysis of Poems Found in Both Novels. T’oung Pao,65(4/5), second series, 143-165. Retrieved May 5, 2020, from

Wan, P. (1987). Investiture of the Gods (“Fengshen yanyi”): Sources, Narrative Structure, and Mythical Significance (UMI No. 8810607) [Doctoral dissertation, University of Washington]. Available from ProQuest Dissertations and Theses database.

Wu, C., & Yu, A. C. (2012). The journey to the West: Vol. 1-4. Chicago, Illinois: University of Chicago Press.

The Origin of Sun Wukong’s Golden Fillet

Last updated: 01-23-2022

The golden fillet (金箍圈, jingu quan) is one of the Monkey King’s most recognizable iconographic elements appearing in visual media based on the great Chinese classic Journey to the West (1592). It is generally portrayed as a ringlet of gold with blunt ends that meet in the middle of the forehead and curl upwards like scowling eyebrows (type one) (fig. 1). A different version is a single band adorned with an upturned crescent shape in the center (type two) (fig. 2). Another still is a simple band devoid of decoration (type three) (fig. 3). Sun first earns the headband as punishment for killing six thieves shortly after being released from his five hundred-year-long imprisonment. The circlet is a heaven-sent magic treasure designed to reign in the immortal’s unruly, rebellious nature. Since Sun Wukong is a personification of the Buddhist concept of the “Monkey of the Mind” (心猿, xinyuan,), or the disquieted mind that bars humanity from enlightenment, the fillet serves as a not so subtle reminder of Buddhist restraint. Few scholars have attempted to analyze the treasure’s history. In this paper I present textual and visual evidence from India, China, and Japan that suggests it is ultimately based on a ritual headband worn by Esoteric Buddhist Yogin ascetics in 8th-century India. I also show how such fillets became the emblem of some weapon-bearing protector deities in China, as well as military monks in Chinese opera.

1. The Fillet’s Literary Origin and Purpose

The headband is first mentioned in chapter eight when three such “tightening fillets” are given to the Bodhisattva Guanyin by the Buddha in order to conquer any demons that she may come across while searching for a monk who will bring sutras back to China from India. The “Enlightened One” explains their purpose: “If [the monster] is disobedient, this fillet may be put on his head, and it will strike root the moment it comes into contact with the flesh. Recite the particular spell which belongs to the fillet and it will cause the head to swell and ache so painfully that he will think his brains are bursting. That will persuade him to come within our fold” (Wu & Yu, 2012 (Vol. 1), pp. 206-207). He notes that there are different spells for each piece, including “the Golden, the Constrictive, and the Prohibitive Spell” (Wu & Yu, 2012 (Vol. 1), p. 206).

Sun Wukong earns the “Constrictive” band in chapter fourteen after brutally murdering six thieves who accost his master Tripitaka, the chosen scripture seeker, on the road to the west. [1] The killings cause the two to part ways, and it is during Monkey’s absence when Guanyin gives the monk a brocade hat containing the fillet and teaches him the “True Words for Controlling the Mind, or the Tight-Fillet Spell” (Wu & Yu, 2012 (Vol. 1), p. 317). Sun is eventually persuaded to return and tricked into wearing the hat under the guise of gaining the ability to recite scripture without rote memorization. It soon takes root, and the powerful immortal is brought under control through the application of pain. He then promises to behave and to protect Tripitaka during their long journey to the Western Paradise. [2]

The remaining two fillets are used by Guanyin to conquer other monsters in later chapters. She throws the “Prohibitive” band onto the head of a black bear demon in chapter seventeen and, after reciting the spell, he agrees to become the rear entrance guard of her Potalaka island paradise (Wu & Yu, 2012 (Vol. 1), p. 365). The “Golden” band is split into five rings—one each for the head, wrists, and ankles—and used to subdue Red Boy (紅孩兒, Hong hai’er), the fire-spewing son of the Bull Demon King and Princess Iron Fan, at the end of chapter forty-two and the beginning of forty-three (Wu & Yu, 2012 (Vol. 2), pp. 251-252). The child demon becomes her disciple and eventually takes the religious name Sudhana. [3]

Monkey is forced to wear the fillet until he attains Buddhahood in chapter one hundred, causing it to vanish (Wu & Yu, 2012 (Vol. 4), p. 383). The band’s disappearance at the end of the novel denotes Sun’s internalization of self-control. But the treasure doesn’t disappear forever. It appears once more in the Later Journey to the West (後西游記, Hou Xiyouji, 17th-cent.), a sequel set 200 years after the original. The story follows a similar trajectory with Monkey’s descendant Sun Luzhen (孫履真, “Monkey who Walks Reality”) attaining immortality and causing havoc in heaven. But this time the macaque Buddha is called in to quell the demon. Monkey quickly disarms the “Small Sage Equaling Heaven” of his iron staff and pacifies him not with trickery but with an enlightening Buddhist koan. He then places the band on Luzhen’s head to teach him restraint (see Liu, 1994).

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Fig. 1 – (Left) A type one fillet from the comedy A Chinese Odyssey 2 (1995). Fig. 2 – (Center) A type two fillet from the 1986 TV show. Fig. 3 – (Right) A  type three fillet from an 11th-century painting in Eastern Thousand Buddha Cave number two in Gansu Province, China.

2. Past Research

It appears very few scholars writing in English have attempted to trace the origins of the golden fillet. Wang Tuancheng theorizes that the idea for the headband came from two sources. First, the historical journal of Xuanzang (602-664 CE), the Tang Dynasty monk on whom Tripitaka is loosely based, details how he was challenged to a religious debate by a man in a foreign kingdom who offered his own head as the price of defeat. Xuanzang won, but instead of collecting his prize, the monk took the man as his servant. Second, Wang notes that slaves during the Han Dynasty (206 BCE-220 CE) wore a metal collar around their neck shaped like the Chinese character for twenty (廿, nian). He goes on to explain: “…the author transformed the metal hoop that the non-Buddhist might have worn to Sun Wukong’s headband” (Wang, 2006, p. 67). I’m not particularly persuaded by this argument since Wang doesn’t offer any evidence as to why a Han-era slave implement would still be in use during the Tang (618-907 CE) four to five hundred years later; nor does he suggest a reason for why such a collar would be moved from the neck to the head. Besides, there exists religious art featuring the fillet (see below) that predates the novel by some three centuries, meaning it wasn’t the sole invention of the author/compiler of the novel.

Before I continue, I would like to point out that the 13th-century precursor of the novel, The Story of Tripitaka of the Great Tang Procures the Scriptures, does not mention the fillet at all (this is just one of many differences between it and the final 16th-century version). Monkey is simply portrayed as a concerned individual who purposely seeks out Tripitaka to ensure his safety, as the monk’s two previous incarnations have perished on the journey to India. In other words, he comes as a willing participant, which negates the need for positive punishment via the ringlet. [4] But at least two works coinciding with the Song Dynasty (960-1279) depict Monkey wearing a band, which, again, excludes the treasure being a later invention.

In her excellent paper on the origins of Sun Wukong, Hera S. Walker (1998) discusses a 13th-century stone relief from the western pagoda of the Kaiyuan Temple (開元寺) in Quanzhou, Fujian province, China that portrays a sword-wielding, monkey-headed warrior (pp. 69-70). Considered by many to be an early depiction of Monkey, the figure wears a tunic, a Buddhist rosary, and, most importantly, a type one fillet on the forehead (Fig. 4). Walker quotes Victor Mair, who believes the fillet “recalls the band around the head of representations of Andira, the simian guardian of Avalokitesvara” (the Indian counterpart to Guanyin) (Walker, 1998, p. 70). He goes on to list similarities between the stone relief and depictions of Andira, while also suggesting said depictions are based on south and southeast Asian representations of the Hindu monkey god Hanuman:

Identical earrings (these are key iconographic features of H[anuman] in many Southeast Asian R[ama saga]s), comparable tilt of the head… which seems to indicate enforced submission, long locks of hair… flaring out behind the head, elongated monkey’s mouth, similar decorations on the forearm and upper arm, etc. It is crucial to note that all these features can be found in South Asian and Southeast Asian representations of H[anuman]. (Walker, 1998, p. 70).

So as it stands, the 13th-century appears to be the furthest that the motif has been reliably traced.

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Fig. 4 (Left) – The 13th-century stone relief of Sun Wukong from the Kaiyuan Temple in Quanzhou, Fujian province, China (larger version). Fig. 5 – (Center) A portion of the 11th-century painting in the Eastern Thousand Buddha Cave number two (larger version). Fig. 6 – (Right) The 12th-century Japanese painting “Aka-Fudo” (赤不動) (larger version).

3. My Findings

While Mair suggests a Southeast Asian Hindo-Buddhist influence, I know of at least one 11th-century example from northeastern China that suggests an Indo-Tibetan Buddhist influence. The Eastern Thousand Buddha Cave (東千佛洞, Dong qianfo dong) in the Hexi Corridor of Gansu Province contains a Xixia dynasty (1038-1227) wall painting of Xuanzang worshiping Guanyin from a riverbank. Monkey stands behind him tending to a brown horse. He is portrayed with a type three circlet on his head, waist length hair, and light blue-green robes with brown pants (fig. 3 and 5). This painting was completed during a time when China was seeing an influx of monks fleeing the inevitable fall of India’s Buddhist-led Pala Dynasty (750-1174) from the 10th to the 12th-century. They brought with them the highly influential Pala Buddhist art style and Vajrayana Buddhism, a form of esoteric Buddhism. The MET (2010) writes:

A mixture of Chinese-style and Vajrayana traditions and imagery was employed in the Tangut Xixia Kingdom …  which was based in Ningxia, Gansu, and parts of Shanxi … It is difficult to imagine that this “new” type of Buddhism, which not only was flourishing in Tibet in the late tenth century but was also found in the neighboring Xixia Kingdom and may have been practiced by Tibetans based in the Hexi Corridor region of Gansu Province, was completely unknown in central China until the advent of the Mongols (p. 19).

The painting of Monkey and Tripitaka was surely created by an Indian/Tibetan Buddhist monk (or at the very least a fellow Tangut/Chinese practitioner) living in the area. This suggests the imagery within the painting, such as the fillet, could have an esoteric Buddhist pedigree, and textual evidence shows such headbands were indeed worn in some esoteric rituals. For example, the Indian Buddhist Hevajra Tantra (Ch: 大悲空智金剛大教王儀軌經, Dabei kongzhi jingang dajiao wang yigui jing, 8th-cent.) instructs adherents on how to adorn and dress themselves for worshipping Heruka, a Wrathful Destroyer of Obstacles:

The yogin must wear the sacred ear-rings, and the circlet on his head; on his wrists the bracelets, and the girdle round his waist, rings around his ankles, bangles round his arms; he wears the bone-necklace and for his dress a tiger-skin… (Linrothe, 1999, p. 250) (the emphasis is mine).

Furthermore, it describes how each of the ritual adornments and implements used in the ceremony represents each of the five esoteric Buddhas, as well as other religio-philosophical elements:

Aksobhya is symbolized by the circletAmitabha by the ear-rings, Ratnesa by the necklace, and Vairocana (by the rings) upon the wrists. Amogha is symbolized by the girdle. Wisdom by the khatvanga [staff] and Means by the drum, while the yogin represents the Wrathful One himself [Heruka]. Song symbolizes mantra, dance symbolizes meditation, and so singing and dancing the yogin always acts (Linrothe, 1999, p. 251) (the emphasis is mine).

As can be seen, the circlet represents Aksobhya (Sk: “Immovable”; Ch: 阿閦如来, Achurulai). This deity is known for his adamantine vow to attain buddhahood through the practice of Sila, or “morality”, the aim of which “is to restrain nonvirtuous deeds of body and speech, often in conjunction with the keeping of precepts” (Buswell & Lopez, 2013, pp. 27 and 821). So the ritual band most likely served as a physical reminder of right speech and action, making it the best candidate for the origin of Monkey’s fillet. Sun is after all the representation of the “Monkey of the Mind” (as noted in the introduction), so his inclusion in the Eastern Thousand Buddha Cave painting was probably meant to convey the taming of this Buddhist concept via the circlet (apart from referencing the popular tale itself).

The Hevajra Tantra, the text in which the circlet appears, was first translated into Tibetan by Drogmi (993-1074) and adopted during the 11th-century as a central text by the respective founders of the Kagyu and Sakya sects, two of the six major schools of Tibetan Buddhism. Various members of the Sakya sect were invited by Mongol royalty to initiate them into the text’s esoteric teachings during the 13th-century. These include Sakya Pandita and his nephew Chogyal Phagpa, who respectively tutored Genghis Khan’s grandson Prince Goden in 1244 and Kublai Khan in 1253. The meeting between Kublai and Chogyal resulted in Vajrayana Buddhism becoming the state religion of Mongolia. The Hevajra Tantra was translated into Chinese by the Indian monk Dharmapala (963-1058 CE) in 1055 during the Northern Song Dynasty (960-1127). The text, however, did not become popular within the Chinese Buddhist community like it would with the Mongols in the 13th-century (Bangdel & Huntington, 2003, p. 455). But this evidence shows how the concept of the 8th-century ritual circlet could have traveled from India to East Asia to influence depictions of Sun Wukong in the 11th-century. And the relatively unknown status of the text in China might ultimately explain why there are so very few depictions of Chinese deities wearing the fillet, or why it does not appear in the 13th-century version of Journey to the West.

While the Xixia painting (fig. 5) lacks many of the ritual adornments (apart from the fillet) mentioned in the Hevajra Tantra, the Quanzhou stone relief (fig. 3) includes the band, earrings, necklace, bangles, and possibly even a tiger skin apron, suggesting it too has an esoteric origin (most likely based on Chinese source material). [5] The band’s connection to esoteric Buddhism is further strengthened by a 12th-century painting from Japan. Titled Aka-Fudo (赤不動), or “Red Fudo [Myoo]”, it depicts the wrathful esoteric god seated in a kingly fashion, holding a fiery, serpent-wrapped Vajra sword in one hand and a lasso in the other (fig. 6). He wears a golden, three-linked headband (similar to the curls of type one), which stands out against his deep red body and flaming aureola. Biswas (2010) notes: “…the headband on his forehead … indicate[s], according to some, a relation to the habit of groups of ascetics who were among the strong supporters of Acalanatha” (112). His supporters were no doubt yogin practitioners in the same vein as those who worshipped Heraku and other such wrathful protector deities.

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Fig. 7 – (Left) Huang Ji’s “Sharpening a Sword” (early 15th-century) (larger version). Fig. 8 – (Center) An image of the hero Wu Song wearing a jiegu (戒箍) fillet from a Water Margin TV show. Fig. 9 – (Right) A late Ming woodblock of the warrior monk Lu Zhishen with a crescent staff (larger version).

3.1. The Fillet as a Symbol of Martial Deities and Warrior Monks

It’s important to note that Monkey was not the only cultural hero of the Ming Dynasty (1368-1644) to wear a golden fillet. Another example is Li Tieguai (李鐵拐), or “Iron Crutch Li”, the oldest of the Eight Immortals.[6] Li is generally portrayed as a crippled beggar leaning on a cane. Legend has it that his original body was cremated prematurely by a disciple while the immortal traveled in spirit to answer a summons from Lord Laozi, the high god of Daoism. Li’s spirit returned a day later to find only ashes, thus forcing him to inhabit the body of a recently deceased cripple. According to Allen and Philips (2012), “Laozi gave him in recompense a golden headband and the crutch that was to become his symbol” (p. 108). Some depictions of Li wearing the fillet predate Journey to the West. The most striking example is Huang Ji’s Sharpening a Sword (early 15th-century) (Fig. 7), which portrays the immortal wearing a type three band and sharpening a double-edged blade on a stone while staring menacingly at the viewer. [7] One theory suggests Li’s martial visage identifies him as a “spirit-guardian of the [Ming] state” (Little, 2000, p. 333). Both Monkey and Li are therefore portrayed as brutish, weapon-bearing, golden headband-wearing immortals who serve as protectors. This shows the fillet was associated with certain warrior deities during the Ming.

The fillet’s connection to religion and martial attributes culminated in the Jiegu (戒箍, “ring to forget desires”), a type two band worn by Military Monks (武僧, Wuseng) in Chinese opera to show that they have taken a vow of abstinence (fig. 8). Such monks are depicted as wearing a Jiegu over long hair (Bonds, 2008, pp. 177-178 and 328), which contrasts with the bald heads of religious monks.[8] I would like to suggest the band’s half-moon shape may have some connection to a Ming-era woodblock print motif in which martial monks are shown wielding staves tipped with a crescent (fig. 9). The exact reason for the shape is still unknown (Shahar, 2008, pp. 97-98), but the association between the crescent and martial monks seems obvious. The use of the fillet in Chinese opera led to it being worn by Sun Wukong in the highly popular 1986 live-action tv show adaptation of the novel (fig. 2).[9]

4. Conclusion

Examples of past research into the origins of the golden fillet respectively point to a slave collar from the Han dynasty (206 BCE-220 CE) and circa 13th-century South and Southeast asian depictions of the Buddhist guardian Andira and the Hindu monkey god Hanuman as possible precursors. However, the first isn’t credible, and the second, while on the right track, doesn’t go back far enough. An 11th-century painting in the Eastern Thousand Buddha Cave complex depicts Sun Wukong wearing a type three fillet with possible ties to a ritual circlet worn by Esoteric Buddhist Yogin ascetics in 8th-century India. The Hevajra Tantra, the esoteric text that mentions the band, associates it with the Aksobhya Buddha and thereby his moralistic, self-restraining practices. The text was transmitted from india to Tibet, China, and Mongolia from the 11th to the 13th-centuries, showing a clear path for such imagery to appear in East Asia. A 12th-century Japanese Buddhist painting of the guardian deity Fudo Myoo with a fillet suggests the practice of wearing circlets in esoteric rituals continued for centuries. Other non-Buddhist deities became associated with the fillet during the Ming Dynasty. A 15th-century painting of the immortal Li Tieguai, for example, depicts him as a type one circlet-wearing, sword-wielding guardian of the Ming dynasty. All of this suggests the band became a symbol of weapon-bearing protector deities. The association between the fillet and religion and martial attributes led to its use as the symbol of military monks in Chinese opera.

Update: 12-23-17

I’ve been wondering what the 8th-century version of the circlet (along with the other ritual implements) mentioned in the Hevajra Tantra might have looked like. While I have yet to find a contemporary sculpture or painting, I have found an 11th to 12th-century interpretation from Tibet. Titled The Buddhist Deity Hevajra (fig. 10), this copper alloy statue somewhat follows the prescribed iconography of the god as laid out in the aforementioned text:

Dark blue and like the sun in colour with reddened and extended eyes, his yellow hair twisted upwards, and adorned with the five symbolic adornments,/ the circlet, the ear-rings and necklace, the bracelets and belt. These five symbols are well known for the purificatory power of the Five Buddhas./ He has the form of a sixteen-year-old youth and is clad in a tiger-skin. His gaze is wrathful. In his left hand he holds a vajra-skull, and a khatvahga [staff] likewise in his left, while in his right is a vajra of [a] dark hue…(Linrothe, 1999, p. 256)

Fig. 10 – The Buddhist Deity Hevajra, late 11th to early 12th-century, copper alloy (larger version). Courtesy of the Los Angeles County Museum of Art. Fig. 11 – Detail of the circlet.

The circlet here is depicted as a fitted band with crescent trim and a teardrop-shaped adornment (a conch?) (fig. 11). The statue’s iconography more closely follows that from the Sadhanamala (“Garland of Methods”), a compilation of esoteric texts from the 5th to 11th-centuries. The following information probably derives from the later part of this period:

He wields the vajra in the right hand and from his left shoulder hangs the Khatvanga [staff] with a flowing banner, like a sacred thread. He carries in his left hand the kapala [skull cap] full of blood. His necklace is beautified by a chain of half-a-hundred severed heads. His face is slightly distorted with bare fangs and blood-shot eyes. His brown hair rises upwards and forms into a crown which bears the effigy of Aksobhya. He wears a kundala [ear decoration] and is decked in ornaments of bones. His head is beautified by five skulls (Donaldson, 2001, p. 221).

Our statue has many of these features but lacks the image of the Buddha in his hair. This suggests the knob visible in the coif (fig. 10) once carried such a figure. So once again we see the importance of the Aksobhya Buddha. The statue is similar to 10th and 11th-century stone statues from India.[10]

While this doesn’t get us any closer to what the original circlet looked like, this statue adds to the mutability of the fillet imagery. The Hevajra Tantra is vague in its description, and so it is no surprise that so many variations have appeared over the centuries. The original sanskrit text uses the word cakri (circle) to refer to the band (Farrow & Menon, 2001, pp. 61-62). This might explain the simple type three fillet worn by Monkey in the Eastern Thousand Buddha Cave two painting (fig. 2).

Update: 08-16-20

I have written an article suggesting an origin for the type one headband, or as I now call it, the “curlicue headband”.

Sun Wukong’s Curlicue Style Headband

Update: 12-12-21

One thing I figured out a while ago but never explained here was the reason why the Japanese Buddhist protector deity Aka-Fudo (赤不動) (fig. 6) is depicted with a headband. I believe this is a visual representation of the fillet’s association with the Aksobhya Buddha. This is because the fudo (Ch: budong, 不動) of Aka-Fudo and the Sanskrit meaning of Aksobhya respectively mean “immovable”. So the image of Aka-Fudo is encapsulating both his position as a protector deity and the Buddha represented by the headband. 


Update: 01-23-22

I’ve written an article suggesting a mantra for the secret spell that causes the golden fillet to tighten.

The Tightening Spell of Sun Wukong’s Golden Headband


1) The type of band that is given to particular characters is explained in Wu & Yu, 2012 (Vol. 2), p. 251.
2) For the entire episode, see Wu & Yu, 2012 (Vol. 1), pp. 314-320.
3) The child first speaks his new name in Wu & Yu, 2012 (Vol. 2), p. 354. The name Sudhana originates from the Avatamsaka Sutra (Wu & Yu, 2012 (Vol. 2), pp. 386-387 n. 3).
4) For a complete English translation, see Wivell (1994).
5) This is just one of many relief carvings that grace the pagoda. It includes other guardian-type figures with esoteric elements but rendered in the Chinese style. See Ecke and Demiéville (1935).
6) The Eight Immortals are Daoist saints who came to be worshipped as a group starting sometime in the Jin Dynasty (1115-1234) (Little 2000: 319).
7) The sword is usually a symbol of the immortal Lu Dongbin, but, as noted above, it is used to identify Li Tieguai as a Ming guardian (Little 2000: 333).
8) Shahar (2008) discusses the historical differences between religious and military monks in ancient China.
9) The actor who played Monkey, Liu Xiao Ling Tong (Born Zhang Jinlai 章金萊, 1959), comes from a family who has specialized in playing Sun Wukong in Chinese opera for generations (Ye, 2016).
10) See the Heruka chapter in Linrothe (1999). He includes our statue in his study, but other sources describe it as Tibetan instead of India (Bangdel & Huntington, 2003, p. 458).


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