The Patriarch Subodhi: Sun Wukong’s First Master

Last updated: 03-13-2023

If you were to ask someone to name Sun Wukong‘s master, those familiar with Journey to the West (Xiyouji, 西遊記, 1592) would probably say the Tang monk Tripitaka (Tang Sanzang, 唐三藏). But many forget that the cleric is actually his second master. His first, the Patriarch Subodhi (Xuputi zushi, 須菩提祖師; a.k.a. “Patriarch Puti / Bodhi“, Puti zushi, 菩提祖師), is rarely brought up in conversation. But this wise old man / elderly martial arts master archetype is the source of the Monkey King’s divine longevity, magical skills, and fighting prowess. He therefore deserves his own article. I’ve already written several pieces mentioning him, so I’ve decided to combine everything (including new material) onto a single page.

This article describes his origins, story in the novel, and description; the location, description, and the meaning of the name of his mountain home; his school uniform; how he names his students and why the Monkey King is called Sun Wukong; his religious, magical, and martial arts curriculum, including tests of spiritual intelligence; and his spiritual powers. Despite his common portrayal as a Daoist immortal (xian, 仙), the novel stresses a connection to Buddhism. I ultimately suggest that the Patriarch Subodhi is in reality a bodhisattva (pusa, 菩薩), albeit one with Daoist leanings.

1. Origins

Subodhi is based on Subhūti (Xuputi, 須扶提 / 須浮帝 / 蘇補底 / 蘇部底) (fig. 1), [1] one of the ten principle disciples of the Gautama Buddha. He plays an understated role in the original Pāli canon of Theravāda Buddhism, being recognized by the Buddha as the most accomplished in meditating on the concept of “loving-kindness” (Pāli: Metta; Sanskrit: Maitri), or wishing for the happiness of others (Buswell & Lopez, 2014, pp. 861-862; Osto, 2016, pp. 126-127). On the contrary, Subhūti plays a much larger role in Prajñāpāramitā texts of Mahāyāna Buddhism in which he is famed for contemplating “emptiness” (Pāli: suññatā; Sk: śūnyatā; Ch: kong, 空), a subject with textual interpretations ranging from ridding oneself of sexual desires to realizing the truth of the illusionary nature of Saṃsāra (Buswell & Lopez, 2014, pp. 872; Osto, 2016, p. 126). Because of this, he is also known in Chinese as the “One who expounded vacuity [emptiness]” (Kongsheng, 空生) (Soothill & Hodous, 1937/2014, p. 277). In fact, Osto (2016) suggests that Subhūti was secretly a bodhisattva, reasoning: “How else would he have the necessary insight to understand the profound and paradoxical philosophy of emptiness (śūnyatā) as it is found in these texts?” (p. 128). [2]

Fig. 1 – A detail of Subhūti from a woodblock frontispiece appearing in an 868 CE copy of the Diamond Sutra (larger version). This document is the oldest known dated printed book in the world (full woodblock).

Shao (2006) suggests that Subodhi was modeled on the historical disciple “to evoke a scriptural tradition that identifies Subhūti as the Buddhist at his best, one having the spiritual and intuitive approximation to ’emptiness’ … that the Chan [Zen] Buddhists value tremendously” (p. 723). He continues:

Is it then possible that what the novelist tried to highlight with Subhūti’s name was his reputation as the epitome of emptiness? We can certainly find ample textual evidence to support this line of thinking. Although Monkey’s Taoist realization is worthy of heaven, his Buddhist given name Wukong, or Awaken to Emptiness, obviously represents Subhūti’s Buddhist heritage, for the name is exactly what distinguishes Subhūti in the Buddhist tradition. What gives proof of the power and vitality of this bequest is the fact that “emptiness” constitutes the core of Monkey’s religious being (Shao, 2006, p. 724).

It should be noted that the complete Chinese name Xuputi (須菩提) is only used once in the novel to refer to the Patriarch (see here), while Puti (菩提) is used at least three times (see here). This is interesting as the latter term is a transliteration of bodhi (Pāli / Sk: “awakening” or “enlightenment”), an important concept in Buddhism in which one discovers the Four Noble Truths, thereby achieving enlightenment and freeing themself from the cycle of rebirth (Buswell & Lopez, 2014, p. 129). Therefore, the novel positions the Patriarch as a means to or even embodiment of enlightenment. This is fitting given Osto’s (2016) suggestion above that the historical Subhūti was a bodhisattva, “a ‘being’ (sattva) intent on awakening (bodhi) who has aroused the aspiration to achieve buddhahood” (Buswell & Lopez, 2014, p. 129). More on this below.

2. The literary teacher

2.1. His story

Subodhi is introduced by name in chapter one when a woodcutter tells the Monkey King about the sage and the location of his mountain home. He learns that the Patriarch “has already sent out innumerable disciples” and that at present “there are thirty or forty persons who are practicing austerities with him” (Wu & Yu, 2012, vol. 1, p. 112). After a quick exchange with an immortal lad at the front door, the Stone Monkey is led to a hall where Subodhi is lecturing to a group of “lesser immortals” (xiaoxian, 小仙). The Patriarch asks for his name and the location of his home but becomes upset as he believes Monkey is lying about his ten year journey from afar. However, after being assured of the truth and hearing of the miraculous stone birth, Subodhi officially accepts the primate as a disciple, giving him the religious name Sun Wukong (孫悟空, “Monkey Awakened to Emptiness”).

In the opening of chapter two, the Patriarch has his immortal students tutor Monkey in menial tasks like fetching firewood and water, tending the garden, and cleaning the monastery grounds, as well as provide lessons on human language and etiquette, calligraphy, scripture reading, and minor ritual procedures like incense burning. Seven years later, Subodhi notices Sun jumping around in excitement as the primate listens to his lecture. He thereafter offers to teach Monkey a number of skills, but the latter refuses multiple times since they won’t lead to immortality. This rejection makes the Patriarch visually upset, leading him to strike Sun on the head three times with a ruler and then walk away with his hands behind his back. His senior religious brothers chastise him for angering their master, but, due to his spiritual intelligence, Sun knows that the admonishment was really secret code. He later enters Subodhi’s room at the third watch (three hits) using a back door (hands behind back), and it is there where the teacher reveals the secret of immortality in a flowery poem.

After Monkey successfully attains eternal life three years later, the Patriarch teaches him the 72 transformations in order to hide from heaven-sent punishment slated to destroy him. In addition, he teaches the cloud-somersault, a method of super fast flight. Sun’s religious brothers are amazed at his attainments and request that he display his power of transformation by changing into a pine tree. The resulting applause greatly disturbs Subodhi, who sends the others away before reprimanding and expelling his disciple under the pretense of saving Monkey’s life from those who would harm him to learn his heavenly secrets. But before Sun has a chance to leave, his master threatens him with everlasting torment in the underworld if he ever reveals that the Patriarch had been his tutor. Monkey promises never to speak his name. This is the last time that Subodhi is seen in the story, but he is referenced two more times in later chapters (see section 3.4 below).

2.2. Allusions to Buddhist masters

Shao (1997) writes that Subodhi hitting Monkey on the head three times—a coded message for receiving secret teachings in the Master’s room at the third watch—is likely based on two episodes from the life of Huineng (惠能, 638-713), the Sixth Chan (Zen) Patriarch:

According to [the Platform Sutra], Huineng was pounding grain when Hongren [the 5th Chan Patriarch] came in, “hit on the mortar three times with his stick and then left” (以杖击碓三下而去). The non-verbal message occurred to the young man as a piece of intuition. By the third watch he arrived dutifully at the master’s chamber where Hongren passed the secret Dharma by way of enlightening him on [the Diamond Sutra], behind a raised cassock used to protect them from the intrusion of prying eyes. The other source is Caoxi dashi biezhuan 曹溪大师别传 (An Alternative Biography of the Great Master From Caoxi) in which Huineng hit Shenhui … a few times, seemingly annoyed by the insolence of his disciple’s clever repartee. But it was to none other than Shenhui that he imparted the secret Dharma—in the middle of the night, and with a similar group of dumb disciples who had seen nothing but impudence in Shenhui (pp. 60-61).

The allusion to Hongren and his use of the Diamond Sutra is apt as the historical Subhūti plays a large part in the scripture. His questions fuel the lesson, with the “Buddha’s reply constitut[ing] the body of the sutra” (Watson, 2010, p. 72).

Therefore, the aforementioned episodes associate the Patriarch with two enlightened Chan masters and their secret, unorthodox transmission of the Dharma, supporting his connection to Buddhism.

The novel includes a third allusion to Huineng. This will be discussed in section 4.3 below.

2.3. His description

The novel never gives an overt description of Subodhi’s features or dress. This ambiguity makes him a blank slate onto which anyone’s personal vision can be written. But there are a few references to his stately, awe-inspiring presence. A poem in chapter one reads:

A Golden Immortal of Great Awareness and of great ken and purest mien,
Master Bodhi, whose wondrous appearance like the West
Had no end or birth by work of the Double Three.
His whole spirit and breath were with mercy filled.
Empty, spontaneous, it could change at will,
His Buddha-nature able to do all things.
The same age as Heaven had his majestic frame.
Fully tried and enlightened was this grand priest (Wu & Yu, 2012, vol. 1, p. 114). [4]

Numerous elements from this poem require explanation. “Golden Immortal of Great Awareness” (Dajue jinxian, 大覺金仙) was a title bestowed on the Buddha by Song Emperor Huizong in 1119 in order to bring Buddhism under the banner of Daoism (Eskildsen, 2008, p. 43). “Wonderous appearance like the West” (Xifang miaoxiang, 西方妙相) compares the splendor of his person to the Western Pure Land (Sk: Sukhāvatī; Ch: Xifang jingtu, 西方淨土) of the Amitābha Buddha. “No end and no birth” (busheng bumie, 不生不滅) refers to his eternal life free from the wheel of reincarnation, which is thanks to his mastery of the “Double Three” (Sansan xing, 三三行). Yu (Wu & Yu, 2012) explains that this term likely refers to the “three samādhis“, a high-level meditation technique which focuses on the Buddhist philosophical concepts of emptiness, no appearance, and no desires (Wu & Yu, 2012, vol. 1, p. 507 n. 16). “Empty” (kong, 空) in the next line of course refers to Subodhi’s constant meditations on emptiness. “Buddha-nature” (Sk: tathāgatagarbha, lit: “womb of the tathāgata“; Ch: Zhenru benxing, 真如本性; a.k.a. Rulai zang, 如來藏) is “the potential to achieve buddhahood that, according to some Mahāyāna schools, is inherent in all sentient beings” (Buswell & Lopez, 2014, p. 897). This is an open reference to the Buddho-Daoist philosophy of the Southern Quanzhen School Patriarch Zhang Boduan (張伯端, mid to late-980s-1082), which greatly influenced Journey to the West. He believed that in order to become a true transcendent (xian, 仙), one had to achieve both the Daoist elixir of immortality and Buddha-nature (Shao, 1997; 2006). This dual achievement thus signifies that Subodhi is a celestial of the highest order. His “majestic” (or stately) body (zhuangyan ti, 莊嚴體) is said to have the “same age as heaven” (yutian tongshou, 與天同壽), a phrase used in the novel to denote the endless longevity of such divine beings (see here). The last line notes that he is a fully “enlightened” (mingxin, 明心; lit: “illuminous heart-mind”) master. Taken together, the allusions to Buddhas, the Western paradise, emptiness, and enlightenment speak to Subodhi’s identity as a Buddhist deity. And given his association with bodhi (awakening), I suggest that he is in fact a bodhisattva like his namesake, albeit one with Daoist leanings.

A Daoist bodhisattva may seem paradoxical, but this concept comfortably fits into the syncretic worldview espoused in late-Ming literature. For example, three well-known bodhisattvas are depicted as former high-ranking immortals in Investiture of the Gods (Fengshen yanyi, 封神演義, c. 1620). These include Guanyin (觀音) as “Person of the Way, Compassionate Ferry” (Cihang daoren, 慈航道人) (fig. 2), Mañjuśrī (Wenshu, 文殊) as the “Dharma-Spreading Heavenly Master of Outstanding Culture” (Wenshu guangfa tianzun, 文殊廣法天尊), and Samantabhadra (Puxian, 普賢) as the “Perfected Man of Universal Virtue” (Puxian zhenren, 普賢真人). Together, they later convert to Buddhism and become disciples of the Buddha (hou xing shimen, chengyu fojiao, 後興釋門,成于佛教) at the end of chapter 83. [3]

Fig. 2 – A modern idol of Guanyin’s Daoist persona Person of the Way, Compassionate Ferry (larger version).

2.4. Ancient depiction

The standard 1592 edition of Journey to the West was originally published with a series of quaint woodblock prints. One features an image of the Patriarch, depicting him as a robed master holding a palace fan while seated in an ornate chair. He wears a guan-cap and has a kind face with airy whiskers and hints of large-lobed ears (fig. 3 and 4).

Fig. 3 – A woodblock of Monkey meeting the Patriarch for the first time (larger version). From the standard 1592 edition of the novel. Fig. 4 – A detail of Subodhi (larger version).

3. Mountain home

Subodhi’s home is located in a place with the literal name “Cave of the Slanted Moon and Three Stars on Spirit Tower and Square Inch Mountain” (Lingtai fangcun shan, xieyue sanxing dong靈臺方寸山,斜月三星洞).

3.1. Mountain description

The novel remarks on the beauty of the mountain as Monkey walks through a forest to the school’s front entrance:

Mist and smoke in diffusive brilliance,
Flashing lights from the sun and moon,
A thousand stalks of old cypress,
Ten thousand stems of tall bamboo.
A thousand stalks of old cypress
Draped in rain half fill the air with tender green;
Ten thousand stems of tall bamboo
Held in smoke will paint the glen chartreuse.
Strange flowers spread brocades before the door.
Jadelike grass emits fragrance beside the bridge.
On ridges protruding grow moist green lichens;
On hanging cliffs cling the long blue mosses.
The cries of immortal cranes are often heard.
Once in a while a phoenix soars overhead.
When the cranes cry,
Their sounds reach through the marsh to the distant sky.
When the phoenix soars up,
Its plume with five bright colors embroiders the clouds.
Black apes and white deer may come or hide;
Gold lions and jade elephants may leave or bide.
A Blessed Land [Fudi, 福地] to be seen in spirit:
It has the true semblance of Paradise (Wu & Yu, 2012, vol. 1, pp. 112-113).

“Blessed lands” (Fudi, 福地) are thought to be “earthly paradises that do not suffer from floods, wars, epidemics, illnesses, old age or death” (Miura, 2008, p. 368). Daoism recognizes 72 Blessed Lands, each with their own documented name and location (Miura, 2008, p. 371).

3.2. Cave description

Once Sun is invited inside, the cave is described as having “rows and rows of lofty towers and huge alcoves, of pearly chambers and carved arches”, as well as “innumerable quiet chambers and empty studios” (Wu & Yu, 2012, vol. 1, p. 114). The hall where Subodhi gives his lessons is said to be centered around his “green jade platform” (yaotai, 瑤臺) (Wu & Yu, 2012, vol. 1, p. 114). This kind of terrace is often associated with the immortal lands of Mount Kunlun (Santangelo, 2013, p. 604 n. 5).

3.3. Buddho-Daoist metaphor

The names of the cave and mountain reference the philosophical concept of the “heart-mind” (xin, 心), the center of spiritual intellect, no less than three times. As I explain in this article, the name “slanted moon and three stars” is a literal description of the Chinese character for the heart-mind (fig. 5). “Spirit Tower/platform” (lingtai, 靈臺) is used in Daoist literature to refer to the heart-mind, more specifically the middle elixir field (zhong dantian, 中丹田) around the heart, which is considered the seat of the spirit. During internal alchemical meditation, the spirit is directed from here, along with other energetic substances from elsewhere, into the “square inch” (fangcun, 方寸). This too is a Daoist reference to the heart-mind, more specifically the lower elixir field (xia dantian, 下丹田) around the abdomen, the storehouse of vital energies. The synergy of these energies is thought to bolster the body and bring about immortality. Therefore, a more accurate translation of Patriarch Subodhi’s home, which takes into account the veiled Daoist meanings, would be “Cave of the Slanted Moon and Three Stars on the Mountain of Spiritual Heart and Elixir Mind”.

heart calligraphy

Fig. 5 – The Chinese character for heart-mind (xin) literally looks like a crescent moon surmounted by three stars. Original image found here.

At the same time, this triple emphasis on the heart-mind references Monkey’s role in the novel as the “Mind Monkey” (xinyuan, 心猿), a Buddhist concept denoting the disquieted thoughts that keep man trapped in Saṃsāra. Evidence for this includes the titles for chapters seven (“From the Eight Trigrams Brazier the Great Sage escapes; / Beneath the Five Phases Mountain, Mind Monkey is still”) and fourteen (“Mind Monkey returns to the Right; / The Six Robbers vanish from sight”). Also, a poem in chapter seven reads: “An ape’s body of Dao weds the human mind. / Mind is a monkey—this meaning’s profound” (yuanhou dao ti renxin / xin ji yuanhou yisi shen, 猿猴道體配人心 / 心即猿猴意思深) (Wu & Yu, 2012, p. 190). [5]

Therefore, the name of the Patriarch’s mountain home is a double metaphor for Daoist alchemical and Buddhist philosophical concepts.

3.4. References in later chapters

Monkey references Subodhi and his mountain home twice in the novel. He recites a biographical poem in chapter 17 in which he states:

Seedlings of herbs I plucked on Spirit Tower Mountain. / There was in that mountain an old immortal. / His age: one hundred and eight thousand years! / He became my master most solemnly / And showed me the way to longevity (Wu & Yu, 2012, vol. 1, p. 352). [6]

In another biographical poem from chapter 67, he states: “I bowed to the Patriarch of Spirit Tower and Square Inch / and perfected with him the martial arts” (Wu & Yu, 2012, vol 3, p. 243). These statements are veiled admissions of studying alchemical and combat arts under the Sage, thereby not revealing his true master’s identity (as promised in chapter two).

3.5. Location

The location of this mountain is revealed in the first conversation between Monkey and Subodhi. After hearing of Sun’s travels, the Patriarch asks:

[H]ow is it that you mention the East Purvavideha Continent? Separating that place and mine are two great oceans and the entire region of the Southern Jambudvipa Continent. How could you possibly get here? (Wu & Yu, 2012, vol. 1, p. 114).

The world of Journey to the West is modeled on Hindo-Buddhist cosmic geography, which places the Eastern Purvavideha Continent (Sk: “Surpassing the body”; Ch: Dongsheng shenzhou, 東勝神洲), the Southern Jambudvipa Continent (Sk: “Rose-Apple”; Ch: Nanshan buzhou, 南贍部洲), the Western Godaniya Continent (Sk: “Using Cattle”; Ch: Xiniu hezhou, 西牛賀洲), the Northern Uttarakuru Continent (Sk: “Unpleasant Sound”; Ch: Beiju luzhou, 北俱盧洲) around the four respective faces of Mount Sumeru (Ximi shan, 須彌山; Miaogao shan, 妙高山), a giant mountain that serves as the axis mundi of the cosmos, as well as the abode of assorted gods and sages (Buswell & Lopez, 2014, p. 869) (fig. 6). While said geography traditionally associates Southern Jambudvipa with India, or the known world to the ancient people of South Asia (Buswell & Lopez, 2014, p. 377), the novel places the “Land of the East” (Dongtu, 東土) (i.e. China) within the continent and associates India with Western Godaniya (Wu & Yu, 2012, pp. 204-205). Therefore, Subodhi’s mountain is located in India, further strengthening his link with Buddhism.

Fig. 6 – A diagram showing a bird’s-eye view of Hindo-Buddhist cosmic geography as presented in Journey to the West. Adapted from Buswell & Lopez, 2014, p. xxix (larger version).

4. School

4.1. Uniform

Upon returning to the Mountain of Flowers and Fruit from Subodhi’s school in chapter two, the novel describes Sun Wukong’s uniform through the voice of a monster imp: “He is bare-headed, wears a red robe [hongse yi, 紅色衣] with a yellow sash [huang tao, 黃絛], and has a pair of black boots [wu xue, 烏靴] on” (Wu & Yu, vol. 1, p. 127). The “red robe” is vague, but a poem in chapter one states that the immortal lad who invited Monkey into the cave was wearing “[a] wide robe with two sleeves of wind” (kuanpao liangxiao feng, 寬袍兩袖風). This probably references the large, open arms of the zhiduo robe (直裰; a.k.a. haiqing, 海青), which is known colloquially in English as “Buddhist monk” or “Taoist monk” robes (fig. 7).

Fig. 7 – A zhiduo robe with large sleeves (larger version). Image found here. Imagine this robe red, with a yellow sash at the waist.

4.2. Student names

Subodhi is shown to have 12 generation names (zibei, 字輩) used to name the generational cohorts of his religious lineage.

  1. Guang (廣)
  2. Da (大)
  3. Zhi (智)
  4. Hui (慧)
  5. Zhen (真)
  6. Ru (如)
  7. Xing (性)
  8. Hai (海)
  9. Ying (穎)
  10. Wu (悟)
  11. Yuan (圓)
  12. Jue (覺) (Wu & Yu, 2012, p. 115).

Three of the listed names, Zhi (智), Yuan (圓), and Jue (覺), were historically used in Daoism. [7]

Monkey is part of the tenth generation (Wu & Yu, 2012, p. 115). This means that all of Subodhi’s students taken in around the same time would all have Wu (悟) in their name.

The novel explains in detail why Subodhi names his primate disciple Sun Wukong, tying it to Buddho-Daoist philosophy:

The Patriarch laughed and said, “Though your features are not the most attractive, you do resemble a pignolia-eating monkey (husun [猢猻]). This gives me the idea of taking a surname for you from your appearance. I intended to call you by the name Hu [猢]. If I drop the animal radical [犭] from this word, what’s left is a compound made up of the two characters, gu [古] and yue [月]. Gu means aged and yue [“moon”] denotes feminine yin energy [陰], but aged yin cannot reproduce. Therefore, it is better to give you the surname of Sun [猻]. If I drop the animal radical from this word, what we have left is the compound of zi [子] and xi [系]. Zi means a boy and xi means a baby, and that name exactly accords with the fundamental Doctrine of the Baby Boy [Ying’er zhi benlun, 嬰兒之本論]. So your surname will be ‘Sun.'”

[After explaining the generational names] “You will hence be given the religious name ‘Aware of Emptiness’ (wukong [悟空]). All right?” (Wu & Yu, 2012, vol. 1, p. 115).

Yu (Wu & Yu, 2012) explains: “The Baby Boy is none other than the ‘holy embryo or shengtai 聖胎,’ the avatar of the realized state of immortality in the adept’s body” (p. 86). Daoist doctrine dictates that the “Three Treasures” (Sanbao, 三寶) of semen (jing, 精), breath (qi, 氣), and spirit (shen, 神) be combined to create a holy embryo. The third stage of this internal alchemical process involves the nurturing of said embryo to maturation with spiritual energies and eventually guiding it upwards and out the Heavenly Gate (Tianguan, 天關), or the top of the crown. This results in a fledgling immortal spirit body that must be trained over an additional three year period in which it learns to travel far and wide apart from the physical vessel (Kohn, 2008, pp. 179-180). Therefore, Sun (孫) not only references the primate disciple’s appearance but also his Daoist immortality.

“Wukong” (悟空) combines “Emptiness” (Kong, 空) with “Awakening”, Wu (悟) being “one of the common Chinese translations for the Sanskrit term bodhi (awakening)” (i.e. the bodhi of Subodhi) (Buswell & Lopez, 2014, p. 998). Awakening takes two forms in Chan Buddhism: “instant” (dunwu, 頓悟) and “gradual” (jianwu, 漸悟). The former involves the sudden manifestation of inherent Buddha-nature (see section 2.3), while the latter involves compounding realization, often over a long period of purification (Buswell & Lopez, 2014, p. 998; see also pp. 273 and 384-385). As explained in section 1, bodhi involves realizing the Four Noble Truths, thereby achieving enlightenment and freeing oneself from the cycle of rebirth. Therefore, Wukong references said enlightenment.

Given the above information, another translation for Sun Wukong would be “Immortal Enlightened By Emptiness”. This shows that Monkey’s name incapsulates his story arc: attaining divine longevity in the beginning and ascending to Buddhahood at the end. This, again, is an open reference to the highly influential Buddho-Daoist philosophy of Zhang Boduan (see section 2.3).

4.3. Tests of spiritual intelligence

The Patriarch first offers to teach Monkey a selection of skills from the 360 “Side Gates” (bangmen, 傍門; a.k.a. pangmen, 旁門), noting that they will “result in illumination” (zhengguo, 正果; lit: “right fruit”) (Wu & Yu, 2012, vol. 1, p. 117). The skills include:

  • Method gate (Shuzi menzhong, 術字門中) – “[C]onsists of summoning immortals and working the planchette, of divination by manipulating yarrow stalks, and of learning the secrets of pursuing good and avoiding evil” (Wu & Yu, 2012, vol. 1, p. 117).
  • Dissemination gate (Liuzi menzhong, 流字門中) – “[I]ncludes the Confucians, the Buddhists, the Daoists, the Dualists, the Mohists, and the Physicians. They read scriptures or recite prayers; they interview priests or conjure up saints and the like” (Wu & Yu, 2012, vol. 1, p. 117).
  • Silence gate (Jingzi menzhong, 靜字門中) – “To cultivate fasting and abstinence … quiescence and inactivity, meditation and the art of cross-legged sitting, restraint of language, and a vegetarian diet. There are also the practices of yoga, exercises standing or prostrate, entrance into complete stillness, contemplation in solitary confinement, and the like” (Wu & Yu, 2012, vol. 1, pp. 117-118).
  • Action gate (Dongzi menzhong, 動字門中) – “[G]athering the yin to nourish the yang, bending the bow and treading the arrow, and rubbing the navel to pass breath. There are also experimentation with alchemical formulas, burning rushes and forging cauldrons, taking red lead, making autumn stone, and drinking bride’s milk and the like” (Wu & Yu, 2012, vol. 1, p. 118).

However, the Side Gates, which number 3,600 in Daoist literature, were historically considered “unorthodox training methods of limited benefit” (Eskildsen, 2019, p. 43). This shows that Subodhi is testing his disciple to see if he will fall for studying lesser arts. But Sun passes by refusing to learn them.

Another test takes place when Monkey visits his master’s room at the third watch to receive secret teachings. Shao (2006) explains that, once again, the novel alludes to the Sixth Chan Patriarch Huineng:

[Monkey] sets the stage for a striking display of his unusually profound insight when he announces his intentions to become an immortal. This provokes Subhuti to issue him a challenge by refusing to teach him, for he is “some what different from other people.” Monkey may not realize that the master is trying to gauge his spiritual power, but he rises to the occasion with a genuine clarity of vision: “I have a round head pointing to Heaven, and square feet walking on Earth. Similarly, I have nine apertures and four limbs, entrails and cavities. In what way am I different from other people?”

[…]

[W]e may look to Huineng’s story from which Monkey garners meaning. No doubt, Monkey’s inspired cleverness is modeled on Huineng’s reply to Hongren, the fifth patriarch of Chinese Chan Buddhism, in Huineng’s Tanjing (The Platform Sutra). When Huineng announces his intentions to become a Buddha, Hongren pounces upon him with a poignant reminder that he is “from Lingnan,” a “barbarian,” and therefore cannot become a Buddha. Huineng refuses to be intimidated, however. He holds his own with an unparalleled depth of insight about Buddha-nature: There may be “northern and southern men,” but “the Buddha nature fundamentally has no north or south.” Surely Monkey’s phrasing, his unusual insightfulness, and the quickness and aplomb with which he rises to the challenge are reminiscent of Huineng… (pp. 719-720).

Monkey clearly passes this test, for his insightful reply convinces the Patriarch to teach him the secret of eternal life.

Subodhi no doubt uses such examinations to filter out unsuitable candidates, allowing only the brightest individuals to become his inner disciples.

4.4. Overtly stated curriculum and tools

The novel specifically mentions Subodhi offering or teaching Monkey the following concepts:

1) Chinese philosophy – A poem describes one of these lectures with esoteric imagery. Most importantly, a section states: “For a while he lectured on Dao [道] / For a while he spoke on Chan [禪] / To harmonize the Three Parties [Sanjia, 三家] is a natural thing” (Wu & Yu, 2012, vol. 1, p. 116).

The “Three Parties” refer to the Ming syncretic philosophy of the “Three Teachings” (Sanjiao, 三教), which combines elements from Buddhism, Daoism, and Confucianism. This shows that his disciples are given a well-rounded religious education, which explains why Sun is competent even in Buddhist scripture. [9]

Also, during his lectures on philosophy, Subodhi is said to wield a “Precepts ruler” (jiechi, 戒尺), which he uses to admonish his students (Wu & Yu, 2012, vol. 1, p. 118). Such a device figures among the tools of Buddhism (Leong, 2001, p. 49).

2) Secret of Immortality – Breathing exercises designed to absorb yang energy during prescribed times (after midnight and before noon), the retention of chaste semen and transformation into qi energy, and the purification and circulation of the resulting spiritual energy throughout the body.

These internal methods are passed onto Monkey in secret via a flowery poem chocked full of alchemical imagery. It ends with the line, “When that’s done, be a Buddha or immortal at will!” (Wu & Yu, 2012, vol. 1, p. 120). Combined with his syncretic philosophy, this suggests that the Patriarch offers his students more than one spiritual path to divinity.

3) Transformations – A series of oral formulas that allow the user to change their body into any person, animal, or object. Two forms are offered: the 72 changes of the “Multitude of Terrestrial Killers” (Disha shu, 地煞數) and the 36 changes of the “Multitude of the Heavenly Rectifiers” (Tiangang shu, 天罡數) (Wu & Yu, 2012, vol. 1, p. 122). [8]

Subodhi teaches this skill to Monkey with the expressed purpose of helping him hide from three calamities of cosmic lightning, fire, and wind sent by heaven to destroy immortals for defying fate and achieving eternal life. But beyond the power of metamorphosis, the novel implies that the ability also grants the user multiple lives (similar to a video game), which might serve as a buffer against the calamities. For example, in chapter 41, after Sun passes out from Red Boy‘s fiery attack, Zhu Bajie reassures everyone by saying: “If he is capable of seventy-two transformations, he has seventy-two lives” (Wu & Yu, 2012, vol. 2, p. 232). Also, in chapter 46, Monkey magically regrows his head after being non-fatally beheaded in a contest of magical skill. Sha Wujing remarks: “If he knows seventy-two ways of transformation, … he may have altogether seventy-two heads!” (Wu & Yu, 2012, vol. 2, p. 308). In addition, while not directly related to the primate hero, the Bull Demon King is said in chapter 61 to also know the 72 changes (Wu & Yu, 2012, vol. 3, p. 148). He uses the extra lives to survive being beheaded by Prince Nezha a number of times:

[Nezha] leaped onto the bull’s back and brought his monster-cleaving sword down on the bull’s neck: the bull was beheaded at once. Putting away his scimitar, the devaraja was about to greet [Sun Wukong] when another head emerged from the torso of the bull, his mouth belching black air and his eyes beaming golden rays. [Nezha] lifted his sword once more and cut off the bull’s head; as soon as it dropped to the ground, another head came out. It went on like this more than ten times. At last, [Nezha] took out his fiery wheel and hung it on the Bull’s horn. The wheel at once started a great blaze of true immortal fire, which burned so fiercely that the bull began to growl and roar madly, shaking his head and wagging his tail (Wu & Yu, vol. 3, p. 160). [10]

This agrees with the connection between transformation and immortality in Daoism. Robinet (1979) explains that gods and saints are portrayed in Daoist literature as being in constant flux, changing with the seasons, taking on different guises and titles, disappearing and reappearing, never remaining the same, thereby living eternally.

4) Flight – A method of flying through the sky on divine clouds. Two types are offered: “cloud-soaring” (jiayun, 駕雲), the most common method used by celestials throughout the cosmos. It involves stamping the foot to summon clouds (Wu & Yu, 2012, vol. 1, p. 123); and “cloud-somersaulting” (jindou yun, 筋斗雲), the method chosen by Sun (fig. 8). It involves simultaneously “mak[ing] the magic sign, recit[ing] the spell, clench[ing] the fist tightly, shak[ing] the body” and then jumping into the sky, leaping from cloud to cloud (Wu & Yu, 2012, vol. 1, p. 123). The latter method is by far the fastest, enabling the user to travel 108,000 li (33,554 mi / 54,000 km) in a single instant.

Shao (2006) states that the latter skill is based on a philosophical metaphor from Huineng’s Platform Sutra. The Chan Master explains that the common trope of the Buddha’s paradise being separated from the world of man by 108,000 li is based on a combination of the “Ten Evils” (Shi’e, 十惡) and “Eight Wrongs” (Baxie, 八邪) of Buddhism (see section III here). Those who rid themselves of these spiritual flaws will achieve enlightenment and thus arrive instantly at the Buddha’s paradise (Shao, 2006, p. 718; Huineng & Cleary, 1998, pp. 26-27). Therefore, Subodhi teaches a skill that’s a metaphor for instant enlightenment, further supporting his connection to Buddhism.

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Fig. 8 – Monkey soaring on his cloud (larger version). Drawing by Funzee on deviantart.

4.5. Mentioned in passing

As noted in section 3.3, Sun states: “I bowed to the Patriarch of Spirit Tower and Square Inch / and perfected with him the martial arts [wuyi, 武藝]” (Wu & Yu, 2012, vol 3, p. 243). [11]

5) Military arts – Monkey demonstrates knowledge in troop movement, weapons (swords, spears, axes, bows and arrows, staves, etc.), and unarmed boxing. His preferred method is “Short Fist” (Duan quan, 短拳), which is known for compact, short-ranged attacks. This is likely just one of many boxing styles taught by Subodhi.

Shahar (2008) explains that the martials arts of the famed Chan Buddhist Shaolin Monastery developed during the Ming-Qing transition from a synthesis of Daoist gymnastics (stretching and breathing exercises), religious rituals, and fist techniques. This new form of spiritual cultivation ushered in the era of so-called “internal martial arts“, Taiji boxing being the most famous among them. Journey to the West was published during the late-Ming when this synthesis was in full swing. Therefore, the study of martial arts in a religious institution is an accurate snapshot of one facet of 16th-century monastic life.

4.6. Implied

Although not directly stated, the following skills are likely learned while studying under the Patriarch.

6) General magic – Monkey is shown capable of calling forth gods and spirits, growing or shrinking to any size, parting fire and water, creating impassable barriers, conjuring wind storms, casting illusions, freezing people in place, making endless doubles of himself, unlocking any lock, bestowing superhuman strength, bringing the dead back to life, etc.

7) Traditional Chinese Medicine – Monkey knows how to analyze a patient’s pulse and then concoct individualized medicine from a number of raw ingredients.

This makes sense as a knowledge of harming and healing often goes hand in hand in traditional Chinese martial arts. A prime example is the folk hero Wong Fei-Hung (黃飛鴻, 1847-1925), a Hung Ga boxer and physician from Qing-era Guangdong.

5. Powers

The breadth of skills taught to Monkey speaks to the Patriarch’s own vast array of religious, magical, and martial abilities. But he displays (or at least hints at having) the following three powers.

5.1. Clairvoyance

Subodhi demonstrates the ability to see peoples, events, and times beyond his person in chapter one when Monkey first arrives at his home. An immortal lad opens the door and tells the primate:

“My master … has just left his couch to give a lecture on the platform. Before even announcing his theme, however, he told me to go out and open the door, saying, ‘There is someone outside who wants to practice austerities. You may go and receive him'” (Wu & Yu, 2012, vol. 1, pp. 113-114).

5.2. Omniscience

At the end of chapter two, Subodhi makes a statement suggesting that he is aware of all things:

I forbid you ever to mention that you are my disciple. For if you but utter half the word, I’ll know about it; you can be assured, wretched monkey, that you’ll be skinned alive (Wu & Yu, 2012, vol. 1, p. 125).

5.3. Control of spirits and karmic results

He continues: “I will break all your bones and banish your soul to the Place of Ninefold Darkness [Jiuyou zhi chu, 九幽之處], from which you will not be released even after ten thousand afflictions!” (Wu & Yu, 2012, vol. 1, p. 125). This latter ability implies that he has some control over souls and their karmic punishment in the afterlife.

5.4. Possible reason for expelling Monkey

The aforementioned powers bring up the following question: “If Subodhi has these abilities, why would he take Sun as a disciple knowing full well that he would later expel him for simply displaying his newly cultivated powers?” Someone might say showing off is a sign of ego and the need for validation, qualities unbecoming of a spiritual cultivator. But there is a better answer. Being a bodhisattva with the power of foresight, the Patriarch would no doubt foresee Monkey’s later attainment of Buddhahood, realizing that the trials and tribulations of protecting the Tang Monk on the journey to India would be the price that he needs to pay to gradually awaken (jianwu, 漸悟) his enlightenment. Therefore, expelling Sun would ignite the chain of events leading to his eventual Buddhahood. This makes Subodhi an agent of Dharma, one who uses whatever methods necessary to bring about the enlightenment of his disciples.

6. Conclusion

The Patriarch Subodhi finds his origins in Subhūti, one of the ten principle disciples of the historical Buddha known for his knowledge of “emptiness”. The literary figure’s connection to Buddhism is not in name only, however. The Chinese name used most in the novel to refer to Subodhi is Puti, a transliteration for bodhi (“awakening” or “enlightenment”). His story in Journey to the West is partly based on events from the lives of the respective Fifth and Sixth Chan (Zen) Patriarchs and their transmission of the Dharma. A poem in chapter one even compares him to the Buddha and the splendor of the Western paradise, as well as further ties him to emptiness and enlightenment.

The name of Subodhi’s home, Cave of the Slanted Moon and Three Stars on the Mountain of Spiritual Heart and Elixir Mind, serves as a double metaphor for Daoist internal alchemical practices and Buddhist concepts of the mind. It is described as a mountain paradise, and the cave therein is said to be filled with grand architecture, which is centered around the Patriarch’s green jade lecture platform. The mountain is located in the Western Godaniya Continent of Hindo-Buddhist cosmic geography, placing it squarely in India, home of the historical Subhūti.

Subodhi’s students likely wear a red robe with large, open sleeves, a yellow sash, and black boots, and they are named according to a twelve generation character list. His choice for the Monkey King’s religious name, Sun Wukong, is packed full of philosophical significance related to the formation of a Daoist immortal spirit embryo and the manifestation of enlightenment. As for the Patriarch’s curriculum, he teaches Buddho-Daoist philosophy, the secret of eternal life, transformations, flight via cloud, armed and unarmed military arts, general magic, and Traditional Chinese Medicine. Tests of spiritual intelligence appear to be used to permit only the brightest into his inner circle.

Subodhi exhibits (or hints at having) clairvoyance, omniscience, and control over souls and karmic results. His power of foresight might then explain why he accepted Monkey as a student, only to later expel him. This was likely done to ignite the chain of events that would eventually lead to Sun’s achievement of Buddhahood, thereby completing the last of Zhang Boduan’s two-step process towards Buddo-Daoist transcendence.

Journey to the West stresses the Patriarch’s status as a Buddhist deity, albeit one with Daoist leanings. Therefore, I suggest that he is a bodhisattva like (as one scholar has proposed) the historical Subhūti. A Daoist bodhisattva, however, is not a paradox as such figures appear in late-Ming syncretic popular literature. Examples include the former high-ranking immortals-turned-bodhisattvas Guanyin, Mañjuśrī, and Samantabhadra from Investiture of the Gods (c. 1620).


Update: 06-04-22

Above I mentioned that Puti (菩提) is used at least three times to refer to Subodhi, thus stressing the Patriarch’s connection to the Buddhist concept of bodhi (Pāli / Sk: “awakening” or “enlightenment”). There’s actually a fourth usage, appearing in the title of chapter two: “Fully awoke to Bodhi’s wondrous truths / He cuts off Mara, returns to the root, and joins Primal Spirit” (Wu che puti zhen miao li Duan Mo gui ben he yuanshen, 悟徹菩提真妙理 / 斷魔歸本合元神) (Wu & Yu, 2012, p. 116). The title serves as a double reference to the end of Prince Siddhārtha‘s path to enlightenment. (I explain in this article that the author-compiler of the standard 1592 edition of Journey to the West likely based Monkey’s early life on the Buddha to make his spiritual journey more familiar to the reader.) As part of the Prince’s meditative journey inward to discover hidden truths, he faces off against the army of the heavenly demon Māra (Mo, 魔), the ruler of the illusionary world of Saṃsāra. But these evil forces are rendered powerless by Siddhartha’s supreme focus of mind and burgeoning grasp of reality. He shortly thereafter achieves enlightenment (a.k.a. bodhi) (Beal, 1883, pp. 156-163). Likewise, thanks to [Su]Bodhi’s guidance, Sun Wukong is able to also stop Mara and achieve immortality.

This free association between Buddhist (bodhi/Mara/returning to the root) and Daoist (primal spirit) concepts was common place in Ming-era religious literature. Darga (2008) explains:

Comparing the development of the embryo to the revelation of Buddhahood is typical of neidan texts of the Ming period. For instance, the Xingming guizhi (Principles of Balanced Cultivation of Inner Nature and Vital Force) uses Body of the Law (fashen 法身, dharmakāya) as a synonym for shengtai. The birth of the embryo represents the appearance of the original spirit (yuanshen 元神) or Buddhahood and is understood as enlightenment (p. 884).

Therefore, the Monkey King’s immortality is synonymous with the Buddha’s enlightenment. And since Subodhi is key to Sun’s spiritual achievement, and given the Patriarch’s demonstrated connection to Buddhism in the novel, I’d like to further suggest that the character is the original disciple Subhūti. After all, he still lives in India like his namesake.

Despite all of the overwhelming evidence for the Patriarch’s connection to Buddhism, someone might point out that the novel refers to him as a “Spirit Immortal” (shenxian, 神仙) (for example). The Anthology of the Transmission of the Dao from Zhongli Quan to Lü Dongbin (Zhong Lü Chuan Dao Ji, 鐘呂傳道集, c. late-Tang) explains that this is the fourth of five kinds of transcendents [12] who has cast off the mortal body (per the methods outlined above) to enjoy a life free from the dust of the world (Wong, 2000, p. 29; see also here). But making this distinction in the face of Ming syncretism amounts to little more than arguing semantics. As we’ve seen, this philosophy equates achieving immortality with enlightenment. And Subodhi’s description above as having “no end and no birth” (busheng bumie, 不生不滅) embodies that, for he has both the Daoist elixir and the Buddha-mind and has thus broken free of the wheel of rebirth.

Taking a page from the Daoist Bodhisattvas of Investiture of the Gods (Fengshen yanyi, 封神演義, c. 1620), perhaps Subodhi/Subhūti was an immortal recruited by the Buddha, or the Buddhist disciple trained under the former high-ranking immortals-turned-bodhisattvas Guanyin, Mañjuśrī, and Samantabhadra. Knowing different paths to divinity would make him a more affective teacher and bodhisattva.

Here is a welcoming, modern image of Subhūti (fig. 9). The top line reads “The Honored Monk Subhūti’s Understanding of Emptiness is Number One” (Xuputi zunzhe jiekong diyi, 须菩提尊者解空第一). I love the golden halo.

Fig. 9 – A modern ink on paper drawing of Subhūti (larger version). Image found here.


Update: 06-06-22

Subodhi is alluded to in Investiture of the Gods (c. 1620). It reproduces a poem about the sage from chapter one of Journey to the West (section 2.3). The original reads:

A Golden Immortal of Great Awareness and of great ken and purest mien,
Master Bodhi, whose wondrous appearance like the West
Had no end or birth by work of the Double Three.
His whole spirit and breath were with mercy filled.
Empty, spontaneous, it could change at will,
His Buddha-nature able to do all things.
The same age as Heaven had his majestic frame.
Fully tried and enlightened was this grand priest (Wu & Yu, 2012, vol. 1, p. 114).

大覺金仙沒垢姿,西方妙相祖菩提。不生不滅三三行,全氣全神萬萬慈。空寂自然隨變化,真如本性任為之。與天同壽莊嚴體,歷劫明心大法師。

Chapter 61 of Investiture of the Gods reproduces the poem with only minor changes (indicated in red):

A Golden Immortal of Great Awareness and timelessness, [13]
Dharma Master Bodhi of the wondrous West
Had no end or birth by work of the Double Three.
His whole spirit and breath were with mercy filled.
Empty, spontaneous, it could change at will,
His Buddha-nature able to do all things.
The same age as Heaven had his majestic frame.
Fully tried and enlightened was this grand priest (emphasis mine). [14]

大覺金仙不二時,西方妙祖菩提。不生不滅三三行,全氣全神萬萬慈。空寂自然隨變化,真如本性任為之。與天同壽莊嚴體,歷劫明心大法師。

It goes on to associate the poem with a Buddhist deity known as “Person of the Way, Cundī (Zhunti daoren, 準提道人) (fig. 10). This figure is traditionally considered a multi-armed, female bodhisattva with a strong connection to the Cundā Dhāraṇī, a power-bestowing mantra (Buswell & Lopez, 2014, p. 204). Therefore, it appears that the author was trying to provide an origin for Subodhi (likely based on “提” (ti) appearing in both character’s names). Afterall, the novel is often considered a sequel to Journey to the West because it reveals the origins of many secondary characters (Li Jing, Nezha, Muzha, Erlang, etc.). However, it’s important to remember that Investiture of the Gods is still a separate novel by a different author. So, any events therein should NOT be considered canon for Journey to the West. Besides, the latter work clearly establishes a link between Subodhi and the historical Subhūti.

Fig. 10 – Person of the Way, Cundī (top right) fighting against a rogue immortal (lower left) (larger version). From a modern manhua comic book. Image found here.


Update: 06-09-22

It turns out that Subodhi is not the invention of the author-compiler [15] of the standard 1592 edition of Journey to the West. He appears in the earlier “Zhu edition” of the novel, a.k.a. Chronicle of Deliverances in Tang Sanzang’s Journey to the West (Tang Sanzang Xiyou shi e zhuan, 唐三藏西遊释厄傳) by Zhu Dingchen (朱鼎臣). [16] The following quote indicates the differences between the Zhu edition (red) with the 1592 edition (black):

With solemnity the Monkey King set his clothes in order and followed the boy into the depths of the cave. They passed rows and rows of lofty towers and huge alcoves, of pearly chambers and carved arches. After walking through innumerable quiet chambers and empty studios, they finally reached the base of the green jade platform. Patriarch Subodhi was seen seated solemnly on the platform, with thirty lesser immortals standing below in rows. He [It] was truly a realm of immortals. Let’s listen to the explanation in the next chapter. (emphasis mine)

[Poem describing Master Subodhi. See above for translation. The Zhu version has a typo in the line “Grand priest” (“大師” instead of “大法師”).]

這猴王整衣端,隨童子徑入洞天深處觀看:一層層深閣瓊樓,一進進珠宮貝闕,說不盡那靜室幽居,直至瑤台之下。見那菩提祖師端坐在台上,兩邊有三十個小仙侍立台下。果然是座仙境。且聽下回分解

大覺金仙沒垢姿,西方妙相祖菩提,不生不滅三三行,全氣全神萬萬慈。空寂自然隨變化,真如本性任為之, 與天同壽莊嚴體,歷劫明心大法 (原作“”) 師。

The Zhu version is comprised of ten scrolls (juan, 卷) with three to ten subsections each. These subsections differ from the chapter layout of the 1592 edition. For example, subsections one to three and four to five respectively correspond to chapters one and two of the 1592 edition (Koss, 1981, pp. 14-15). It’s interesting to note that the above poem caps the first subsection of scroll one. This is why it ends with: “Let’s listen to the explanation in the next chapter” (qieting xiahua fenjie, 且聽下回分解).


Update: 06-10-22

Monkey’s religious name Wukong (悟空), or “Awakened to Emptiness“, predates the 1592 and Zhu editions, appearing as early as an early-Ming zaju play. Therefore, I’d like to suggest that the historical Subhūti was chosen as the basis for a master worthy of bestowing this name because of his great knowledge of emptiness, as well as the large role that he plays in the Diamond Sutra (Sk: Vajracchedikā Prajñāpāramitā Sūtra; Ch: 金剛般若波羅蜜多經, Jingang bore boluomiduo jing, a.k.a. Jingang jing金剛經). After all, the scripture “deals with the concept of emptiness” despite never once “employ[ing] the word for emptiness śūnyatā [Ch: kong, 空]” (Watson, 2010, p. 75). [17]  Alluding to the sutra makes sense as it was so overwhelmingly popular when Journey to the West was written that tales of its miracles were eventually compiled during the late-Ming and Qing dynasties (Ho, 2019). So, the people reading the novel would have no doubt recognized Subodhi as an allusion to Subhūti from the scripture.

The late-13th-century version of the Journey to the West story cycle already presents Monkey as an ancient Daoist immortal with magic powers from the very beginning. Therefore, this element likely played a role in draping the Buddhist master in a thin veil of Daoism to create the Buddho-Daoist sage Subodhi.


Update: 03-13-23

I just learned that the uber popular cartoon Lego Monkie Kid has introduced Master Subodhi in the recent 4th season. The following clip shows him training the reincarnations of Tripitaka, Zhu Bajie, and the White Dragon Horse and apparently the original Sha Wujing (video 1).

Video 1 – Master Subodhi trains new students in Lego Monkie Kid season 4.

Notes:

1) The list of Xuputi variations comes from Soothill & Hodous, 1937/2014, p. 394.

2) Osto (2016) continues:

This conception that certain disciples of the Buddha were actually crypto-bodhisattvas fits in well with the Prajñāpāramitā idea … that a true bodhisattva does not maintain the idea that ‘I am a bodhisattva‘. Though these bodhisattva-disciples are actually bodhisattvas in guise of disciples, as true bodhisattvas, they would never admit to being bodhisattvas, because the false conception of ‘bodhisattva‘ as a truly existent dharma with ‘own-being’ never occurs in their minds (p. 128).

3) The English translation glosses over this, choosing instead to state how the three “not long thereafter” became the aforementioned bodhisattvas (Gu, 2000, p. 1737).

4) Source slightly altered. I’ve made the translation more accurate. I will do this with the rest of Yu’s (Wu & Yu, 2012) translation where necessary.

5) Yu (Wu & Yu, 2012) suggests that this poem is related to the Buddha’s statement that Sun is “only a monkey who happened to become a spirit, … merely a beast who has just attained human form in this incarnation” (p. 70). This alludes to a Confucian hierarchical scale present in the novel where animals are able to attain human qualities through spiritual cultivation. So Monkey’s training under Subodhi allows him to wed his monkey form to the human heart-mind.

6) Thank you to Irwen Wong of the Journey to the West Library blog for bringing this to my attention.

7) Ter Haar (2021) provides a list of such generational names:

Table 1. The use affiliation characters by People of the Way

Dao 道 (Huzhou, Jiaxing, Taizhou, Suzhou) (13 cases) – The Way
Zhi 智 (Huzhou, Jiaxing) (6 cases) – Wisdom
Yuan 圓 (Huzhou, Jiaxing, Taizhou) (5 cases) – Complete
Pu 普 (Taicang, Taizhou, Huating) (4 cases) – Universal
Miao 妙 (Deqing, Jiaxing) (3 cases) – Wondrous
Jue 覺 (Huating) (1 case) – Awareness (p. 39)

8) An example of the Monkey King’s knowledge of Buddhist scripture happens in chapter 93:

“Disciple,” said the Tang Monk, “it may be true that the land of Buddha is not far away. But remember what the temple priests told us the other day: the distance to the capital of the Kingdom of lndia is still some two thousand miles. I wonder how far have we gone already.”

“Master,” said Pilgrim, “could it be that you have quite forgotten again the Heart Sūtra [Xinjing, 心經] of the Crow’s Nest Chan Master?”

Tripitaka said, “That Prajñā-pāramitā is like a cassock or an alms bowl that accompanies my very body. Since it was taught me by that Crow’s Nest Chan Master, has there been a day that I didn’t recite it? Indeed, has there been a single hour that I didn’t have it in mind? I could recite the piece backward! How could I have forgotten it?”

“Master, you may be able to recite it,” said Pilgrim, “but you haven’t begged that Chan Master for its proper interpretation.”

“Ape-head!” snapped Tripitaka. “How dare you say that I don’t know its interpretation! Do you?”

“Yes, I know its interpretation!” replied Pilgrim. After that exchange, neither Tripitaka nor Pilgrim uttered another word. At their sides, Eight Rules nearly collapsed with giggles and Sha Monk almost broke up with amusement.

“What brassiness!” said Eight Rules. “Like me, he began his career as a monster-spirit. He wasn’t an acolyte who had heard lectures on the sūtras, nor was he a seminarian who had seen the law expounded. It’s sheer flimflam and pettifoggery to say that he knows how to interpret the sutra! Hey, why is he silent now? Let’s hear the lecture! Please give us the interpretation!”

“Second Elder Brother,” said Sha Monk, “do you believe him? Big Brother is giving us a nice tall tale, just to egg Master on his journey. He may know how to play with a rod. He doesn’t know anything about explaining a sūtra!”

“Wuneng and Wujing,” said Tripitaka, “stop this claptrap! Wukong’s interpretation is made in a speechless language. That’s true interpretation” (Wu & Yu, 2012, vol. 4, pp. 264-265)

9) These methods are named after a set of 108 stellar deities from Chinese astrology and popular literature. Sources describe the 72 stars as malevolent, while the 36 are more helpful. I follow the translation of these names from Meulenbeld (2019).

10) Thanks again to Irwen Wong for bringing these examples to my attention.

11) The term wuyi has been used as far back as the third-century CE to refer to Chinese martial arts. It predates the more familiar wushu (武術) by some three centuries (Lorge, 2012, p. 10).

12) The Anthology of the Transmission of the Dao from Zhongli Quan to Lü Dongbin (Zhong Lü Chuan Dao Ji, 鐘呂傳道集, c. late-Tang) states:

The three paths of cultivation are the Lesser Path, the Middle Path, and the Great Path. The five classes of immortals are ghost immortal, human immortal, earth immortal, spirit immortal, and celestial immortal (Wong, 2000, p. 29).

法有三成者,小成、中成、大成之不同也。仙有五等者,鬼仙、人仙、地仙、神仙、天仙

13) The original Chinese characters that I chose to translate as “timelessness” are “不二時” (bu ershi). Soothill and Hodous (1937/2014) define the phrase “二時” (ershi) as: “The two times or periods—morning and evening. Also 迦羅 kāla, a regular or fixed hour for meals, and 三昧那 samaya, irregular or unfixed hours or times” (p. 25). They further define kāla as: “a definite time, a division of time; the time of work, study, etc., as opposed to leisure time” (Soothill and Hodous, 1937/2014,p. 316). Therefore, the Investiture of the Gods poem might be suggesting that the intended character is beyond time.

14) The English version doesn’t even translate the poem (Gu, 2000, pp. 1248 and 1249).

15) The question of Wu Cheng’en‘s authorship is beyond the scope of this article.

16) Koss (1981) performs an in-depth analysis of the standard 1592, Zhu, and Yang editions of the Ming-era Journey to the West, showing that the 1592 edition is an expansion of Zhu and Yang is a later abridgement of the former. Zhu being the oldest, with portions likely predating 1450, is based on its earlier style phrasing and chapter structure; the use of vernacular language with simplistic two-person dialogue and fewer and less literary poems, suggesting a reliance on oral literature; and Zhu illustrations serving as the basis for many pictures from the 1592 edition.

17) The Diamond Sutra uses an “A is not-A” structure to negate anything and everything that might lead to physical or spiritual clinging. For example, one passage reads:

“Subhūti, [if a bodhisattva] were to say, ‘I am going to save a countless number of living beings,’ then one could not call that person a bodhisattva. Why? Because, Subhūti, there is no such dharma called a bodhisattva. Therefore, the Buddha teaches that, with regard to all dharmas, there is no self, no being, no living creature, no individual.”

“Subhūti, if a bodhisattva were to say, ‘I will adorn the buddha lands,’ he cannot be called a bodhisattva. Why? Because the Buddha teaches that to adorn the buddha lands is not to adorn them. This is called adorning. Subhūti, if the bodhisattvas thoroughly understand that there is no such thing as a self, then the [Tathāgata] declares that they are truly worthy to be called bodhisattvas” (Watson, 2010, p. 90).

“Adorning the Buddha land” refers to the treasure-like splendor of the heavenly paradises created for those saved by bodhisattvas (Watson, 2010, p. 83 n. 20).

Sources:

Beal, S. (Trans.). (1883). The Fo-sho-hing-tsan-king: A Life of Buddha by Asvaghosha Bodhisattva. Oxford: Clarendon Press. Retrieved from https://archive.org/details/foshohingtsankin00asva/mode/2up

Buswell, R. E., & Lopez, D. S. (2014). The Princeton Dictionary of Buddhism. N: Princeton University Press.

Darga, M. (2008) Shengtai. In F. Pregadio (Ed.), The Encyclopedia of Taoism (Vol. 1-2) (pp. 883-884). Longdon: Routledge.

Eskildsen, S. (2008). Do Immortals Kill?: The Controversy Surrounding Lü Dongbin. Journal of Daoist Studies 1, 28-66. doi:10.1353/dao.2008.0001.

Eskildsen, S. (2019). Daoist Theories on Sexual Body Alteration. In A. Cuffel, A. Echevarria, & G. T. Halkias (Eds.), Religious Boundaries for Sex, Gender, and Corporeality (pp. 33-47). London: Routledge.

Gu, Z. (2000). Creation of the Gods (Vol. 4). Beijing: New World Press.

Ho, C. H. (2019). Diamond Sutra Narratives: Textual Production and Lay Religiosity in Medieval China. Netherlands: Brill.

Huineng, & Cleary, T. F. (1998). The Sutra of Hui-neng, Grand Master of Zen: With Hui-neng’s Commentary on the Diamond Sutra. Boston: Shambhala.

Kohn, L. (2008). Chinese Healing Exercises: The Tradition of Daoyin. Honolulu: University of Hawaiʻi Press.

Koss, N. (1981). The Xiyou ji in Its Formative Stages: The Late Ming Editions (Vol. 1-2). (Doctoral dissertation). Available from ProQuest Dissertations and Theses database. (UMI No. 8112445)

Leong, H. (2001). Ritual Implements, Tools & Objects of Chinese Buddhism. Taiwan: Yuan guang Buddhist Publications.

Lorge, P. A. (2012). Chinese Martial Arts: From Antiquity to the Twenty-First Century. New York, NY: Cambridge University Press.

Meulenbeld, M. (2019). Vernacular “Fiction” and Celestial Script: A Daoist Manual for the Use of Water Margin. Religions10(9), 518. MDPI AG. Retrieved from http://dx.doi.org/10.3390/rel10090518.

Miura, K. (2008). Dongtian and Fudi. In F. Pregadio (Ed.), The Encyclopedia of Taoism (Vol. 1-2) (pp. 368-373). Longdon: Routledge.

Osto, D. (2016). Orality, Authority, and Conservatism in the Prajnaparamita Sutras. In B. Black & L. Patton (Eds.), Dialogue in Early South Asian Religions: Hindu, Buddhist, and Jain Traditions (pp. 115-136). United Kingdom: Taylor & Francis.

Robinet, I. (1993). Taoist Meditation: The Mao-Shan Tradition of Great Purity. Albany: State University of New York Press.

Santangelo, P. (2013). Zibuyu, “What The Master Would Not Discuss”, According to Yuan Mei (1716 – 1798): A Collection of Supernatural Stories (2 Vols). Netherlands: Brill.

Shahar, M. (2008). The Shaolin Monastery: History, Religion, and the Chinese Martial Arts. Honolulu: University of Hawai’i Press.

Shao, P. (1997). Monkey and Chinese Scriptural Tradition: A Rereading of the Novel Xiyouji (UMI No. 9818173) [Doctoral dissertation, Washington University]. Available from ProQuest Dissertations and Theses database.

Shao, P. (2006). Huineng, Subhūti, and Monkey’s Religion in “Xiyou ji”The Journal of Asian Studies, 65(4), 713-740. Retrieved from www.jstor.org/stable/25076127.

Soothill, W. E., & Hodous, L. (2014). A Dictionary of Chinese Buddhist Terms: With Sanskrit and English Equivalents and a Sanskrit-Pali Index. London: Routledge. (Original work published 1937)

Ter Haar, B. (2021). The White Lotus Teachings in Chinese Religious History. Netherlands: Brill.

Watson, B. (2010). The Diamond Sutra. The Eastern Buddhist, 41(1), 67–100. Retrieved from www.jstor.org/stable/26289589.

Wong, E. (2000). Tao of Health, Longevity, and Immortality: The Teachings of Immortals Chung and Lü. United States: Shambhala.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

Archive #29 – Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art (1999)

I consider one of my greatest accomplishments on this blog to be discovering the origin of Sun Wukong’s golden headband. This would not have been possible without reading about the Hevajra Tantra (8th-century) in Robert Nelson Linrothe’s (1999) Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. This amazing study analyzes Esoteric Buddhist statues and texts to trace the evolution of these guardians from mere dwarf attendants to mighty warrior gods endowed with the power of the Five Wisdom Buddhas. This is a great resource for anyone researching religious art involving wrathful guardians in Buddhism, Daoism, and of course Chinese folk religion, for the iconography of these divine warriors spread far and wide.

I am sharing a PDF of the book found on libgen for the benefit of other scholars. The black and white portions of the book appear to be based on a xeroxed copy. However, there are full color plates in the back.

Book description:

Buddhists believe that the wrathful spirits represent inherent qualities of our own, and that meditating on them can transmute the otherwise malevolent sides of our own natures into positive qualities and actions. The wrathful deities also provide precious clues as to the early development of esoteric Buddhism in India, about which few early texts survive. Through careful examination of a large body of images as well as Sanskrit, Tibetan, and Indic texts, this lavishly illustrated volume traces the evolution of the forms and the unfolding significance of the wrathful deity in esoteric Buddhist sculpture.

Archive link:

Click to access Ruthless-Compassion-Wrathful-Deities-in-Early-Indo-Tibetan-Esoteric-Buddhist-Art-1999.pdf

Disclaimer:

This work has been posted for educational purposes. No malicious copyright infringement is intended. If you enjoyed the digital version, please support the official release.

Citation:

Linrothe, R. N. (1999). Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. London: Serindia Publ.

The Tightening Spell of Sun Wukong’s Golden Headband

Last updated: 07-25-2022

Sun Wukong‘s golden headband (jingguquan, 金箍圈) (fig. 1) is an instantly recognizable part of his popular iconography. Anyone who’s read Journey to the West (Xiyouji, 西遊記, 1592) will know that it painfully tightens around our hero’s skull to correct any unsavory behavior. “What kind of behavior?” someone might ask. Well, mass murder, of course! In chapter 56, for example, Monkey’s Buddhist master Tripitaka recites the spell to punish him for beating a group of bandits to death with his magic staff and beheading one of them with a blade (Wu & Yu, 2012, vol. 3, p. 89).

Fig. 1 – A modern replica of Monkey’s golden headband (larger version).

This spell is first revealed to the monk by Guanyin in chapter 14:

I have a spell which is called the True Words for Controlling the Mind [dingxin zhenyan, 定心真言], or the Tight-Fillet Spell [jingu er zhou, 緊箍兒咒]. You must memorize it secretly; commit it firmly to your memory, and don’t let anyone learn of it […] When [Sun Wukong] returns, give him…the cap [containing the headband] to wear; and if he again refuses to obey you, recite the spell silently. He will not dare do violence or leave you again” (Wu & Yu, 2012, p. 317).

You can see the exact words are never revealed. This is not surprising, though, as the spell is one of the few things in the entire Buddho-Daoist cosmos that can control Sun Wukong. Tripitaka’s life would be in danger and the journey would be doomed if any villains got ahold of this secret. But … what if … we could guess the spell, just for fun? I’d like to suggest a mantra based on historical religious beliefs and iconography. This thought experiment was written for the benefit of artists and fanfiction writers looking to create more accurate portrayals of the novel and its characters.

I. The Band’s Religious Background

As I note in this article, the golden fillet is based on a ritual headband worn by Buddhist ascetics in ancient India. The Hevajra Tantra (Dabei kongzhi jingang dajiao wang yigui jing, 大悲空智金剛大教王儀軌經, 8th-c.) states yogins must wear the band and a list of other prescribed ritual items in their worship of the wrathful protector deity Heruka (Linrothe, 1999, p. 250). Most importantly, the tantra states the band symbolizes the Buddha Akshobhya (Ch: Achu, 阿閦; Budong, 不動; lit: “Immovable”) (fig. 2), who gained enlightenment through moralistic practices of right speech and action (Linrothe, 1999, p. 251; Buswell & Lopez, 2013, p. 27).

Fig. 2 – A depiction of Akshobhya (larger version). [1] Artist unknown.

Akshobhya and the other esoteric Wisdom Buddhas are sometimes depicted as small figures or colored jewels in the headdress of the Manjusri Bodhisattva (and other Buddhist personages) (Getty, 1914/1988, p. 37; Vessantara, 1993, p. 155). Akshobhya is symbolized by the color blue (Getty, 1914/1988, p. 36). A cursory Google image search shows the blue jewel is often set in the top most position over Manjusri’s forehead (fig. 3).

This might suggest a more religiously accurate version of Sun Wukong’s golden headband would include a figure or jewel representing Akshobhya.

Fig. 3 – A modern painting of Manjusri by Ben Christian (larger version). Image found here

II. The Mantra

Given the above information, I’d like to suggest the tightening spell for Monkey’s headband—within the context of our thought experiment—is the Akshobhya Mantra! There are two kinds. I’ll leave it up to you which one you like best. The first is a short recitation of the buddha’s name: O a kṣo bhya hūṃ (fig. 4). This can be very roughly translated as “Praise to the Immovable One!”. Om and Hum are both holy syllables invoking spiritual power and enlightenment, respectively. They also appear in the more well-known Oṃ maṇi padme hūṃ (Ch: An mo ni ba mi hong, 唵嘛呢叭咪吽). One Chinese version of the name mantra appears to be “An a bie zha zhi ga hong hong” (唵 阿別炸枝嘎 吽吽).

Fig. 4 – The Siddham and Uchen script versions of the short mantra (larger version). Based on information found here. Fig. 5 – A version of the longer chant with Uchen script, as well as English and Chinese transliterations (larger version). Based on an image found here.

The second is a longer chant, again called the “Mantra of Akshobhya” (Achu fo xinzhou, 阿閦佛心咒) (fig. 5 and video 1). It’s interesting to note that the historical Xuanzang (on whom Tripitaka is based) is known to have translated a version of this mantra. [2]

Reciting this to rein in Sun Wukong not only references the band’s historical and religious connection to Akshobhya but also serves as a physical reminder of right speech and action (how the deity gained buddhahood). It’s Tripitaka’s way of screaming, “Stop murdering everyone within arm’s reach!”

Video 1 – A chant of the long mantra.


Update: 01-24-22

The DC Comics’ story “The Monkey Prince Hates Superheroes” presents the spell as the Nianfo (fig. 6).

Fig. 6 – Shifu Pigsy (a.k.a. Zhu Bajie) reciting “Amituofo” to activate the golden headband on the Monkey Prince, son of the original Monkey King (larger version). From Yang, 2021, p. 80. Copyright DC Comics.


Update: 01-25-22

The case for Akshobhya’s mantra being the tight-fillet spell is strengthened—again, within the context of our thought experiment—by the fact that he has power over strong negative emotions. According to Bangdel and Huntington (2003): “The transcendental insight represented by Akshobhya is mirrorlike wisdom (adarsha jnana), which…is the antidote to the poison of anger, or hatred” (p. 91). The monk Tripitaka assuages these emotions by activating the golden headband, once again reminding Wukong of right speech and action.

In addition, Akshobhya and Gautama have matching iconography: both are shown seated with the left hand palm up on the lap and the right reaching down to touch the earth. Hinayana Buddhists of Sri Lanka and Southeast Asia worship Gautama in this form, but Mahayana worships Akshobhya as such (see note #1). This is important as Gautama gives the three golden headbands to Guanyin in order to pacify any demons that she might encounter during her search for the scripture pilgrim (Wu & Yu, 2012, vol. 1, pp. 206-207). This shows there is a connection between the two Buddhas, and it also explains why Gautama would gift a headband associated with Akshobhya.


Update: 01-27-22

Various online sources and adaptations sometimes refer to the spell as the “Headache Sutra” (for example). But to my knowledge it’s never explicitly called this in the novel. The pain associated with the spell is generally used as a threat. For example, in chapter 16, Tripitaka exclaims: “Monkey! Aren’t you afraid of your headache [ni toutong, 你頭痛]? Do you still want to behave badly? (Wu & Yu, 2012, vol. 1, p. 347) (emphasis mine).

Chapter 25 provides two more names for the spell:

There is, moreover, the Tight-Fillet Spell or the Tight-Fillet Sutra [jingu er jing, 緊箍兒經]. It’s also [Tripitaka’s] “Old Saying Sutra” [jiuhua er jing, 舊話兒經]. [3] The moment he recites that, I’ll have a terrible headache, for it’s the magic trick designed to give me a hard time (Wu & Yu, 2012, vol. 1, p. 468).


Update: 07-25-22

I’ve written an article that explains the origins of the “crescent-style” headband.

The Monkey King’s Crescent-Style Headband

Note:

1) Akshobhya’s iconography is as follows:

[He] is represented seated, like all the Dhyani-Buddhas, with the legs locked and both feet apparent. There are often wheels marked on the soles of his feet, or a protuberance like a button, resembling the urna on the forehead. His left hand lies on his lap in ‘meditation’ mudra. His right touches the earth with the tips of the outstretched fingers, the palm turned inward. This is called the bhumisparsa or ‘witness’ mudra.

The Hinayana Buddhists in Ceylon, Java, Burma, and Siam worship Gautama Buddha under this form, while those of the Mahayana school look upon it as Akshobhya; for, with but rare exceptions, the historic Buddha is only appealed to by the Northern Buddhists in his ethereal form of Amitabha.

Akshobhya may also take in Tibet another form of Gautama Buddha called ‘Vajrasana’ (diamond throne). The attitude is the same as the above, but before him on the lotus throne lies a vajra, or it may be balanced in the palm of the left hand lying in ‘meditation’ mudra on his lap (Getty, 1914/1988, p. 36).

2) The Chinese source refers to Akshobhya as the “Immovable Buddha” (Budong rulai, 不動如來).

3) I’ve added an extra sentence from the Chinese original glossed over in the translation. Yu (Wu & Yu, 2012) translates the spell as the “Old-Time Sutra” in a previous sentence (vol. 1, p. 468).

Sources:

Bangdel, D., & Huntington, J. C. (2003). The Circle of Bliss: Buddhist Meditational Art. United Kingdom: Serindia Publications.

Buswell, R. E., & Lopez, D. S. (2013). The Princeton Dictionary of Buddhism. Princeton, NJ: Princeton University Press.

Getty, A. (1988). The Gods of Northern Buddhism: Their History, Iconography and Progressive Evolution through the Northern Buddhist Countries. New York: Dover Publications, Inc. (Original work published 1914)

Linrothe, R. N. (1999). Ruthless Compassion: Wrathful Deities in Early Indo-Tibetan Esoteric Buddhist Art. Boston, Mass: Shambhala.

Vessantara. (1993). Meeting the Buddhas: A Guide to Buddhas, Bodhisattvas, and Tantric Deities. United Kingdom: Windhorse Publications.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vol. 1-4). Chicago, Illinois: University of Chicago Press.

Yang, G. L. (2021). The Monkey Prince Hates Superheroes. In Jessica Chen (Ed.). DC Festival of Heroes: The Asian Superhero Celebration (pp. 70-82) [Google Play]. New York, NY: DC Comics. Retrieved from https://play.google.com/store/books/details/Minh_Le_DC_Festival_of_Heroes_The_Asian_Superhero?id=qXUrEAAAQBAJ

Archive #17 – PDFs of Creation of the Gods Library of Chinese Classics Chinese-English Bilingual Edition (Vol. 1-4)

Last updated: 03-14-2023 

Here I present a PDF of the Library of Chinese Classics bilingual edition of Creation of the Gods (Fengshen yanyi, 封神演義, c. 1620), sometimes translated as Investiture of the Gods or Enfeoffment of the Gods. This 100 chapter shenmo novel tells of the great struggle between the declining Shang (c. 1600–1046 BCE) and ascending Zhou (c. 1046–256 BCE) dynasties. In the beginning, King Zhou of Shang offends the primordial goddess Nuwa by leaving a lewd poem in her temple, and in response, the devi summons a trio of spirits (a fox, a pheasant, and a lute) to bring about the dynasty’s downfall. The fox spirit takes the place of the king’s concubine Daji and, over the course of nearly 30 years, leads him down a path of imperial neglect, decadence, and sadism. This leads to many of the kingdom’s dukes, marquis, and generals rebelling in favor of King Wu of Zhou, the monarch destined by heaven to rule China. 

The majority of the story follows the countless battles between the forces of Shang and Zhou. Along the way, the latter are aided by immortals of the benevolent Chan (闡) sect (an analogy for Quanzhen Daoism), which favors spiritual cultivation, while the former are aided by the malevolent Jie (截) sect (an analogy for Zhengyi), which favors charms and incantations. [1] Each transcendent wields any number of swords, fans, hooks, staves, axes, halberds, scissors, hammers, rings, sashes, nails, dippers, pennants, pearls, gourds (etc.), each with not only the power to take the lives of thousands of humans but also immobilize other immortals and even kill them. These celestial battles escalate to the point that Laozi and the Buddha must fight side-by-side to defeat a trap designed to kill 10,000 immortals.

A story line present throughout the novel is the fate of Jiang Ziya, a Daoist adept and the military strategist and stalwart commander of the Zhou army. He is destined to deify the souls of the humans and immortals who die in battle using the “List of Creation” (Fengshen bang, 封神榜), an index of preordained names agreed upon at the beginning of time by the heads of the three religions. This list is housed in the “Terrace of Creation”, a reed pavilion in which the souls of the dead are gathered to await their apotheosis. In the end, after defeating the Shang forces, Jiang deifies a total of 365 major gods, along with thousands of lesser gods, ranging from holy mountains, weather, and plagues to constellations, the time cycle, and the five elements.

Fig. 1 – An illustration of Nezha from The True Forms of Invested Gods (Fengshen zhenxing tu, 封神真形圖) (larger version).

Considering the story takes place a millennia prior to the arrival of Buddhism in China, the novel portrays the religion having no presence in the east. There are several times in the narrative when a Buddhist deity travels from the western paradise to halt the execution of a powerful immortal or demon as they are fated to submit to Buddhism. Furthermore, when the Buddha intervenes in the great battle towards the end, he does so to find talented disciples who will help him spread the religion in the east. In fact, Bodhisattvas like Guanyin and Manjusri are depicted as former Chan sect immortals who later become disciples of Buddhism.

For the purposes of this blog, several characters from Journey to the West appear in the novel, including Laozi, the Buddha, Nezha (fig. 1), Muzha, and Li Jing, Ao Guang, Erlang (called Yang Jian, 楊戩) and his hound, etc. Journey to the West also had a number of clear influences on the book, one being the ape spirit Yuan Hong (袁洪) from later chapters who wields a staff and 72 transformations in a fight with Yang Jian. Sound familiar?

This edition of the novel was originally translated by Gu Zhizhong (顾执中, 1898–1995) in 1992. Dr. Barbara Witt notes the translation has its pros and cons:

The positive: It is the only complete translation of Fengshen yanyi into a Western language that I am aware of. The edition I read (from 1992 I think), was also nicely done with interesting woodcut illustrations throughout the novel.

The negative: Firstly, it is not a very faithful translation. Poems are generally left untranslated and sentences often paraphrased. [2] I think, when ever the translator found something difficult, he just skipped it. Secondly, I think Gu Zhizhong was not an English native speaker and not very familiar with Western mythology and some of his translations are really off. For example Taiyi zhenren 太乙真人 (“True Man Primordial”), a powerful Daoist immortal, becomes “Fairy Primordial” in his translation, which conjures up a very different image.

While the translation may not be perfect, I think it is a must read as many of the gods mentioned therein are worshiped in modern temples throughout China, Taiwan, Malaysia, and Singapore. It is a lens into modern folk religion.

Archive link:


Update: 11-28-2021 

I’ve added Wan (1987), a doctoral thesis analyzing the historical sources and micro/macro structure of the story. It also provides a summary of the tale in the end.

Archive Link:

Click to access Investiture-of-the-gods-Fengshen-yanyi-Sources-narrative-structure-and-mythical-significance.pdf


Update: 03-14-23

Here is a link for The Newly Printed, Zhong Bojing Annotated, Investiture of the Gods (Xinke Zhong Bojing xiansheng piping Fengshen yanyi, 新刻鍾伯敬先生批評封神演義, c. 1620), the oldest edition of the novel. The first of 20 volumes is full of lovely illustrations (fig. 2).

https://www.digital.archives.go.jp/DAS/meta/listPhoto?LANG=default&BID=F1000000000000107715&ID=&TYPE=dljpeg

Fig. 2 – A random page from vol. 1 of The Newly Printed, Zhong Bojing Annotated, Investiture of the Gods (larger version).

Disclaimer:

These have been posted for educational purposes. No malicious copyright infringement is intended. Please support the official release.

Notes:

1) Prof. Shi Changyu notes in his preface to this translation that the friction between the fictional Chan and Jie sects serves as an analogy for that of Quanzhen and Zhengyi during the Ming, for the former was marginalized, while the latter was held in high esteem and fell prey to decadence, naturally hindering its ability to contribute anything of value to the development of Daoism at this time (Gu, 2000, pp. 50-53).

2) Those interested in reading some of the poetry from the novel should consult Koss (1979), which compares them with those from Journey to the West.

Sources:

Gu, Z. (2000). Creation of the Gods (Vols. 1-4). Beijing: New World Press.

Koss, N. (1979). The Relationship of Hsi-yu chi and Feng-shen yen-i: An Analysis of Poems Found in Both Novels. T’oung Pao,65(4/5), second series, 143-165. Retrieved May 5, 2020, from http://www.jstor.org/stable/4528175

Wan, P. (1987). Investiture of the Gods (“Fengshen yanyi”): Sources, Narrative Structure, and Mythical Significance (UMI No. 8810607) [Doctoral dissertation, University of Washington]. Available from ProQuest Dissertations and Theses database.

Wu, C., & Yu, A. C. (2012). The Journey to the West (Vols. 1-4) (Rev. ed.). Chicago, Illinois: University of Chicago Press.

The Origin of Sun Wukong’s Golden Headband

Last updated: 07-25-2022

The golden headband or fillet (金箍圈, jingu quan) is one of the Monkey King’s most recognizable iconographic elements appearing in visual media based on the great Chinese classic Journey to the West (1592). It is generally portrayed as a ringlet of gold with blunt ends that meet in the middle of the forehead and curl upwards like scowling eyebrows (type one) (fig. 1). A different version is a single band adorned with an upturned crescent shape in the center (type two) (fig. 2). Another still is a simple band devoid of decoration (type three) (fig. 3). Sun first earns the headband as punishment for killing six thieves shortly after being released from his five hundred-year-long imprisonment. The circlet is a heaven-sent magic treasure designed to reign in the immortal’s unruly, rebellious nature. Since Sun Wukong is a personification of the Buddhist concept of the “Monkey of the Mind” (心猿, xinyuan,), or the disquieted mind that bars humanity from enlightenment, the fillet serves as a not so subtle reminder of Buddhist restraint. Few scholars have attempted to analyze the treasure’s history. In this paper I present textual and visual evidence from India, China, and Japan that suggests it is ultimately based on a ritual headband worn by Esoteric Buddhist Yogin ascetics in 8th-century India. I also show how such fillets became the emblem of some weapon-bearing protector deities in China, as well as military monks in Chinese opera.

1. The Headband’s Literary Origin and Purpose

The headband is first mentioned in chapter eight when three such “tightening fillets” are given to the Bodhisattva Guanyin by the Buddha in order to conquer any demons that she may come across while searching for a monk who will bring sutras back to China from India. The “Enlightened One” explains their purpose: “If [the monster] is disobedient, this fillet may be put on his head, and it will strike root the moment it comes into contact with the flesh. Recite the particular spell which belongs to the fillet and it will cause the head to swell and ache so painfully that he will think his brains are bursting. That will persuade him to come within our fold” (Wu & Yu, 2012 (Vol. 1), pp. 206-207). He notes that there are different spells for each piece, including “the Golden, the Constrictive, and the Prohibitive Spell” (Wu & Yu, 2012 (Vol. 1), p. 206).

Sun Wukong earns the “Constrictive” band in chapter fourteen after brutally murdering six thieves who accost his master Tripitaka, the chosen scripture seeker, on the road to the west. [1] The killings cause the two to part ways, and it is during Monkey’s absence when Guanyin gives the monk a brocade hat containing the fillet and teaches him the “True Words for Controlling the Mind, or the Tight-Fillet Spell” (Wu & Yu, 2012 (Vol. 1), p. 317). Sun is eventually persuaded to return and tricked into wearing the hat under the guise of gaining the ability to recite scripture without rote memorization. It soon takes root, and the powerful immortal is brought under control through the application of pain. He then promises to behave and to protect Tripitaka during their long journey to the Western Paradise. [2]

The remaining two fillets are used by Guanyin to conquer other monsters in later chapters. She throws the “Prohibitive” band onto the head of a black bear demon in chapter seventeen and, after reciting the spell, he agrees to become the rear entrance guard of her Potalaka island paradise (Wu & Yu, 2012 (Vol. 1), p. 365). The “Golden” band is split into five rings—one each for the head, wrists, and ankles—and used to subdue Red Boy (紅孩兒, Hong hai’er), the fire-spewing son of the Bull Demon King and Princess Iron Fan, at the end of chapter forty-two and the beginning of forty-three (Wu & Yu, 2012 (Vol. 2), pp. 251-252). The child demon becomes her disciple and eventually takes the religious name Sudhana. [3]

Monkey is forced to wear the fillet until he attains Buddhahood in chapter one hundred, causing it to vanish (Wu & Yu, 2012 (Vol. 4), p. 383). The band’s disappearance at the end of the novel denotes Sun’s internalization of self-control. But the treasure doesn’t disappear forever. It appears once more in the Later Journey to the West (後西游記, Hou Xiyouji, 17th-cent.), a sequel set 200 years after the original. The story follows a similar trajectory with Monkey’s descendant Sun Luzhen (孫履真, “Monkey who Walks Reality”) attaining immortality and causing havoc in heaven. But this time the macaque Buddha is called in to quell the demon. Monkey quickly disarms the “Small Sage Equaling Heaven” of his iron staff and pacifies him not with trickery but with an enlightening Buddhist koan. He then places the band on Luzhen’s head to teach him restraint (see Liu, 1994).

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Fig. 1 – (Left) A type one fillet from the comedy A Chinese Odyssey 2 (1995). Fig. 2 – (Center) A type two fillet from the 1986 TV show. Fig. 3 – (Right) A  type three fillet from an 11th-century painting in Eastern Thousand Buddha Cave number two in Gansu Province, China.

2. Past Research

It appears very few scholars writing in English have attempted to trace the origins of the golden fillet. Wang Tuancheng theorizes that the idea for the headband came from two sources. First, the historical journal of Xuanzang (602-664 CE), the Tang Dynasty monk on whom Tripitaka is loosely based, details how he was challenged to a religious debate by a man in a foreign kingdom who offered his own head as the price of defeat. Xuanzang won, but instead of collecting his prize, the monk took the man as his servant. Second, Wang notes that slaves during the Han Dynasty (206 BCE-220 CE) wore a metal collar around their neck shaped like the Chinese character for twenty (廿, nian). He goes on to explain: “…the author transformed the metal hoop that the non-Buddhist might have worn to Sun Wukong’s headband” (Wang, 2006, p. 67). I’m not particularly persuaded by this argument since Wang doesn’t offer any evidence as to why a Han-era slave implement would still be in use during the Tang (618-907 CE) four to five hundred years later; nor does he suggest a reason for why such a collar would be moved from the neck to the head. Besides, there exists religious art featuring the fillet (see below) that predates the novel by some three centuries, meaning it wasn’t the sole invention of the author/compiler of the novel.

Before I continue, I would like to point out that the 13th-century precursor of the novel, The Story of Tripitaka of the Great Tang Procures the Scriptures, does not mention the fillet at all (this is just one of many differences between it and the final 16th-century version). Monkey is simply portrayed as a concerned individual who purposely seeks out Tripitaka to ensure his safety, as the monk’s two previous incarnations have perished on the journey to India. In other words, he comes as a willing participant, which negates the need for positive punishment via the ringlet. [4] But at least two works coinciding with the Song Dynasty (960-1279) depict Monkey wearing a band, which, again, excludes the treasure being a later invention.

In her excellent paper on the origins of Sun Wukong, Hera S. Walker (1998) discusses a 13th-century stone relief from the western pagoda of the Kaiyuan Temple (開元寺) in Quanzhou, Fujian province, China that portrays a sword-wielding, monkey-headed warrior (pp. 69-70). Considered by many to be an early depiction of Monkey, the figure wears a tunic, a Buddhist rosary, and, most importantly, a type one fillet on the forehead (Fig. 4). Walker quotes Victor Mair, who believes the fillet “recalls the band around the head of representations of Andira, the simian guardian of Avalokitesvara” (the Indian counterpart to Guanyin) (Walker, 1998, p. 70). He goes on to list similarities between the stone relief and depictions of Andira, while also suggesting said depictions are based on south and southeast Asian representations of the Hindu monkey god Hanuman:

Identical earrings (these are key iconographic features of H[anuman] in many Southeast Asian R[ama saga]s), comparable tilt of the head… which seems to indicate enforced submission, long locks of hair… flaring out behind the head, elongated monkey’s mouth, similar decorations on the forearm and upper arm, etc. It is crucial to note that all these features can be found in South Asian and Southeast Asian representations of H[anuman]. (Walker, 1998, p. 70).

So as it stands, the 13th-century appears to be the furthest that the motif has been reliably traced.

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Fig. 4 (Left) – The 13th-century stone relief of Sun Wukong from the Kaiyuan Temple in Quanzhou, Fujian province, China (larger version). Fig. 5 – (Center) A portion of the 11th-century painting in the Eastern Thousand Buddha Cave number two (larger version). Fig. 6 – (Right) The 12th-century Japanese painting “Aka-Fudo” (赤不動) (larger version).

3. My Findings

While Mair suggests a Southeast Asian Hindo-Buddhist influence, I know of at least one 11th-century example from northeastern China that suggests an Indo-Tibetan Buddhist influence. The Eastern Thousand Buddha Cave (東千佛洞, Dong qianfo dong) in the Hexi Corridor of Gansu Province contains a Xixia dynasty (1038-1227) wall painting of Xuanzang worshiping Guanyin from a riverbank. Monkey stands behind him tending to a brown horse. He is portrayed with a type three circlet on his head, waist length hair, and light blue-green robes with brown pants (fig. 3 and 5). This painting was completed during a time when China was seeing an influx of monks fleeing the inevitable fall of India’s Buddhist-led Pala Dynasty (750-1174) from the 10th to the 12th-century. They brought with them the highly influential Pala Buddhist art style and Vajrayana Buddhism, a form of esoteric Buddhism. The MET (2010) writes:

A mixture of Chinese-style and Vajrayana traditions and imagery was employed in the Tangut Xixia Kingdom …  which was based in Ningxia, Gansu, and parts of Shanxi … It is difficult to imagine that this “new” type of Buddhism, which not only was flourishing in Tibet in the late tenth century but was also found in the neighboring Xixia Kingdom and may have been practiced by Tibetans based in the Hexi Corridor region of Gansu Province, was completely unknown in central China until the advent of the Mongols (p. 19).

The painting of Monkey and Tripitaka was surely created by an Indian/Tibetan Buddhist monk (or at the very least a fellow Tangut/Chinese practitioner) living in the area. This suggests the imagery within the painting, such as the fillet, could have an esoteric Buddhist pedigree, and textual evidence shows such headbands were indeed worn in some esoteric rituals. For example, the Indian Buddhist Hevajra Tantra (Ch: 大悲空智金剛大教王儀軌經, Dabei kongzhi jingang dajiao wang yigui jing, 8th-cent.) instructs adherents on how to adorn and dress themselves for worshipping Heruka, a Wrathful Destroyer of Obstacles:

The yogin must wear the sacred ear-rings, and the circlet on his head; on his wrists the bracelets, and the girdle round his waist, rings around his ankles, bangles round his arms; he wears the bone-necklace and for his dress a tiger-skin… (Linrothe, 1999, p. 250) (the emphasis is mine).

Furthermore, it describes how each of the ritual adornments and implements used in the ceremony represents each of the five esoteric Buddhas, as well as other religio-philosophical elements:

Aksobhya is symbolized by the circletAmitabha by the ear-rings, Ratnesa by the necklace, and Vairocana (by the rings) upon the wrists. Amogha is symbolized by the girdle. Wisdom by the khatvanga [staff] and Means by the drum, while the yogin represents the Wrathful One himself [Heruka]. Song symbolizes mantra, dance symbolizes meditation, and so singing and dancing the yogin always acts (Linrothe, 1999, p. 251) (the emphasis is mine).

As can be seen, the circlet represents Aksobhya (Sk: “Immovable”; Ch: 阿閦如来, Achurulai). This deity is known for his adamantine vow to attain buddhahood through the practice of Sila, or “morality”, the aim of which “is to restrain nonvirtuous deeds of body and speech, often in conjunction with the keeping of precepts” (Buswell & Lopez, 2013, pp. 27 and 821). So the ritual band most likely served as a physical reminder of right speech and action, making it the best candidate for the origin of Monkey’s fillet. Sun is after all the representation of the “Monkey of the Mind” (as noted in the introduction), so his inclusion in the Eastern Thousand Buddha Cave painting was probably meant to convey the taming of this Buddhist concept via the circlet (apart from referencing the popular tale itself).

The Hevajra Tantra, the text in which the circlet appears, was first translated into Tibetan by Drogmi (993-1074) and adopted during the 11th-century as a central text by the respective founders of the Kagyu and Sakya sects, two of the six major schools of Tibetan Buddhism. Various members of the Sakya sect were invited by Mongol royalty to initiate them into the text’s esoteric teachings during the 13th-century. These include Sakya Pandita and his nephew Chogyal Phagpa, who respectively tutored Genghis Khan’s grandson Prince Goden in 1244 and Kublai Khan in 1253. The meeting between Kublai and Chogyal resulted in Vajrayana Buddhism becoming the state religion of Mongolia. The Hevajra Tantra was translated into Chinese by the Indian monk Dharmapala (963-1058 CE) in 1055 during the Northern Song Dynasty (960-1127). The text, however, did not become popular within the Chinese Buddhist community like it would with the Mongols in the 13th-century (Bangdel & Huntington, 2003, p. 455). But this evidence shows how the concept of the 8th-century ritual circlet could have traveled from India to East Asia to influence depictions of Sun Wukong in the 11th-century. And the relatively unknown status of the text in China might ultimately explain why there are so very few depictions of Chinese deities wearing the fillet, or why it does not appear in the 13th-century version of Journey to the West.

While the Xixia painting (fig. 5) lacks many of the ritual adornments (apart from the fillet) mentioned in the Hevajra Tantra, the Quanzhou stone relief (fig. 3) includes the band, earrings, necklace, bangles, and possibly even a tiger skin apron, suggesting it too has an esoteric origin (most likely based on Chinese source material). [5] The band’s connection to esoteric Buddhism is further strengthened by a 12th-century painting from Japan. Titled Aka-Fudo (赤不動), or “Red Fudo [Myoo]”, it depicts the wrathful esoteric god seated in a kingly fashion, holding a fiery, serpent-wrapped Vajra sword in one hand and a lasso in the other (fig. 6). He wears a golden, three-linked headband (similar to the curls of type one), which stands out against his deep red body and flaming aureola. Biswas (2010) notes: “…the headband on his forehead … indicate[s], according to some, a relation to the habit of groups of ascetics who were among the strong supporters of Acalanatha” (112). His supporters were no doubt yogin practitioners in the same vein as those who worshipped Heraku and other such wrathful protector deities.

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Fig. 7 – (Left) Huang Ji’s “Sharpening a Sword” (early 15th-century) (larger version). Fig. 8 – (Center) An image of the hero Wu Song wearing a jiegu (戒箍) fillet from a Water Margin TV show. Fig. 9 – (Right) A late Ming woodblock of the warrior monk Lu Zhishen with a crescent staff (larger version).

3.1. The Fillet as a Symbol of Martial Deities and Warrior Monks

It’s important to note that Monkey was not the only cultural hero of the Ming Dynasty (1368-1644) to wear a golden fillet. Another example is Li Tieguai (李鐵拐), or “Iron Crutch Li”, the oldest of the Eight Immortals.[6] Li is generally portrayed as a crippled beggar leaning on a cane. Legend has it that his original body was cremated prematurely by a disciple while the immortal traveled in spirit to answer a summons from Lord Laozi, the high god of Daoism. Li’s spirit returned a day later to find only ashes, thus forcing him to inhabit the body of a recently deceased cripple. According to Allen and Philips (2012), “Laozi gave him in recompense a golden headband and the crutch that was to become his symbol” (p. 108). Some depictions of Li wearing the fillet predate Journey to the West. The most striking example is Huang Ji’s Sharpening a Sword (early 15th-century) (Fig. 7), which portrays the immortal wearing a type three band and sharpening a double-edged blade on a stone while staring menacingly at the viewer. [7] One theory suggests Li’s martial visage identifies him as a “spirit-guardian of the [Ming] state” (Little, 2000, p. 333). Both Monkey and Li are therefore portrayed as brutish, weapon-bearing, golden headband-wearing immortals who serve as protectors. This shows the fillet was associated with certain warrior deities during the Ming.

The fillet’s connection to religion and martial attributes culminated in the Jiegu (戒箍, “ring to forget desires”), a type two band worn by Military Monks (武僧, Wuseng) in Chinese opera to show that they have taken a vow of abstinence (fig. 8). Such monks are depicted as wearing a Jiegu over long hair (Bonds, 2008, pp. 177-178 and 328), which contrasts with the bald heads of religious monks.[8] I would like to suggest the band’s half-moon shape may have some connection to a Ming-era woodblock print motif in which martial monks are shown wielding staves tipped with a crescent (fig. 9). The exact reason for the shape is still unknown (Shahar, 2008, pp. 97-98), but the association between the crescent and martial monks seems obvious. The use of the fillet in Chinese opera led to it being worn by Sun Wukong in the highly popular 1986 live-action tv show adaptation of the novel (fig. 2).[9]

4. Conclusion

Examples of past research into the origins of the golden fillet respectively point to a slave collar from the Han dynasty (206 BCE-220 CE) and circa 13th-century South and Southeast asian depictions of the Buddhist guardian Andira and the Hindu monkey god Hanuman as possible precursors. However, the first isn’t credible, and the second, while on the right track, doesn’t go back far enough. An 11th-century painting in the Eastern Thousand Buddha Cave complex depicts Sun Wukong wearing a type three fillet with possible ties to a ritual circlet worn by Esoteric Buddhist Yogin ascetics in 8th-century India. The Hevajra Tantra, the esoteric text that mentions the band, associates it with the Aksobhya Buddha and thereby his moralistic, self-restraining practices. The text was transmitted from india to Tibet, China, and Mongolia from the 11th to the 13th-centuries, showing a clear path for such imagery to appear in East Asia. A 12th-century Japanese Buddhist painting of the guardian deity Fudo Myoo with a fillet suggests the practice of wearing circlets in esoteric rituals continued for centuries. Other non-Buddhist deities became associated with the fillet during the Ming Dynasty. A 15th-century painting of the immortal Li Tieguai, for example, depicts him as a type one circlet-wearing, sword-wielding guardian of the Ming dynasty. All of this suggests the band became a symbol of weapon-bearing protector deities. The association between the fillet and religion and martial attributes led to its use as the symbol of military monks in Chinese opera.


Update: 12-23-17

I’ve been wondering what the 8th-century version of the circlet (along with the other ritual implements) mentioned in the Hevajra Tantra might have looked like. While I have yet to find a contemporary sculpture or painting, I have found an 11th to 12th-century interpretation from Tibet. Titled The Buddhist Deity Hevajra (fig. 10), this copper alloy statue somewhat follows the prescribed iconography of the god as laid out in the aforementioned text:

Dark blue and like the sun in colour with reddened and extended eyes, his yellow hair twisted upwards, and adorned with the five symbolic adornments,/ the circlet, the ear-rings and necklace, the bracelets and belt. These five symbols are well known for the purificatory power of the Five Buddhas./ He has the form of a sixteen-year-old youth and is clad in a tiger-skin. His gaze is wrathful. In his left hand he holds a vajra-skull, and a khatvahga [staff] likewise in his left, while in his right is a vajra of [a] dark hue…(Linrothe, 1999, p. 256)

Fig. 10 – The Buddhist Deity Hevajra, late 11th to early 12th-century, copper alloy (larger version). Courtesy of the Los Angeles County Museum of Art. Fig. 11 – Detail of the circlet.

The circlet here is depicted as a fitted band with crescent trim and a teardrop-shaped adornment (a conch?) (fig. 11). The statue’s iconography more closely follows that from the Sadhanamala (“Garland of Methods”), a compilation of esoteric texts from the 5th to 11th-centuries. The following information probably derives from the later part of this period:

He wields the vajra in the right hand and from his left shoulder hangs the Khatvanga [staff] with a flowing banner, like a sacred thread. He carries in his left hand the kapala [skull cap] full of blood. His necklace is beautified by a chain of half-a-hundred severed heads. His face is slightly distorted with bare fangs and blood-shot eyes. His brown hair rises upwards and forms into a crown which bears the effigy of Aksobhya. He wears a kundala [ear decoration] and is decked in ornaments of bones. His head is beautified by five skulls (Donaldson, 2001, p. 221).

Our statue has many of these features but lacks the image of the Buddha in his hair. This suggests the knob visible in the coif (fig. 10) once carried such a figure. So once again we see the importance of the Aksobhya Buddha. The statue is similar to 10th and 11th-century stone statues from India.[10]

While this doesn’t get us any closer to what the original circlet looked like, this statue adds to the mutability of the fillet imagery. The Hevajra Tantra is vague in its description, and so it is no surprise that so many variations have appeared over the centuries. The original sanskrit text uses the word cakri (circle) to refer to the band (Farrow & Menon, 2001, pp. 61-62). This might explain the simple type three fillet worn by Monkey in the Eastern Thousand Buddha Cave two painting (fig. 2).


Update: 08-16-20

I have written an article suggesting an origin for the type one headband, or as I now call it, the “curlicue headband”.

Sun Wukong’s Curlicue-Style Headband


Update: 12-12-21

One thing I figured out a while ago but never explained here was the reason why the Japanese Buddhist protector deity Aka-Fudo (赤不動) (fig. 6) is depicted with a headband. I believe this is a visual representation of the fillet’s association with the Aksobhya Buddha. This is because the fudo (Ch: budong, 不動) of Aka-Fudo and the Sanskrit meaning of Aksobhya respectively mean “immovable”. So the image of Aka-Fudo is encapsulating both his position as a protector deity and the Buddha represented by the headband. 


 

Update: 01-23-22

I’ve written an article suggesting a mantra for the secret spell that causes the golden fillet to tighten.

The Tightening Spell of Sun Wukong’s Golden Headband


Update: 07-25-22

I’ve written an article that explains the origins of the “crescent-style” headband.

The Monkey King’s Crescent-Style Headband

Notes

1) The type of band that is given to particular characters is explained in Wu & Yu, 2012 (Vol. 2), p. 251.
2) For the entire episode, see Wu & Yu, 2012 (Vol. 1), pp. 314-320.
3) The child first speaks his new name in Wu & Yu, 2012 (Vol. 2), p. 354. The name Sudhana originates from the Avatamsaka Sutra (Wu & Yu, 2012 (Vol. 2), pp. 386-387 n. 3).
4) For a complete English translation, see Wivell (1994).
5) This is just one of many relief carvings that grace the pagoda. It includes other guardian-type figures with esoteric elements but rendered in the Chinese style. See Ecke and Demiéville (1935).
6) The Eight Immortals are Daoist saints who came to be worshipped as a group starting sometime in the Jin Dynasty (1115-1234) (Little 2000: 319).
7) The sword is usually a symbol of the immortal Lu Dongbin, but, as noted above, it is used to identify Li Tieguai as a Ming guardian (Little 2000: 333).
8) Shahar (2008) discusses the historical differences between religious and military monks in ancient China.
9) The actor who played Monkey, Liu Xiao Ling Tong (Born Zhang Jinlai 章金萊, 1959), comes from a family who has specialized in playing Sun Wukong in Chinese opera for generations (Ye, 2016).
10) See the Heruka chapter in Linrothe (1999). He includes our statue in his study, but other sources describe it as Tibetan instead of India (Bangdel & Huntington, 2003, p. 458).

Bibliography

Allan, T., & Phillips, C. (2012). Ancient China’s myths and beliefs. New York: Rosen Pub.

Bangdel, D., & Huntington, J. C. (2003). The Circle of Bliss: Buddhist Meditational Art. Chicago, Ill: Serindia Publications.

Biswas, S. (2010). Indian influence on the art of Japan. New Delhi: Northern Book Centre.

Bonds, A. B. (2008). Beijing opera costumes: The visual communication of character and culture. Honolulu: University of Hawai’i Press.

Buswell, R. E., & Lopez, D. S. (2013). The Princeton dictionary of Buddhism. Princeton, NJ : Princeton University Press.

Donaldson, T. E. (2001). Iconography of the Buddhist sculpture of Orissa. New Delhi: Indira Gandhi National Centre for the Arts.

Ecke, G., & Demiéville, P. (1935). The twin pagodas of Zayton: A study of the later Buddhist sculpture in China. Cambridge, Mass: Harvard University Press.

Farrow, G. W., & Menon, I. (2001). The concealed essence of the Hevajra Tantra: With the commentary Yogaratnamālā. Delhi: Motilal Banarsidass Publ.

Linrothe, R. N. (1999). Ruthless compassion: wrathful deities in early Indo-Tibetan esoteric Buddhist art. Boston, Mass: Shambhala.

Little, S. (2000). Taoism and the arts of China. Chicago, IL: Art Institute of Chicago.

Liu, X. (1994). The odyssey of the Buddhist mind: The allegory of the Later journey to the West. Lanham, Md: University Press of America.

Metropolitan Museum of Art (New York, N.Y.), Leidy, D. P., Strahan, D. K., & Becker, L. (2010). Wisdom embodied: Chinese Buddhist and Daoist sculpture in the Metropolitan Museum of Art. New York: Metropolitan Museum of Art.

Shahar, M. (2008). The Shaolin Monastery: History, Religion, and the Chinese Martial Arts. University of Hawaii Press.

Walker, H.S. (1998). Indigenous or foreign? A look at the origins of monkey hero Sun Wukong. Sino-Platonic Papers, 81, 1-117.

Wang, T. (2006). Dust in the wind: Retracing Dharma Master Xuanzang’s Western pilgrimage. Taipei: Rhythms Monthly.

Wivell, C.S. (1994). The story of how the monk Tripitaka of the great country of T’ang brought back the Sūtras. In Mair, Victor H. The Columbia anthology of traditional Chinese literature (pp 1181-1207). New York: Columbia University Press.

Wu, C., & Yu, A. C. (2012). The journey to the West (Vol. 1-4) Chicago, Ill: University of Chicago Press.

Ye, X. (2016). Liu Xiao Ling Tong and Sun Wukong. Retrieved December 15, 2017, from https://www.youlinmagazine.com/story/liu-xiao-ling-tong-and-sun-wukong/Njgw