Story Idea: The Origin of Sun Wukong

Last updated: 02-22-2025

The following story sketch was originally posted on my external Historum blog on 01-20-2014. The site recently switched to a new server, but the blogs have yet to be migrated. I’m posting it here for posterity. Regular articles will resume after this entry.

Story Idea #1

As a lover of Chinese mythology and a former primatology major, I’ve always wanted to create my own primate-based character similar to Sun Wukong. I originally wanted him to be the son of Monkey or the son of one of his advisers or allies during his days as a demon. Either way, I thought he could train under Sun and gain similar powers. But then I decided that I wanted him to be a more civilized, yet more powerful version of the character; someone who is held in high regard by all beings of the six realms (demons, hungry ghosts, animals, humans, asuras, and devas) of Buddhist cosmology, as well as the Buddha himself. After reading about the ancient Chinese view of the gibbon, [A] a small, long-armed, arboreal ape native to Asia (fig. 1), I thought the character could be an ape immortal. It was only recently that I decided to pair him with a female since gibbons generally mate for life.

gibbon-jump-sachin-rai

Fig. 1 – A gibbon soaring through the treetops. Photo by Sachin Rai. A larger version can be found here.

1. Plot

This tale is meant to be a standalone story, but it includes details that explain the origin of Monkey and how his life parallels his spiritual parentage. I’ve drawn upon traditional Chinese religious and vernacular texts for inspiration. The notes below contain important information on the texts I used and why particular plot choices were made.

The Daodejing (道德經) reads:

The Dao (道, the way) gives birth to the One (yiqi, 一氣, the first breath);
The One gives birth to the Two (yin and yang, 陰陽);
The Two gives birth to the Three (San qing, 三清, the Three Pure Ones);
The Three gives birth to the Ten Thousand Things.
The Ten Thousand Things carry the Yin and enfold the Yang;
Kneading gently, they create harmony. [B]

In the beginning of the universe, the Three Pure Ones, the manifestations of the Dao, use the vital energies of the cosmos to create heaven, earth, and all living things. Among the first to be created are two gibbons, a male and a female (fig. 2). They become the progenitors of all apes and monkeys, just like the phoenix and his mate, the next to be created, are the progenitors of all birds. Being embodiments of yin and yang sexual forces, the pair propagates quickly. They frolic with their children and the following generations through the mountain tops soaking up qi (氣), prolonging their lives for thousands upon thousands of years. And Like modern apes, the pair shows a propensity for observation, watching the cyclical movement of the stars and planets and becoming aware of the ebb and flow of qi, studying the energy and cultivating its mysteries over endless eons.

Mated Gibbons

Fig. 2 – A pair of mated gibbons. A larger version can be found here.

Once their family grows to titanic proportions, the gibbons wield their arcane knowledge to create an island home, raising up Flower-Fruit Mountain (Huaguo shan, 花果山) from the ocean. There, they construct the Water Curtain Cave (Shuilian dong, 水簾洞) from which they continue to plumb the depths of the Dao. [C] Their exploration takes them to the heights of the mountain where heaven meets earth, using the corresponding yin (earth/female) and yang (heaven/male) energy to fuel their reenactment of the creation of the cosmos through sexual union. By chance, these powerful, creative sexual energies are absorbed by a boulder atop the mountain. [D]

As mated gibbons often do, the pair sings the most beautiful duets that echo throughout time and space. [E] The power of their song continues to increase as their immortal lives extend through the ages. It becomes so powerful that the duet is capable of crumbling mountains, churning the oceans, and shaking the very firmament of heaven. In fact, their song inadvertently topples one of the mountain pillars supporting the sky, and so the devi Nuwa (女媧) is forced to mend the heavens with five magic stones. [F] The primordial devas and spirits fear what might happen if the couple continues, so they plead with the gibbons to separate in order to avoid destroying the cosmos. They promise to allow the pair to see one another at some fixed period of time in the distant future.

The immortal lovers reluctantly agree and isolate themselves to two separate holy mountains; [G] the male becomes known as the “Eastern Ape Immortal” (東猿仙) and the “Ape Patriarch” (Yuan jiazhang, 猿家長), while the female becomes known as the “Western Ape Immortal” (Xi yuan xian, 西猿仙) and the “Ape Matriarch” (Yuan nu jiazhang, 猿女家長). The two are much sought after by animal, human, devil, and deva to teach them the essence of the Dao. Both become the religious teachers of countless beings, from the lowliest creature to the purest deva in the highest heaven. Former students include the Tathagata Buddha and the immortal Subodhi. [H]

The primordial devas are eventually superseded by deified humans after a great battle between the Shang and Zhou Dynasties. [I] The August Jade Emperor (Yuhuang dadi, 玉皇大帝) and the rest of the heavenly retinue go about setting the cosmos into order. The promise made by the primordial devas is lost to time.

It is during the interim when the previously mentioned boulder, having been nourished by the light of the sun and moon for centuries, births a stone embryo that is eroded by the elements into a stone monkey. He becomes the king of the monkeys on Flower-Fruit Mountain by rediscovering the Water Curtain Cave that the previous generations of his kin had forgotten long after the Ape Immortals went into exile. The monkey eventually trains under Subodhi, receiving the religious name Sun Wukong (孫悟空, Monkey Awakened to Vacuity) (fig. 3), and achieving great magical powers with which he later uses to rebel against heaven for not recognizing him as a full-fledged god. After being imprisoned by the Buddha for 600 years, Sun redeems himself by escorting the monk Tripitaka (Sanzang, 三藏) to India, and for this he is rewarded with Buddhahood, becoming the “Victorious Fighting Buddha” (Dou zhansheng fo, 鬥戰勝佛).

n8mflz

Fig. 3 – A modern depiction of Sun Wukong (larger version). A photomanipulation by the author.

After the fixed period of time has elapsed, the primordial gibbons request to leave their individual exile. The August Jade Emperor, however, refuses due to the potential for danger. Angered because heaven went back on its word, the immortal lovers leave their exile anyway, and so all of the devas, spirits, and devils struggle to keep them apart. This is an impossible task given that the two are among the highest immortals. A great battle ensues in which the pair uses their knowledge of the Dao to put the celestial army into disarray. For instance, the Ape Patriarch is a master of transformations; he grows to titanic proportions, multiplies his long arms, and captures the most powerful Daoist and Buddhist deities in his vice-like hands. The Ape Matriarch is a mistress of illusions; she clouds the minds of the soldiers, making them think they are fighting her when they are really fighting each other. [J] In addition, their individual songs have grown in power, now capable of destroying anything by separating the yin and yang forces therein (fig. 4).

Gibbon yawning

Fig. 4 – A gibbon yawning. Imagine powerful sound waves emanating from its mouth. A larger version can be found here.

The August Jade Emperor begs the Buddha to intervene like he had done for the rebelling Sun Wukong in the past. But considering that heaven went back on its word and the ape immortals are both friends and former teachers of the Enlightened One, the Tathagata sends their spiritual son, the Victorious Fighting Buddha, to ask them to pacify their rage instead of using trickery to halt the onslaught. [K] After a brief reunion, the pair acquiesces, and all three travel by cloud to the Buddha’s abode on Vulture Peak (Lingjiu shan, 靈鷲山) to discuss the matter. The immortal lovers opine the great injustice done to them by the heavenly hierarchy. The Buddha knows their duet is part of their primordial animal nature and is the ultimate expression of their love, which reaches back to the very beginning of time. Unfortunately, he realizes that the power of their song could destroy the universe if allowed to take place.

After some thought, the Tathagata gives them a lesson on the cyclical dissolution of the cosmos: at the end of each Mahakalpa (Da jie, 大劫), the universe is destroyed by a different element. There are fifty-six destructions by fire, seven by water, and one by wind. The latter is the most powerful, destroying all earthly and heavenly realms below the pure realm inhabited by the Buddha and his retinue. The Tathagata then suggests a compromise in which the couple can remain as his permanent guests of the Buddha realm, where they can frolic with the Victorious Fighting Buddha. This way the gibbons will be free to sing their melodious song without fear of negative effects. And when the end of the sixty-fourth Mahakalpa comes to a close, their song will serve the function of the wind element to bring about the dissolution of the universe to make way for the new one. [L]

2. Background information

A) The Chinese viewed the gibbon (Yuan, 猿) as symbolic of Confucian gentlemen and Daoist immortals. Their long arms were thought to be evidence of their expertise in soaking up qi. This resulted in long lives and occult powers (Geissmann, 2008).

B) This is based on chapter 42 of the Daodejing (道德經), the premiere holy text of Daoism. The original passage has been interpreted differently by different scholars. I’m using the interpretation presented in Laozi and Wilson, 2012, p. 197. The cited text, however, makes no mention of the Three Pure Ones. This is based on later Daoist texts and folk views on the supreme immortals. See Stevens, 1997, pp. 68-70.

C) JTTW never explains where the magical cave came from. This is my attempt to give it an origin story.

D) JTTW states the following about the boulder: “Since the creation of the world, it had been nourished for a long period by the seeds of Heaven and Earth and by the essences of the sun and moon, until, quickened by divine inspiration it became pregnant with a divine embryo” (Wu & Yu, 2012, p. 101). I’ve never been satisfied with the explanation for Monkey’s birth. Why would the rock produce a simian character? This is why I wrote that the Ape Immortals make love atop of the mountain, thereby impregnating the boulder with powerful, creative energies. In Daoist sexual practices, earth and heaven are often euphemisms for the feminine and masculine sexual energies of yin and yang (Wile, 1992, pp. 11-12 and 28-29). Therefore, what I have proposed is simply a difference in semantics.

E) Gibbon duets have an ethereal quality. Those wishing to listen to some can do so here and here (make sure your volume is not too high). It’s interesting to note that gibbons can naturally perform what takes professional opera singers years of dedicated practice to achieve (Lougheed, 2014).

F) The original mythology has the pillar being fallen by a water demon. I guess an explanation could be included somewhere that the original reason for the disaster, the gibbon song, was forgotten to time and confused with a different incident.

G) I wanted there to be a parallel between Monkey’s imprisonment and the pair’s exile, both of which are connected to mountains.

H) The Buddha’s tutelage under the gibbons happens in the distant past when he is still a Bodhisattva in the Tushita heaven. I listed Subodhi because I wanted there to be a further link between Monkey and the Ape Immortals. Therefore, the skills of Sun Wukong’s spiritual parents are transmitted to him by their former student.

I) This is based on the events in the 16th-century Chinese classic Fengshen Yanyi (封神演義), or Investiture of the Gods. In the story, chaos in heaven causes many gods to be reborn on earth as various heroes of the competing Shang and Zhou Dynasties. The King of Zhou wins the conflict and his strategist, an apprentice of the supreme immortal Yuanshi Tianzun (元始天尊), one of the Three Pure Ones, uses a magic list to deify the souls of those who died in battle. Thus, heaven is repopulated once more (Stevens, 1997, p. 60).

J) The strengths of each correspond to the skills passed on to the Buddha and the immortal Subodhi. Again, I wanted there to be a parallel between Monkey and his spiritual parents. The pair rebels like he did, but they do so because of injustice, not pride. However, I must say that lofty immortals would have surely evolved passed such earthly “wants and needs” (e.g. lust and anger). Daoist literature and vernacular Chinese fiction often describes immortals as being celibate. But the immortal love of the couple may transcend what might be expected of human-based immortals. That’s why I present them as living embodiments of yin and yang. Wile (1992) states: “The early [Daoist] texts are marked by the existential loneliness of yin and yang for each other, and their union consummates a cosmic synergy” (p. 29).

K) An example of trickery would be the way that the Buddha uses illusion to make Monkey think that he has left his palm in the seventh chapter of JTTW.

L) Buddhism recognizes a measurement of time called a Kalpa (jie, 劫), which can be many millions or even billions of years long depending on the tradition. Said traditions recognize between four and eighty kalpas (Buswell & Lopez, 2014, p. 409). The total of these respective ranges make up a Mahakalpa (dajie, 大劫), which is divided into four periods of nothingness, creation, subsistence, and finally destruction, each period being between one and twenty kalpas long (Buswell & Lopez, 2013, p. 496). For more information on the cyclical destruction of the universe by fire, water, and wind, see my article here.


Update: 01-17-21

Story idea #2

Last year I wrote an article that explored other stone-born figures from world mythology. In the conclusion I cautiously suggested that Wukong’s birth and later rebellion was influenced by the Hurrian myth the “Song of Ullikummi” (c. 1200 BCE), which appears in an extant Hittite cuneiform text comprising three fragmented clay tablets. For example, one scholar noted similarities between Ullikummi and a later figure from Greek mythology: “(1) The initial situation: the big stone; (2) a god fertilizes the stone; (3) the stone gives birth to a child; (4) the child thus created is a rebel against the gods; (5) the gods gather and plan countermeasures; (6) the enemy of the gods is rendered harmless” (see the linked article). Anyone who has read Journey to the West will no doubt notice the striking similarities with Monkey’s tale. Therefore, I think Ullikummi’s story would be a solid basis for a more authentic origin story for the Monkey King.

While the ancient tale is named after the eponymous stone monster (fig. 5), the story follows the machinations of Kumarbi, a resentful former ruler of the gods, who wishes to usurp the throne from his son, the storm god Tesub. Kumarbi sets about doing this by bedding a massive stone in an effort to produce a being powerful enough to rout the gods. Upon its birth, the doting father gives the creature a name meaning “Destroy Kummiya”, foreshadowing its intended fate to destroy Tesub’s home.

Fig. 5 – Ullikummi as a playable character from the online video game Final Fantasy XI (larger version).

Fearing that it may be killed by the gods before coming into full power, Kumarbi has the monster hidden in the underworld, where it is placed on the right shoulder of the Atlas-like god Upelluri. The creature quickly multiples in size, growing nine thousand leagues tall, eventually reaching heaven. When the goddess Ishtar fails to seduce the blind and deaf monster, the warrior god Astabi leads seventy deities into battle against the lithic menace only to be defeated and cast into the sea below. Tesub abandons the throne and, along with his vizier and brother Tasmisu, seeks the aid of Ea, the god of wisdom and witchcraft, who travels to the underworld in search of the creature’s origins. Upon questioning Upelluri, who effortlessly carries the weight of the heavens, earth, and sea, Ea learns a great weight, which turns out to be the monster, pains the titan’s right shoulder. In the end (of the third and final extant tablet), Ea calls for a tool originally used by the old gods to cleave heaven and earth and chisels Ullikummi free of Upelluri’s shoulder, thus breaking the monster’s base of power and leaving it vulnerable to attack by the gods. One scholar suggests there’s a missing fourth tablet that describes the monster’s ultimate defeat (again, see the linked article).

Xingtian

Fig. 6 – A modern depiction of Xingtian (larger version). Artist unknown.

Now, I’ve previously written a story sketch in which Master Subodhi’s school is actually a training ground for an immortal monastic army akin to the Shaolin Temple. I speculated that Wukong’s skill in martial arts and troop movement would come from his time serving as a soldier and eventual officer in this army. Additionally, I suggested that the baddie whom the army faces is the headless monster Xingtian (刑天) (fig. 6), who originally battled the supreme god Shangdi for control of the universe and was beheaded after his defeat. Perhaps he or a figure like him follows in Kumarbi’s footsteps and beds a stone, in this case the rock on the Mountain of Flowers and Fruits, in an effort to create a powerful son to finish what he started. Then, he works in the shadows, influencing the direction of Monkey’s life, leading to his famous rebellion against heaven. Wukong’s defeat of the seventy-two major gods in the heavenly army [1] would mirror Ullikummi routing the seventy gods led by Astabi. Likewise, the Jade Emperor’s call to the Buddha, leading to Monkey’s defeat, mirrors Tesub’s plea to Ea and the eventual downfall of the stone monster. Thoughts?


Update: 12-10-21

I’ve posted a piece about a folk Taoist white ape god. His story overlaps with Sun Wukong just like the spiritual parents I presented above.

The White Ape Perfected Man: Sun Wukong’s Divine Double

 


Update: 06-16-23

Story Idea #3

Another idea could predate Monkey’s stone birth and instead focus on a past life as a heavenly being. It would draw from three sources: First, the backstory of the Tang Monk, Tripitaka. Those who’ve read JTTW will know that his past life, an Arhat called Master Golden Cicada (Jinchan zi, 金蟬子), is exiled from paradise for ten lifetimes for falling asleep during the Buddha’s lecture.

Just like his master, Sun Wukong is formerly a celestial in paradise. A great name for this figure would be the “Arhat Steel Muscles and Iron Bones” (Gangjin tiegu luohan, 鋼筋鐵骨羅漢). This plays on a similar title given to Sun’s antecedent, the “Monkey Pilgrim” (Hou xingzhe, 猴行者), by Tang Emperor Taizong in the 13th-century oral version of JTTW. [3]

Second, the embellished life story of Song-era General Yue Fei (岳飛, 1103-1142). The Complete Vernacular Biography of Yue Fei (Shuo Yue quanzhuan, 說岳全傳, c. 17th-century; “The Biography of Yue Fei” hereafter) actually draws inspiration from the 1592 JTTW by portraying the general as a reincarnation of a bird monster-turned-Dharma protector from chapters 74 to 77. Originally called the “Peng Bird of Ten Thousand Cloudy Miles” (Yuncheng wanli peng, 雲程萬里鵬) in JTTW, the “Great Peng, the Golden-Winged King of Illumination” (Dapeng jinchi mingwang, 大鵬金翅明王) is exiled from paradise in chapter one of The Biography of Yue Fei for killing a stellar bat-spirit who farted during the Tathagata’s sermon on the Lotus Sutra. [4]

Just like the Great Peng bird, the Arhat Steel Muscles and Iron Bones kills a spirit for seemingly offending the Buddha. [5] I imagine the Enlightened One would admonish him by saying something like, “You are so sure of your strength, so proud of your physical gifts. And yet you don’t know how to defend the Dharma with it!” He then exiles the Arhat to live out ten lifetimes (à la Master Golden Cicada) where he’s a figure of great strength who is continually bested and humiliated and forced by circumstances to protect something weaker than him.

And third, the Buddha’s Jataka tales. The Tathagata has many birth stories where he is both humans and animals who embody an important lesson (Cowell, 1895). In fact, one tale depicts him as a Monkey King!

The Arhat is reborn in the lower three paths of reincarnation, and just like the Buddha, he has several past lives as animals. He works his way up the cosmic hierarchy by performing good deeds, such as a past life where he’s a man-eating tiger who comes to protect a small child. He attains the human-like form of a monkey in his final incarnation, leading to the events of JTTW.

I like this option a lot because this would make both Monkey and Tripitaka former Arhats who undergo prolonged trials that refine their spirits over many lifetimes. This would ultimately explain why both of them attain Buddhahood at the end of their respective character arcs, our hero becoming the “Buddha Victorious in Strife” (Dou zhansheng fo, 鬥戰勝佛) and the Tang Monk “Buddha of Candana Merit” (Zhantan gongde fo, 旃檀功德佛) (Wu & Yu, 2012, vol. 4, p. 381). I also like it because Sun Wukong’s past life references the Tibetan monkey bodhisattva Hilumandju, who is an avatar of the bodhisattva Avalokiteshvara (Guanyin) and a possible Buddhist syncretic version of the Hindu monkey god Hanumanji. What’s interesting about this legendary figure is that he mates with a rock ogress (see the 08-02-19 update here), which reminds one of Sun’s stone birth.


Update: 02-22-25

While I like elements from the first two story ideas, the third one is turning out to be more authentic and interesting.

I had previously referred to Monkey’s past life on this article as a Bodhisattva, but I changed this to an Arhat after finding evidence that Golden Cicada, Tripitaka’s past life, was a Buddhist saint. This includes the following:

  • Xuanzang was historically worshiped as one during the Song dynasty.
  • Two Yuan-Ming plays depict him as the reincarnation of Arhats.
  • The story of Golden Cicada is likely based on the Arhat Aniruddha, one of the ten principle disciples of the Buddha.
  • Two other principle disciples, the Arhats Ananda and Kasyapa, appear among the Tathagata’s retinue in JTTW (see here). 

In addition, my previous article on Sun Wukong’s first master, the Buddho-Daoist Sage Subodhi, suggests that he is the historical Arhat Subhuti, also one of the principle disciples. And if we insert the aforementioned Aniruddha as the original identity of Master Golden Cicada, that will make four of ten disciples appearing in the story. I stress this because maybe—within our fanfiction—Monkey’s previous life could be another principle disciple that has been conveniently inserted among the historical figures. That way, the Great Sage would have known both Golden Cicada (his master Tripitaka) and Subhuti (his master Subodhi) in the past!

This is neat because he (Arhat Steel Muscles and Iron Bones) and Golden Cicada could ideally be living out their respective transmigrational punishments around the same time. And this further stimulates my brain: what if each of Monkey’s incarnations have protected each of Tripitaka’s past lives?!?! 

Notes:

1) Koss (1981) writes: “Adding up the number of gods listed here [see Wu & Yu, 2012, p. 169] from the Twenty-Eight Constellations through the Deities of the Five Mountains and the Four Rivers, the number arrived at is seventy-three, if 東西星斗 [dongxi xingdou, the “Stars of East and West”] is counted as two, which Yu does in his translation, or seventy two, if the latter is taken as one, which is another possible interpretation” (p. 84).

2) This is how old the ledger of life and death lists Monkey as in chapter 3: “Heaven-born Stone Monkey. Age: three hundred and forty-two years. A good end” (Wu & Yu, 2012, vol. 1, p. 140).

3) In chapter 17, Tang Taizong names him the “Great Sage Steel Muscles and Iron Bones” (Gangjin tiegu dasheng, 鋼筋鐵骨大聖) (Wivell, 1994, p. 1207).

4) Chapter one of The Complete Vernacular Biography of Yue Fei reads:

Let’s talk about the Buddha Tathagata at the Great Thunderclap Monastery in the Western Paradise. One day, he sat on a nine-level lotus throne, and the Four Great Bodhisattvas, the Eight Great Vajra Warriors, the five hundred Arhats, the three thousand Heavenly Kings, nuns and monks, male and female attendants, all of the heavenly sages who protect the Dharma, gathered to listen to his lecture on the Lotus Sutra. His words were like flowers and precious jewels raining from the heavens. But, at that time, a star-spirit, the Maiden Earth Bat, who had been listening to the lecture from beneath the lotus throne, couldn’t bear it any longer and unexpectedly let out a stinky fart.

The Buddha was a great, merciful lord, so he didn’t mind even the slightest bit. But don’t sympathize with the Dharma protector above his head, the “Great Peng, the Golden-Winged King of Illumination,” whose eyes shone with golden light and whose back was a scene of auspiciousness. He became angry when he saw the nasty, filthy Maiden Earth Bat, and so he unfurled both his wings and dropped down to kill the spirit by pecking her on the head. The light-point of her soul shot out of the Great Thunderclap Monastery and went to the Lands of the East (China) in the world below to find a mother and reincarnate. She was reborn as a daughter of the Wang clan. She would later marry the Song Prime minister Qin Hui (1091-1155) and come to cruelly kill the righteous (i.e. Yue Fei) as a means to get revenge against today’s enemy. We will talk about this later.

Let’s return to the Buddha, who saw what happened with his all-seeing eyes and exclaimed, “Good! Good! It turns out that this is an episode of karma (cause and effect).” Then he called the Great Peng bird to come closer and shouted, “You evil creature! You already took refuge in my teachings. How can you not follow the five precepts by daring to commit such a horrible crime? I don’t need you here; you will descend to the mortal world to pay off your (karmic) debt and wait until you have fulfilled your work. Once that is completed, only then will I allow you to return to the mountain to achieve the right fruit (Buddhist merit).” The Great Peng complied with the decree, flying out of the Great Thunderclap Monastery directly to the Lands of the East to be reincarnated. We will stop here.

且說西方極樂世界大雷音寺我佛如來,一日端坐九品蓮臺,旁列著四大菩薩、八大金剛、五百羅漢、三千偈諦、比丘尼、比丘僧、優婆夷、優婆塞,共諸天護法聖眾,齊聽講說妙法真經。正說得天花亂墜、寶雨繽紛之際,不期有一位星官,乃是女土蝠,偶在蓮臺之下聽講,一時忍不住,撒出一個臭屁來。我佛原是個大慈大悲之主,毫不在意。不道惱了佛頂上頭一位護法神祗,名為大鵬金翅明王,眼射金光,背呈祥瑞,見那女土蝠污穢不潔,不覺大怒,展開雙翅落下來,望著女土蝠頭上,這一嘴就啄死了。那女土蝠一點靈光射出雷音寺,徑往東土認母投胎,在下界王門為女,後來嫁與秦檜為妻,殘害忠良,以報今日之讎。此是後話,按下不提。

且說佛爺將慧眼一觀,口稱:「善哉,善哉!原來有此一段因果。」即喚大鵬鳥近前,喝道:「你這孽畜!既歸我教,怎不皈依五戒,輒敢如此行兇?我這裡用你不著,今將你降落紅塵,償還冤債,直待功成行滿,方許你歸山,再成正果。」大鵬鳥遵了法旨,飛出雷音寺,徑來東土投胎不表。

5) A murderous Buddhist deity may seem weird, but Vajrapani (Jingang shou pusa, 金剛手菩薩; lit: “Bodhisattva Holding the Vajra Weapon”), a yaksha-turned-wrathful Dharma protector, is considered a bodhisattva (Buswell & Lopez, 2014, p. 955).

Sources:

Buswell, R. E. , & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

Cowell, E. B. (Ed.) (1895). The Jātaka, or Stories of the Buddha’s Former Births (Vols. 1-5). Cambridge: Cambridge University Press. Retrieved from https://archive.org/search?query=The+Ja%CC%84taka%2C+or%2C+Stories+of+the+Buddha%27s+former+births.

Geissmann, T. (2008). Gibbon paintings in China, Japan, and Korea: Historical distribution, production rate and context. Gibbon Journal, 4, 1-38. Received from http://www.gibbonconservation.org/07_publications/journal/gibbon_journal_4.pdf

Koss, N. (1981). The Xiyou ji in Its Formative Stages: The Late Ming Editions (Vols. 1-2). (Doctoral dissertation). Available from ProQuest Dissertations and Theses database. (UMI No. 8112445)

Laozi, & Wilson, W. S. (2012). Tao Te Ching: An All-New Translation. Boston & London: Shambhala

Lougheed, K. (2012, August 23). Helium reveals gibbon’s soprano skill. Retrieved January 20, 2014, from https://www.nature.com/news/helium-reveals-gibbon-s-soprano-skill-1.11257

Stevens, K. G. (1997). Chinese Gods: The Unseen World of Spirits and Demons. London: Collins & Brown.

Wile, D. (1992). Art of the Bedchamber: The Chinese Sexual Yoga Classics Including Women’s Solo Meditation Texts. Albany: State University of New York Press.

Wivell, C.S. (1994). The Story of How the Monk Tripitaka of the Great Country of T’ang Brought Back the Sūtras. In V. Mair (Ed.), The Columbia Anthology of Traditional Chinese Literature (pp. 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Yang, L., An, D., & Turner, J. A. (2011). Handbook of Chinese Mythology. Santa Barbara, Calif: ABC-CLIO.

The Monk Tripitaka and the Golden Cicada

Last updated: 08-03-2025

The historical Buddhist monk Xuanzang (玄奘, 602-664) is famous for having traveled to India between 629 and 645 in order to supplement the Chinese Buddhist canon with fresh scriptures (see here). As his legend grew, an embellished story cycle began referring to him as Tang Sanzang (唐三藏; lit: “Tripitaka (“Three Baskets,” i.e. the Buddhist canon) of the Tang Dynasty“), and as early as the 11th-century, he acquired a divine monkey disciple who would later become Sun Wukong (孫悟空). The cleric eventually gained his own supernatural background, for evidence shows that he was worshiped as an Arhat (Luohan, 羅漢; Zunzhe, 尊者), a Buddhist saint, by the Song Dynasty (960-1127 CE) (Liu, 2019). A Yuan-Ming zaju stage production plays on this concept by depicting Tripitaka as the reincarnation of the Arhat Vairocana (Pulujia zunzhe, 毗廬伽尊者) (Dudbridge, 1970, p. 193). [1] This saintly status was further embellished in Journey to the West (Xiyouji, 西遊記, 1592), the culmination of his story cycle, where the character is cast as the earthly reincarnation of Master Golden Cicada (Jinchan zi, 金蟬子), the Buddha’s fictional second disciple.

In this article, I would like to discuss the Golden Cicada, including the story details explaining his background and the origin of his title. I ultimately suggest that the term was chosen because the celestial’s banishment to Earth and eventual return to paradise recalls the metamorphic lifecycle of the real life insect.

I. Internal story details

The Tang Monk’s background is first hinted at in chapter eight when Guanyin sets out to find the scripture pilgrim. The narrative proclaims:

[A] Buddha son return[s] to keep his primal vow.
The Gold Cicada Elder will clasp the candana (Wu & Yu, 2012, vol. I, p. 207).

佛子還來歸本願,金蟬長老裹栴檀。

Chapter twelve contains a poem introducing Tripitaka as the chosen pilgrim and reveals his heavenly origin. The first part reads:

Gold Cicada was his former divine name.
As heedless he was of the Buddha’s talk,
He had to suffer in this world of dust,
To fall in the net by being born a man
[…] (Wu & Yu, 2012, vol. 1, p. 275).

靈通本諱號金蟬,只為無心聽佛講。 轉托塵凡苦受磨,降生世俗遭羅網。 […]

Details about the extent of the former celestial’s punishment is revealed throughout the book. For instance, in chapter 33, a demon explains the source of the heavenly aura [2] around Tripitaka:

That Tang Monk is actually the incarnation of the Elder Gold Cicada, a virtuous man who has practiced austerities for ten existences (Wu & Yu, 2012, vol. 2, p. 105).

那唐僧原是金蟬長老臨凡,十世修行的好人

Furthermore, in chapter 100 the Buddha tells his former disciple:

Because you failed to listen to my exposition of the law and slighted my great teaching, your true spirit was banished to find another incarnation in the Land of the East. Happily you submitted and, by remaining faithful to our teaching [Buddhism], succeeded in acquiring the true scriptures (Wu & Yu, 2012, vol. 4, p. 381).

因為汝不聽說法,輕慢我之大教,故貶汝之真靈,轉生東土。今喜皈依,秉我迦持,又乘吾教,取去真經

So, we learn that the Golden Cicada was banished to live out ten pious lives in China until the time came for him to build merit as the scripture pilgrim, thereby gaining reentry into paradise.

II. Origin of the title

Yu (2008) alludes to chapter 99 explaining the source of the name Golden Cicada (p. 110). I can’t find such an overt explanation, but the chapter does mention the monk miraculously surviving drowning after being dumped by a disgruntled river turtle [3] into a heavenly river, along with his disciples and the hard-won scriptures. The novel exclaims:

Ah! It was fortunate that the Tang Monk had cast off his mortal frame and attained the way. If he were like the person he had been before, he would have sunk straight to the bottom (Wu & Yu, 2012, vol. 4, p. 363).

咦!還喜得唐僧脫了胎,成了道;若似前番,已經沉底。

The “cast[ing] off of his body” (tuotai, 脫胎) is reminiscent of the way in which the real life insect sloughs off its shell (fig. 1). If this is what Yu was referring to, I think this is but one part of the puzzle.

Fig. 1 – A newly formed cicada clinging to its shell (larger version).

I suggest that the author-compiler of Journey to the West chose the cicada imagery for the symbolic nature of its life cycle. Munsterberg (1972) describes the insect’s role in ancient Chinese religion:

Cicadas carved in jade are frequently found in graves of the Han period [fig. 2]. Since the cicada hatches above ground, spends a long period underground, and finally emerges as if in rebirth, these burial tokens were probably intended to induce resurrection by sympathetic magic (p. 32).

The Golden Cicada’s life follows this cycle very closely: the celestial being resides above in the Western Paradise, is banished below for an extended period of time, and is only allowed back into the celestial realm after a metamorphosis.

Fig. 2 – A stylized Han-era jade cicada (larger version). Photo by the Asian Art Museum.

The lifesaving transformation previously referred to by Guanyin takes place in chapter 98 when Tripitaka and his disciples are ferried across a heavenly river in a bottomless boat on their way to the Western Paradise:

All at once they saw a corpse floating [fig. 3] down upstream, the sight of which filled the elder [Tripitaka] with terror.

“Don’t be afraid, Master,” said Pilgrim [Sun Wukong], laughing. “It’s actually you!”

“It’s you! It’s you!” said Eight Rules [Zhu Bajie] also.

Clapping his hands, Sha Monk also said, “It’s you! It’s you!”

Adding his voice to the chorus, the boatman also said, “That’s you! Congratulations! Congratulations!” Then the three disciples repeated this chanting in unison as the boat was punted across the water. In no time at all, they crossed the Divine Cloud-Transcending Ferry all safe and sound. Only then did Tripitaka turn and skip lightly onto the shore. We have here a testimonial poem, which says:

Delivered from their mortal flesh and bone,
A primal spirit of mutual love has grown.
Their work done, they become Buddhas this day,
Free of their former six-six senses sway (Wu & Yu, 2012, vol. 4, pp. 345-346). [4]

只見上溜頭泱下一個死屍。長老見了大驚。行者笑道:「師父莫怕。那個原來是你。」八戒也道:「是你,是你。」沙僧拍著手,也道:「是你,是你!」那撐船的打著號子,也說:「那是你,可賀,可賀。」他們三人也一齊聲相和。撐著船,不一時,穩穩當當的過了凌雲仙渡。三藏才轉身,輕輕的跳上彼岸。有詩為證。詩曰:

脫卻胎胞骨肉身,相親相愛是元神。
今朝行滿方成佛,洗淨當年六六塵。

Here, we see Tripitaka has shed his mortal form to become a Buddha just like the cicada sheds its shell to grow wings and fly. The monk has freed himself from the endless cycle of birth and death to achieve nirvana.

Fig. 3 – Detail of a woodblock print showing the shedding of Tripitaka’s mortal body (larger version). From Mr. Li Zhuowu’s Literary Criticism of Journey to the West (late-16th to early-17th century).


Update: 05-27-2018

The Thirty-Six Stratagems (Sanshiliu ji, 三十六計, c. 5th-6th-cent.), a collection of military, political, and civil tactics, contains a plan known as “The Golden Cicada Sheds its Shell” (Jinchan tuoke, 金蟬脫殼), which entails leaving a decoy that distracts the enemy while the losing force is retreating. I’m not sure if this directly influenced the celestial’s title, but it at least shows that the name was known long before Journey to the West was published.

The strategy is actually used by a tiger demon in chapter 20:

Whipping out the iron rod, Pilgrim [Sun Wukong] shouted, “Catch him!” Eight Rules [Zhu Bajie] at once attacked with even greater ferocity, and the monster fled in defeat. “Don’t spare him,” yelled Pilgrim. “We must catch him!” Wielding rod and rake, the two of them gave chase down the mountain. In panic, the monster resorted to the trick of the gold cicada casting its shell (emphasis added): he rolled on the ground and changed back into the form of a tiger. Pilgrim and Eight Rules would not let up. Closing in on the tiger, they intended to dispose of him once and for all. When the monster saw them approaching, he again stripped himself of his own hide and threw the skin over a large piece of rock, while his true form changed into a violent gust of wind heading back the way he had come. (Wu & Yu, 2012, vol. 1, p. 401).

那行者掣了鐵棒,喝聲叫:「拿了!」此時八戒抖擻精神,那怪敗下陣去。行者道:「莫饒他,務要趕上。」他兩個掄起鈀,舉鐵棒,趕下山來。那怪慌了手腳,使個金蟬脫殼計,打個滾,現了原身,依然是一隻猛虎。行者與八戒那裡肯捨,趕著那虎,定要除根。那怪見他趕得至近,卻又摳著胸膛,剝下皮來,苫蓋在那臥虎石上,脫真身,化一陣狂風,徑回路口。


Update: 12-08-2018

I would like to further suggest that the name Master Golden Cicada (Jinchan zi, 金蟬子) might have been chosen to serve as a pun for “child or student of Chan” (Chanzi, 禪子) (fig. 4). While the historical Xuanzang was the patriarch of the Yogacara school of Chinese Buddhism (Robert & David, 2013, pp. 1015-1016), the novel closely associates him with Chan:

The depiction of the novelistic Xuanzang surely and constantly associates him and his entourage with Chan. Revealing examples can readily be found in both narrative content and such titular couplets as “Tripitaka does not forget his origin; / The Four Sages test the Chan Mind” (chapter 2[3]); “The Child’s tricky transformations confuse the Chan Mind; / Ape, Horse, Spatula, and Wood Mother-all are lost” (chapter 40); “The Chan Lord, taking food, has demonic conception; / Yellow Dame brings water to dissolve perverse pregnancy” (chapter 53); “Rescuing Tuoluo, Chan Nature is secure; / Escaping defilement, the Mind of Dao is pure” (chapter 67); “Mind Monkey envies Wood Mother; / The demon lord plots to devour Chan” (chapter 85); and “Chan, reaching Jade-Flower, convenes an assembly; / Mind Monkey, Wood, and Earth take in disciples” (chapter 88) (Wu & Yu, 2012, vol. 1, pp. 64-65).

If true, this would mean that the cicada-like spiritual transformation is based around a pun.

Fig. 4 – The similarities in form and pronunciation of chanzi (larger version). 

This seems like such an obvious connection that I wouldn’t be surprised if someone else beat me to the conclusion by decades or even centuries.


Update: 08-29-20

Art historian Jin Xu posted a picture of a 6th-century stone bodhisattva statue on twitter, and I was interested to see a cicada adorning the headdress (fig. 5 & 6). One essay about the statue suggests it was commissioned by an aristocratic layman since cicadas are known to have decorated the caps of high-ranking officials:

Another noteworthy characteristic of this superb sculpture is the cicada-shaped decoration on the front of the crown. To date, there are no other known Chinese Buddhist sculptural examples of this kind. However, cicada images can be found on gold mountain-shaped crown plaques that also are embellished with thin gold wire and granulation; these have been excavated from the tomb of Ping Sufu of the Northern Yan period (A.D. 409-436), and seated Buddha images were molded onto the back face of these crown ornaments. These excavated materials would have been made some one hundred years before the present image and suggest that there were members of the aristocracy who revered Buddhism and hid Buddha images on the backs of their crowns. This suggests the possibility that the Shumei bodhisattva, with a cicada in place of a Buddha image, was created at the request of a member of the aristocracy who revered Buddhism and believed in the philosophy that the Emperor is the living Buddha, which may have dated back to the Northern court (Standing Bodhisattva, n.d.).

The sculpture didn’t influence Tripitaka’s title as the Golden Cicada Elder. But it’s still fascinating to see a real world connection between the insect and a bodhisattva.

Fig. 5 – The Sixth-century Bodhisattva statue with a cicada decorating the crown (larger version). From Qingzhou Museum in Shandong province, China. Fig. 6 – A detail of the insect (larger version).


Update: 09-13-20

Deviantart user Taylor-Denna has drawn a beautiful depiction of Tripitaka’s former incarnation as a literal cicada (fig. 6). It is quite unique as I’ve never seen any other artist portray the former celestial in such a way. The image makes one think of an insect who acquired magic powers through spiritual cultivation and rose through the Buddho-Daoist hierarchy to become the Buddha’s disciple. The idea would make a good prequel story.

Fig. 6 – Detail of Master Golden Cicada by Taylor-Denna (larger version). Click here for the full version and the artist’s statement. Used with permission.


Update: 12-01-21

I’ve archived a book that shows how Tripitaka’s exile from heaven is similar to ancient Greek and Egyptian beliefs.

Archive #28 – Tripitaka’s Reincarnation and its Connection to Ancient Greek and Egyptian Philosophy


Update: 04-03-22

I’ve posted an entry discussing Tripitaka’s characterization in JTTW as a Confucian.

Archive #35 – The Tang Monk Tripitaka as a Confucian in Journey to the West


Update: 12-12-22

I recently added a modern jade burial token to my collection of religious items (fig. 7-9). It is very heavy for its size and cold to the touch.

Fig. 7 – Top (larger version). Fig. 8 – Front (larger version). Fig. 9 – Bottom (larger version). 


Update: 01-14-23

In chapter 81, Monkey alludes to his master’s past life, adding to the reason why the celestial had been exiled to Earth:

“You don’t realize that Master was the second disciple of our Buddha Tathagata, and originally he was called Elder Gold Cicada. Because he slighted the Law, he was fated to experience this great ordeal.”

“Elder Brother,” said Eight Rules, […] “Why must he endure sickness [for two days] as well?”

“You wouldn’t know about this,” replied Pilgrim. “Our old master fell asleep while listening to Buddha expounding the Law. As he slumped to one side, his left foot kicked down one grain of rice. That is why he is fated to suffer three days’ illness after he has arrived at the Region Below.”

Horrified, Eight Rules said, “The way old Hog sprays and splatters things all over when he eats, I wonder how many years of illness I’d have to go through!”

“Brother,” said Pilgrim, “you have no idea either that the Buddha is not that concerned with you and other creatures. But as people say:

Rice stalks planted in noonday sun
Take root as perspiration runs.
Who knows of this food from the soil
Each grain requires most bitter toil?

Master still has one more day to go, but he’ll be better by tomorrow” (Wu & Yu, 2012, vol. 4, p. 82).

This points to the supreme importance of rice in an agrarian society like ancient China.

Artist Countingclowns (a.k.a. Countinglegoclowns) on Tumblr has drawn a lovely Lego Monkie Kid-inspired image depicting the Golden Cicada, Tripitaka, and Mr. Tang, the monk’s reincarnation (fig. 10).

Fig. 10 – “Break the Cycle” by Countingclowns (larger version). The original can be seen here.


Update: 06-03-23

Tripitaka’s past celestial life and punishment appear to be based on information from Xuanzang’s historical life story, A Biography of the Tripitaka Master of the Great Ci’en Monastery of the Great Tang Dynasty (Datang Da Ci’ensi Sanzang Fashi zhuan, 大唐大慈恩寺三藏法師傳, 7th-century). After his death, a spirit extolls the monk’s virtues, as well as reveals the karmic result of his afterlife:

The Venerable Xuanzang alone cultivated the deeds of both blessedness and wisdom in nine lives. In every incarnation he was always learned and erudite, intelligent and eloquent, always the first and foremost in the land of Cīna in Jambudvīpa. Such were his blessed virtues also. […] Owing to the power of his good deeds, he has now been reborn in the inner court of Maitreya in the Tuṣita Heaven, where he will hear the Dharma with comprehension and understanding, and he will never again be born in the human world (Huili & Shi, 1995, p. 336).

且如奘師一人,九生已來備修福慧,生生之中多聞博洽,聰慧辯才,於贍部洲支那國常為第一,福德亦然 […] 由善業力,今見生睹史多天慈氏內眾,聞法悟解,更不來人間受生。

Like Tripitaka, Xuanzang has nine prior pious past lives, and like Master Golden Cicada, he comes to live in a paradise where he can listen to a Buddha lecture on the Dharma. The novel simply changes some of the details, like Xuanzang’s final rebirth in paradise being a previous life, and instead of Maitreya, he studies under the historical Buddha.


Update: 06-04-23

Brose (2021) mentions a small temple in Taipei, Taiwan where one of Xuanzang’s avatars, the bodhisattva Nine Lotuses (Jiulian pusa, 九蓮菩薩) is worshiped. [5] What’s important for this article is that the deity’s mythos, as recounted by a temple master, alludes to the Golden Cicada’s story:

[Xuanzang], she explained, originally lived in a heavenly Buddha realm, but because his cultivation was incomplete, he was sent down to earth to perform the meritorious task of bringing Buddhist sūtras from India to China. Once his work was complete, Xuanzang was able to return to the Buddha realm, but out of compassion for the world, he left a portion of his spirit behind in the form of Nine Lotuses (Brose, 2021, pp. ix-x).


Update: 04-09-24

In chapter 27, the white bone spirit also comments on the monk’s past life and the effects of eating his flesh:

“What luck! What luck!” she said, unable to contain her delight. “For several years my relatives have been talking about a Tang Monk from the Land of the East going to fetch the Great Vehicle. He is actually the incarnation of the Gold Cicada, and he has the original body that has gone through the process of self-cultivation during ten previous existences. If a man eats a piece of his flesh, his age will be immeasurably lengthened. So, this monk has at last arrived today!” (Wu & Yu, 2012, vol. 2, 17). 

造化,造化。幾年家人都講東土的唐和尚取大乘,他本是金蟬子化身,十世修行的原體,有人吃他一塊肉,長壽長生。真個今日到了。


Update: 10-06-24

Recall that the 01-14-23 update quotes the fullest description of events leading to Master Golden Cicada’s banishment from paradise: he falls asleep during a sermon and accidentally kicks something, causing a single grain of rice to fall to the ground. Well, I’m reading a biography of the Buddha and learned that his family has a connection to rice:

Sakyamuni’s father was called Suddhodana. The name means “pure rice” or “white rice.” In Chinese it is translated as Ching-fan-wang [[Jingfan wang, 淨飯王;] king of pure rice]. Legend says that the names of his four younger brothers all contained the element meaning “rice” (odana). These names suggest that the Sakyas were already cultivating rice and that they particularly valued white rice (Nakamura, 2000, vol. 1, p. 46).

This might explain the Buddha’s reaction.


Update: 01-25-25

To recap, Journey to the West casts the Tang Monk Tripitaka as the last incarnation of Master Golden Cicada (Jinchan zi, 金蟬子), the second disciple of the Buddha who is exiled from paradise for falling asleep during his master’s sermon. Chapter 81 adds a second crime: kicking something in his slumber and making a single grain of rice fall to the ground.

This leads me to the point of this post. A reader contacted me the other day asking if Sariputra (Sk: शारिपुत्र; Pali: Sariputta; Ch. Shelifu, 舍利弗), one of the Buddha’s ten primary disciples, was the basis for Master Golden Cicada since he was known for having a golden glow about him. A cursory search didn’t turn up anything connecting them, but thanks to the reader’s prompt, I kept digging and was interested to learn that another disciple of Tathagata, Aniruddha (Sk: अनुरुद्ध; Pali: Anuruddha; Ch: Analu, 阿那律) (fig. 11), was known to have fallen asleep during the Enlightened One’s lessons.

According to monk Jiaoguang’s (交光, fl. 1600) Dafo Dingshou Lengyan Jing Zhengmai Shuxu (大佛頂首楞嚴經正脉疏序, T. 275): 

Analu [Aniruddha] then stood up, bowed at the Buddha’s feet, and said to him respectfully …

[Commentary:] Changshui [6] says: Nalu, namely Anouloutuo, which means “free of poverty,” was a Rice Prince. He gave a meal to a Solitary Buddha in a past life and enjoyed happiness for 91 kalpas.

… “When I first entered the monastic life, I was too fond of sleep. The Thus-Come One admonished me, saying that I was no better than an animal. After the Buddha scolded me, I rebuked myself and wept. For seven days I did not sleep, and as a result I went blind in both eyes.”

[Commentary:] Gushan [7] says: According to the Ekottara Agama, the Buddha was preaching the Law in Jetavana when Nalu fell asleep. The Buddha spoke in verse: “Tut-tut … Why are you sleeping? River snails, mussels, clams and the like sleep for a thousand years, never hearing the names of Buddhas.” Thereupon, Nalu made it known that he would never sleep again, and he soon lost his sight. [8]

阿那律陀即從座起,頂禮佛足而白佛言:

長水曰:那律即阿㝹樓䭾,此云無貧,亦云如意,乃白飯王子也。過去世以一食施辟支,感九十一劫受如意樂。

我初出家,常樂睡眠,如來訶我為畜生類。我聞佛訶,啼泣自責,七日不眠,失其雙目。

孤山曰:增一阿含云:佛在給孤園為眾說法,那律於中眼睡,佛說偈訶云:咄咄何為睡?螺螄蚌蛤類,一睡一千年,不聞佛名字。那律於是達曉不眠,眼根便失。 (source)

The term “Rice Prince” (Bifan wangzi, 白飯王子) refers to the fact that Aniruddha was the cousin of the Buddha and a fellow grandson of King Sihahanu, whose sons, including the Buddha’s father (as mentioned above), all had the suffix odana (“rice”) as part of their names. Aniruddha’s father was Amitodana (“Unmeasured Rice”) (Nakamura, 2000, vol. 1, p. 46; Harvey, 2013, p. 117; Thomas, 1931/2013, p. 24).

Therefore, we have a Buddhist disciple who dozes off during the Buddha’s sermon and has an association with rice. This makes Aniruddha the best possible influence for Master Golden Cicada that I’ve seen. The story goes back to at least the 4th-century Zengyi ahan jingxu (增壹阿含經序, T. 125), so it would have been around long enough to eventually influence Journey to the West.

I need to point out, however, that I’m not the first person to write about this. While I was finishing typing this update, I came across this article, which mentions Aniruddha in passing. But to my credit, I actually cited the historical Buddhist literature involved.

Fig. 11 – A colored relief of the Buddha helping his blind disciple sew a new robe (larger version). Image found here.


Update: 02-13-25

I just thought of a way to work Aniruddha into JTTW lore: In chapter eight of the Lotus Sutra (Miaofa lianhua jing妙法蓮華經; a.k.a. Fahua jing, 法華經, c. 3rd-century), the Buddha mentions our tired friend among a list of 500 Arhats who will attain perfect enlightenment and share the same holy title:

Five hundred arhats, including Uruvilvakashyapa, Gayakashyapa, Nadikashyapa, Kalodayin, Udayin, Aniruddha, Revata, Kapphina, Bakkula, Chunda, Svagata, and others, will all attain anuttara-samyak-sambodhi. All will have the same designation, being called Universal Brightness (Watson, 1993, p. 149).

優樓頻螺迦葉伽耶迦葉那提迦葉迦留陀夷優陀阿㝹樓馱離婆多劫賓那薄拘羅周陀莎伽陀等皆當得阿耨多羅三藐三菩提同一號名曰普明

In our headcanon, Master Golden Cicada could be the celestial title of the Arhat Aniruddha, but his sleeping episode instead takes place in heaven. In addition, “Universal Brightness” (Puming, 普明) could just be a classification of Buddha, thus allowing for his Tripitaka avatar to receive the individualized title “Buddha of Candana Merit” (Zhantan gongde fo旃檀功德佛) at the end of his quest.


Update: 02-19-25

Something just dawned on: Although I’ve always considered Master Golden Cicada to be a bodhisattva, the novel never specifically calls him that. So what is his actual spiritual rank then? Several pieces of Information point to him being an Arhat. 

First, recall that the introduction to this article reads:

The cleric [Xuanzang] eventually gained his own supernatural background, for evidence shows that he was worshiped as an Arhat (Luohan, 羅漢; Zunzhe, 尊者), a Buddhist saint, by the Song Dynasty (960-1127 CE) (Liu, 2019). A Yuan-Ming zaju stage production plays on this concept by depicting Tripitaka as the reincarnation of the Arhat Vairocana (Pulujia zunzhe, 毗廬伽尊者) (Dudbridge, 1970, p. 193).

This shows that the Tang Monk was already closely associated with Arhats in the past. Second, something I learned but forgot to mention here is that Tripitaka Seeks the Scriptures (Sanzang qujing, 三藏取經), a rare Yuan-Ming puppet play that predates the 1592 JTTW, even refers to the cleric’s past life as the “Golden Chan Arhat” (Jinchan luohan, 金禪羅漢). (This implies that chan (蟬, “cicada”) was based on the Chan (禪) of Chan Buddhism, thereby supporting my suggestion from the 12-08-18 update.) Third, as mentioned above, Golden Cicada was likely based on the Arhat Aniruddha, one of the Buddha’s ten principle disciples, who was reprimanded by his master for dozing off during a lesson. And fourth, the Arhats Ananda (A’nuo, 阿儺) and Kasyapa (Jiaye, 伽葉), two other principle Buddha disciples, also appear among the Enlightened One’s heavenly retinue in JTTW (chapters 7, 8, 77, 98, 99, &  100). Therefore, taken together, this info is a strong indication that the novel’s author-compiler intended Golden Cicada to be an Arhat.

Because of this, I’ve updated the article by removing any previous references to him as a bodhisattva.


Update: 02-21-25

I posted a summary of my last update to Twitter, and a follower commented that Golden Cicada wouldn’t have been able to reincarnate like bodhisattvas if he was really an Arhat. This is based on Buddhist belief. For instance, Buswell and Lopez (2014) briefly explain: [T]he arhat is one who has attained nirvāṇa in this life, and at death attains final liberation ([parinirvāṇa]) and will never again be subject to rebirth” (p. 62). But I reminded them that JTTW is not an accurate snapshot of mainstream beliefs by pointing to two instances from past media (mentioned above) where Tripitaka is the reincarnation of an Arhat. Here, I translate the pertinent sections.

I. The Yuan-Ming JTTW zaju play

Guanyin reveals the monk’s divine origins in act one:

At present, the Western Land of India has the “Golden Scriptures of the Great Repository” in 5,480 volumes. We desire to transmit them to the Eastern Lands (i.e. China), but how can we help propagate them if we don’t have the illusory, corporal body of a genuine person? Currently, the various Buddhas are discussing what to do, and they have decided that the Arhat Vairocana of the Western Heaven will be reborn (tuohua, 托化) as a son to Chen Guangrui’s family in Hongnong County, Haizhou, China. When he grows up, he will leave the family to become a monk and travel to the Western Heaven to retrieve scriptures. He will (later) spread the teachings.

見今西天竺有《大藏金經》五千四十八卷,欲傳東土,爭奈無個肉身幻軀的真人闡揚。如今諸佛議論,著西天毗廬伽尊者托化於中國海州弘農縣陳光蕊家為子,長大出家為僧,往西天取經闡教。

You can see here that there are no negative reasons for his reincarnation. This differs from the next source.

II. The Yuan-Ming JTTW puppet play

Tripitaka describes being born (chushi, 出世) to father Chen Guangrui and a beautiful, nameless mother in scene one (see page 1 of this PDF). His celestial origin is later revealed by “Equaling Heaven” (Qitian, 齊天; i.e. Monkey) in scene six:

The Golden Chan Arhat descended to earth (jiangshi, 降世) because he privately went to the lantern fruit festival without reporting this to the temple sangha, causing the Buddha to punish him to 36 tribulations, including journeying to the Western Heaven to acquire scriptures. After suffering over countless days, he finally returned to the right fruit (i.e. achieved enlightenment).

… 金禪羅漢降世,因私赴燈果會,不報寺中眾僧,佛罰伊過三十六劫,往西天取經。苦難滿日,修歸正果。(see page 9 of this PDF)

Having read the above, I think Master Golden Cicada’s Arhatship is now fully established as fact within the JTTW story cycle. 


Update: 08-03-25

The notion that Arhats fall asleep is exemplified by the “Dreaming/Sleeping Arhat Fist” (Shuimeng luohan quan, 睡梦罗汉拳) from the 1992 HK film King of Beggars (Wu zhuangyuan Su qi’er, 武状元苏乞儿; lit: “Top Martial Scholar: Beggar Su”; video 1).

Video #1 – The scene where Beggar Su displays his new-found boxing abilities.

Notes:

1) This is interesting since Vairocana is the name of a major Buddha

2) This heavenly aura is also mentioned by Sun Wukong later in chapter 80 (Wu & Yu, 2012, vol. 4, p. 66).

3) The turtle had previously helped the pilgrims cross the same river in chapter 34, and in return they agreed to ask the Buddha when the terrapin would be allowed to achieve human form (for all creatures strive for such an attainment). But Tripitaka forgot to ask the Enlightenment One while visiting the Western paradise, so the turtle dumped them into the river upon their return.

4) The six-six senses (liuliu chen, 六六塵) are “the intensified form of the six gunas, the six impure qualities engendered by the objects and organs of sense: sight, sound, smell, taste, touch and idea” (Wu & Yu, 2012, vol. 4, p. 405 n. 7).

5) Brose (2021), however, explains that this goddess “is usually identified as the divinized form of a Ming Dynasty empress dowager” (p. ix).

6) The monk Changshui (長水), a.k.a. Zixuan (子璿; 965-1038), was the compiler of the Shou lengyan yanyi shu zhu jing (首楞嚴義疏注經, T. 1799) (Sorenson, 2011, p. 39).

7) Gushan (孤山), a.k.a. Zhiyuan (智圓; 976-1022), wrote a commentary for the Shou lengyan jing shu (首楞嚴經疏) (McBride, 2016, pp. 144-145 n. 238).

8) The translation of the commentary is mine, while the rest comes from Buddhist Text Translation Society & Hsuan (2012, p. 210). 

Sources:

Brose, B. (2021). Xuanzang: China’s Legendary Pilgrim and Translator. Boulder, Colorado: Shambhala Publications, Inc.

Buddhist Text Translation Society & Hsuan, H. (2012). The Surangama Sutra: A New Translation with Excerpts from the Commentary by the Venerable Master Hsuan Hua. (n.p.): Buddhist Text Translation Society.

Buswell, R. E. , & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. Princeton University Press.

Harvey, P. (2013). Buddha, Family Of. In C. S. Prebish & D. Keown (Eds.), Encyclopedia of Buddhism (pp. 117-121). United Kingdom: Taylor & Francis.

Huili, & Shi, Y. (1995). A Biography of the Tripitaka Master of the Great Ci’en Monastery of the Great Tang Dynasty (L. Rongxi Trans.). Berkeley, CA: Numata Center for Buddhist Translation and Research.

Liu, S. (2019). Songdai Xuanzang de shenghua: Tuxiang, wenwu he yiji [The Sanctification of Xuanzang in the Song Dynasty: Images, Artifacts and Remains]. Zhonghua wenshi luncong, 133, 161-219.

McBride, R. D. (2016). Doctrine and Practice in Medieval Korean Buddhism: The Collected Works of Ŭich’ŏn. Germany: University of Hawaii Press.

Munsterberg, H. (1972). The Arts of China. Rutland, Vt: C.E. Tuttle Co.

Nakamura, H. (2000). Gotama Buddha: A Biography Based on the Most Reliable Texts (G. Sekimori, Trans.) (Vols. 1-2). Tokyo: Kosei Publishing Co.

Sorenson, H. H. (2011). Textual Material Relating to Esoteric Buddhism in China Outside the Taisho, vol. 18-21. In C. D. Orzech, H. H. Sorensen, & R. K. Payne (Eds.), Esoteric Buddhism and the Tantras in East Asia (pp. 37-70). Netherlands: Brill.

Standing Bodhisattva. (n.d.). Retrieved from http://www.miho.or.jp/booth/html/artcon/00001542e.htm

Thomas, E. J. (2013). The Life of Buddha. United Kingdom: Taylor & Francis. (Original work published 1931)

Watson, B. (Trans.) (1993). The Lotus Sutra. New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Yu, A. C. (2008). Comparative Journeys: Essays on Literature and Religion East and West. NY: Columbia University Press.