Monkey Boxing: The Connection Between Primates and Martial Arts in Ancient China

Last updated: 12-11-2021

Look up the terms “monkey” or “ape” in the dictionary and you’ll find that they serve as verbs meaning to mimic the movements or actions of another. This is because monkeys and apes have a propensity for observation and mimicry. Being primates ourselves, humans are no different. But interestingly this mimicry sometimes mirrors our primate cousins. Chinese martial arts, for example, has developed several primate-based fighting arts, including White Ape Connected Arms boxing (Baiyuan tongbei quan, 白猿通背拳) and several flavors of Monkey boxing (Houquan, 猴拳), and other styles have even adopted primate techniques, such as the monkey footwork of Praying Mantis boxing (Tanglang quan, 螳螂拳). Humans have long marveled at the physical prowess and acrobatic mastery of apes and monkeys. So it’s only natural that boxers would want to incorporate the powerful arm movements and awe-inspiring leaps and flips of primates into various fighting arts. But how long have our cousins been associated with martial arts in Chinese culture, and when and how did primate-based martial arts develop?

Two approaches can be used in an attempt to answer both questions. The first method involves charting similarities in techniques shared between modern regional primate-based Chinese martial arts styles and relying on folk lineages, ethnographic data, and (when possible) historical manuals to discover the earliest vestiges of primate boxing in China. A second method is to search for references to primate-based martial arts in the historical record. A benefit of the first approach would be pinpointing the areas in China where these styles likely first emerged in recent history. The downside is that martial arts are passed from teacher to student via embodied practices (e.g. fist and weapons forms and sparring), often without the material being recorded in a manual. This means such styles can’t be reliably traced beyond a certain time period. A benefit of the second approach is that it provides a deeper view of history, giving the researcher license to record not only the odd mention of historical boxing styles but also associations between primates and weapons and other forms of physical exercise in ancient folklore, literature, medicine, and religion. Obviously, the best approach would be a combination of the two. However, I lack the necessary encyclopedic knowledge of Chinese martial arts techniques. Such a grand project will have to wait for a more qualified researcher. I have instead decided to adopt the second approach.

This article is divided into five sections. The first presents a folk history for Tai Shing Pek Kwar, a popular modern form of Monkey boxing, to serve as an example of how such styles can be created. The second provides three references to premodern Monkey boxing appearing in military and travel writings of the 16th-century during late Ming (1368-1644), pointing to the commonplace nature of the style. Here I suggest the lack of evidence for pre-Ming references to primate-based boxing points to the style emerging during this time. This section also gives examples of armed techniques associated with apes in military literature of the 16th and 17th-century. The third discusses the story of the noted literary monkey hero Sun Wukong (孫悟空), his portrayal as a master of armed and unarmed fighting, and how he bridges the gap between the aforementioned lack of pre-Ming boxing references and older material associating apes and monkeys with armed combat. The fourth presents ancient stories pitting a magic white ape against the martial skills of legendary Chinese heroes, including the archer Yang Youji (養由基, 7th-c. BCE) and the swordswoman the Maiden of Yue (Yuenu, 越女, 5th-c. BCE). And the fifth discusses ancient animal mimicry and suggests primate-based boxing is tied to war-like shamanic totemic dances and yoga-like daoyin calisthenics (8th-c. to 2nd-c. BCE). [1]

I. Tai Shing Pek Kwar Monkey boxing

There are three main styles of monkey boxing:

  • Shaolin Monkey – This combative style is said to have developed among various animal styles at the famed Shaolin Monastery (Shaolin si, 少林寺) in Henan province, China. Matsuda (2013) claims this particular style to be thousands of years old (p. 50); however, this has no basis in history, as will be explained below.
  • Wushu Monkey – This modern, non-combative style focuses on gymnastic leaps and flips for entertainment purposes. It is used in both Chinese opera and the floor routines of form competitions (video 1) (Matsuda, 2013, pp. 54-56).
  • Tai Shing Pek Kwar Monkey – This is the Cantonese variant of the Mandarin Dasheng Pigua men (大聖劈掛門), or the “Great Sage Ax School” of boxing. This combative style is said to be quite young, being a little over 100 years old (Matsuda, 2013, p. 56).

To this I add one more:

Video 1 – The first half of this video shows a youth performing Wushu Monkey for a form competition.

Tai Shing Pek Kwar is a combination of two different styles. The first, which I will only describe briefly, is Pek Kwar kyun (Pigua quan, 劈掛拳), a style that mimics the swinging of an ax, relying on the lively arm movements to generate power much like the Choy Li Fut style of southern China. It is said to have been created over two hundred years ago in Shandong (northern China) by a woodcutter named Ma Chi Ho (Matsuda, 2013, pp. 64-68). The weapons practiced by this style include the double-edged sword (jian, 劍), the single-edged saber (dao, 刀), and the staff (gun, 棍) (Matsuda, 2013, pp. 70-75).

The Tai Shing kyun (Dasheng quan, 大聖拳) style is said to have been founded in northern China around the year 1911 (the end of the Qing dynasty) by a prisoner named Kou Si (寇四). [2] After being sent to jail for murder, Kou discovered his cell faced a forest where he could observe the day-to-day lives of a troupe of monkeys. He noted five distinct behaviors among them that, when combined with his knowledge of Great Earth boxing (Di tang quan, 地趟拳), a type of ground combat, could be adapted for fighting.

  1. Lost Monkey (Mi Hou, 迷猴) – This form mimics the behavior of a frightened monkey, comprising periods of attack and retreat, with lots of rolling, low kicks, and quick, frantic running low to the ground (video 2).
  2. Stone Monkey (Shi Hou, 石猴) – This form mimics the behavior of an enraged alpha male, comprising slower but drastically more powerful fist, elbow, and knee strikes, all of which are delivered from a low stance.
  3. Tall Monkey (Qi Hou, 企猴) – This form mimics the behavior of a tall monkey, comprising longer, quicker swinging arm strikes and higher-level kicks.
  4. Drunken Monkey (Zui Hou, 醉猴) – This form mimics the behavior of intoxicated monkeys, comprising falls, swaying motions with broken footwork, and circular punches, all of which are delivered from a low stance.
  5. Wooden Monkey (Mu Hou, 木猴) – This form mimics the behavior of an intelligent, deceptive monkey, comprising quick, low attacks and rolls similar to the Lost Monkey, but feigning retreat only to turn and unleash strikes upon the pursuing opponent.

After perfecting the style, Kou Si is said to have named it “Great Sage boxing” in honor of the monkey hero Sun Wukong (Matsuda, 2013, pp. 86-116). This is a reference to the title taken by the character during his rebellion against heaven (see section III below). The weapons practiced by this style include the staff and the metal ring (Matsuda, 2013, pp. 118-131).

Video 2 – The Lost Monkey form.

II. Primates and martial arts during the Ming

Textural evidence for Monkey boxing actually predates Kou Si’s lineage, appearing in late Ming dynasty (1368-1644) records. The first reference appears in the eighteen volume edition of famed general Qi Jiguang‘s (戚繼光, 1528-1588) (fig. 1) New Treatise on Military Efficiency (Jixiao Xinshu shiba juan ben, 紀效新書十八卷本), a military training manual completed in 1561 or 1562. The fourteenth chapter, titled “Chapter on the Fist Canon and the Essentials of Nimbleness” (Quanjing Jieyao Pian, 拳經捷要篇), reads:

Among the past and present fist specialists, the Song Great Founder had the Long Fist system with thirty-two positions. Moreover there are six pace and fist techniques, the Monkey Fist, and the Feinting Fist. The famous positions each have their own names, but in reality they are quite similar and scarcely differ from one another (Gyves, 1993, p. 34).

While Qi believed boxing had no place in armed conflict, he thought such training was useful as it strengthened soldiers’ bodies, coordinated their limbs, improved their weapons skills, and bolstered their courage (Gyves, 1993, pp. 33-37). Qi gathered what he considered the most efficient techniques to achieve this goal, meaning he consulted with many martial artists in the process. The fact that he mentions Monkey boxing suggests it was a common style among fighters of this time.

Qi Jiguang statue (Fuzhou) - small

Fig. 1 – A modern statue of General Qi Jiguang (larger version). Originally found on Wikipedia.

The second reference appears in Zheng Ruozeng’s (郑若曾, 1505-1580) Strategic Situation in Jiangnan (Jiangnan jinglue, 江南經略, 1564), which was written in response to the ever-present threat of the Woukou (倭寇), a conglomeration of Japanese, Chinese, and Korean sea bandits, invading China’s coastline. In the eighth volume, Zheng provides a long list of armed and unarmed martial arts, including the “thirty-six roads (forms) of Monkey boxing” (Houquan sanshiliu lu, 猴拳三十六路) (Zheng, 1564). Again, this suggests Monkey boxing was quite common.

The third appears in scholar Wang Shixing’s (王士性, 1547-1598) A Journey to Mt. Song (Song you ji, 嵩遊記), a travel log of the mountain on which the famed Shaolin monastery is located:

Martial monks again each came to present skills. With fists and staves contending, they struck as if flying. Their teacher with folded hands looked on. Among them was a monkey striker, spinning and leaping, just like a monkey… (Wells & Chang, 2004, p. 23).

This shows a single Shaolin warrior monk practiced Monkey boxing. But does this mean the style was part of the monastery’s official curriculum at this time? The answer is no. According to Shahar (2008), textual evidence suggests Shaolin officially took up boxing in the proceeding 17th-century, and the first styles practiced were Drunken Eight Immortals boxing (Zui baxian quan, 醉八仙拳) and Lost Track boxing (Mizong quan, 迷蹤拳), possibly followed by Plum Flower boxing (Meihua quan, 梅花拳) in the 18th-century. The monks adopted pugilism as a form of calisthenic exercise, later combining it with Daoyin (導引) calisthenics and spirituality to create a new form of self-cultivation. [3] Prior to this, the Shaolin monks were only known for their proficiency with the staff. Therefore, given the seeming commonplace nature of Monkey boxing during the late Ming, the monk could have learned the style from an outside source.

Modern folklore associated with one primate-based style, White Ape Connected Arms Boxing (Baiyuan tongbei / bi quan, 白猿通背 / 臂拳), traces its origins to religious and military figures of the Song dynasty (960-1279), centuries prior to the Ming (Lu, 2006, pp. 103-105, for example). However, it should be said that having a Song-era foundation is a reoccurring theme in many martial arts legends. For instance, the famed Song general Yue Fei (岳飛, 1103-1142) is commonly attributed Eagle Claw boxing (Yingzhao quan, 鷹爪拳) and Form-Intent boxing (Xingyi quan, 形意拳) (Liang & Yang, 2002, pp. 15-16, for example). But textual evidence for these styles don’t appear until the Ming and Qing, respectively. [4] Most importantly, the oldest source associated with White Ape Connected Arms Boxing, titled the Connected Arms Boxing Manual (Tongbi quan pu, 通臂拳谱), was written during the late Ming and finally published in 1665 during the early Qing (List of surviving Ming period martial arts, 2017). Likewise, concrete references to primate-based boxing do not predate the Ming. This might suggest such styles arose during this time when there was an explosion in the popularity of pugilism. But this tells us nothing about how primate-based boxing may have developed. The history of animal mimicry in Chinese martial arts can be traced to much older concepts based in medicine and religion. This is discussed in section V below.

Japanese and ape sword-fighting combination - small

Fig. 2 – A compilation of images of the sword-fighting apes from the Collection of Military Works (c. 1621) (larger version). By the author. Fig. 3 – A compilation of the original stick figures and Japanese calligraphy from the fourteen volume edition of the New Treatise on Military Efficiency (1584) (larger version). From Qi, 1584/2001, p. 83. Note the similarities in stance and the position of the blades. 

As for the association between primates and armed combat during the Ming, the animals are occasionally referenced in the named fighting techniques of military literature. For example, the tenth volume of Qi Jiguang’s aforementioned manual includes a feinting lance technique titled “White Ape Trailing Sword Stance” (Baiyuan tuo dao shi, 白猿拖刀勢) (Yang & Xie, 1995, p. 336). The 35th volume of the Collection of Military Works (Wubei zhi, 武備志, c. 1621), a Ming treatise on military armaments and fighting techniques compiled by Mao Yuanyi (茅元儀, 1594-1640), includes “White ape exits cave” (Baiyuan chudong shi, 白猿出洞勢), a stance appearing in the sequence for an overhead sword guard. [5] (Incidentally, this is also the name of a fist set practiced in some lineages of Praying Mantis boxing). Additionally, the same volume includes a two-section sword manual, the first section of which portrays fanciful images of apes practicing with the “Sprout saber” (miaodao, 苗刀) (Mao, 1621), a long, two-handed blade similar to the Japanese Katana (fig. 2). These strange images differ from the human-based figures in the rest of the source. It’s important to note that the original sword manual, called Saber Techniques of the Xinyou-era (i.e. 1561) (Xinyou daofa, 辛酉刀法), is taken directly from the fourth volume of the revised fourteen volume edition of Qi’s New Treatise on Military Efficiency (Jixiao Xinshu shisi juan ben, 紀效新書十四卷本, 1584). The first of the aforementioned two sections reproduces a series of sword-wielding stick figures taken from a Shadow School (Kage-ryu, 影流 / 陰流) manual of Japanese sword fighting. The section is prefaced by lively Japanese calligraphy, and the few words recognizable to readers of Chinese include “ape flying” (yuanfei, 猿飛) and “ape returning” (yuanhui, 猿回) (fig. 3), both of which are Kenjutsu techniques still practiced today (video 3). [6] This then might explain why the stick figures were changed to apes when the material was reproduced in the Collection of Military Works decades later. But I would also like to suggest that the change (as well as the allusion to the sword-wielding white ape from the lance technique mentioned earlier) was influenced by a famous first-century Chinese story about a talented swordswoman who has her skills tested by a magic white ape. This is discussed in section IV below.

Video 3 – A modern demonstration of the “ape-flying” technique.

III. Sun Wukong the Monkey King

By far, the most famous weapon-bearing primate of the late Ming-period is Sun Wukong (a.k.a. “Monkey”), the simian protagonist of the highly popular Chinese novel Journey to the West (Xiyouji, 西遊記, 1592). According to the tale, the stone-born monkey rules a mountain utopia before learning magic, martial arts, and the secret of immortality under a Buddho-Daoist sage. He soon thereafter acquires a magic, size-changing iron staff, which he uses to wage war against the celestial realm (fig. 4), proclaiming himself the “Great Sage Equaling Heaven” (Qitian Dasheng, 齊天大聖, hence the name for Kou Si’s Monkey boxing). But his rebellion is eventually quelled by the Buddha, who imprisons the indestructible monkey demon beneath a mountain for his crimes. Five hundred years later, the repentant immortal is called upon to use his great strength, martial arts, and powers of transformation to protect the monk Tripitaka on a journey to procure scriptures from India.

Mr. Li's Criticism - Detail of Monkey fighting Heaven (small)

Fig. 4 – A woodblock print of Sun Wukong fighting the heavenly army with his magic staff (larger version). From Mr. Li Zhouwu’s Literary Criticism of Journey to the West, late 16th-century. 

The narrative portrays Sun as a well-rounded martial artist proficient in both weapons and boxing. For example, during his rebellion with heaven, he trains his monkey children as soldiers, teaching them troop movement and weapons, including swords, spears, axes, and bows and arrows. But he is best known for his skill with the staff (fig. 5). One episode sees Monkey give a display of his martial prowess while he and his master travel through a spooky mountain. His skill is so great that the story likens it to the strategy taught in two of the Seven Military Classics of China: 

“Going through this tall mountain and rugged cliff must have made master [Tripitaka] rather apprehensive, that’s all. Don’t be afraid! Don’t be afraid! Let old Monkey put on a show for you with my rod to calm your fears somewhat.” Dear Pilgrim! Whipping out his rod, he began to go through a sequence of maneuvers with his rod as he walked before the horse: up and down, left and right, the thrusts and parries were made in perfect accord with the Six Secret Teachings and Three Strategies [Liu Tao San Lue, 六韜三略)]. [7] What the elder saw from the horse was a sight incomparable anywhere in the world (Wu & Yu, 2012, vol. 2, p. 105).

Sun Wukong In-Flames action figure - small

Fig. 5 – A modern action figure of Sun Wukong with his magic staff (larger version).

Furthermore, Monkey displays a mastery of unarmed fighting (fig. 6) in two episodes. A poem in chapter 51, for example, is important because it describes a battle between Sun and a rhinoceros demon in which they use real boxing techniques, many of which are still known and practiced to this day:

Hitching up his clothes and walking forward, the fiend assumed a boxing posture; his two fists upraised looked truly like two iron sledge hammers. Our Great Sage also loosened his legs at once and moved his body to attack; right before the cave entrance, he began to box with the demon king. This was quite a fight! Aha!

Opening wide the “Four Levels Posture”;
The double-kicking feet fly up.
They pound the ribs and chests;
They stab at galls and hearts.
“The Immortal pointing the Way”;
“Lao Zi Riding the Crane”;
“A Hungry Tiger Pouncing on the Prey” is most hurtful;
“A Dragon Playing with Water” is quite vicious.
The demon king uses a “Serpent Turning Around”;
The Great Sage employs a “Deer Letting Loose its Horns.”
The dragon plunges to Earth with heels upturned;
The wrist twists around to seize Heaven’s bag.
A green lion’s open-mouthed lunge;
A carp’s snapped-back flip.
Sprinkling flowers over the head;
Tying a rope around the waist;
A fan moving with the wind;
The rain driving down the flowers.
The monster-spirit then uses the “Guanyin Palm,”
And pilgrim counters with the “Arhat Feet.”
The “Long-Range Fist,” stretching, is more slack, of course.
How could it compare with the “Close-Range Fist’s” sharp jabs?
The two of them fought for many rounds—
None was the stronger, for they are evenly matched (Wu & Yu, 2012, vol. 3, pp. 12-13).

While the techniques are not Monkey boxing, the narrative certainly helped solidify the connection between primates and martial arts during the late Ming when references to the style were recorded.

boxing

Fig. 6 – Sun teaching a young human apprentice martial arts. Drawing by Celsohenrique on deviantart (larger version).

Sun Wukong’s image as a master of armed and unarmed combat led to his veneration among northern Chinese martial artists at the end of the Qing. As noted in this article, fighters of the anti-foreign Boxer Rebellion (1899-1901) were known to channel the spirit of the Monkey King (among other deities) in order to gain his martial prowess. A German catholic missionary active in Shandong in the late-19th and early-20th-century recorded how four boxer youths were chosen as possible vessels, and after a ritual enticed the deity to earth, the “possessed” individual performed a frightening saber dance, indicating the Great Sage had taken control. Additionally, Dudbridge (1970) cites one 17th-century source that describes Sun’s veneration in the southern Chinese province of Fujian for “appear[ing] in the clouds to beat back an attack from Japanese pirates” (p. 158). This refers to the preceding 16th-century when China’s coast was plagued by the aforementioned Wokou pirates. Interestingly, Sun Wukong fighting pirates puts him in the same company as the Shaolin warrior monks, who used their martial arts skills to rout the same bandits during the 1550s (Shahar, 2008, pp. 68-70).

Better Kaiyung Temple Monkey (Zayton-Quanzhou) - small

Fig. 7 – The Monkey Pilgrim stone relief carving, 1237, from the Kaiyuan Temple Western Pagoda, Quanzhou City, Fujian Province, China (larger version).

Monkey is important to this study because he bridges the gap between the lack of pre-Ming references to primate-based boxing and older material associating apes and monkeys with armed combat. Sun first appears as the “Monkey Pilgrim” (Hou xingzhe, 猴行者) in The Story of How Tripitaka of the Great Tang Procures the Scriptures (Da Tang Sanzang qujing shihua, 大唐三藏取經詩話), a seventeen chapter storytelling prompt dated to the late 13th-century. The narrative presents our hero wielding two staves, one a golden-ringed monk’s staff and the other an iron staff, in defense of his Buddhist master. These two staves would later be combined by storytellers to create his signature weapon.

Older still, the Kaiyuan Temple (Kaiyuan si, 開元寺) of Fujian is home to a nearly life-sized carving of the hero (fig. 7), who is presented as a saber-wielding guardian deity. He appears alongside other such wrathful gods, as well as bodhisattvas, arhats, patriarchs, and eminent monks, on a stone pagoda that was erected in the year 1237. So Monkey was associated with various weapons as far back as the 13th-century.

Han-era Stone tomb rubbing showing a white ape - small

Fig. 8 – A Han-era stone tomb rubbing showing a sword-wielding hero striking at a fleeing white ape (center). A woman can be seen held captive in a teardrop-shaped cave (left). The hero is followed by an assistant beating a gong (right) (larger version). From Wu, 1987, p. 88.

Apart from possible Indian influences, Sun Wukong’s origins can be traced to a body of Han (206 BCE-220 CE) and Tang (618-907 CE) dynasty tales in which a magical white ape or gibbon (baiyuan, 白猿) kidnaps human woman and spoils their innocence (fig. 8). For example, the unnamed primate antagonist of “A Supplement to Jiang Zong’s Biography of a White Ape” (Bu Jiang Zong baiyuan zhuang, 補江總白猿傳, c. late 7th-c.) is described as a 1,000-year-old hermit who lives in a mountain utopia, practices Daoist longevity arts, wields the power to fly and change his shape, and has supernatural strength and an iron-hard, nigh-invulnerable body immune to most efforts to harm him. Most importantly, he is depicted as a master of armed combat, one displaying a fondness for sword dancing. His blade is said to “circl[e] his body as fast as lightning and as round as a full moon”. [8] As noted above, this is not the first story involving a magic white ape who is fond of swordplay. 

IV. Magic apes and ancient Chinese heroes

The Chinese classic the Water Margin (Shuihu zhuan, 水滸傳, c. 1400) describes the literary heroes Hou Jian (侯健), Lin Chong (林沖), and Zhang Qing (張清) (fig. 9) each having ape-like arms, denoting their great strength and agility. This same nickname was applied to powerful archers of the past. Ma (2010) writes:

[I]t is said that the Xiongnu warrior Liu Chong ‘had arms like an ape, was skilled at archery (yuanbei shanshe 猿臂善射), and could pull a bow of three hundred jin’ 斤(Book of Wei《魏書》). Similarly, History of Ming describes General Chang Yuchun 常遇春 as ‘distinguished looking, with peerless courage and strength, had arms like those of an ape and was skilled at archery’; and in the same vein, Tang poet Cui Daorong 崔道融 wrote that ‘the ape-armed general runs as if on wings, sparing no one with his bow from a hundred paces’ (General Li’s Biography [Ti Li jianjun zhuan 題李將軍傳]) (p. 24).

Zhang Qing (Water Margin hero) with Sun Wukong tattoo - small

Fig. 9 – A woodblock print of the hero Zhang Qing by Kuniyoshi produced between 1827 and 1830 (larger version). It is part of the artist’s “One of the 108 Heroes of the Popular Water Margin” series (Tsuzoku Suikoden goketsu hyakuhachinin no hitori, 通俗水滸傳濠傑百八人一個). Original image found here. Look closely and you’ll notice that the tattoo on Zhang’s back portrays Sun Wukong producing magical clones of himself from his mouth.

Oddly enough, the earliest tales mentioning archers and magic white apes do not liken one to the other. In fact, they are diametrically opposed. For example, a third-century BCE tale about the famed archer Yang Youji (養由基, 7th-c. BCE) portrays the creature as an elusive target for his arrow:

Once in the palace of Jing 荊 there was a supernatural white ape. Even the skillful archers of Jing could not hit it. Then the king of Jing asked … Yang Youji to shoot it. Yang straightened his bow and went to the palace with arrows in his hands. Before shooting he aimed at a place where the [moving] ape had not yet arrived. When he let the arrow fly, the ape fell immediately. Thus Yang Youji could be called the archer who could hit a target before it was there (Wu, 1987, p. 103; see also Gulik, 1967, p. 41).

A similar version of the tale states the ape recognizes Yang’s supernatural skill, anticipating the arrow and crying out in pain moments before actually being struck (Wu, 1987, p. 103; Gulik, 1967, p. 41).

Perhaps the most famous story associating the magic white ape with martial arts is the “Maiden of Yue” (Yuenu, 越女, 1st-c. BCE), named after its protagonist, a peerless swordswoman of the 5th-century BCE. The story describes how she participates in a sparring match with the shape-changing ape:

The Young Woman of Yue travelled north for her audience with the king [Goujian of Yue]. On the way, she met an old fellow who said his name was “Old Mr. Yuan” [Yuan Gong, 袁公].

He said to the young woman, “I hear you fight well with a [sword]. I’d like to see a demonstration.”

She replied, “I wouldn’t presume to keep anything from you: you are welcome to test my skill, Sir.”

So Old Man Yuan drew out a length of Linyu bamboo. But the bamboo was rotten at one end. The end fell to the ground and the young woman immediately snatched it up. The old man wielded the top end of the staff and thrust towards the young woman, but [she] parried straight back, thrust three times, and finally raised her end of bamboo and drove home her attack against Old Man Yuan [fig. 10]. Old Man Yuan hopped off up a tree, turning into a white ape [baiyuan, 白猿, hence the surname]. Then each went their own way, and she went on to meet with the king. [9]

Upon meeting the king, the Maiden reveals the secret to her fighting ability is the application of yin and yang energy, which are metaphorically described as the opening and closing of large and small swinging doors. This is “[t]he earliest extant published exposition of [the] theory applied directly to the martial arts” (Henning, 2001, p. 746), predating the artificial categorization of Chinese boxing into “internal” (neijia, 内家) and “external” (waijia, 外家) styles during the 17th-century (Henning, 2007, p. 26). Therefore, the importance of the story in the annals of Chinese martial arts history can’t be overstated. Nor can the inclusion of the white ape. His supernatural challenge and subsequent defeat respectively tests and confirms the effectiveness of the theory.

This tale likely influenced the association between white apes and swordplay in later sources, such as the sword-dancing antagonist of the Tang-era “Supplement to Jiang Zong’s Biography of a White Ape” (section III) and the sword-wielding primates of military literature (section II). For example, “White Ape Trailing Sword Stance”, the aforementioned feinting lance technique from New Treatise on Military Efficiency (c. 1561/1562), may refer to Old Mr. Yuan’s defeat.

Maiden of Yue vs Old Man Yuan (the white ape) - small

Fig. 10 – A modern drawing of the Maiden of Yue fighting Old Mr. Yuan by martial historian Stan Henning (larger version). From Henning, 2007, p. 24.

Our heroes’ respective stories make no reference to animal mimicry, the cornerstone of primate-based boxing. In fact, it’s the reverse in the second narrative: an ape mimics man. [10] The tales instead promote the idea of trained human skill conquering the raw, often magical, power of nature. In the case of the Maiden of Yue, her mastery of yin and yang energy enabled her to best the magic white ape. Yang Youji is more of a mythic figure capable of miraculous feats, such as sinking an arrow into a boulder simply because he mistook it for a rhino (i.e. mind over matter) (Selby, 2000, p. 131). But he succeeded in falling a white ape when many archers failed. These tales are therefore the antithesis of primate-based boxing, representing what might have been considered more “civilized” or “noble” forms of martial arts, namely the armed disciplines of archery and swordplay.

V. Animal mimicry in Chinese medicine and religion

I suggested above that primate-based styles may have arisen during the Ming. But how the styles developed is likely tied to the long history of animal mimicry in China. For example, around the year 60 BCE (during the Han), the courtier Tan Changqing (檀長卿) is said to have been reprimanded for violating ritual norms by performing the dance of the “dog and macaque combat” (wu wei mu hou yu gou dou, 舞為沐猴與狗鬭) while at a drunken party (Harper, 2001, p. 18). This dance may have some connection to a funerary motif appearing in Han-era stone tombs in which dogs are shown intimidating apes, the motif representing the conquering of evil influences. [11] Tan’s display can’t be assigned a martial role, however, because it was likely a comical pantomime. [12] But this shows mimicking primates served a variety of purposes in Chinese culture.

Primate-based movements figure in a number of ancient therapeutic exercises. For instance, the monkey appears in the Five Animals’ Frolic (Wuqin xi, 五禽戲), a 3rd-century system of daoyin calisthenics, which mimics the movements or behaviors of the tiger, deer, bear, monkey, and bird (in that order), each animal set strengthening a particular area of the body (Kohn, 2008, pp. 163-169). Movements mimicking the bear, monkey, and bird actually predate this system, appearing among forty-four exercises listed in the Illustrations of Guiding and Pulling (Daoyin tu, 導引圖, 168 BCE), the oldest known diagram of daoyin exercises, discovered in Mawangdui (馬王堆) (fig. 11 and 12). Primate-based exercises include the “Monkey Bawling to Pull Internal Hotness” (muhou guan yinling zhong, 沐猴灌引靈中) (#35) and “Gibbon Shouting” (yuanhu, 猿謼) (#40) (fig. 13 and 14) (Harper, 1998, pp. 315 and 316). [13]

The Masters of Huainan (Huananzi, 淮南子, 139 BCE), a compendium of Daoist, Confucian, and Legalist thought, references another primate-based daoyin set in a section criticizing such exercises as inferior to spiritual cultivation:

If you huff and puff,
exhale and inhale,
blow out the old and pull in the new,
practice the Bear Hang [xiongjing, 熊經], the Bird Stretch [niaoshen, 鳥伸],
the Duck Splash [fuyu, 鳧浴], the Ape leap [yuanjue, 蝯躩],
the Owl Gaze [chishi, 鴟視], and the Tiger Stare [hugu, 虎顧]:

This is what is practiced by those who nurture the body. They are not the practices of those who polish the mind (Liu & Major, 2010, p. 236).

Daoyin tu - Original, reconstruction, monkey and gibbon - 35 and 40

Fig 11 – (Top left) The Illustrations of Guiding and Pulling, 2nd-c. BCE, paint on silk, 142 x 70 cm (55.9 x 27.5 in) (larger version). Image originally found here. Fig. 12 – (Top right) A modern reconstruction (larger version). Image originally found on Wikipedia. Harper (1998) warns such reconstructions “should be regarded as conjectural in many details” since the original is in such poor condition (p. 191). Fig. 13 – (Bottom left) The reconstruction of “Monkey Bawling to Pull Internal Hotness” (larger version). Fig. 14 – (Bottom right) The reconstruction of “Gibbon Shouting” (larger version).

These therapeutic exercises likely find their origin in ancient Shamanic animal dances designed to drive away demonic illness and influences (Harper, 1985, pp. 487-488). One such dance was the seasonal Da Nuo (大儺 / 難; Jp: Tsuina, 追儺) ritual in which a bearskin-clad exorcist (Ch: fangxiangshi; Jp: hōsōshi, 方相氏) and his army of fur, feather, and horn-clad youths, representing twelve animal deities, expelled evil spirits from human dwellings. Evidence suggests it may have been performed as early as the Shang (17th to 11th-c. BCE), but the earliest concrete references come from the Eastern Zhou (8th to 3rd-c. BCE) (Poo, 2009, p. 286). What’s interesting for our purposes is that the exorcism has a martial aspect; not only does the exorcist bear a lance and shield for ritual combat (fig. 15), but also the group travels throughout the given location dancing and shouting, with the youths beating drums and commanding twelve spirits by name to devour or eviscerate anthropomorphic representations of malevolent influences (Poo, 2009, pp. 287-288). So by wearing animal products, the exorcist and his ritual army gained the strength of animal deities to combat dark forces.

Nuo exorcist expelling demon (Hayaike Yu Okami and Oni Yarai) - small

Fig. 15 – A Japanese woodblock print portraying the Da Nuo exorcist expelling a “pestilence” spirit with his lance and shield (larger version). Originally found here. Note the four-eyed mask. This is based on the four golden-eyed bear skin worn by the exorcist in ancient Chinese records (Poo, 2009, p. 287).

It’s possible that the “twelve animals” of the Da Nuo exorcism refer to some precursor of the Chinese zodiacal animals (rat, ox, tiger, rabbit, dragon, snake, horse, goat, monkey, rooster, dog, and pig). If true, monkey fur could have been among the animal products worn by the ritual army. After all, monkeys have long been associated with curing illness and expelling evil in East Asia. [14] A modern example of exorcists who don monkey fur are the shamans of the Qiang ethnic group of Sichuan. The Qiang worship monkeys as the source and savior of their sacred knowledge, as well as the progenitor of their people, the latter being a myth cycle common among ethnic groups of Tibet and southwestern China.

Henning (2001) highlights the connection between animal totemism and animal boxing:

Another view is that at least some animal forms may hark back to a distant totemic past that still occupies a place in the Chinese psyche. This totemic influence is difficult if not impossible to trace in majority Han Chinese boxing styles; however, it can be seen in the combination of martial arts and dance practiced by some of China’s many national minorities. Cheng Dali, in his Chinese Martial Arts: History and Culture, points to Frog Boxing, practiced by the Zhuang Nationality of the Guangxi Zhuang Autonomous Region, as an example, the frog being considered their protector against both natural and man-made disasters (p. 16).

Therefore, the primate-based martial arts of the Ming could descend from totemic mimicry of apes and monkeys in Chinese spiritual practices. The development could have gone something like this:

  1. Early shamanic dances drawing on the totemic power of primate deities (via their fur) to exorcise evil influences through ritual combat, including the bearing of weapons, drumming, dancing, and the shouting of spells.
  2. The animal fur and martial dancing give way to calisthenics drawing on primate mimicry to expel sickness and strengthen the body.
  3. These calisthenic movements are adapted for fighting.

It’s even possible that the war-like shamanic dancing gave way directly to boxing. Martiality (wu, 武) and dance (wu, 舞) have long been associated in Chinese history, for drums and gongs were used to direct the movements of both troops and dancers (Lorge, 2012, p. 26-27). Musical accompaniment remains a staple of folk martial arts performances. A modern example of totemic mimicry, dancing, and martial arts is the Lion Dance (wushi, 舞獅) popular in Asian communities throughout the world (video 4).

Video 4 – Five lion dancing teams performing before a crowd. 

VI. Conclusion

Apes and monkeys have been associated with armed and unarmed martial arts in Chinese culture for over two thousand years. Tai Shing Pek Kwar, a popular modern combat style of Monkey boxing created in the early 20th-century, is predated by even older instances of Monkey boxing alluded to in military and travel writings of the 16th-century, suggesting it was a common form of pugilism. Additionally, military literature of the 16th and 17th-century associates white apes with swordplay. The lack of historical references to primate-based boxing prior to the Ming (1368-1644) suggests such styles developed during the explosion in popularity of pugilism at this time. The image of the highly popular late Ming literary monkey hero Sun Wukong as a master of armed and unarmed martial arts, as well as his association with staff and sword fighting in 13th-century oral literature and Buddhist art, respectively, helps bridge this gap between the lack of historical boxing references and older material associating primates with armed combat. He can be traced to a body of Han (206 BCE-220 CE) and Tang (618-907 CE) dynasty stories about magic white apes who, due to their supernatural abilities, were portrayed as the ultimate test of a warrior’s martial skills. The most famous of these tells how the Maiden of Yue, a talented swordswoman of the 5th-century BCE, vets her yin-yang theory-based sword style by defeating a white ape-turned-old man in a sparring match. This story is important because it’s the first recorded association of yin-yang theory and martial arts in Chinese history. This tale and another involving the mythic archer Yang Youji are the antitheses of primate-based boxing because each touts the superiority of trained human skill over the raw, magical power of nature. Despite this, animal mimicry played a large role in early therapeutic yoga-like Daoyin calisthenics, such as the Five Animals Frolic (3rd-c. CE) and those appearing in the Illustrations of Guiding and Pulling (168 BCE), which copied the movements of monkeys and apes (among other animals) to strengthen given areas of the body. These exercises likely find their origin in ancient war-like Shamanic animal dances designed to drive away demonic illness and influences, one example being the seasonal Da Nuo exorcism of the Eastern Zhou (8th to 3rd-c. BCE). The Da Nuo exorcist and his ritual army wore animal products (fur, horns, feathers, etc.) to invoke the power of animal deities capable of driving away malevolent forces. Monkey fur may have been worn by members of the ritual army because the animal and its products have long been associated with curing illness and expelling evil in East Asia. Shamans among the modern Qiang ethnic group of Sichuan worship monkeys and draw on the power of their fur to perform exorcisms. Animal totemism plays a part in some animal-based martial arts, such as the Frog boxing of the Zhuang ethnic group. Therefore, the primate-based martial arts of the Ming may have been influenced by the ancient totemic mimicry of apes and monkeys in Chinese spiritual practices, those that formed the basis of later animal-based therapeutic exercises. This is where the historical study would benefit from modern ethnographic field research. A follow-up study might bridge the gap between the historical data and modern practice.


Update: 12-11-2021

I’ve written an article about a white ape immortal associated with revealing heavenly knowledge. One source claims the primate transcendent taught boxing to a modern Chinese monk.

The White Ape Perfected Man: Sun Wukong’s Divine Double

Notes:

1) A shorter paper with a similar focus is Ma (2010). The editor of the Journal of Chinese Martial Studies was gracious enough to provide me with a PDF copy of the article when I was nearing completion of this paper.

2) Regarding the name of the creator of Monkey boxing, Kou Si (寇四), kou (寇) means “bandit, foe, or enemy”. I find this especially interesting given he was imprisoned for murder, the reasons for which range from accidentally killing a villager in a fight to purposely killing a military official to avoid service (Matsuda, 2013, pp. 86-87). It’s possibly this name is simply a folk title given to an unknown creator, or one known to have been active in crime.

3) See chapters three and four.

4) The earliest mention of Eagle Claw appears in Qi Jiguang’s training manual. It refers to “Eagle Claw Wang’s grappling methods” (Yingzhao Wang zhi na, 鷹爪王之拿) (Gyves, 1993, p. 35). Qing-era manuals and family histories suggest Xingyi was created by a certain Ji Jike (姬際可, fl. 1650) (Shahar, 2008, pp. 134-135).

5) For an English translation of the sword technique mentioning the stance, see Chen, 2018, pp. 73-75.

6) Qi, 1584/2001, p. 83. I’m indebted to the operator of the Great Ming Military blog for explaining the connection between the ape images and the visible characters from the Japanese calligraphy, as well as providing me with a digital copy of the fourteen volume edition of Qi’s training manual.

7) The original English translation omits the two named books from the Chinese version. It reads, “…the thrusts and parries were made in perfect accord with the manuals of martial arts” (Wu & Yu, 2012, vol. 2, p. 105).

8) Chen, 1998, p. 84. Some readers may have noticed the sword is a reoccurring theme in Sun Wukong’s history: 1) The Qing-era boxers are said to have performed a saber dance under his possession; 2) he is depicted with a saber on the Kaiyuan temple pagoda in Fujian; and 3) the magic white ape on whom he is likely based loves performing sword dances. In addition, two other sources mention Monkey’s association with the sword. First, a 15th-century Zaju play describes Guanyin giving Sun Wukong a Buddhist saber (jiedao, 戒刀) (apart from other magic items) to protect his master on the eve of their journey. Second, a 17th-century tale set in Fujian describes the Great Sage magically afflicting a merchant with painful leg sores using a “Bodhisattva Saber” (Pusa dao, 菩薩刀).

I don’t think these have any unifying significance, however. For example, the saber requires less training and is cheaper than other implements of war. So it was often the go to weapon for soldiers and bodyguards. Monkey’s association with the saber on the pagoda is likely tied to this same concept. As a guardian deity, he is portrayed with the same weapon used by mortals to protect others in times of need. The magic white ape is portrayed as a Daoist gentleman, one in possession of a pair of treasure swords (baojian, 寶劍), the kind used in Daoist ritual. His fancy for the sword may be based on Old Mr. Yuan from the Maiden of Yue (see section IV). Another literary character with Buddhist sabers is Wu Song from the Water Margin (Shuihu zhuan, 水滸傳, c. 1400). I explain in this article (footnote #2) that his sabers are based on real world Buddhist knives issued to monks. The same concept is no doubt tied to Monkey’s weapon from the play. Having said that, I will admit, though, that the saber from the pagoda may have had some influence on that mentioned in the 17th-century story. After all, the pagoda example is portrayed with a lick of heavenly flame, just like one would expect from a celestial sword. Also, both the story and the pagoda take place/are located in Fujian, home to the Great Sage’s cult.

9) Selby, 2000, pp. 155-156. The famous Tang poet Li Bai (李白) referenced Mr. Yuan’s defeat in one of his poems. A line reads “The White Ape was ashamed of his fencing” (Ma, 2010, p. 24). This is fascinating as Li Bai was also known to have been a proficient swordsmen in his youth (Liu, 1967, pp. 46-47).

10) This is based on an old concept in which primates were thought to progress through a type of magical evolution, similar to modern day Pokémon. The Baopuzi (抱朴子, 2nd-c. CE) states a monkey will transform into a gibbon after 800 years of life. It will then change into several legendary apes over some 3,500 years, before evolving into an old man (Ball, 1927, p. 117). Gulik (1967) cites a tale in which the soothsayer Zhou Qun (周羣 / 周群) learns the secrets of divination from a gibbon-turned-old man (p. 50).

11) As noted in this article, Sun Wukong’s capture at the mouth of Lord Erlang’s hound is tied to the Han-era tomb motif of dogs intimidating apes.

12) Ma (2010) translates the historical passage, noting those at the party were “drinking wine and making merry, then Tan Changqing, the high official of Changxin Palace, starts to dance, to imitate a monkey fighting with a dog, bringing laughter to all present” (p. 25).

13) Harper (1998) suggests an alternate reading for “Gibbon shout” (yuanhu謼) is “Gibbon Jump” (yuanjue, 蝯躩) based on graphical similarities to an exercise from the Huainanzi. (淮南子, 139 BCE) (p. 316, n. 1).

14) This is tied to a Song-era (and likely older) superstition from Sichuan where people would place monkeys in stables to ward off equine sickness (Eberhard, 1969, p. 52). This is why heaven appoints Sun Wukong the Bimawen (弼馬溫, “Keeper of the (Heavenly) Horses”), which is a pun on Bimawen (避馬瘟, “Avoid the horse plague”). Due to his former exalted position, earthly horses are shown to fear the Monkey King throughout the narrative (Wu & Yu, 2012, vol. 1, p. 309, for example).

In Japan, monkeys were also associated with horses and healing via the warding of evil. Apart from monkeys being kept in stables like their Chinese counterparts, their fur was applied to the harnesses and quivers of Samurai because the warriors believed it gave them more control over their mounts. Furthermore, monkey body parts have been consumed for centuries as curative medicines, and their hides have even been stuffed to make protective amulets (kukurizaru) to ward off illness. Likewise, a genre of painting depicts divine monkeys (saru gami), messengers of the mountain deity, performing Da Nuo-like dances to ensure a good rice harvest (Ohnuki-Tierney, 1987, pp. 43-50)

Sources:

Ball, K. M. (1927). Decorative motives of oriental art. London, John Lane; New York, Dodd, Mead and Co.

Chen, J. (1998). A supplement to Jiang Zong’s biography of a white ape. Renditions 49, pp. 76-85.

Chen, J. (2018). Ancient art of Chinese long straight sword. (n.p.): Chen Jiayi.

Dudbridge, G. (1970). The Hsi-yu chi: A study of antecedents to the sixteenth-century Chinese novel. Cambridge: Cambridge Univ. Press.

Eberhard, W. (1969). The local cultures of south and east China. Leiden: E.J. Brill.

Gulik, R. H. (1967). The gibbon in China: An essay in Chinese animal lore. Leiden: E.J. Brill.

Gyves, C. M. (1993). An English Translation of General Qi Jiguang’s “Quanjing Jieyao Pian” (Master’s thesis). The University of Arizona, Arizona, USA.

Harper, D. (1985). A Chinese demonography of the Third Century B.C. Harvard Journal of Asiatic Studies, 45 (2), pp. 459-498.

Harper, D. (1998). Early Chinese medical literature: The Mawangdui medical manuscripts. London: Wellcome Asian Medical Monographs.

Harper, D. (2001). Poets and Primates: Wang Yanshou’s Poem on the Macaque, Asia Major 14(2), pp. 1-25.

Henning, S. (2001). Written Texts: China In T. A. Green (Ed.), Martial arts of the world: An encyclopedia, volume two: r–z (pp. 745-748). Santa Barbara, Calif: ABC-CLIO.

Henning, S. (2007). The maiden of Yue: Fount of Chinese martial arts theory. Journal of Asian Martial Arts, 16(3), pp. 24-27.

Kohn, L. (2008). Chinese healing exercises: The tradition of Daoyin. Honolulu: University of Hawaiʻi Press.

Liang, S. Y., and Yang, J. M. (2002). Xingyiquan: Theory, applications, fighting tactics and spirit. Boston: YMAA Publication Center.

List of surviving Ming period martial arts. (2017, December 3). Retrieved from http://greatmingmilitary.blogspot.com/p/list-of-surviving-ming-period-martial.html

Liu, J. Y. (1967). The Chinese knight-errant. Chicago: University of Chicago Press.

Liu, A., and Major, J. S. (2010). The Huainanzi: A guide to the theory and practice of government in early Han China. New York: Columbia University Press.

Lorge, P. A. (2012). Chinese martial arts: From antiquity to the twenty-first century. New York, NY: Cambridge University Press.

Lu, S. (2006). Combat techniques of Taiji, Xingyi, and Bagua: Principles and practices of internal martial arts. Berkeley, Calif: Blue Snake Books.

Ma, L. (2010). From ape worship in ancient China to monkey imitation in modern competition wu shu. Journal of Chinese Martial Studies 2, pp. 20-28.

Mao, Y. (1621). Wubei zhi: juan sanshiwu  [Collection of Military Works: Volume 35]. Retrieved from https://ctext.org/wiki.pl?if=gb&chapter=263135

Matsuda, M. (2013). Monkey kung fu: History & tradition. (n.p.): Michael Matsuda.

Ohnuki-Tierney, E. (1987). The monkey as mirror: Symbolic transformations in Japanese history and ritual. Princeton: Princeton University Press.

Poo, M. (2009). Ritual and ritual texts in early China In J. Lagerwey and M. Kalinowski (Ed.). Early Chinese religion, part one: Shang through Han (1250 BC-220 AD) (pp. 281-313). Leiden: Brill.

Qi, J. (2001). Jixiao xinshu shisi juan ben [New Treatise on Military Efficiency: Fourteen volume edition]. Beijing: Zhonghua shuju. (Original work published 1584)

Selby, S. (2000). Chinese archery. Hong Kong: Hong Kong University Press.

Shahar, M. (2008). The Shaolin monastery: History, religion, and the Chinese martial arts. Honolulu: University of Hawai’i Press.

Wu, C., and Yu, A. C. (2012). The journey to the west: Vol. 1-4. Chicago, Ill: University of Chicago Press.

Wu, H. (1987). The earliest pictorial representations of ape tales: An interdisciplinary study of early Chinese narrative art and literature. T’oung Pao LXXIII, pp. 86-112.

Yang, J., and Xie, G. (Ed.) (1995). Zhongguo bingshu jicheng [Collection of Chinese Military Literature]. Beijing: Liaoshen shushe.

Zheng, R. Z. (1564). Jiangnan jinglue: juan ba shang [Strategic Situation in Jiangnan: vol. 8]. Retrieved from https://zh.wikisource.org/zh-hant/江南經畧_(四庫全書本)/卷8上

The Monkey King’s Cosmic Body

Last updated: 08-06-2022

Sun Wukong is known for his limitless shape-changing powers, capable of taking the form of anything from gods, monsters, and humans to animals, insects, and even inanimate objects like buildings. But his most powerful transformation, that of a cosmic giant, is displayed only three times in the novel. It is used mostly in defense against other powerful characters, namely the god Erlang and the Bull Demon King. In this paper I will introduce the ancient astral-geographical term used to describe this phenomenon, associate the transformation with a divine giant from Chinese mythology, and explore possible ties to Hindu mythology.

I. Episodes from the Novel

The first instance takes place in chapter three after Monkey returns from the Dragon King’s undersea palace with his new weapon. The form is used to show off his magical abilities for his children (fig. 1).

Grasping the treasure [iron staff] in his hands, he began to perform the magic of cosmic imitation. Bending over, he cried, “Grow!” and at once grew to be [one hundred] thousand feet tall, [1] with a head like the Tai Mountain and a chest like a rugged peak, eyes like lightning and a mouth like a blood bowl, and teeth like swords and halberds. The rod in his hands was of such a size that its top reached the thirty-third Heaven and its bottom the eighteenth layer of Hell (Wu & Yu, 2012, vol. 1, p. 138). (emphasis mine)

cosmic transformation

Fig. 1 – Monkey performs the cosmic transformation for his children (larger version). A page from Chen Huiguan’s Newly Illustrated and Complete Journey to the West (Chen Huiguan xinhui quanben xiyouji, 陈惠冠新绘全本西游记, 2001). Image found on this article.

The second takes place in chapter six during his battle with Erlang Shen. The form is used this time in response to the god’s own cosmic transformation.

The Immortal Master [Erlang] fought the Great Sage for more than three hundred rounds, but the result could still not be determined. The Immortal Master, therefore, summoned all of his magic powers; with a shake he made his body a hundred thousand feet tall. Holding with both hands the divine lance of three points and two blades like the peaks that cap the Hua Mountain, this green-faced, sabre-toothed figure with scarlet hair aimed a violent blow at the head of the Great Sage. But the Great Sage also exerted his magical power and changed himself into a figure having the features and height of Erlang. He wielded a compliant golden-hooped rod that resembled the Heaven-supporting pillar on top of Mount Kunlun to oppose the god Erlang (Wu & Yu, 2012, vol. 1, p. 181).

[…]

Now we were telling you about the Immortal Master and the Great Sage, who had changed themselves into forms which imitated Heaven and Earth (Wu & Yu, 2012, vol. 1, p. 182). (emphasis mine)

The third takes place in chapter sixty-one during Sun’s battle with the Bull Demon King (fig. 2). Again, the form is used in response to another powerful character’s transformation.

With a loud guffaw, the Bull King then revealed his original form of a gigantic white bull, with a head like a rugged mountain and eyes like bolts of lightning. The two horns were like two iron pagodas, and his teeth were like rows of sharp daggers. From head to toe, he measured more than ten thousand feet, while his height from hoof to neck was about eight [thousand]. [2]

“Wretched ape!” he roared at Pilgrim [Monkey]. “What will you do with me now?” Pilgrim also changed back to his true form; yanking out his golden-hooped rod, he bent his back and then straightened out, crying, “Grow!” At once he grew to a height of one hundred thousand feet, with a head like Mount Tai, eyes like the sun and moon, a mouth like a bloody pound, and teeth like doors (Wu & Yu, 2012, vol. 3, p. 157).

[…]

[After Zhu Bajie returns from exterminating all of the demons in the Bull King’s cave] “You have achieved great merit, Worthy Brother,” said Pilgrim. “Congratulations! Old Monkey has waged in vain a contest of transformation with him [the Bull King], for I have not yet achieved victory. He finally changed into the biggest possible white bull, and I therefore assumed the appearance that imitated Heaven and Earth” (Wu & Yu, 2012, vol. 3, p. 158). (emphasis mine)

monkey vs bull king (cosmic transformations) - 1833

Fig. 2 – Monkey vs the Bull King, both in their cosmic transformations (larger version). An 1833 woodblock print by Yashima Gakutei. Photo by Prof. Vincent Durand-Dastès of the ‏National Institute for Oriental Languages and Civilizations. With permission. 

II. Ties to Ancient Chinese Astral-Geography and Mythology

The exact word used each time to describe Sun’s modus for attaining his cosmic form is Fatian Xiangdi (法天像地), or the “method of modeling Heaven on Earth”. This is actually related to ancient Pre-Qin and Han concepts of astral-geography later used in the construction of imperial Chinese cities. The ancient Chinese viewed the heavens as a complex system of seven star units set in four cardinal sections, making up the Twenty-Eight Lunar Mansions, all of which enclosed and revolved around a central star ruled by one of two supreme gods, Shangdi or Taiyi. Known as the “Purple Palace Enclosure” (Ziweiyuan, 紫微垣), this bound star system was the heavenly abode from which the supreme god oversaw reality, while the surrounding stars represented his civil and military officials and even outlying areas, such as dwellings and a marketplace. The Chinese emperor, commonly called the Son of Heaven, was considered the earthly counterpart of the great god, serving as the mediator between the will of heaven and the needs of man. Therefore, architects often modeled imperial cities on these celestial patterns, placing the emperor at the center surrounded by outer layers of courts, residential quarters, markets, and streets (Chan, 2008, pp. 8-19).

The arcane-sounding Fatian Xiangdi term was no doubt chosen simply because Monkey’s magic body mirrors the vastness of the cosmos (both heaven and earth), not that it borrowed particular celestial patterns like earthly architects. Interestingly, though, legend states the ancient Yuan capital of Dadu was modeled on the magic body of the child god Prince Nezha, who also appears in Journey to the West. [3]

The novel likens aspects of Sun’s cosmic form to earthly features and celestial bodies. This resembles stories of the ancient god Pangu (盤古) (fig. 3), the first being born into primordial chaos who slaved to separate heaven from earth, cleaving one from the other and forcing them apart. Stevens (1997) writes this monumental task took its toll on the titan:

He died as the task was reaching a climax and his body became features of the Earth. His head became the mountains, his breath the wind and clouds; his voice became thunder, his left eye the sun and his right eye the moon, and his four limbs became the four quarters of the Earth. His blood ran as rivers, his veins and muscles were the strata of the rocks, and his flesh the soil. His skin sprouted and became vegetable patches, forests and paddy fields, while his bones and teeth became the minerals. His sweat became the rain and to complete creation humanity sprang from the parasites on his body (p. 54).

Monkey in a way becomes a living embodiment of the divine giant because he too is described as having a head like a mountain, eyes like the sun and moon, and a mouth like a large body of liquid, which also happens to be blood.

pangu cleaves heaven and earth - 2

Fig. 3 – A modern (metal?) relief simultaneously symbolizing Pangu’s separation of heaven and earth and the decay of his body into earthly features and celestial bodies (larger version). Take note of the eye-like sun. Found on this news article about the god.

Giant characters were obviously not a new concept to Chinese literature by the Ming. An earlier example comes to us from The Story of How Tripitaka of the Great Tang Procures the Scriptures, the 13th-century precursor of Journey to the West. Chapter six sees Monkey transform his golden-ringed monk’s staff “into a gigantic Yakşa whose head touched the sky and whose feet straddled the earth. In his hands he grasped a demon-subduing cudgel. His body was blue as indigo, his hair red as cinnabar” (Wivell, 1994, p. 1189) (fig. 4). This line simultaneously predicts Sun’s goliath form and blunt weapon (that touches heaven and earth like the head and feet of the yaksha) and Erlang’s monstrous appearance (i.e. his green skin and red hair).

yaksha guardian, bangkok, thailand

Fig. 4 – A guardian yaksha statue, Bangkok, Thailand (larger version). Take note of the large stature, blue skin, and club. Found on this article.

III. Possible ties to Hindu Mythology

Yakşas or Yakshas (Ch: Yecha, 夜叉) appear in Hindu, Jain, and Buddhist scriptures as the assistants or protectors of divine beings. They are possessed of great magical powers and can do anything from flying to shape-changing (Dalal, 2014, p. 470; Buswell & Lopez, 2014, p. 1018). These nature spirits are often depicted in early religious art as portly dwarves (fig. 5), an element of iconography that they share with Vamana, the fifth avatar of the supreme deva Vishnu. This connection is important because the avatar is celebrated for his ability to eclipse the universe. According to Hindu mythology, Vishnu takes the form of the dwarf Brahmin when a benevolent asura named Mahabali wrestles control of the cosmos from the gods. Vamana visits the king during a great sacrifice, during which the asura grants gifts, and humbly requests only as much land as he can cover in three strides. But when his wish is granted, the deceptively small priest grows to cosmic proportions, “mightily waxing, swelling in every limb, with his first stride stepp[ing] beyond the sun and moon, with his second reach[ing] the limits of the universe, and with his third return[ing] to set his foot on the head of the conquered foe” (Zimmer & Campbell, 1992/1946, p. 132). With his feat (pun intended), Vishnu regains control of heaven (step one) and earth (step two), while simultaneously banishing the asura to the underworld (step three) (Dalal, 2014, p. 442).

yakshas - sanchi stupa, western gateway, 1st c.

Fig. 5 – A detail of chubby Yakshas from the western gateway of Stupa 1 at Sanchi (1st-cent.) (larger version). Found on this article.

The noted art historian Heinrich Zimmer comments sculptures based on this story fall under a category of representationally kinetic art that he calls the “Phenomenon of Expanding Form”. One cited example is the Trivikrama Vishnu (lit: “three steps” Vishnu), a 6th-century Badami cave no. 2 relief (fig. 6) which presents a continuous narrative of the dwarf (fig. 7) growing to become the cosmic giant, the latter’s leg kicking high above his waist (fig. 8), symbolizing his mighty, universe-spanning strides. Though the piece is carved in stone, the dynamic nature of the composition gives it a feeling of swelling energy (Zimmer & Campbell, 1992/1946, p. 132).

The carving portrays the cosmic giant holding all manner of weapons, including a club, a sword, a bow, and a chakram, all of which are attributes of Vishnu (Dalal, 2014, p. 460).

badami vamana carving (total for blog)

Fig. 6 – The Trivikrama Vishnu relief carving of Vamana’s story, Badami cave no. 2 (6th-cent.) (larger version). Fig. 7 – A detail of the dwarf Brahmin holding a parasol (larger version). Fig. 8 – A detail of the cosmic giant holding celestial weapons and taking a supernaturally large stride (larger version). Adapted from this wikipedia image.

The close association of the Yaksha and Vamana with a short, chubby body and shape-changing powers no doubt influenced the former to take on the latter’s ability to grow to huge proportions. In addition, after being absorbed into Buddhism, Yakshas are portrayed in scripture as divine warriors wielding clubs in defense of the dharma. Two prominent examples are Kubera (a.k.a. Vaisravana) and Vajrapani, both of whom are touted as the yaksha commander (Lutgendorf, 2007, p. 42; Buswell & Lopez, 2014, pp. 449 and 955). This surely influenced the later Chinese image of yakshas as club-wielding titans, such as the cited example from The Story. In turn, this and related material could have easily influenced the cosmic transformations of Monkey and other characters and their weapons from Journey to the West.

IV. Conclusion

The novel describes Monkey taking on a giant cosmic form in chapters three, six, and sixty-one, the first time showing off his magic powers to his children and the second and third in response to the respective titanic transformations of Erlang and the Bull King. The magical spell used to achieve this form, titled Fatian Xiangdi (the “Method of modeling Heaven on Earth”), is based on ancient Pre-Qin and Han concepts of astral-geography later used in the construction of imperial Chinese cities. The idea of Sun’s body parts mirroring aspects of heaven and earth recalls the myth of the primordial god Pangu, whose body parts became the very building blocks of the cosmos after his death.

The cited episodes demonstrate that the characters involved transform both their bodies and weapons. Apart from being described as a 100,000-foot-tall juggernaut with a head like Mt. Tai, Monkey’s staff is said to inhabit the upper and lowermost reaches of the universe (“its top reached the thirty-third Heaven and its bottom the eighteenth layer of Hell”) or that it resembles “the Heaven-supporting pillar on top of Mount Kunlun”. Likewise, Erlang’s three-pointed polearm is said to resemble “the peaks that cap the Hua Mountain”. Such transformations are predicted, for example, by an episode in the 13th-century precursor of Journey to the West in which Sun changes a monk’s staff into a gigantic Yaksha wielding a club.

While Yakshas are portrayed in early South Asian religious art as chubby dwarves, they most likely gained the ability to grow to enormous sizes thanks to iconographic similarities to Vamana, the fifth avatar of Vishnu famed for traversing the cosmos in three mighty steps. One 6th-century stone carving of the story portrays the dwarf-turned-cosmic giant wielding all sorts of celestial weapons. Additionally, Buddhist scriptures would come to portray yakshas as club-wielding warriors. Therefore, we can see how Monkey’s cosmic transformation could have ultimately been influenced by Hindu and Buddhist religious material.


Update: 10-17-21

Monkey also takes on his cosmic form in chapter 97. The episode calls it his “huge magic body” (da fa shen, 大法身). Read here for more information.

Watch Your Step: The Influence of Journey to the West on the “Ashiarai Yashiki” Yokai Story of Edo-Period Japan


Update: 08-06-22

Sun Wukong’s cosmic body likely influenced Shaolin Monastery myth. The yaksha-bodhisattva Vajrapāni was historically worshiped as the progenitor of their famous staff method. A stele erected by Shaolin abbot Wenzai in 1517 shows that the deity’s vajra-club had been changed to a Chinese staff (fig. 9) (Shahar, 2008, p. 84). Vajrapāni’s Yaksha-like Nārāyana (Naluoyan(tian), 那羅延(天)) form was eventually equated with one of the four staff-wielding “Kimnara Kings” from the Lotus Sutra in 1575. His name was thus changed from Nārāyana to “Kimnara King” (Jinnaluo, 緊那羅) (Shahar, 2008, p. 87). One version of the story about his creation of the staff method takes place during the Yuan Dynasty‘s Red Turban Rebellion. Bandits lay siege to the monastery, but it is saved by a lowly kitchen worker wielding a long fire poker as a makeshift staff. He leaps into the oven and emerges as a monstrous giant tall enough to straddle both Mount Song and the imperial fort atop Mount Shaoshi, which are five miles (8.046 km) apart. The bandits flee when they behold this staff-wielding titan. The Shaolin monks later realize that the kitchen worker was none other than the Kimnara King in disguise (Shahar, 2008, pp. 87-88). Shahar (2008) suggests that mythical elements of the story were borrowed from the Monkey King’s adventures. He compares the worker’s transformation in the stove with Sun’s time in Laozi’s Eight Trigrams furnace (Bagua lu八卦爐), their use of the staff, and the fact that Monkey and his weapon can both grow to gigantic proportions (Shahar, 2008, p. 109). [4]

The aforementioned stele was erected in 1517, showing that Monkey’s cosmic body predates the standard 1592 edition of the novel. 

Fig. 4 – The 1517 Shaolin stele showing a titanic Vajrapāni defending the monastery from rebels (larger version). From Shahar, 2008, p. 84.

Notes:

1) Here, Anthony C. Yu’s English translation says Monkey grows to be “ten thousand feet tall”. However, the original Chinese source reads “萬丈” (wanzhang), wan meaning 10,000 and zhang being a measure designating ten Chinese feet (10,000 x 10 = 100,000). Therefore, I have changed the source to read “One hundred thousand feet”, much like Yu translates it in chapters six and sixty-one (see above).

2) Yu’s translation reads “eight hundred”. But, again, the original source is different. It reads “八百丈” (ba bai zhang), or 800 x 10 Chinese feet = 8,000. This makes more sense as he is said to be 10,000 feet long.

3) While the city is square, it has eleven gates, which legend states correspond to the three heads, six arms, and two legs of the god. For more information, see Chan (2008).

4) Yes, this information comes from Wikipedia, but I’m the one who originally added it under the screenname “Ghostexorcist”. See this edit history, for example.

Sources:

Chan, H. (2008). Legends of the Building of Old Peking. Seattle: University of Washington Press.

Dalal, R. (2014). Hinduism: An Alphabetical Guide. New Delhi, India: Penguin Books.

Lutgendorf, P. (2007). Hanuman’s Tale: The Messages of a Divine Monkey. Oxford: Oxford University Press.

Buswell, R., & Lopez, D. (2014). The Princeton Dictionary of Buddhism. Princeton University Press.

Shahar, M. (2008). The Shaolin Monastery: History, Religion, and the Chinese Martial Arts. Honolulu: University of Hawai’i Press.

Stevens, K. G. (1997). Chinese Gods: The Unseen World of Spirits and Demons. London: Collins & Brown.

Wivell, C.S. (1994). The Story of how the Monk Tripitaka of the Great Country of T’ang brought back the Sūtras. In Mair, Victor H. The Columbia Anthology of Traditional Chinese Literature (pp. 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4). Chicago, Illinois: University of Chicago Press.

Zimmer, H. R., & Campbell, J. (1992). Myths and Symbols in Indian Art and Civilization. Princeton, New Jersey: Princeton University Press. (Original work published 1946)

Sun Wukong’s Greatest Feat of Strength: An Allegory for Cultural or Religious Conflict?

Last updated: 07-03-2022

Now that I’ve written an entry debunking the idea that the Monkey King’s staff anchored the Milky Way, I now want to write a piece about his greatest feat of strength in Journey to the West. This takes place in chapter 33 after Zhu Bajie has been captured by two demon brothers, Kings Goldhorn (Jinjiao Dawang, 金角大王) and Silverhorn (Yinjiao Dawang, 銀角大王). King Silverhorn, the younger of the two, then sets out to capture Tripitaka but is forced to resort to trickery when he learns that the monk is protected by Sun Wukong. He transforms himself into an elderly Daoist laying by the roadside with a broken leg. The monk subsequently forces Monkey to carry him on his back, but our hero sees through the disguise and plans to throw his charge off a cliff. However…

As the Great Sage was about to do this, the monster knew instantly of his plan. Knowing how to summon mountains, he resorted to the magic of Moving Mountains and Pouring Out Oceans. On Pilgrim’s [Monkey’s] back he made the magic sign with his fingers and recited a spell, sending the Sumeru Mountain into midair and causing it to descend directly on Pilgrim’s head. A little startled, the Great Sage bent his head to one side and the mountain landed on his left shoulder. Laughing, he said, “My child, what sort of press-body magic are you using to pin down old Monkey? This is all right, but a lopsided pole is rather difficult to carry.”

The demon said to himself, “One mountain can’t hold him down.” He recited a spell once more and summoned the Emei Mountain into the air. Pilgrim again turned his head and the mountain landed on his right shoulder. Look at him! Carrying two mountains, he began to give chase to his master with the speed of a meteor! The sight of him caused the old demon to perspire all over, muttering to himself, “He truly knows how to pole mountains!” Exerting his spirit even more, he recited another spell and sent up the Tai Mountain to press down on Pilgrim’s head. With this magic of the Tai Mountain Pressing the Head, the Great Sage was overpowered as his strength ebbed and his tendons turned numb; the weight was so great that the spirits of the Three Worms inside his body exploded and blood spurted from his seven apertures (Wu & Yu, 2012, vol. 2, pp. 108-109).

這大聖正算計要摜,原來那怪就知道了,且會遣山。就使一個「移山倒海」的法術,就在行者背上捻訣,念動真言,把一座須彌山遣在空中,劈頭來壓行者。這大聖慌得把頭偏一偏,壓在左肩臂上,笑道:「我的兒,你使甚麼重身法來壓老孫哩?這個倒也不怕,只是正擔好挑,偏擔兒難挨。」那魔道:「一座山壓他不住。」卻又念咒語,把一座峨嵋山遣在空中來壓。行者又把頭偏一偏,壓在右肩臂上。看他挑著兩座大山,飛星來趕師父。那魔頭看見,就嚇得渾身是汗,遍體生津道:「他卻會擔山。」又整性情,把真言念動,將一座泰山遣在空中,劈頭壓住行者。那大聖力軟觔麻,遭逢他這泰山下頂之法,只壓得三尸神咋,七竅噴紅。

We see here Monkey is able to successfully carry the weight of both the Sumeru and Emei mountains, while running after his master “with the speed of a meteor.” That’s quite impressive, even if he is eventually crushed under the weight of a third mountain (fig. 1). Attention should be given to the particular mountains used in this episode. Let’s start with Sumeru since this is the first one mentioned.

Fig. 1 – Monkey trapped under the three mountains as King Silverhorn abducts Tripitaka, the dragon horse, and Sha Wujing (larger version). From The Illustrated Journey to the West (1950), a Japanese children’s book.

Buswell and Lopez (2014) describe Mount Sumeru (Ximi shan, 須彌山; Miaogao shan, 妙高山) as:

The central axis of the universe in Buddhist cosmology; also known as Mount Meru. Mount Sumeru stands in the middle of the world as its axis and is eight leagues high …  The slopes of Sumeru are the abode of demigods, and its upper reaches are the heavens of the four heavenly kings. At the summit of the mountain is the heaven of the thirty-three, ruled by the king of the gods, Sakra. Above Mount Sumeru are located the remaining heavens of the sensuous realm [fig. 2] (p. 896).

[Note: The portion that has been struck through appears to be a typo. Please see the 06-19-22 update below.]

A poem in chapter four of Journey to the West describes what Monkey sees when he first comes to live in heaven as the Keeper of the Heavenly Horses. A portion reads:

Thirty-three mansions were found up here, / With names like the Scattered Cloud, the Vaisravana, the Pancavidya, the Suyama, the Nirmanarati…” (Wu & Yu, 2012, vol. 1, p. 146).

這天上有三十三座天宮,乃遣雲宮、毘沙宮、五明宮、太陽宮、花樂宮 …

Yu (Wu & Yu, 2012) comments, “The verse here is alluding to the Indra heaven with it’s thirty-three summits (trāyastriṃśa) [fig. 2] and the six heavens of desire (devalokas)” (vol. 1, p. 510, n. 1), which are located atop Mount Sumeru. Therefore, the heaven described in the novel is located on the same cosmic mountain as that from Hindo-Buddhist cosmology, meaning Monkey successfully supports the axis of the universe on one shoulder.

Fig. 2 – A sideview of Hindo-Buddhist cosmic geography (larger version). The Heaven of the Thirty-Three is indicated in red. Adapted from Buswell & Lopez, 2014, p. xxxii.

Mount Emei (Emei shan, 峨嵋山; 峨眉山) is one of the four sacred Buddhist mountains of China. It is considered extremely important as Chinese tradition believes, upon entering the Middle Kingdom from India, Buddhism spread from this place during the eastern Han Dynasty and proliferated throughout China. The mountain is 10,167 feet high, making it over 3,000 feet taller than the other sacred Buddhist mountains. The mountain is believed to be the heavenly abode of the Bodhisattva Samantabhadra, making him the patron saint of Emei (Buswell & Lopez, 2014, pp. 282-283).

I want to reiterate the fact that both Sumeru and Emei are important to Buddhism. Not only does Monkey support the very axis of the Buddhist universe on one shoulder, he supports on the other the very mountain from which the religion is believed to have spread into China. I’m not sure if this was the author-compiler’s original intent, but it seems as if this feat of strength could be symbolism for Monkey literally “supporting” Buddhism by protecting his master on their journey to India. After all, the historical Xuanzang (玄奘, 602-664), on whom Tripitaka was based, is considered to be one of, if not the most, prolific translators of Buddhist texts in the history of Chinese Buddhism (Buswell & Lopez, 2014, pp. 1015-1016).

I turn now to Mount Tai (Taishan, 泰山), the mountain that ultimately overwhelms Sun Wukong’s supernatural strength. It is one of the five sacred mountains of China, which differ from the four Buddhist counterparts mentioned above. Mount Tai was the epicenter of a state cult in Ancient China, one in which Sage-Kings and emperors of past millennia traveled there to perform sacrifices to heaven, thereby gaining the right to rule or attaining eternal life. An entry in the Classic of History (Shujing, 書經, 4th-c. BCE) suggests that the practice goes all the way back to the Sage-King Shun (3rd millennia BCE) (Poo, 2011, pp. 20-21). Due to its great cultural and historical significance, the mountain came to be recognized as an adamantine monolith, the very name of which was used as a metaphor for something unfathomably heavy, whether it be a physical measure of weight or philosophical importance. For example, Warring States philosopher Mozi took part in a debate over the plausibility of his school of thought taking center stage in Chinese society. His opponent claimed, “As we see it, one can no more put it into practice than one can pick up Mount Tai and leap over a river with it!” Mozi highlighted the irrelevant nature of the metaphor by replying, “As for picking up Mount Tai and leaping over rivers with it, no one from ancient times to the present, from the beginning of humankind to now, has ever succeeded in doing that!” (Watson, 1999a, p. 71). Another example comes from the Han historian Sima Qian who wrote, “A man has only one death. That death may be as weighty as Mount Tai, or it may be as light as a goose feather. It all depends upon the way he uses it” (Watson, 1999a, pp. 371-372). Therefore, the mountain represented the heaviest thing imaginable in Chinese culture. It’s no wonder then that not even Monkey could withstand its weight.

The idea of Mount Tai symbolizing a heavy object influenced the name of a 17th-century technique related to the development of Taiji boxing called “Crush with the Weight of Mount Tai” (Taishan yading, 泰山壓頂) (fig. 3), which involved climbing onto an opponent (Henning, 2009, pp. 78 and 82). Incidentally, the name of this technique is also a common Chinese saying referring to someone being under a lot of stress (Gao, Wang, & Weightman, 2012, p. 191).

Fig. 3 – “Crush with the Weight of Mount Tai”. From Henning, 2009, p. 78 (larger version).

I find it interesting that, after easily bearing the weight of two Buddhist mountains, Mount Tai is the proverbial straw that broke the camel’s back. Mount Tai represents native Chinese history and culture, while Sumeru and Emei represent Buddhism, a non-native religion from India. Therefore, this episode could be read as a struggle between the domestic and foreign aspects of Chinese culture. Considering that the monsters are later revealed to be Daoist attendants of Laozi sent by heaven to test the resolve of the pilgrims (Wu & Yu, 2012, vol. 2, p. 145), it’s possible the conflict is between Daoism, a native Chinese religion, and Buddhism.

This is obviously not a perfect theory, though. For instance, Laozi reveals that it was actually the Bodhisattva Guanyin who requested the lads be sent (Wu & Yu, 2012, vol. 2, p. 145). Does this explain why a Daoist spirit would summon two Buddhist mountains to crush Monkey? I’m interested in what others think.

Fig. 4 – A modern painting of Hanuman lifting the mountain (larger version). All credit goes to the original artist S. Keerthi. 

Lastly, I would like to note that Sun Wukong’s feat of lifting mountains recalls an episode in the Ramayana (4th-c. BCE) in which the monkey god Hanuman carries back a mountain laden with magical herbs to heal the wounds of his master‘s brother Lakshmana (fig. 4). Hanuman is the living embodiment of strength (shakti) in India (see for example Alter, 1992). Monkey is believed to be loosely based on Hanuman (Walker, 1998), so there could be a connection between both instances of mountain lifting.


Update: 08-10-18

Monkey’s feat appears to be based on a native Chinese story and not the Ramayana. This is first hinted at in chapter 33 when the demon exclaims that the Great Sage “truly knows how to pole mountains [ta que hui danshan, 他卻會擔山]!” (Wu & Yu, 2012, vol. 2, p. 109). A poem spoken by Sun Wukong in chapter 67 confirms the connection:

Purvavideha was my ancestral home,
I did cultivation on Mount Flower-Fruit.
I bowed to the Patriarch of Heart and Mind
and perfected with him the martial arts.
I can tame dragons, stirring up the seas;
I can tote mountains to chase down the sun (emphasis added).
In binding fiends and demon’s I’m the best;
Moving stars and planets, I scare ghosts and gods.
Stealing from heav’n and Earth gives me great fame,
Of boundless change, Handsome Stone Monkey’s my name (Wu & Yu, 2012, vol. 3, p. 243).

祖居東勝大神洲,花果山前自幼修。
身拜靈臺方寸祖,學成武藝甚全周:
也能攪海降龍母,善會擔山趕日頭;
縛怪擒魔稱第一,移星換斗鬼神愁。
偷天轉地英名大,我是變化無窮美石猴。

Fig. 5 – Erlang poling the mountains (larger version). Artist unknown.

“I can tote mountains to chase down the sun” (shan hui danshan gan ritou, 善會擔山趕日頭) is a clear allusion to the ancient tale “Erlang carries mountains to chase the suns” (Erlang dan shan gan taiyang, 二郎擔​​山趕太陽). The tale describes how the ancient earth was plagued by many suns that scorched the land, making it impossible for people to grow anything. Vowing to end this plight, the hero Erlang shoulders two mountains hanging from a tree and, with the aid of magical shoes, chases down each sun (fig. 5), using the weight from both landmasses to overwhelm and crush the superfluous celestial bodies (担山赶太阳, n.d). Apart from the feat of lifting two mountains, Erlang’s fleet pursuit of each sun (gan taiyang, 趕太陽) foreshadows Monkey “giv[ing] chase to his master with the speed of a meteor” (fei xing lai gan shifu, 飛星來趕師父).

It’s interesting to note that “Erlang Carrying Mountains” (Erlang dan shan, 二郎擔山) is a common Shaolin stance, and a staff variant even appears in the Collection of Military Works (Wubei zhi, 武備志, c. 1621), a Ming treatise on military armaments and fighting techniques (fig. 6). The staff obviously recalls the pole (or in this case tree) that Erlang uses to bear the weight of the mountains.

Fig. 6 – The “Erlang Carrying Mountains” staff stance (larger version).


Update: 06-23-21

One thing I forgot to stress was the speed with which Sun Wukong is able to run while carrying the mountains. The novel reads: “Carrying two mountains, he began to give chase to his master with the speed of a meteor!” (Kan ta tiaozhe liang zuo dashan, feixing lai gan shifu, 看他挑著兩座大山,飛星來趕師父) (Wu & Yu, 2012, vol. 2, p. 109). According to this page, meteors (feixing, 飛星; lit: “flying stars”) enter the atmosphere between 25,000 to 160,000 mph (40,226 to 257,451 km/h). So Monkey would be traveling at mach 32 to 208(!) while carrying the weight of the aforesaid mountains. Pretty impressive, no? I wonder if Superman has ever carried something this heavy while running.

Update: 03-11-22

I recently archived the Precious Scroll of Erlang (Erlang baojuan, 二郎寳卷, 1562), a baojuan that venerates and records the various deeds of the immortal demi-god. The work states that the Monkey King was “pressed under the base of Mt. Tai” (yazai, taishan gen, 壓在太山根) (PDF page 46) (fig. 7). This might also explain why Mt. Tai overwhelms Monkey in chapter 33.

Fig. 7– The Mt. Tai sentence is indicated in red (larger version).


Update: 03-25-22

My friend Irwen Wong of the Journey to the West Library blog was kind enough to provide me with time-stamped links to the aforementioned episode in the various JTTW TV shows. I will list them in order of year.

Journey to the West (1986) – live action

Even though this is my favorite show, it did a poor job of representing the mountain. It’s little more than a boulder.

Journey to the West: Legends of the Monkey King (2000) – animated 

This cartoon just has monkey trapped by a single mountain.

New Journey to the West (2010) – live action

This version uses all three mountains and really steps up the special effects. This is no surprise given the differences in time and budget between it and the 1986 edition.

Journey to the West (2011) – live action

This is my favorite depiction of the episode. The special effects are top notch. I will say the elongated arms on the Taoist are a bit odd. But Irwen suggests it’s likely a visual representation of “poling” mountains (as discussed above).

Each of these iterations have their own charm. But all of them depart from the novel by showing Monkey struggling to carry the first two mountains. I remind the reader that the literary character runs “with the speed of a meteor!” while carrying the load (Wu & Yu, 2012, vol. 2, p. 108). I guess that would have been hard to depict, even with modern computer graphics.


Update: 06-19-22

Sun Wukong’s feats are on the minds of many people as the Death Battle TV show is set to feature a fight between Hercules and our monkey hero. I’ve seen a few blogs where people try to calculate the size of Mount Sumeru. I cited a source above stating that the landmass is “eight leagues high” (Buswell & Lopez, 2014, p. 896), but this appears to be a typo, for other sources multiply this estimate by thousands of times. For example, Sadakata (1997) explains that, according to the Abhidharmakośa (Ch: Api damo jushe lun, 阿毗達磨俱舍論, 4th to 5th-century): “Sumeru has a height of 160,000 yojanas, of which half is under water. The half above water is therefore 80,000 yojanas high” (pp. 26-27). The yojana (youxun, 由旬) is approximately eight miles (12.87 km), or the distance that one can travel in one day on a cart driven by a team of oxen. But estimates also range between four and ten miles (6.43 and 16.09 km) (Buswell & Lopez, 2014, p. 1036). If eight miles is used, then Mt. Sumeru would an astounding 1,280,000 miles (2,059,960.32 km) tall. 


Update: 07-03-22

I should note that Journey to the West does not depict Monkey’s strength consistently throughout the novel. As mentioned, he can carry two mountains (one of them the cosmic axis) on his shoulders while running with meteoric speeds. But apart from Mt. Tai, the novel describes another object that he can’t pick up. Chapter 42 reads:

[T]he Bodhisattva grew terribly angry, crying, “How dare that brazen fiend [Red Boy] change into my image!” As she cried, she flung into the ocean the immaculate porcelain vase set with precious pearls which she held in her hand …

菩薩聽說,心中大怒道:「那潑妖敢變我的模樣?」恨了一聲,將手中寶珠、淨瓶往海心裡撲的一摜。

[…]

[After her turtle emerges from the sea with the vase on its back, she orders Monkey to retrieve it for her.] Pilgrim went forward at once to pick up the vase. Alas! He could not do so at all! It was as if a dragonfly attempted to rock a stone pillar-how could he even budge it? Pilgrim approached the Bodhisattva and knelt down, saying, “Your disciple cannot pick it up.” “Monkey head,” said the Bodhisattva, “all you know is how to brag! If you can’t even pick up a small vase, how can you subdue fiends and capture monsters?” “To tell you the truth, Bodhisattva,” said Pilgrim, “I might be able to do it ordinarily, but today I just can’t pick it up. I must have been hurt by the monster-spirit, and my strength has weakened.” The Bodhisattva said, “Normally it’s an empty vase, but once it has been thrown into the ocean, it has traveled through the three rivers, the five lakes, the eight seas, and the four big rivers. It has, in fact, gathered together from all the aquatic bodies in the world an oceanful of water, which is now stored inside it. You may be strong, but you don’t possess the strength of upholding the ocean. That’s why you cannot pick up the vase…” (Wu & Yu, 2012, vol. 2, pp. 243 and 244).

這行者即去拿瓶。唉!莫想拿得他動。好便似蜻蜓撼石柱,怎生搖得半分毫?行者上前跪下道:「菩薩,弟子拿不動。」菩薩道:「你這猴頭,只會說嘴。瓶兒你也拿不動,怎麼去降妖縛怪?」行者道:「不瞞菩薩說。平日拿得動,今日拿不動。想是吃了妖精虧,觔力弱了。」菩薩道:「常時是個空瓶;如今是淨瓶拋下海去,這一時間,轉過了三江五湖、八海四瀆、溪源潭洞之間,共借了一海水在裡面。你那裡有架海的斤量?此所以拿不動也。」

But there may be an underlying religious reason for this. For instance, while Sun can’t lift it, the goddess does so easily, as does her holy sea turtle (Wu & Yu, 2012, vol. 2, p. 243). Most importantly, the story suggests that Guanyin will send her holy disciple, the “Dragon Girl Skilled in Wealth” (Shancai longnu, 善財龍女), to carry it for him (Wu & Yu, 2012, vol. 2, p. 244). So, this could mean that Monkey, at this point in the story, lacks the Buddhist spiritual attainments necessary to lift the vase. “Dharma Power” (fali, 法力) is considered the penultimate power in the novel’s universal hierarchy, even outclassing that wielded by high Daoist deities. 

Sources:

Alter, J. S., & OUP. (1992). The Wrestler’s Body: Identity and Ideology in North India. Berkeley, Calif: University of California Press.

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. N: Princeton University Press.

Gao, W., Wang, A., & Weightman, F. (2012). A Handbook of Chinese Cultural Terms. Bloomington, Indiana: Trafford On Demand Pub.

Henning, S. (2009). Taijiquan: Symbol of Traditional Chinese Martial Arts Culture. Journal of Chinese Martial Arts, 1, pp. 76-83.

Poo, M. (2011). Preparation for the Afterlife in Ancient China. In Olberding, A., & Ivanhoe, P. J. (Ed.), Mortality in Traditional Chinese Thought (pp. 13-36). Albany: State University of New York Press.

Sadakata, A. (1997). Buddhist Cosmology: Philosophy and Origins. Japan: Kosei Publishing Company.

Walker, H.S. (1998). Indigenous or Foreign? A Look at the Origins of Monkey Hero Sun Wukong. Sino-Platonic Papers, 81, 1-117.

Watson, B. (1999a). Mozi: Utility, Uniformity, and Universal Love. In De Bary, W. T. & Bloom, I. (Eds.), Sources of Chinese Tradition: Volume 1: From Earliest Times to 1600 (pp. 64-76). New York: Columbia University Press.

Watson, B. (1999b). The Great Han Historians. In De Bary, W. T. & Bloom, I. (Eds.), Sources of Chinese Tradition: Volume 1: From Earliest Times to 1600 (pp. 367-374). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

担山赶太阳. (n.d.). Retrieved August 10, 2018, from https://baike.baidu.com/item/担山赶太阳

The Origin of Sun Wukong’s Golden Headband

Last updated: 07-25-2022

The golden headband or fillet (金箍圈, jingu quan) is one of the Monkey King’s most recognizable iconographic elements appearing in visual media based on the great Chinese classic Journey to the West (1592). It is generally portrayed as a ringlet of gold with blunt ends that meet in the middle of the forehead and curl upwards like scowling eyebrows (type one) (fig. 1). A different version is a single band adorned with an upturned crescent shape in the center (type two) (fig. 2). Another still is a simple band devoid of decoration (type three) (fig. 3). Sun first earns the headband as punishment for killing six thieves shortly after being released from his five hundred-year-long imprisonment. The circlet is a heaven-sent magic treasure designed to reign in the immortal’s unruly, rebellious nature. Since Sun Wukong is a personification of the Buddhist concept of the “Monkey of the Mind” (心猿, xinyuan,), or the disquieted mind that bars humanity from enlightenment, the fillet serves as a not so subtle reminder of Buddhist restraint. Few scholars have attempted to analyze the treasure’s history. In this paper I present textual and visual evidence from India, China, and Japan that suggests it is ultimately based on a ritual headband worn by Esoteric Buddhist Yogin ascetics in 8th-century India. I also show how such fillets became the emblem of some weapon-bearing protector deities in China, as well as military monks in Chinese opera.

1. The Headband’s Literary Origin and Purpose

The headband is first mentioned in chapter eight when three such “tightening fillets” are given to the Bodhisattva Guanyin by the Buddha in order to conquer any demons that she may come across while searching for a monk who will bring sutras back to China from India. The “Enlightened One” explains their purpose: “If [the monster] is disobedient, this fillet may be put on his head, and it will strike root the moment it comes into contact with the flesh. Recite the particular spell which belongs to the fillet and it will cause the head to swell and ache so painfully that he will think his brains are bursting. That will persuade him to come within our fold” (Wu & Yu, 2012 (Vol. 1), pp. 206-207). He notes that there are different spells for each piece, including “the Golden, the Constrictive, and the Prohibitive Spell” (Wu & Yu, 2012 (Vol. 1), p. 206).

Sun Wukong earns the “Constrictive” band in chapter fourteen after brutally murdering six thieves who accost his master Tripitaka, the chosen scripture seeker, on the road to the west. [1] The killings cause the two to part ways, and it is during Monkey’s absence when Guanyin gives the monk a brocade hat containing the fillet and teaches him the “True Words for Controlling the Mind, or the Tight-Fillet Spell” (Wu & Yu, 2012 (Vol. 1), p. 317). Sun is eventually persuaded to return and tricked into wearing the hat under the guise of gaining the ability to recite scripture without rote memorization. It soon takes root, and the powerful immortal is brought under control through the application of pain. He then promises to behave and to protect Tripitaka during their long journey to the Western Paradise. [2]

The remaining two fillets are used by Guanyin to conquer other monsters in later chapters. She throws the “Prohibitive” band onto the head of a black bear demon in chapter seventeen and, after reciting the spell, he agrees to become the rear entrance guard of her Potalaka island paradise (Wu & Yu, 2012 (Vol. 1), p. 365). The “Golden” band is split into five rings—one each for the head, wrists, and ankles—and used to subdue Red Boy (紅孩兒, Hong hai’er), the fire-spewing son of the Bull Demon King and Princess Iron Fan, at the end of chapter forty-two and the beginning of forty-three (Wu & Yu, 2012 (Vol. 2), pp. 251-252). The child demon becomes her disciple and eventually takes the religious name Sudhana. [3]

Monkey is forced to wear the fillet until he attains Buddhahood in chapter one hundred, causing it to vanish (Wu & Yu, 2012 (Vol. 4), p. 383). The band’s disappearance at the end of the novel denotes Sun’s internalization of self-control. But the treasure doesn’t disappear forever. It appears once more in the Later Journey to the West (後西游記, Hou Xiyouji, 17th-cent.), a sequel set 200 years after the original. The story follows a similar trajectory with Monkey’s descendant Sun Luzhen (孫履真, “Monkey who Walks Reality”) attaining immortality and causing havoc in heaven. But this time the macaque Buddha is called in to quell the demon. Monkey quickly disarms the “Small Sage Equaling Heaven” of his iron staff and pacifies him not with trickery but with an enlightening Buddhist koan. He then places the band on Luzhen’s head to teach him restraint (see Liu, 1994).

Click the image to open in full size.

Fig. 1 – (Left) A type one fillet from the comedy A Chinese Odyssey 2 (1995). Fig. 2 – (Center) A type two fillet from the 1986 TV show. Fig. 3 – (Right) A  type three fillet from an 11th-century painting in Eastern Thousand Buddha Cave number two in Gansu Province, China.

2. Past Research

It appears very few scholars writing in English have attempted to trace the origins of the golden fillet. Wang Tuancheng theorizes that the idea for the headband came from two sources. First, the historical journal of Xuanzang (602-664 CE), the Tang Dynasty monk on whom Tripitaka is loosely based, details how he was challenged to a religious debate by a man in a foreign kingdom who offered his own head as the price of defeat. Xuanzang won, but instead of collecting his prize, the monk took the man as his servant. Second, Wang notes that slaves during the Han Dynasty (206 BCE-220 CE) wore a metal collar around their neck shaped like the Chinese character for twenty (廿, nian). He goes on to explain: “…the author transformed the metal hoop that the non-Buddhist might have worn to Sun Wukong’s headband” (Wang, 2006, p. 67). I’m not particularly persuaded by this argument since Wang doesn’t offer any evidence as to why a Han-era slave implement would still be in use during the Tang (618-907 CE) four to five hundred years later; nor does he suggest a reason for why such a collar would be moved from the neck to the head. Besides, there exists religious art featuring the fillet (see below) that predates the novel by some three centuries, meaning it wasn’t the sole invention of the author/compiler of the novel.

Before I continue, I would like to point out that the 13th-century precursor of the novel, The Story of Tripitaka of the Great Tang Procures the Scriptures, does not mention the fillet at all (this is just one of many differences between it and the final 16th-century version). Monkey is simply portrayed as a concerned individual who purposely seeks out Tripitaka to ensure his safety, as the monk’s two previous incarnations have perished on the journey to India. In other words, he comes as a willing participant, which negates the need for positive punishment via the ringlet. [4] But at least two works coinciding with the Song Dynasty (960-1279) depict Monkey wearing a band, which, again, excludes the treasure being a later invention.

In her excellent paper on the origins of Sun Wukong, Hera S. Walker (1998) discusses a 13th-century stone relief from the western pagoda of the Kaiyuan Temple (開元寺) in Quanzhou, Fujian province, China that portrays a sword-wielding, monkey-headed warrior (pp. 69-70). Considered by many to be an early depiction of Monkey, the figure wears a tunic, a Buddhist rosary, and, most importantly, a type one fillet on the forehead (Fig. 4). Walker quotes Victor Mair, who believes the fillet “recalls the band around the head of representations of Andira, the simian guardian of Avalokitesvara” (the Indian counterpart to Guanyin) (Walker, 1998, p. 70). He goes on to list similarities between the stone relief and depictions of Andira, while also suggesting said depictions are based on south and southeast Asian representations of the Hindu monkey god Hanuman:

Identical earrings (these are key iconographic features of H[anuman] in many Southeast Asian R[ama saga]s), comparable tilt of the head… which seems to indicate enforced submission, long locks of hair… flaring out behind the head, elongated monkey’s mouth, similar decorations on the forearm and upper arm, etc. It is crucial to note that all these features can be found in South Asian and Southeast Asian representations of H[anuman]. (Walker, 1998, p. 70).

So as it stands, the 13th-century appears to be the furthest that the motif has been reliably traced.

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Fig. 4 (Left) – The 13th-century stone relief of Sun Wukong from the Kaiyuan Temple in Quanzhou, Fujian province, China (larger version). Fig. 5 – (Center) A portion of the 11th-century painting in the Eastern Thousand Buddha Cave number two (larger version). Fig. 6 – (Right) The 12th-century Japanese painting “Aka-Fudo” (赤不動) (larger version).

3. My Findings

While Mair suggests a Southeast Asian Hindo-Buddhist influence, I know of at least one 11th-century example from northeastern China that suggests an Indo-Tibetan Buddhist influence. The Eastern Thousand Buddha Cave (東千佛洞, Dong qianfo dong) in the Hexi Corridor of Gansu Province contains a Xixia dynasty (1038-1227) wall painting of Xuanzang worshiping Guanyin from a riverbank. Monkey stands behind him tending to a brown horse. He is portrayed with a type three circlet on his head, waist length hair, and light blue-green robes with brown pants (fig. 3 and 5). This painting was completed during a time when China was seeing an influx of monks fleeing the inevitable fall of India’s Buddhist-led Pala Dynasty (750-1174) from the 10th to the 12th-century. They brought with them the highly influential Pala Buddhist art style and Vajrayana Buddhism, a form of esoteric Buddhism. The MET (2010) writes:

A mixture of Chinese-style and Vajrayana traditions and imagery was employed in the Tangut Xixia Kingdom …  which was based in Ningxia, Gansu, and parts of Shanxi … It is difficult to imagine that this “new” type of Buddhism, which not only was flourishing in Tibet in the late tenth century but was also found in the neighboring Xixia Kingdom and may have been practiced by Tibetans based in the Hexi Corridor region of Gansu Province, was completely unknown in central China until the advent of the Mongols (p. 19).

The painting of Monkey and Tripitaka was surely created by an Indian/Tibetan Buddhist monk (or at the very least a fellow Tangut/Chinese practitioner) living in the area. This suggests the imagery within the painting, such as the fillet, could have an esoteric Buddhist pedigree, and textual evidence shows such headbands were indeed worn in some esoteric rituals. For example, the Indian Buddhist Hevajra Tantra (Ch: 大悲空智金剛大教王儀軌經, Dabei kongzhi jingang dajiao wang yigui jing, 8th-cent.) instructs adherents on how to adorn and dress themselves for worshipping Heruka, a Wrathful Destroyer of Obstacles:

The yogin must wear the sacred ear-rings, and the circlet on his head; on his wrists the bracelets, and the girdle round his waist, rings around his ankles, bangles round his arms; he wears the bone-necklace and for his dress a tiger-skin… (Linrothe, 1999, p. 250) (the emphasis is mine).

Furthermore, it describes how each of the ritual adornments and implements used in the ceremony represents each of the five esoteric Buddhas, as well as other religio-philosophical elements:

Aksobhya is symbolized by the circletAmitabha by the ear-rings, Ratnesa by the necklace, and Vairocana (by the rings) upon the wrists. Amogha is symbolized by the girdle. Wisdom by the khatvanga [staff] and Means by the drum, while the yogin represents the Wrathful One himself [Heruka]. Song symbolizes mantra, dance symbolizes meditation, and so singing and dancing the yogin always acts (Linrothe, 1999, p. 251) (the emphasis is mine).

As can be seen, the circlet represents Aksobhya (Sk: “Immovable”; Ch: 阿閦如来, Achurulai). This deity is known for his adamantine vow to attain buddhahood through the practice of Sila, or “morality”, the aim of which “is to restrain nonvirtuous deeds of body and speech, often in conjunction with the keeping of precepts” (Buswell & Lopez, 2013, pp. 27 and 821). So the ritual band most likely served as a physical reminder of right speech and action, making it the best candidate for the origin of Monkey’s fillet. Sun is after all the representation of the “Monkey of the Mind” (as noted in the introduction), so his inclusion in the Eastern Thousand Buddha Cave painting was probably meant to convey the taming of this Buddhist concept via the circlet (apart from referencing the popular tale itself).

The Hevajra Tantra, the text in which the circlet appears, was first translated into Tibetan by Drogmi (993-1074) and adopted during the 11th-century as a central text by the respective founders of the Kagyu and Sakya sects, two of the six major schools of Tibetan Buddhism. Various members of the Sakya sect were invited by Mongol royalty to initiate them into the text’s esoteric teachings during the 13th-century. These include Sakya Pandita and his nephew Chogyal Phagpa, who respectively tutored Genghis Khan’s grandson Prince Goden in 1244 and Kublai Khan in 1253. The meeting between Kublai and Chogyal resulted in Vajrayana Buddhism becoming the state religion of Mongolia. The Hevajra Tantra was translated into Chinese by the Indian monk Dharmapala (963-1058 CE) in 1055 during the Northern Song Dynasty (960-1127). The text, however, did not become popular within the Chinese Buddhist community like it would with the Mongols in the 13th-century (Bangdel & Huntington, 2003, p. 455). But this evidence shows how the concept of the 8th-century ritual circlet could have traveled from India to East Asia to influence depictions of Sun Wukong in the 11th-century. And the relatively unknown status of the text in China might ultimately explain why there are so very few depictions of Chinese deities wearing the fillet, or why it does not appear in the 13th-century version of Journey to the West.

While the Xixia painting (fig. 5) lacks many of the ritual adornments (apart from the fillet) mentioned in the Hevajra Tantra, the Quanzhou stone relief (fig. 3) includes the band, earrings, necklace, bangles, and possibly even a tiger skin apron, suggesting it too has an esoteric origin (most likely based on Chinese source material). [5] The band’s connection to esoteric Buddhism is further strengthened by a 12th-century painting from Japan. Titled Aka-Fudo (赤不動), or “Red Fudo [Myoo]”, it depicts the wrathful esoteric god seated in a kingly fashion, holding a fiery, serpent-wrapped Vajra sword in one hand and a lasso in the other (fig. 6). He wears a golden, three-linked headband (similar to the curls of type one), which stands out against his deep red body and flaming aureola. Biswas (2010) notes: “…the headband on his forehead … indicate[s], according to some, a relation to the habit of groups of ascetics who were among the strong supporters of Acalanatha” (112). His supporters were no doubt yogin practitioners in the same vein as those who worshipped Heraku and other such wrathful protector deities.

Click the image to open in full size.

Fig. 7 – (Left) Huang Ji’s “Sharpening a Sword” (early 15th-century) (larger version). Fig. 8 – (Center) An image of the hero Wu Song wearing a jiegu (戒箍) fillet from a Water Margin TV show. Fig. 9 – (Right) A late Ming woodblock of the warrior monk Lu Zhishen with a crescent staff (larger version).

3.1. The Fillet as a Symbol of Martial Deities and Warrior Monks

It’s important to note that Monkey was not the only cultural hero of the Ming Dynasty (1368-1644) to wear a golden fillet. Another example is Li Tieguai (李鐵拐), or “Iron Crutch Li”, the oldest of the Eight Immortals.[6] Li is generally portrayed as a crippled beggar leaning on a cane. Legend has it that his original body was cremated prematurely by a disciple while the immortal traveled in spirit to answer a summons from Lord Laozi, the high god of Daoism. Li’s spirit returned a day later to find only ashes, thus forcing him to inhabit the body of a recently deceased cripple. According to Allen and Philips (2012), “Laozi gave him in recompense a golden headband and the crutch that was to become his symbol” (p. 108). Some depictions of Li wearing the fillet predate Journey to the West. The most striking example is Huang Ji’s Sharpening a Sword (early 15th-century) (Fig. 7), which portrays the immortal wearing a type three band and sharpening a double-edged blade on a stone while staring menacingly at the viewer. [7] One theory suggests Li’s martial visage identifies him as a “spirit-guardian of the [Ming] state” (Little, 2000, p. 333). Both Monkey and Li are therefore portrayed as brutish, weapon-bearing, golden headband-wearing immortals who serve as protectors. This shows the fillet was associated with certain warrior deities during the Ming.

The fillet’s connection to religion and martial attributes culminated in the Jiegu (戒箍, “ring to forget desires”), a type two band worn by Military Monks (武僧, Wuseng) in Chinese opera to show that they have taken a vow of abstinence (fig. 8). Such monks are depicted as wearing a Jiegu over long hair (Bonds, 2008, pp. 177-178 and 328), which contrasts with the bald heads of religious monks.[8] I would like to suggest the band’s half-moon shape may have some connection to a Ming-era woodblock print motif in which martial monks are shown wielding staves tipped with a crescent (fig. 9). The exact reason for the shape is still unknown (Shahar, 2008, pp. 97-98), but the association between the crescent and martial monks seems obvious. The use of the fillet in Chinese opera led to it being worn by Sun Wukong in the highly popular 1986 live-action tv show adaptation of the novel (fig. 2).[9]

4. Conclusion

Examples of past research into the origins of the golden fillet respectively point to a slave collar from the Han dynasty (206 BCE-220 CE) and circa 13th-century South and Southeast asian depictions of the Buddhist guardian Andira and the Hindu monkey god Hanuman as possible precursors. However, the first isn’t credible, and the second, while on the right track, doesn’t go back far enough. An 11th-century painting in the Eastern Thousand Buddha Cave complex depicts Sun Wukong wearing a type three fillet with possible ties to a ritual circlet worn by Esoteric Buddhist Yogin ascetics in 8th-century India. The Hevajra Tantra, the esoteric text that mentions the band, associates it with the Aksobhya Buddha and thereby his moralistic, self-restraining practices. The text was transmitted from india to Tibet, China, and Mongolia from the 11th to the 13th-centuries, showing a clear path for such imagery to appear in East Asia. A 12th-century Japanese Buddhist painting of the guardian deity Fudo Myoo with a fillet suggests the practice of wearing circlets in esoteric rituals continued for centuries. Other non-Buddhist deities became associated with the fillet during the Ming Dynasty. A 15th-century painting of the immortal Li Tieguai, for example, depicts him as a type one circlet-wearing, sword-wielding guardian of the Ming dynasty. All of this suggests the band became a symbol of weapon-bearing protector deities. The association between the fillet and religion and martial attributes led to its use as the symbol of military monks in Chinese opera.


Update: 12-23-17

I’ve been wondering what the 8th-century version of the circlet (along with the other ritual implements) mentioned in the Hevajra Tantra might have looked like. While I have yet to find a contemporary sculpture or painting, I have found an 11th to 12th-century interpretation from Tibet. Titled The Buddhist Deity Hevajra (fig. 10), this copper alloy statue somewhat follows the prescribed iconography of the god as laid out in the aforementioned text:

Dark blue and like the sun in colour with reddened and extended eyes, his yellow hair twisted upwards, and adorned with the five symbolic adornments,/ the circlet, the ear-rings and necklace, the bracelets and belt. These five symbols are well known for the purificatory power of the Five Buddhas./ He has the form of a sixteen-year-old youth and is clad in a tiger-skin. His gaze is wrathful. In his left hand he holds a vajra-skull, and a khatvahga [staff] likewise in his left, while in his right is a vajra of [a] dark hue…(Linrothe, 1999, p. 256)

Fig. 10 – The Buddhist Deity Hevajra, late 11th to early 12th-century, copper alloy (larger version). Courtesy of the Los Angeles County Museum of Art. Fig. 11 – Detail of the circlet.

The circlet here is depicted as a fitted band with crescent trim and a teardrop-shaped adornment (a conch?) (fig. 11). The statue’s iconography more closely follows that from the Sadhanamala (“Garland of Methods”), a compilation of esoteric texts from the 5th to 11th-centuries. The following information probably derives from the later part of this period:

He wields the vajra in the right hand and from his left shoulder hangs the Khatvanga [staff] with a flowing banner, like a sacred thread. He carries in his left hand the kapala [skull cap] full of blood. His necklace is beautified by a chain of half-a-hundred severed heads. His face is slightly distorted with bare fangs and blood-shot eyes. His brown hair rises upwards and forms into a crown which bears the effigy of Aksobhya. He wears a kundala [ear decoration] and is decked in ornaments of bones. His head is beautified by five skulls (Donaldson, 2001, p. 221).

Our statue has many of these features but lacks the image of the Buddha in his hair. This suggests the knob visible in the coif (fig. 10) once carried such a figure. So once again we see the importance of the Aksobhya Buddha. The statue is similar to 10th and 11th-century stone statues from India.[10]

While this doesn’t get us any closer to what the original circlet looked like, this statue adds to the mutability of the fillet imagery. The Hevajra Tantra is vague in its description, and so it is no surprise that so many variations have appeared over the centuries. The original sanskrit text uses the word cakri (circle) to refer to the band (Farrow & Menon, 2001, pp. 61-62). This might explain the simple type three fillet worn by Monkey in the Eastern Thousand Buddha Cave two painting (fig. 2).


Update: 08-16-20

I have written an article suggesting an origin for the type one headband, or as I now call it, the “curlicue headband”.

Sun Wukong’s Curlicue-Style Headband


Update: 12-12-21

One thing I figured out a while ago but never explained here was the reason why the Japanese Buddhist protector deity Aka-Fudo (赤不動) (fig. 6) is depicted with a headband. I believe this is a visual representation of the fillet’s association with the Aksobhya Buddha. This is because the fudo (Ch: budong, 不動) of Aka-Fudo and the Sanskrit meaning of Aksobhya respectively mean “immovable”. So the image of Aka-Fudo is encapsulating both his position as a protector deity and the Buddha represented by the headband. 


 

Update: 01-23-22

I’ve written an article suggesting a mantra for the secret spell that causes the golden fillet to tighten.

The Tightening Spell of Sun Wukong’s Golden Headband


Update: 07-25-22

I’ve written an article that explains the origins of the “crescent-style” headband.

The Monkey King’s Crescent-Style Headband

Notes

1) The type of band that is given to particular characters is explained in Wu & Yu, 2012 (Vol. 2), p. 251.
2) For the entire episode, see Wu & Yu, 2012 (Vol. 1), pp. 314-320.
3) The child first speaks his new name in Wu & Yu, 2012 (Vol. 2), p. 354. The name Sudhana originates from the Avatamsaka Sutra (Wu & Yu, 2012 (Vol. 2), pp. 386-387 n. 3).
4) For a complete English translation, see Wivell (1994).
5) This is just one of many relief carvings that grace the pagoda. It includes other guardian-type figures with esoteric elements but rendered in the Chinese style. See Ecke and Demiéville (1935).
6) The Eight Immortals are Daoist saints who came to be worshipped as a group starting sometime in the Jin Dynasty (1115-1234) (Little 2000: 319).
7) The sword is usually a symbol of the immortal Lu Dongbin, but, as noted above, it is used to identify Li Tieguai as a Ming guardian (Little 2000: 333).
8) Shahar (2008) discusses the historical differences between religious and military monks in ancient China.
9) The actor who played Monkey, Liu Xiao Ling Tong (Born Zhang Jinlai 章金萊, 1959), comes from a family who has specialized in playing Sun Wukong in Chinese opera for generations (Ye, 2016).
10) See the Heruka chapter in Linrothe (1999). He includes our statue in his study, but other sources describe it as Tibetan instead of India (Bangdel & Huntington, 2003, p. 458).

Bibliography

Allan, T., & Phillips, C. (2012). Ancient China’s myths and beliefs. New York: Rosen Pub.

Bangdel, D., & Huntington, J. C. (2003). The Circle of Bliss: Buddhist Meditational Art. Chicago, Ill: Serindia Publications.

Biswas, S. (2010). Indian influence on the art of Japan. New Delhi: Northern Book Centre.

Bonds, A. B. (2008). Beijing opera costumes: The visual communication of character and culture. Honolulu: University of Hawai’i Press.

Buswell, R. E., & Lopez, D. S. (2013). The Princeton dictionary of Buddhism. Princeton, NJ : Princeton University Press.

Donaldson, T. E. (2001). Iconography of the Buddhist sculpture of Orissa. New Delhi: Indira Gandhi National Centre for the Arts.

Ecke, G., & Demiéville, P. (1935). The twin pagodas of Zayton: A study of the later Buddhist sculpture in China. Cambridge, Mass: Harvard University Press.

Farrow, G. W., & Menon, I. (2001). The concealed essence of the Hevajra Tantra: With the commentary Yogaratnamālā. Delhi: Motilal Banarsidass Publ.

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The Origin of Monkey’s Battle with Lord Erlang and its Ties to Han Dynasty Funerary Rites and Folklore

Did you know the battle between Monkey and Lord Erlang is tied to Han Dynasty funerary rights and folklore? Wu (1987) notes that, during the Eastern Han Dynasty (25-220 CE), the people of Sichuan often buried their dead in stone tombs decorated with brave heroes, such as archers and crossbowmen, and fierce animals, such as tigers and hounds. Regarding the latter, the canines are sometimes depicted attacking or intimidating apes, which were considered emblems of disease or bad luck (fig. 1). Therefore, by portraying the subjugation of such evil forces, the carvings are thought to have served the ritual function of protecting deceased loved ones from dark influences on their wayward journey to the afterlife (pp. 100-101).

The idea of dogs overcoming apes should bring to mind Sun Wukong’s capture at the mouth of Lord Erlang’s loyal hound at the end of chapter six.

One recurring motif depicts an archer drawing his bow to fall an ape in a tree (fig. 2). This is based on a third-century BCE tale about the legendary Chu archer Yang Youji (養由基) shooting an elusive white ape held in the palace of the King of Jing. This in turn is based on an even older tale about the archer Yi (羿) bringing order to the primordial earth by killing nine of ten suns that took the form of monstrous crows. Han era tombs are known to portray Yi drawing a bow to shoot said birds flying around a tree, so it most likely influenced the motif of Yang shooting the ape in a tree (Wu, 1987, pp. 102-106). Despite his later connection with the three-pointed polearm, Erlang was also portrayed as an archer in early media.

Click the image to open in full size.

Fig. 1 – (Top left) A Han Dynasty tomb rubbing of oversized dogs intimidating apes (larger version). Fig. 2 – (Bottom left) A Han tomb decoration depicting an archer shooting at an ape (larger version). Fig. 3 – (Center bottom) The 13th-century painting depicting Erlang and his soldiers rounding up and executing ape demons. A captive ape can be seen on the bottom left between the two soldiers (larger version). Fig. 4 (Center right) A detail from the 15th-century painting showing the ape, his humanoid wives, and their gibbon-like children being rounded up (larger version). This section is located in the last four-fifths of the scroll. Fig. 5 – (Right) A detail showing Erlang near the front of the same scroll (larger version). His armor differs slightly from that of the 13th-century version. Also take note of how a young page holds his bow, while a spirit soldier bears his (slightly obscured) three-pointed polearm.

 

Lord Erlang was originally worshiped during the Han as a hunting god and queller of mountain ghosts by the Qiang (羌) ethnic group of the western Sichuan region. His cult grew and absorbed other deities and heroes under his mantle. For instance, Wu (1987) writes:

The Er-lang cult became even more popular in Sichuan under the patronage of the Later Shu emperor, Meng Chang 孟昶 (r. 934-65), and in 965, when the Song dynasty conquered the kingdom, it adopted the cult, erecting temples for the god in the capital and throughout the country.

When the Er-lang cult became increasingly popular in Sichuan, the previous divine archers such as Yang Youji and Yi, (like many other legendary demon-quellers), were mologized into this new cult, and their defeat of an ape demon became an important part of the Er-lang legend. Er-lang’s traits in later stories and art works clearly disclose this transformation (pp. 107-108).

It should also be noted that Erlang was at some point associated with the historical engineer Li Bing (李冰, c. 3rd-cent. BCE) and the official Zhao Yu (趙昱, c. 6th/7th-cent CE), both of whom were worshipped for defeating flood demons (Wu, 1987, p. 107). I suggest this may have led to his cult being connected to that of Yu the Great (大禹), the flood-queller par excellence in Chinese folklore. This is important because Tang Dynasty legends state Yu battled a simian water demon and eventually imprisoned it under a mountain (see Andersen, 2001). Sound familiar? This may have been another avenue in which Erlang was associated with quelling ape demons.

One anonymous 13th-century album leaf ink painting portrays Erlang seated in a kingly fashion and watching as his spirit soldiers round up and execute ape demons (fig. 3). One anonymous 15th-century scroll painting reproduces the scene in color, along with other animal spirits (fig. 4 and 5). The image of the deity as a queller of ape monsters culminated in an anonymous Yuan-Ming Dynasty play called The God Er-lang Locks up the Ape-Demon “Great Sage-Equal to Heaven” (二郎神鎻齊天大聖, Er-lang Shen suo Qitian Dasheng). Much like JTTW, the god is sent to capture a magical primate, in this case an ape, who has stolen immortal food and wine from heaven (Wu, 1987, pp. 108-109). This no doubt influenced Monkeys mischief in heaven and subsequent battle with the deity.

See also:

Sources:

Andersen, P. (2001). The demon chained under turtle mountain: The history and mythology of the Chinese river spirit Wuzhiqi. Berlin: G-und-H-Verl.

Wu, H. (1987). The earliest pictorial representations of ape tales: An interdisciplinary study of early Chinese narrative art and literature. T’oung Pao LXXIII, pp. 86-112.